In this Chapter the state of the art and the background hypothesis for the development of a milli-‐scaled system having spatially controlled properties will be described. Particular attention will be given to all the parameters involved in the control of the reaction-‐diffusion between glutaraldehyde (GTA) and the gelatin substrate.
In the final paragraph of the Chapter, a detailed description of the overall concept of this case of study is given.
2.1 Introduction
Cells express all their functions in response to stimuli deriving from the surrounding microenvironment, tissue or extracellular matrix possess different physically properties as those of brain, muscle, and bone precursor osteoid [1-‐
9]. Moreover tissue stiffness change with ageing [10-‐11] and in diseased state [12-‐14]. In this it is also known that the mechanical properties of the tissue are not constant in space, which means that is possible observe different stiffned profiles (e.g. gradient profile) in specific areas of interest in tissue itself, as extensively presented in Chapter 1.
In order to fabricate micro-‐engineered systems able to replicate some aspects of tissues pathophysiological conditions, several aspects need to be considered.
First of all the material choice: the mechanical properties of such material
have to simulate the one of the target tissue, and preferably having tunable
stiffness, able to vary between soft and stiffer values. Hydrogels can be a perfect
candidate. They possess a high quantity of water and are tuneable in resultant
elastic modulus. In fact by tuning the number of cross-‐links, e.g. by using a cross-‐
linker molecule, it is possible to increase/decrease hydrogels mechanical properties[15-‐17].
Secondly, in view of obtain a micro-‐sized spatial control of the stiffness, it is necessary to control the location of the cross-‐linker molecule, which must be deposited in specific points of the hydrogel. To achieve this goal, the inkjet printer technology represents a perfect solution. Thanks to its working principle, high resolution pattern can be printed: guaranteing a spatially controlled deposition of the candidate cross-‐linker molecule.
Finally, the need of specific stiffned profiles can be addressed by a fine control of crosslinker concentration in space. This will lead to reproduce the stiffness variation profile of the target tissue. In particular, to solve this problem, it is necessary to study the chemical reaction mechanism between the cross-‐
linker molecules and the hydrogel substrate. Once this mechanism is revealed, a determined concentration profile on the hydrogel can be achieved by patterning of chemical moieties. So in that case of the micro-‐engineered system, this consists on the deposition of cross-‐linking molecules an hydrogel surface using a high resolution inkjet printer. Keeping in mind that hydrogel stiffness is directly correlated to the degree of cross-‐linking, a final stiffned hydrogel can be obtained.
In this Chapter the chosen hydrogel, the crosslinker, the technological
tool and the model of the system will be presented. In particular, this case of
study will involve gelatin, glutaraldheyde, the inkjet printing technology and
Finite Element Models to describe first and control further, the
reaction/diffusion mechanism between the hydrogel and the cross-‐linker
molecule for the designing of a spatially controlled concentration profile. In next
chapters it will be presented the validation of this modelling method in terms of
control over: i) the reaction/diffusion mechanism in discrete domains, ii) the
correlation between crosslining degree and mechanical properties, iii) the
validation of the FEM results in chosen hydrogels, and iv) the fabrication of concentration profiles usign complex pattern.
2.2 Hydrogels
Hydrogels are a class of highly hydrated polymer materials with water contents over 30% by weight [18]. They are composed of hydrophilic polymer chains that could be either synthetic or natural. Examples of synthetic hydrogels include HEMA (2-‐hydroxyethyl methacrylate), poly (ethylene oxide) and its copolymers, and PVA (poly vinyl alcohol). Natural hydrogels, which are usually a biopolymer, include alginate, collagen, gelatin, fibrin, chitosan, agarose, and hyaluronate [19]. The structural integrity of hydrogels depends on the crosslinking of the polymer molecules that could be bonded physically or chemically [20]. Hydrogels that are crosslinked physically may involve molecular entanglements or secondary forces such as ionic, hydrogen interactions, and hydrophobic forces. Chemically crosslinked hydrogels are generally covalently bonded. They may also be formed via methods that make them biodegradable or non-‐ biodegradable. The mechanical properties of hydrogels can be described by the theories of rubber elasticity and viscoelasticity [21-‐22]. The hydrogel chosen for this work is gelatin, and will be deeply explained in Chapter 3.
