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real-isti ommuni ation systems.

ˆ Se ondly, we show that all the multi arrier modulation formats an be

derived from su h adis rete-time model, with ageneral prototype lter

(rather than with the standard re tangular lter) and a general time

and frequen y spa ing between the information symbols; inotherword,

we apply pulseshaping te hnique to all the s hemes, so extending the

DCT-OFDM,DST-OFDM andDTT-OFDMs hemesalreadypresentin

literature.

ˆ Finally,inspiredbytheWilsonbase[87,Se tion4.2℄,thatturnsouttobe

a leverwayto design well-lo alized orthogonalGaborframeswithhigh

time-frequen ye ien ythatavoidthelimitingfa torduetothe

Balian-Lowtheorem[87℄,[88℄,wederiveapra ti almulti arriermodulationwith

ex ellent performan e on doubly-sele tive hannels.

For all the above mentioned modulation s hemes, we rst assume a

re t-angular prototype pulse, as is usually done in the literature [74,81℄, then we

designasuitableprototypepulse,welllo alizedinboththetimeandfrequen y

domains, by meansof thete hnique proposedin[89℄ or in[90℄.

w(t)

S/P

y −Q m

y Q m

kT

MODULAT OR CHANNEL DEMODULAT OR

x(t) r(t)

y −Q+1 m x i

u e −Q+1 (t)

h(t, τ ) u e −Q (t)

u e Q (t)

v e −Q (−t)

v e Q (−t) v e −Q+1 (−t)

Figure5.1: Ideal ontinuous-time lter-bank system.

transmitted symbols

{x i }

arezero-mean independent random variables (r.v.s) belonging to a given omplex onstellation. We dene

σ x 2 , E 

|x n | 2

. The

transmitted signal, whi h is obtained bymodulating a set of ontinuous-time

lters

{e u n (t)}

,reads

x(t) = X

m∈Z

X Q n=−Q

x m n u e n (t − mT ).

(5.1)

Filters

{e u n (t)}

willbe hosenequal toabasepulse (eitherare tangular pulse oranappropriatelydesignedpulse,a ordingtotheapproa hdes ribedin[85℄)

withasuitablemultiplexing inthefrequen ydomain,asintheuniform

lter-bank approa h [91, Chapter 9℄. Hen e, index

n

is usually referred to as the

frequen y (or sub arrier) index. We will dene the spe tral e ien y

η

,

ex-pressed insymb/s/Hz, asthe amount of ode symbols that an be loaded on

atime-frequen y region hara terized byaunitary bandwidthandtimewidth.

All the onsidered modulation formats will be designed so that they a hieve

thesame spe trale ien y,inorder to arry out afair omparison.

Aftertransmissionoveranoisydoubly-sele tive hannel,there eivedsignal

r(t)

is

r(t) = Z +∞

−∞ h(t, τ ) x(t − τ) dτ + w(t)

(5.2)

wherethezero-meanGaussianrandompro ess

h(t, τ )

denotesthetime-varying hannelimpulseresponse(CIR).Awide-sensestationaryun orrelated

s atter-ing(WSSUS) hannel is assumed,and

h(t, τ ) = 0

if

τ < 0

or

τ > τ max

,being

τ max

the maximalex ess delay ofthe hannel.

τ max

givesan indi ation about

the hannel spreading in the time domain. A similar parameter, denoted as

ν max

(maximal Doppler spread), quanties the hannel spreading in the

fre-quen y domain [92℄.

w(t)

is a omplex white Gaussian pro ess with power

spe traldensity

2N 0

.

Atthe re eiver,thesignalispro essedbyabankof

2Q + 1

lters.The

r

-th

sampleat the output ofthe

k

-th lter

{ev k (−t)}

is

y k r , y k (rT ) =

Z +∞

−∞ r(τ ) ev k (τ − rT ) , k = −Q, . . . , Q .

(5.3)

In order to obtain a pra ti al implementation modelfor the mentioned

lter-bank s heme, we resort to a dis rete-time model. In parti ular, ea h impulse

responselter

e u n (t)

(and similarlyfor

e v k (t)

) isapproximately representedby

e

u n (t) ≃ X

i∈Z

e u n (i) ⊓

 t T s − i



(5.4)

where

e u n (i) , e u n (iT s )

,

T s , T/N

(

N

isthe oversamplingfa tor)and

⊓(t)

isa

re tangular pulse dened as

⊓ (α) ,

( 1

if

0 ≤ α < 1 0

otherwise

.

(5.5)

The dis rete-time representations of the lters, a ording to (5.4) , is

su- iently a urate provided that a large enough oversampling fa tor

N

is

em-ployed. Under this assumption, an equivalent dis rete-time representation of

thetrans eiverisshowninFig.5.2, where thetwo squarelters

⊓ (·)

playthe

role ofdigital-to-analog and analog-to-digital onverters, respe tively.

