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Introduction

Criteria for patient selection to a certain treatment are of central importance in the management of fecal incontinence (FI). Even though the understanding of continence physiology has improved, there persists a lack of comprehensive knowledge regarding the very complex mechanisms by which various structures contribute to the regulation of continence control. It is now assumed that a continuous modulation of dif- ferent stimuli is necessary to effectively maintain the various functions involved with continence. On the other hand, the instruments available to measure or analyze parameters associated with continence, albeit numerous and sometimes sophisticated, are not used in a standardized manner, so that data obtained at one center are not comparable with those obtained in another. Also, the entire diagnostic workup is still debatable, being routinely limited to clinical examination in the opinion of some, whereas others recommend extensive evaluation. However, other aspects must be considered in the decision- making process surrounding treatment choice. These aspects include the patient’s background and feelings about his or her FI and the clinician’s attitude toward proposing a particular treatment. Usually, patients are very frustrated about their FI, and are sometimes convinced that it is ineluctable and incurable. Some- times they are highly motivated to find the right solu- tion but want to avoid suffering or very complicated solutions that can significantly alter their lifestyle.

Sometimes they are so depressed about their FI that they are willing to undergo whichever form of treat- ment their physician recommends.

Whereas it is necessary for the physician to con- sider the patient’s perspective when making a treat- ment decision, it is also necessary to consider the consequences of treatment, some possibly ineffec- tive, when deciding upon a first-line approach. For instance, submitting a patient with very poor conti- nence to a prolonged period of rehabilitation during which significant improvement is not seen could increase the patient’s skepticism to the point of

refusing any other form of therapy. On the other hand, choosing a complex therapy as the first-line approach, for example, dynamic graciloplasty or arti- ficial sphincter, must be based on very strict criteria in order to avoid submitting the patient to excessive treatment. Finally, but fundamental in our opinion, it is unreasonable and irresponsible to offer the patient a stoma as a unique solution for FI without an appro- priate diagnosis and a rational therapeutic approach.

Another aspect that influences patient selection to treatment is the evaluation of results from the appli- cation of different therapies. These evaluations should help the identification of specific subgroups of patients to be recommended for a specific approach as well as allow assessment of the effective- ness of a particular therapy. However, there are many published reports about treatment of patients inho- mogeneously selected to a therapy. Moreover, the rapid evolution of new techniques has determined that in a few years, the same type of patients will be treated with very different methods. Indeed, treat- ment selection criteria are rapidly changing parallel with technical advances. On the other hand, there remains debate about how to measure the effective- ness of a treatment for FI: reduction of FI episodes;

positive impact on quality of life; changing of physi- ological parameters.

Patient Selection

Baseline evaluation of symptoms described by a patient presenting with FI is fundamental in order to establish severity of continence dysfunction and its impact on the patient’s lifestyle. Usually, this can be derived from a clinical assessment (including clinical history and physical examination), as well as from the evaluation of a diary kept by the patient concern- ing normal bowel movements and episodes of FI, specifying which kind of material has been lost (gas, liquid, solid stool). Frequency, circumstances, and the patient’s sensations and attempts to avoid leak- age before and during stool passage, are of interest.

Patient Selection and Treatment Evaluation

Carlo Ratto, Angelo Parello, Lorenza Donisi, Francesco Litta, Giovanni B. Doglietto

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Clinical features allow the physician to establish an FI score according to different available scales. There- after, more information about the pathophysiology of FI can be gleaned from instrumental examination, including anorectal manometry (ARM) and sensory testing, endoanal ultrasound (EAUS), anorectal elec- trophysiology (AREP), magnetic resonance (MR), and defecography.