2.3 Glutaraldehyde
Glutaraldehyde (GTA) is a commonly chemical agent used for the cross-‐
linking of proteins and collagenous materials [23-‐29]. This molecule returns
materials with the highest degree of cross-‐linking when compared with other
known methods such as formaldehyde, epoxy compounds, cyanamide and the
acylazide method. The GTA can also react with gelatin. The reaction is rapid,
complex and essentially irreversible; GTA introduces crosslinks through Schiff’s
base [23]. Basically the aldehyde groups of GTA reacts with the aminic groups of
lysine and hydroxylysine of gelatin, forming intra and inter-‐molecular crosslinks [24-‐25] (Figure1b). Due to GTA polymeric nature, crosslinks of various lenghts may be formed [26].
The reactions involved during cross-‐linking of proteins with glutaraldehyde have been extensively studied, but the reaction mechanism is very complex and still not completely understood. A scheme of aqueous solutions of glutaraldehyde containing a mixture of free aldehyde and mono and dihydrated glutaraldehyde and monomeric and polymeric hemiacetals is shown in Figure 1a. Because of the ease of hydration and cyclization, the concentration of free, monomeric aldehydes in concentrated, commercial solutions is usually low.
Figure 1: Gelatin and GTA: a) possible structures of GTA in aqueous solutions, b) crosslinking mechanism between gelatin and GTA.
2.4 Inkjet System
Inkjet is an automated non-‐contact printing technique that takes digital data (i.e. patterns representing a font or image) from a computer, and reproduces it onto a substrate using ink droplets [30]. Most versions of inkjet printers work with graphics materials, such as organic color inks absorbed on a paper sheet, which reproduce two-‐dimensional (2D) high-‐resolution patterns.
However, there is a growing interest in inkjet use in non-‐graphical applications in a broad area of micro-‐engineering industries, using different inks and printing substrates to obtain pseudo-‐3D (one layer with a certain thickness) or three-‐
dimensional (3D, multiple layers) patterns.
Inkjet has become an important technology over the past decade, particularly because of its use in low-‐cost computer printers. The first commercial inkjet printers were introduced in the mid-‐1970s, but only in 1980s did the Hewlett-‐ Packard Company start to produce low-‐cost disposable printheads, which allowed inkjet printers to be more practical because of reduced reliability issues. Since then inkjet printers have been continually improved in quality and reliability. At the same time their costs have steadily fallen and as a result they are a popular computer accessory. The trend in inkjet printer technology is to increase printing quality and speed by: 1) reducing droplet size; 2) increasing the number of channels per head; 3) increasing ejection rates; and 4) reducing problems such as crosstalk between channels and satellite droplets. In 1990s, the state of art for inkjet technology was about 50-‐
128 channels per head, with repetition rates of 3-‐6 kHz, and a resolution of 300-‐
600 dpi, ejecting droplets of only a few picoliters. The corresponding increase in resolution allows inkjet printing to fabricate complex shapes with features in the micrometer range with the aid of computational topology design (CTD).
In essence today, an inkjet printer is a simple dosing robot, which
deposits materials (by means of tiny droplets with controlled volume) in a
desired location with micrometer resolution. In addition to it’s a well-‐known
application in word processing as a cheap office tool. Moreover inkjet technology has been widely employed in electronics and micro engineering industries to print functional materials. For example complex integrated circuits, such as polymer thin-‐film transistors have been generated by this low-‐cost fabrication method. More recently, inkjet technology has been successfully adapted to bioengineering applications [31]. With the obvious advantages of being inexpensive as well as high throughput, commercial thermal inkjet printers have been modified to print biomolecules onto target substrates. Although biological molecules and structures are often viewed as fragile and easily degraded, molecules such as DNA have been successfully directed onto glass by commercial inkjet printers to fabricate high-‐density DNA micro-‐arrays with little or no reduction in their bioactivity. Thus inkjets have been widely used for the creation of protein arrays [31] and even living patterns (i.e. bacteria or cells) [32], [33]. Using inkjet systems viable cells can be delivered to precise target positions on scaffold materials. Compared to bacteria, however, animal cells are generally more sensitive to heat and mechanical stresses, both of which often occur in the cartridge of a printer.
