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26
Minimally Invasive Versus Open Esophagectomy for Cancer
Ara Ketchedjian and Hiran Fernando
26.1. Operative Procedure and Feasibility
Minimally invasive esophagectomy techniques require advanced laparoscopic and thoracoscopic skills for optimal outcomes. Due to the inherent limitations in visualization and instrumentation, operative times are often longer and vary widely (3.7–7.5 h; Table 26.1). The earliest descriptions of MIE involved a combination of open surgery with either thoracoscopy or laparoscopy. In 1993, Collard demonstrated that esophageal dissection could be carried out thoracoscopically when combined with laparotomy for gastric mobiliza- tion. 1 The disadvantage of a hybrid approach such as this is that the patient is still subjected to the morbidity of the open approach in the abdomen. The fi rst report of a completely mini- mally invasive approach was by Depaula, who described a laparoscopic transhiatal esophagec- tomy. 2 Swanstrom and colleagues later described the fi rst North American experience using the same approach as Depaula. 3 Luketich and cowork- ers further modifi ed the approach utilizing both laparoscopy and thoracoscopy to achieve esopha- gectomy. 4 This modifi cation was added to help with visualization and dissection of the thoracic esophagus, as well as to achieve a more complete lymph node dissection. As with most new tech- nologies and procedures, there is a continuous evolution of technique in an attempt to improve operative outcome and ease of surgery. Other techniques such as robotic esophagectomy have been reported, but currently the experience with this approach is relatively small. 5
Despite advances in medical and radiation oncol- ogy, esophagectomy continues to remain the cor- nerstone of therapy for esophageal cancer when cure is the goal. The surgical approaches to esophagectomy, however, vary by institution. In many cases patients with esophageal cancer are older with signifi cant comorbid diseases. Open approaches to esophagectomy can often carry signifi cant morbidity and mortality for these compromised patients. Minimally invasive strat- egies, bolstered by improving techniques and technology, have made minimally invasive esophagectomy (MIE) a feasible operative strat- egy for esophageal cancer surgery. Minimally invasive surgery offers the potential for faster postoperative recovery and fewer pulmonary complications. Much like open surgery, MIE approaches and techniques differ based on insti- tution and surgeon. The goal, however, regardless of the approach, is complete resection of all cancer. Whether MIE can provide added benefi t to morbidity, mortality, or postoperative recov- ery without compromising oncologic resection continues to be a topic of debate.
Minimally invasive esophagectomy remains a
relatively new approach for the treatment of
esophageal cancer with a paucity of level 1 evi-
dence comparing it to standard open esophageal
surgery. A majority of the literature on MIE
refl ects institutional-based observations and
experience. This chapter will review the litera-
ture on both open and minimally invasive esoph-
agectomy, comparing the relevant factors that
may infl uence a surgeon’s approach to esopha-
geal cancer surgery.
Even for open esophagectomy there is some con- troversy as to which operative approach is best.
Prospective, randomized trials comparing tran- shiatal and transthoracic procedures have demon- strated no signifi cant difference in survival. 6–8 Additionally, there are differences in outcome when comparing low-volume to high-volume esophageal centers. Birkmeyer and colleagues, in reviewing a national database, reported mortality rates ranging from 8% in high-volume centers to as high as 23% in low-volume centers. 9 In the absence of a randomized trial, the differences in outcome between centers is an additional source of bias when trying to compare surgical approaches.
With regards to techniques for open esopha- gectomy, surgeons tend to prefer one approach over another. Advocates of transhiatal esopha- gectomy favor this approach because it avoids thoracotomy and all its associated morbidities. In comparison, achieving an R0 resection has been stressed by others as the most important factor for attaining cure, suggesting that a more exten-
sive dissection accomplished by an open thoracotomy approach is superior. 10 Extended (three-fi eld) lymph node dissection and en bloc resection are being used to optimize the number of harvested lymph nodes in an attempt to ac complish R0 resection. Some groups have also reported en bloc resections using minimally invasive techniques, although they failed to dem- onstrate any improvement in morbidity. 11,12 Although en bloc resections have been demon- strated to be safe at high-volume centers, they are associated with higher morbidity.
26.2. Studies Comparing Open and Minimally Invasive Esophagectomy
There have been no randomized studies that compare MIE to open esophagectomy (OE). There are two retrospective studies that have compared MIE to OE. 13,14 In the fi rst study, 18 MIE were compared to 16 OE. The authors found that the T ABLE 26.1. Minimally invasive esophagectomy – surgical outcome.
Surgeon n Evidence Operative approach (h) Operation time LOS (days) Mortality (%) Total
MIE
DePaula
212 Retrospective Lap THE 4.3 7.6 0 Swanstrom
39 Retrospective Lap THE 6.5 6.4 0
Watson
297 Retrospective MIE 4.4 12 0
Luketich
15222 Retrospective MIE – 7 1.4
Nguyen
3046 Retrospective MIE 5.8 8 4.3
Avital
2322 Retrospective Lap THE 6.3 8 4.5 Hybrid
Liu
3120 Retrospective VATS/laparotomy 4.6
a19 0 Peracchia
3218 Retrospective VATS/laparotomy 5.6 – 5.5 Law
3318 Retrospective VATS/laparotomy 4 – 0 Kawahara
3423 Retrospective VATS/laparotomy 1.8
a26 0 Smithers
35153 Retrospective VATS/laparotomy 5.0 12 3.3 Osugi
1280 Retrospective VATS/laparotomy 3.7 – 0 Open
Mathisen
36104 Retrospective TA (64)/IL (40) – – 2.9 Lerut
37198 Retrospective Open (varied) – 18 9.6 Orringer
171085 Retrospective THE – 10 4 Swanson
38250 Retrospective Three-hole – 13 3.6 Bailey
161777 Retrospective Open (varied) – – 9.8 Rizk
19510 Retrospective Open (varied) – 23
b6.1
11
cIL, Ivor Lewis; Lap, laparoscopic; MIE, minimally invasive esophagectomy; TA, left thoraco-abdominal; THE, transhiatal esophagectomy; VATS, video-assisted thorascopic surgery.
a
VATS portion only.
b
Patients with complications.
c