Instrumental assessment is worthwhile because clinical findings alone are not sufficient to correctly plan treatment. Ternent et al. [1] found that using ARM, EAUS, and pudendal nerve terminal motor latency (PNTML) changes the treatment plan in 20%

of patients. This tendency was confirmed by the same group of researchers [2] on 90 patients submitted ini- tially to a clinical evaluation from which a pretest therapeutic plan was documented (medical for 45 patients, surgical for 45 patients). Thereafter, ARM, EAUS, and PNTML were performed, and a posttest management consensus was reached. In 10% (nine patients), a change of treatment plan was observed after the physiological tests (from medical to surgical in five patients; from surgical to medical in three patients; change of surgical procedure in one patient). Within patients assigned to a pretest med- ical treatment, EAUS was the only anorectal test sig- nificantly responsible of changing the strategy:

among patients indicated for pretest surgical approach, EAUS and PNTML prompted the varia- tion. In a similar study performed at our institution in 2002 involving 63 patients (unpublished data), we found that clinical features alone were unable to indi- cate treatment in 25 patients (39.7%), whereas after ARM, EAUS, and AREP, these “undefined” patients were assigned to medical treatment in 13 cases and to surgery in 12 cases. For the entire group of patients, including those “undefined,” a disagreement between pretest and posttest treatment plan was found in 30 cases (47.6%). In five patients (7.9%), there was a change of pretest approach (from medical to surgical in two; from surgical to medical in three).

Numerous other studies have supported the integra- tion of clinical assessment and physiological tests to improve the understanding of FI and patient treat- ment selection [3–6].

Medical Treatment

Medical treatment includes diet, drugs, supportive measures, rehabilitation, and biofeedback. They are usually chosen for either “elective” reasons or for patients who cannot be treated by a surgical approach. Specifically, poor clinical conditions limit- ing anesthesia and/or surgery could be valid criteria for a nonoperative approach, whereas a patient’s age

could be only relatively limiting. On the other hand, psychological problems or disturbances should sug- gest avoidance of very complex surgical procedures that require patient compliance. Specific bowel dis- eases (chronic inflammatory diseases; irritable bowel syndrome) with uncontrolled symptoms should con- traindicate a major surgical approach. When life- threatening clinical conditions are involved (evolv- ing diseases; chronic diseases; neoplasms not radical- ly treated), the choice of treatment should consider the patient’s life expectancy and the possible benefits in quality of life.

“Elective” indication for medical therapy should include minor FI without physiologic or morpholog- ic alterations; in cases with minor abnormalities, a medical approach could be considered as a first-line intervention. Also, individuals with continence dys- functions related to altered feces quality (i.e., diar- rhea) should be expected to gain benefit from a con- servative treatment approach. In this area, the patient must be advised to improve perianal hygiene, carefully use absorbent cotton diapers and tampons, and reduce or avoid foods that induce loose stools and increase gastrointestinal transit and gas produc- tion (milk derivates; legumes; excess fiber). Diarrhea needs to be fully investigated and, consequently, treated with medication when appropriate. Specific drug treatment has to be initiated in cases of chronic bowel disease. Also, the pathophysiology of soiling should be fully elucidated to determine between operative and nonoperative treatment; when it is minor, occasional, or without either significant phys- iologic dysfunction or sphincter lesions, a conserva- tive approach can be attempted using postevacuation irrigating water enema or anal plugs as supportive measures.

Pelvic floor rehabilitation, including biofeedback, kinesitherapy, sensory retraining, and electrostimu- lation, is frequently regarded as a first-line treatment for FI. However, disagreement exists about indica- tions for rehabilitative techniques. Lack of standard- ized methods makes it difficult to compare results of this approach, even in patients accurately selected.

Moreover, in the limited number of well-conducted studies, there is no agreement concerning outcome parameters to measure or predict therapy outcome [7, 8]. A rational modulation of the algorithm for rehabilitation could play a key role for therapy suc- cess. Patient compliance and good psychological sta- tus are preliminary requirements for rehabilitation, being predictors of therapy success [9, 10]. Selection criteria cannot be based on anal pressures [11–14], whereas altered threshold and rectal urgency sensa- tions have been found to be predictive of a positive treatment response [7, 14–16]. Sensory retraining could be used both in individuals with reduced rectal

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sensation and in patients with very high sensory lev- els [16–18]. Although controversies exist about the outcome predictive value of PNTML in individuals undergoing rehabilitation [7, 8, 13], its alteration seems to be regarded as a predictor of negative response [7, 8]. However, an external anal sphincter defect is not an absolute negative predictor of success [7, 8, 19]. Biofeedback, electrostimulation, and kine- sitherapy could be scheduled in patients with such a defect.