As far as the feasibility of realizing 3D architectures with controlled mechanical and degradation properties is concerned, the range of materials, which can be used, poses a huge limitation in scaffold fabrication using inkjet systems. However in recent years, inkjet technology has achieved remarkable progress allowing the possibility of ejecting tiny droplets of relatively viscous material (i.e. hydrogels [34-‐36]) with high precision patterning, to realize thin monolayers.
2.4.1 Continuous Inkjet Technology
Continuous inkjets are one major classification of inkjet technology that is
still used today. This form of ink jetting dated back to 1878, when Lord Raleigh
first described the method to break streams into a series of droplets [37]. This
technology utilizes a high-‐pressure pump to rapidly propel fluid from a reservoir through a tiny orifice, creating a high-‐velocity, continuous flow of fluid. A piezoelectric crystal then oscillates within the nozzle to create a pressure wave pattern, which disperses the continuous stream of fluid into droplets. To control its direction, the droplets pass through an electrode, charging the droplets.
Deflection plates then direct the charged droplets either to the print surface or to a collection gutter for recycling.
Figure 2: Schematic illustration of binary-‐deflection continuous inkjet.
While continuous inkjet technology could have allowed for rapid deposits of fluid, a couple characteristics of this technology made the system unfeasible for handling cells. The primary problem with continuous inkjets was the constant exposure of the fluid to the environment. This constant fluid flow could have potentially resulted in contamination if the print environment was not adequately sterilized. Another issue with the system was potentially low accuracy. With a continuous inkjet, the placement of the droplet relied solely on how well the electromagnetic plates deflected the fluid. Performing this deflection would have required a complex hardware setup. To reach micron-‐
level accuracy, even more complex hardware could have been required. The
nature of the droplet position could also have been affected by the molecular
properties of each individual droplet. Droplets that were charged differently
could have reacted in different ways to the deflection plates. Therefore, consistency between droplets would have become an issue.
2.4.2 Drop-‐on-‐Demand Inkjets
The other major classification of inkjet technology is known as drop-‐on-‐
demand (DoD) inkjet technology. Unlike continuous inkjet technology, which has a constant fluid flow into a reservoir until deflected onto the print surface, drop-‐
on-‐demand inkjets dispense drops only when required. This difference results in fewer complex components required to operate. However, because an individual nozzle can only dispense a single drop at a time, many nozzles are required to reach the same rate of fluid flow as a continuous inkjet.
When considering applications in cell depositing, DoD inkjets should be the more appropriate choice of technology. As previously mentioned, continuous inkjets would have constantly exposed all the fluid to the print environment.
Because drops in a DoD inkjet dispense on demand, only the fluid that comes in contact with the print surface would be exposed to the atmosphere. As a result of this difference, the risk of contamination should be significantly reduced.
Furthermore, DoD inkjets should be more accurate. Unlike continuous inkjets, DoD inkjets only dispense fluid directly below the nozzle. This limited range of direction would reduce complexity in achieving high resolution patterns, currently as accurate as 350 µm [33]. This accuracy would only be limited by how precise the positioning motors could move and how small of a droplet the inkjet could form.
Two types of drop-‐on-‐demand inkjet technology are commonly used
today. Both dispense fluid by the drop, but perform this task using different
methodologies. A third technology, which was used for this project, operated on
a completely different set of principles. However, due to similar characteristics
with the more common forms of inkjets, this third form was also classified as an
inkjet.