S/P

y −Q m y −Q+1 m MODULAT OR CHANNEL DEMODULAT OR

h(t, τ ) x(t)

y Q m

r(t) u e −Q (i)

lT s

v e Q (i)

 − t T s

x i 

w(t) u e −Q+1 (i)

u e Q (i)

v e −Q+1 (i) v e −Q (i)

 T t s



Figure5.2: Pra ti al oversampled dis rete-time lter-bank system.

The dis rete-time representation of thetransmittedsignal(5.1) is

x(t) = r 1

T s X

m∈Z

X Q n=−Q

x m n X

i

e u n (i) ⊓

 t − mT T s − i



(5.6)

where the onstant

p 1/T s

is an energy normalization term. The

dis rete-time re eived samples an be obtained byusing (5.6) and (5.2) in (5.3),thus

obtaining

y k r = r 1

T s X

l∈Z

e v k (l)

Z

−∞ r(t) ⊓

 t − rT T s − l

 dt

= X

m∈Z

X Q n=−Q

H k,n r,m x m n + n r k

with

k = −Q, . . . , Q r ∈ N

(5.7)

where

H k,n r,m , X

l∈Z

e

v k (l − rN) X

i∈Z

e

u n (i − mN) h l,l−i

(5.8)

with

h l,i , 1 T s

Z Z

−∞

h(t + lT s , τ ) ⊓

 t − τ T s + i



 t T s



dτ dt

(5.9)

and

n r k , r 1

T s

X

l∈Z

v e k (l − rN) Z

−∞ w(t) ⊓

 t T s − l



dt.

(5.10)

CHANNEL

MODULATOR DEMODULATOR

x m n s(i) p(l) y k r

Figure 5.3: System model de omposed into three blo ks: the modulator, the

hanneland the demodulator.

From (5.9),thedis rete-time CIR

h l,i

hassupportover

0 ≤ i ≤ L

,where

L = ⌊τ max /T s ⌋ + 1

and

⌊t⌋

meansround

t

down to the nearestinteger.

Finally,weprovideanalternative systemdes ription,aimingatthesystem

separation into three dierent blo ks: the transmitter, the hannel, and the

re eiver. Repla ing (5.8) in (5.7),with a few mathemati al manipulations we

obtain the following expressionfor thestatisti s

y r k y k r = X

l∈Z

e v k (l − rN)

 

 X

i∈Z

 X

m∈Z

X Q n=−Q

x m n u e n (i − mN)

 h l,l−i

 

 + n r k .

(5.11)

Hen e we seethat our systemis omposed of thefollowing three stages,

rep-resentedinFig 5.3.

Modulator : omputes thedis rete-time signal

s(i) s(i) , X

m∈Z

X Q n=−Q

x m n u e n (i − mN)

(5.12)

whi h is the sum of the output of a bank of lters whose input are

the information symbols

{x m n }

.The signal

s(i)

isthen forwarded to the

hannel.

Channel : omputes the output dis rete-time signal

p(l)

by the onvolution ofthe inputsignal

s(i)

andthe hannel oe ients

h l,i

p(l) , X

i∈Z

s(i)h l,l−i .

(5.13)

From(5.9),the hannel oe ient

h l,i

isgivenbythe ontributionofthe time-varying hannel impulse response and the two re tangular lters

(thedigital-to-analog and analog-to-digital onverters).

Demodulator : derives the su ient statisti s

y r k

, by ltering the re eived

signal

p(l)

bythe bank oflter

{v k (l)}

y k r = X

l∈Z

e

v k (l − rN)p(l) + n r k .

(5.14)

Obviously the thermal noise is generated by the hannel, but it is

on-venient for our purposetosee su hnoise asaGaussian randomvariable

n r k

introdu ed bythedemodulator.

Theabovegeneral modelisvalidfor allmulti arrier s hemes,whi harebased

howeveron dierentmodulatorand demodulator stages.Hen e, itwillbe

suf- ienttoprovideforthevariouss hemes,thedierentexpressionforthesignal

s(i)

in(5.12) and for thestatisti

y r k

in(5.14).

5.2.1 Uniform Filter-Bank

As,alreadyanti ipated inSe tion 5.2,all multi arrier modulations hemeswe

will onsider, derivefromtheuniformlter-banks system(see[91℄, hapter9):

frequen yresponsesoflters

{e u n (i)}

andlters

{ev n (i)}

areobtainedbyshifting

thefrequen y responseof thesame real lter

u(t)

, denotedasprototype lter,

bya spa ing given by

F n = nF

,where

F

is the spa ing between the various

sub arriers.

Sin e

T

is the OFDM symbol period and

F

the arrier separation, ea h oded symbols

x m n

an be asso iated to the point

(T m , F n ) = (mT, nF )

of a

bidimensional grid inthe time-frequen y plane [85℄.Hen e, dening

ρ , F T

,

theinverseof

ρ

anbeseenasameasureofthespe tral e ien y

η

(intermsof

datasymbolsperse ondsperHertz),sin ehigher

ρ −1

valuesleadtoaredu ed

spa e-frequen y distan e between symbols (i.e., a redu ed distan e between

two adja ent gridpoints).