Surgical Treatment

Until the recent past, in cases of intractable severe FI, criteria for selecting patients to surgical treatment concerned sphincter lesions or pudendal neuropathy with perineal descent and altered anorectal angle. In the former condition, a sphincteroplasty was indicat- ed in cases of limited lesion without PNTML alter- ation, whereas a sphincter replacement operation (dynamic graciloplasty, artificial sphincter, gluteo- plasty) was indicated when a wide lesion, fragmented sphincters, or failure of previous sphincteroplasty occurred. In the latter condition, a postanal repair was indicated. Recently, other therapies have been more widely used, such as injectable bulking agents

or the recently introduced radiofrequency. Since 1995, sacral nerve stimulation (SNS) has been intro- duced into the panorama of treatment options, deter- mining a significant rearrangement of selection crite- ria.

Sphincteroplasty

Sphincter lesions due to obstetric trauma (third- and fourth-degree tears) have traditionally been submit- ted electively to sphincteroplasty. This technique can be performed by edge-to-edge approximation or overlapping of the external anal sphincter (Fig. 1).

Immediate repair, at the time of delivery or delayed to 24 h, has been suggested to obtain best results.

However, sphincteroplasty can frequently be per- formed a few decades after childbirth, when the patient presents clinically with FI. Manometric parameters (squeeze pressure; resting pressure; anal canal length) seem not to be useful for patient selec- tion to sphincteroplasty, whereas a pudendal neu- ropathy, measured by a prolonged PNTML (particu- larly if bilateral), should be considered as a predictor of poor outcome [20–26]. However, conflicting results are also reported [27–31], attributable to cor- rect definition of PNTML normality, adequate evalu-

Fig. 1a–f.Sphincteroplasty. a Perineal incision. b The external anal sphincter is isolated at the level of a scar. c The external anal sphincter is incised at the level of the scar. d The overlapping sphincteroplasty is prepared. e Multiple stitches are placed. f The overlapping sphincteroplasty is completed

a

d e f

b c

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ation of pudendal neuropathy when assessed by stan- dard PNTML measurement with St. Mark’s electrode, and the role of symmetric pudendal innervation [31].

Although EAUS is determinant today in diagnosing a sphincter tear, ultrasonographic aspects are not con- sidered valid criteria to select patients to this proce- dure. To improve the long-term results displayed by sphincteroplasty alone, which are sometimes limited [32–34], this operation has been performed within a total pelvic floor repair [35] or with anterior levator- plasty [36]. However, again, anorectal physiological parameters were not predictive of symptom improvement.

Postanal Repair

Neuropathic FI associated with perineal descent and without sphincter lesions seems, theoretically, to be the best indication to postanal repair. Unfortunately, no physiological parameters have been found to be indicative for this approach [37–40]. Considering the limited long-term effectiveness of this treatment, patients with these indications could be more effec- tively approached by other procedures. Indeed, indi- cations for postanal repair have been significantly reduced over time. The procedure has been advocat-

ed as part of a total pelvic floor repair in conjunction with anterior levatorplasty.

Dynamic Graciloplasty, Artificial Bowel Sphincter, Gluteoplasty

These procedures must be regarded as major sphinc- ter replacement operations, dedicated only to patients with very severe FI due to a wide sphincter lesion (more than half the circumference) or frag- mented sphincters not amenable to neither sphinc- teroplasty or other surgical approaches (i.e., SNS). In case of failure of previous sphincteroplasty (when there is no indication to redo it), which is not suitable for SNS, these techniques can also be indicated.