2.4.2.1 Thermal Inkjets
The first of these drop-‐on-‐demand implementations is a thermal inkjet, not to be confused with thermal wax inkjets (dye sublimation). This system, first commercialized by Hewlett Packard in the 1970s, utilizes heat to eject fluid from its head. Fluid is first loaded into a chamber in the inkjet head. A thin resistor then heats up a small amount of the fluid (less than 0.5%) until a gas bubble is formed [38]. This bubble then expands until a drop is forced out of the nozzle.
New fluid fills in the chamber, and the process repeats. Two main variations of this system currently exist. One version, called a roof-‐shooter, places the heater element above the orifice. A side shooter, on the other hand, places the orifice along the side, with the heating element along part of the wall [38].
Figure 3: Schematic diagram of (a) roof-‐shooter and (b) side-‐shooter thermal inkjets [34]
Thermal inkjets have been used to dispense proteins. A study by Roth et al. used a collagen solution with an old Canon thermal inkjet [33]. In their study, a glass coverslip was coated with agarose, which functioned as the substrate.
The thermal inkjet then printed the collagen in various patterns on the substrate. Following printing, the coverslip was placed in a well and seeded with neuronal cells and smooth muscle cells and incubated for a number of days.
Initial observations, performed by light microscopy, showed a number of
unattached cells. However, by the fifth day of incubation, cells that did adhere in
the printed pattern began to reach confluence. Interestingly enough, the group
noted that higher densities of cells when seeding resulted in a shorter lifespan for the attached cells; lower densities, on the other hand, lasted longer, but also took longer to reach confluence. These results demonstrated that ECM components could potentially be used with thermal inkjets.
2.4.2.2 Piezoelectric Inkjets
Canon and Epson currently use the other major drop-‐on-‐demand technology, known as piezoelectric (piezo) inkjets. Unlike thermal inkjets, piezo inkjets do not use heat to dispense droplets. In a typical piezo print head, one side of the fluid chamber contains a diaphragm. This bendable diaphragm is connected to a piezoelectric ceramic [37]. Once the chamber is loaded with fluid, an electric charge is applied to the piezo ceramic. This charge causes the piezo ceramic to change its conformation, resulting in a volume decrease inside the fluid-‐filled chamber. By decreasing the chamber volume, the chamber pressure increases, causing the fluid in the chamber to flow out of the one-‐way nozzle.
Figure 4: Schematic illustration of (a) bend-‐mode, (b) push-‐mode, (c) shear-‐mode piezo inkjet [34].
Three variations of this form of drop-‐on-‐demand inkjet technology exist;
however, these varieties operate on the same principle of volumetric changes to
dispense fluid. In a bend-‐mode piezo ink-‐jet, as shown in Figure 4.2a, the piezo
ceramic, diaphragm, and fluid chamber are aligned in a laminar fashion. An
electric charge, applied parallel to the polarization of the ceramic, causes the
material to bend towards the chamber. This action forces the diaphragm inward as well, decreasing the chamber’s volume. A push-‐mode piezo inkjet (Figure 4.2b) operates in a similar fashion. However, in this variation, the piezo ceramic is in the form of a rod, where one end of the rod is attached to the diaphragm.
The applied charge causes the rod to expand, pushing into the diaphragm, causing fluid ejection. Unlike the previous two variations, a shear-‐modepiezo inkjet (Figure 4.2c) contains no diaphragm. Instead, the piezo ceramic itself forms an active wall that comes in contact with the fluid. Electric fields, this time perpendicular to the piezo ceramic’s polarization, cause the material to shear, deforming against the chamber [33].
Researchers have investigated whether piezoelectric inkjets could be used for printing human cells. Saunders et al. tested human fibroblasts with a single piezo inkjet, rather than a commercial inkjet system [39]. Unlike the studies performed by Roth and Xu, Saunders did not use any pre-‐fabricated substrate; instead, the cells were directly printed into uncoated well plates. To analyze the effects of changes to the printing process, Saunders also varied some controllable conditions, such as excitation voltage and rise time. A doubling in voltage resulted in cell viability dropping from 98% to 94%. The group could not find any statistical significance in changes to the voltage rise time, however.