Moreover, if severe FI is consequent to neuropathy or anorectal malformations, one of these operations could be performed (specifically, in cases of neu- ropathy when SNS has failed). Usually, patients pres- ent a very low or absent squeeze pressure, which is associated with a decreased or absent resting pres- sure if an internal sphincter lesion/alteration coex- ists. When pudendal neuropathy occurs, PNTML could be altered. Dysfunctions of rectal sensations should be regarded as negative predictors of success, as reported in different experiences [41–43]. The

Fig. 2a–f.Dynamic graciloplasty, a skin incision, b gracilis muscle is exposed and c isolated, d perianal tunnel is prepared, egracilis muscle has been transposed in perianal space and a “gamma” loop is prepared, f the electrostimulator (connect- ed to the electrodes implanted close to the nerve pedicle of the gracilis muscle) is placed in a subfascial pocket at the level of the rectum abdominis muscle

a b c

d e f

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only major contraindications to the sphincter replacement procedures are very severe chronic bowel diseases causing intractable defecation dys- functions (severe diarrhea as well as severe constipa- tion) and coexistence of rectal prolapse, intussuscep- tion, rectocele, or enterocele.

Although indications for dynamic graciloplasty (Fig. 2), artificial bowel sphincter, and gluteoplasty overlap, there are various differences between them concerning surgeon preference and expertise, tech- niques and materials used, evaluation of periopera- tive morbidity, and long-term results [44–56]. These aspects are treated in details in other chapters in this book. It must be noted that because all outcome vari- ables can reach very poor or very good levels prima- rily in relation to correct indications and surgeon expertise, it seems reasonable that these operations must be performed by surgeons dedicated to the management of severe FI.

Sacral Nerve Stimulation

SNS now plays a central role in the algorithm of FI management (Fig. 3). Even if of recent clinical appli- cation in anorectal dysfunction [57], this approach

has rapidly expanded, and step by step, acceptable indications have been suggested. Initial applications concerned patients with dysfunctions of nonlesioned striated anal muscles, then with a prevalent neuro- genic etiology [58–64]. Thereafter, as clinical use and understanding of action mechanisms made progress, SNS expanded to other indications, including idio- pathic sphincter degeneration, iatrogenic internal sphincter damage, partial spinal cord injury, sclero- derma, limited lesions of internal or external anal sphincters, rectal prolapse repair, and low anterior resection of the rectum [65–78]. Actually, alterations of the sacrum or skin in the implantation area, very wide sphincter tears, pregnancy, and very severe uncontrolled chronic bowel diseases are regarded as the main contraindications for SNS.

A variety of physiological patterns has been observed at patient presentation, and, in most stud- ies, none of these parameters has been elucidated as a prognostic indicator of outcome. Alterations of any one manometric parameter did not contraindicate this therapy. Variations of rectal sensation between baseline to postimplant toward normal range seem to be related to better results, despite whether baseline values were higher or lower than normal [79, 80]; this would demonstrate the “modulation” effect of SNS.

Fig. 3a–f.Sacral nerve stimulation, a patient’s position in the operating room, b following local anesthesia, a needle is inserted through the right third sacral foramen, c a needle has been inserted into the left third sacral foramen, and the electrode introducer has been placed through the right third sacral foramen; a permanent quadripolar electrode is shown, dinsertion of the permanent quadripolar electrode through the introducer, e bilateral placement of permanent electrodes into the right and left third sacral foramina, f subcutaneous placement of the electrostimulator. Reprinted with permis- sion from [88]

a b c

d e f

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Prolonged PNTML, previously considered a negative prognostic factor for treatment success, now is regarded, per se, as a noninfluencing indicator. Other studies have underlined the influence of SNS on the central nervous system [81, 82], explaining why this approach could be effective in partial spinal cord lesions but ineffective in cases of total lesions. Very recently, Gourcerol et al. [83] investigated prognostic factors associated with SNS success during tempo- rary and definitive stimulation. They found that only patient age was prognostic of outcome during tem- porary test, whereas bulbocavernosus reflex latency was the only factor influencing success after defini- tive device implantation. In their opinion, patients with neurogenic FI should be candidates for SNS.