Despite the slight decrease in cell viability, Saunders et al. demonstrated that piezo inkjets could be used to safely deposit cells.
2.4.2.3 Solenoid-‐based Inkjets
Solenoids have been utilized for more industrial inkjet designs. This form
of inkjet technology operates in a different fashion than traditional inkjets. In a
solenoid-‐ based inkjet printer, such as the one utilized in this project, no sudden
physical changes affect the printer fluid to induce droplet dispensing. Instead, a
constant pressure provides the driving force behind fluid flow. This gradient
could be established in different ways. For example, ink could be loaded into a
syringe-‐like reservoir and become pressurized by physically moving a plunger.
Unlike a piezo print head, the pressure gradient in a solenoid-‐based inkjet is continuously applied throughout the entire ink reservoir. To dispense a drop, a current is quickly pulsed through the solenoid valve. As the current passes through the solenoid, a magnetic field is induced. A plunger, normally keeping the valve closed, moves toward this magnetic field, thus opening the valve. Once the valve is open, the previously established pressure gradient forces fluid to eject out. These solenoid-‐based inkjets, available through companies such as The Lee Co., offer a couple of advantages over the thermal inkjets. The main problem with thermal inkjets is the relatively high-‐temperature, although quick, bursts experienced by the printer fluid to induce bubble formation. While no adverse results have yet to surface, it is possible that more sensitive cells or proteins could be sensitive to these high temperatures. A solenoid-‐based printer does not need any heating elements to induce droplet formation. As a result, cells could experience less strain through a solenoid-‐based inkjet. In addition to better cell compatibility, this characteristic could allow for a wider variety of materials to be used with the system, especially thermo-‐sensitive polymers like collagen.
Few differences exist between impulse and piezoelectric inkjets, however. Both systems operate on the principle of a pressure gradient in the print chamber to induce fluid flow. Piezo inkjets achieve this pressure by physically decreasing the chamber’s dimensions in increase pressure. The solenoid valve in an impulse inkjet, on the other hand, uses electromagnets to open its valve, and an already pressurized fluid environment to induce flow. While the piezoelectric system has the disadvantage of slight temperature fluctuations from resistance in the chamber walls, the solenoid system has the disadvantage of having to constantly pressurize the fluid reservoir. Since piezoelectric inkjets have already been shown to work with cells, this project attempted to demonstrate that a solenoid-‐
based inkjet could also be used to safely print cells for tissue engineering
applications.
2.5 Mathematical Modeling of Reaction-‐Diffusion Process
To fabricate a hydrogel having known mechanical properties, it is necessary to control the reaction-‐diffusion of the GTA on the gelatin to obtain a correlation between crosslink density and obtained stiffness. This mechanism represents the key point to promote the generation of different concentration profiles, consequently profiles of cross-‐linking degrees which is reflected in different stiffness profiles. For this reason the reaction between the gelatin and the glutaraldehyde (GTA) was studied, focusing the attention on the analysis of the contact point of a drop of GTA on gelatin surface. A description of the diffusion process within the substrate under consideration is given in next paragraphs.
2.5.1 Reaction Process
Considering a reaction between the amino groups of gelatin and the GTA molecules, a reversible reaction equation can be described as:
𝐺𝑒𝑙 + 𝐺𝑇𝐴 ⇋ [𝐺𝑒𝑙 − 𝐺𝑇𝐴] (2.1)
This reaction results in the formation of a chemical complex [Gel-‐GTA]
representing the chemical bond formed by the GTA linked with gelatin.
According to Hopwood et al [40], the rate of the reverse reaction is negligible and the so the kinetic reaction can be written as:
𝑅 = K ⋅ [GTA] (2.2)
The equation (2.2) shows that the process depends only by GTA concentration, in which K is first order reaction constant [s
-‐1] [40].
2.5.2 Diffusion Process
In this part the governing equation describing the diffusion of a molecule
within the hydrogel substrates were derived. Assuming that the diffusion of such
molecules (i.e. GTA) within the hydrogel (i.e. gelatin) follows the Fick’s law of diffusion.
2.5.2.1 Fick’s Law of Diffusion
It is often important to find the relation between the concentration of the material and the flux J. An equation describing this relation is termed constitutive equation, and is usually determined empirically. An applicable constitutive law here is the Fick’s law, which states that the steady state diffusion flux J is proportional to the concentration gradient i.e. (in one dimension):
𝐽 ∝ 𝜕𝐶
𝜕𝑥 ⟹ 𝐽 = − 𝜕𝐶
𝜕𝑥 (2.3)
D is the diffusion coefficient, which measures how efficiently the c molecule moves from a region of high concentration to regions of low concentrations. The value of D depends on the size of C, as well as the medium in which it is diffusing.
It has dimensions (length)
2/time. In three dimensions, the flux is of the form:
𝐽 = −𝐷𝛻𝐶 (2.4)
The time dependent diffusion equation is the Fick’s second law, and is generally written as [38]:
𝜕
𝜕𝑡 𝐶 𝑥, 𝑦, 𝑧, 𝑡 = −𝛻 ∙ (𝐷𝛻𝐶) (2.5)
2.5.3 Reaction/Diffusion Equations
Equations (2.2) and (2.5) describe respectively the reaction and diffusion
rates of the chemical specie c, that in this case of study represents the
reaction/diffusion of GTA in gelatin substrate. Considering a general case
involving both reaction and diffusion processes, a balance can be derived as follows.
Let be τ a small time period and considering the gelatin hydrogel as an open, bounded and smooth domain Ω ⊆ R
3and regard ∂Ω as the surface contact between the printed domain and the substrate domain. In general, let S be an arbitrary surface enclosing a volume V ⊂ Ω and n, the outward normal at the boundary. The general conservation equation holds i.e.
[𝐶 𝑥, 𝑡 + 𝜏 − 𝐶(𝑥, 𝑡)] 𝑑𝑉 = − 𝐽 ∙ 𝑛 𝑑𝑆 +
!
!!!
! !
𝑓(𝑥, 𝑡′) 𝑑𝑉
!
𝑑𝑡′ (2.6)
where J is the flux of material and f represents the source of material which may be functions of C, x and t. Dividing by τ and then taking the limit as τ → 0, it is possible to obtain:
[𝐶 𝑥, 𝑡 + 𝜏 − 𝐶(𝑥, 𝑡)] 𝑑𝑉 = lim
!→!
1
𝜏 − 𝐽 ∙ 𝑛 𝑑𝑆 +
!
!!!
! !
𝑓(𝑥, 𝑡′) 𝑑𝑉
!
𝑑𝑡′ (2.7)
This gives:
𝜕𝐶(𝑥, 𝑡)
!
𝜕𝑥
𝑑𝑉 = − 𝐽 ∙ 𝑛 𝑑𝑆 +
!
𝑓(𝑥, 𝑡) 𝑑𝑉
!
(2.8)
∇ ∙ 𝑢𝑑𝑉 = 𝐶 ∙ 𝑛𝑑𝑆
!!
!
(2.9)
Applying the divergence theorem (Equation 2.9) to the flux integral (Equation
2.8) it is possible to obtain:
J ∙ 𝑛𝑑𝑆 = ∇ ∙ 𝐽𝑑𝑉
!
!
(2.10)
If the function c(x,t) is smooth enough, the integration and the differentiation can be interchanged, and Equation 2.10 becomes:
𝜕𝐶
𝜕𝑡 + 𝛻 ∙ 𝐽 − 𝑓(𝐶, 𝑥, 𝑡) 𝑑𝑉 = 0
!