Injectable Bulking Agents

This treatment approach is regarded as attractive because it is not invasive. However, only a very accurate patient selection can allow positive effects of bulking agents on FI. Usually, patients with either limited inter-

nal sphincter lesion or a weak anus without tears are indicated to this kind of treatment. Moreover, individ- uals who cannot be submitted to other major surgical approaches due to their poor general clinical conditions could be amenable to injection of bulking agents. The increasing variety of agents proposed and used (Fig. 4) to create a bulking effect, with different methods of injection (through anal mucosa or transsphincteric), different placement sites (submucosal or intersphinc- teric), and different check procedures (digital examina- tion or EAUS), have determined criteria incomparable for selecting the most appropriate approach [84].

Radiofrequency

This therapy also seems to be indicated in individu- als with weak anal sphincters, but lesions contraindi- cate its use, as does chronic diarrhea, inflammatory bowel disease, or anal sepsis. Due to the recent clini- cal application [85–87] and lack of large studies, it is not possible, at this time, to determine stricter selec- tion criteria.

Fig. 4a–f.Implantation of a new bulking agent for fecal incontinence (FI), the Anal Gatekeeper (Medtronic, Inc., Min- neapolis, MN, USA), a endoanal ultrasound (EAUS) of a patient with FI following rectal prolapse previously repaired with Delorme procedure, b following locoregional anesthesia (perineal block), insertion of the introducer through a small skin incision to reach the intersphincteric space; introducer site should be confirmed by EAUS, c placement of the thin solid prosthesis through the introducer to reach the intersphincteric space, followed by removal of the introducer, d final check by EAUS, e coronal and f longitudinal views of EAUS 6 months after four prostheses implant; in 24 h, each prosthesis became thicker and very soft

a b c

d e f

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Treatment Evaluation

A variety of aspects can affect evaluation of the effectiveness of a certain therapy for FI. Identifica- tion of factors reflecting the treatment impact and methods measuring the improvement obtained is of crucial importance. This should be derived from well-conducted studies with a sufficiently large number of patients selected with strict criteria.

However, frequently, the available reports are mostly affected by an inhomogeneous patient selection. Also, criteria used to define response to therapy are not standardized. This could depend on the end point of that treatment: care of symp- toms (i.e., reduction of FI episodes; improved con- trol of solid vs. liquid stools vs. gas; ability to post- pone defecation), improvement in quality of life, improvement in multifactorial aspects (i.e., scores), or normalization of physiological parame- ters (i.e., manometric; electrophysiologic; ultra- sonographic).

Conceptually, considering a good response as an improvement of at least 50% in FI could be debat- able. In fact, in a patient treated for very severe FI, a 50% reduction in FI episodes (for instance, from ten to five episodes per week) probably is not enough to significantly improve that patient’s pre- treatment quality of life and life style (need to ware pads; living close to the bathroom; constrained to stay at home). Moreover, even if perfect control to solid stools has been regained after treatment, incontinence to liquids or gas could remain very detrimental. Because there is disagreement on clin- ical parameters to define treatment response, avail- able data from reports must be evaluated thorough- ly and critically.

On the other hand, the available scoring systems for FI measurement as well as quality of life ques- tionnaires are not fully shared. They could be too vague and subjective. Patient “satisfaction” would probably be the most comprehensive concept reflect- ing therapy success, but it is difficult to quantify.

Moreover, each score needs to be validated according to the patient’s specific social, cultural, and environ- mental factors.

Physiological parameters are used to demonstrate the objective impact of a treatment. However, very frequently, conflicting data are obtained when a sin- gle parameter is considered because of the multifac- torial origin of FI. Moreover, the influence of a par- ticular treatment could be different in different sub- groups of patients, each with particular physiological features.

All the above-mentioned considerations highlight the difficulty of interpreting data from reports on FI

management. In the following chapters, the authors offer a complete panorama of medical, rehabilitative, and surgical methods to cure FI. They discuss tech- niques and results, as well as the pros and cons of using each approach.

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