The basic principle of gene therapy centers on the use or manipulation of genetic material to achieve a therapeutic effect. The term, therefore, encompasses a huge number of treatment strategies. Clinically gene therapy for cancer is still in its infancy but there are many experi- mental studies that suggest it will have a useful role. This chapter summarizes the current status of gene therapy for bladder cancer; there is very little data on its use in upper tract urothelial tumors.
When considering patients with bladder cancer it is important to appreciate the wide range of clinical presentations with very differ- ent standard treatment strategies. Four main groups can be identified:
1. Low- to medium-risk superficial disease, currently managed with cystoscopic surveillance and intravesical chemotherapy
2. High-risk superficial disease (carcinoma in situ [CIS] and G3pT1 tumors), which, although mostly managed by endoscopic measures and intravesical bacille Calmette-Guérin (BCG), are at high risk of progression and may require radical treatment
3. Invasive, nonmetastatic disease suitable for attempted curative treatment by radical cystec- tomy or radiotherapy; overall cure rates are unsatisfactory at approximately 50%; adjuvant chemotherapy may improve outcome
4. Metastatic disease, where any treatment is palliative and prognosis is poor
There is certainly scope for improvement in groups 2 to 4. Intravesical administration of gene therapy is the most commonly utilized method of delivery, and it is hoped that this will improve upon BCG in reducing progression of high-risk superficial disease. Adjuvant gene therapy prior to attempted curative treatment of muscle inva- sive disease is likely to be used in conjunction with chemotherapy. Intratumoral injection, intravesical therapy, and systemic administra- tion could be used. It is in patients with metasta- tic disease that initial clinical trials are likely to take place, and there is already phase I data from other cancer types. Clearly in this situation bal- ancing the safety and efficacy of systemic gene therapy is paramount.
This chapter describes the technical aspects of gene therapy in relation to transitional cell cancers, and methods in which gene therapy has been applied in bladder malignancy. A discus- sion of the ethical aspects of gene therapy is beyond the scope of this chapter.
Vectors for Transfer of Genetic Information
Effective and safe gene delivery to the target cells is the cornerstone of successful gene therapy.
Methods remain far from perfect.
The gene delivery system (vector) is most con- veniently divided into nonviral and viral.
Gene Therapy of Urothelial Malignancy
Sunjay Jain and J. Kilian Mellon
156
Nonviral Methods
Nonviral gene delivery systems have to over- come the physical barrier of the cell membrane, and in vivo this is most often achieved by sur- rounding the DNA in a cationic lipid liposome.
This is then endocytosed by cells. Although lipo- somes have minimal toxicity, they are a poorly efficient method of gene delivery. In bladder tumors this method of gene delivery has been described in a murine orthotopic bladder cancer model [1]. Other methods described include bombardment with high-speed micropellets and electrotransfection using a pulsed direct current after direct injection of the vector [2]. In these experiments reasonable gene transfer was achieved; however, it was performed directly into surgically exposed bladder and therefore not really comparable with clinical situations.
Overall the present data suggest that nonviral methods are likely to be poor in vivo and most suitable to those diseases in which cells can be manipulated outside the body and then returned (e.g., bone marrow for the treatment of hemato- logical disease).
Viral Methods
Viruses have evolved to be efficient in introduc- ing their DNA into host cells, where it is con- verted into protein product and hence are obvious methods of gene delivery for therapy.
There are clearly drawbacks in terms of toxicity, both from the viruses themselves and due to the immunogenicity of viral antigens.
The vector in most bladder cancer gene therapy experiments has been the adenovirus, and this will be discussed in some detail. There are many other DNA virus types that have been used in individual experiments, but the differ- ences are subtle. The poxvirus vaccinia is the only one used in a human study. Retroviruses are not commonly used in bladder cancer but will be described because of their fundamental differ- ences from DNA viruses.
Adenovirus
This virus attaches to cells via a specific recep- tor the Coxsackie and adenovirus receptor (CAR). Transfection can be very efficient, but the adenovirus can carry only relatively small genes and expression is transient (4 to 8 weeks). Thus
repeated dosing is required. The virus can be highly immunogenic, and patients report sys- temic upset with flu-like symptoms. In vivo work has suggested possible liver toxicity [3], although this has not been borne out during short-term administration in initial phase I studies [4].
One issue with adenoviral gene transfer con- cerns reports that bladder cancer cell lines express variable levels of CAR, and this may affect the efficiency of transduction [5]. Indeed it has recently been demonstrated immunohis- tochemically that CAR expression is decreased in more aggressive human bladder cancers [6].
This may be because the CAR functions as an adhesion molecule. Despite this potential difficulty, adenoviral gene transfer seems the most promising method for urothelial cancers at present. Methods to overcome the CAR receptor problem include the use of drugs to increase CAR expression in bladder cells such as sodium butyrate [7] and sodium valproate [8]. It has also been shown that coadministration of CAR DNA along with the therapeutic gene results in increased viral transduction [9].
Bypassing the CAR receptor has been attempted by engineering viruses that can enter the cell via other adhesion sites. In one study both the epidermal growth factor receptor (EGFR) and epithelial cell adhesion molecule (Ep-CAM) have been targeted [10]. The EGFR seemed most promising, increasing transgene expression by up to 12.5 times. As EGFR is overexpressed in many bladder cancers, this form of targeting may increase the specificity of gene therapy for tumor cells compared to normal urothelium. Chimeric viruses that utilize parts of other viruses that do not enter bladder cells via CAR have also been recently described [11].
Although improving the transfer of aden-
ovirus to superficial cells is clearly important
and likely to be improved by the above tech-
niques, penetration deeper into the tissue
remains a problem. Experiments on intact
urothelium (from normal ureters) have demon-
strated this [12]. The deeper layers do possess
CAR, and so there are likely to be other factors
responsible probably related to the natural
barrier function of the urothelium. A major
component of this innate immunity is the gly-
cosaminoglycans (GAG) layer. Disruption of this
layer using ethanol [13] and hydrochloric acid
[14] has been shown to improve adenoviral transduction in rat models. These methods, however, are likely to be toxic in clinical practice.
More subtle methods have used specific polyamides that are capable of increasing viral transgene expression in the bladder without damaging the umbrella cell layer of urothelium [15]. For example, the polyamide Syn3, when injected intravesically into mouse bladder, increases gene transfer [16]. Kuball et al. [17]
have investigated intravesical gene transfer in the clinical setting using adenovirus. They used the polyamide, N,N-615-(3-D-glucoamidropgl) chloramide, Big CHAP to enhance viral trans- duction. Histological assessment revealed that virus had penetrated all layers of the urothelium and was also in the submucosal tissue. Interest- ingly, when tissue cultures of normal urothelium and transitional cell carcinoma are compared, the latter is susceptible to viral transduction at much lower doses [12]. This is likely to be due to loss of barrier function in the tumor tissue.
Pox Viruses
Pox viruses are used extensively in gene therapy, but there are only a few reports of use in the bladder. A phase I trial to assess the feasibility of using vaccinia for intravesical gene transfer showed some promise [18]. In this study patients scheduled to undergo cystectomy for muscle- invasive bladder cancer received intravesical vaccinia three times in the 2 weeks prior to surgery. Mild dysuria was the only reported side
effect. There was marked immune response in the bladder and histological evidence of viral infection. Recent in vivo work has suggested that pox viruses are more efficient at gene transfer than adenoviral vectors when the intravesical route is used [19].
Retroviruses
Retroviral gene transfer is unique in allowing integration of the therapeutic gene into the target cells nuclear DNA. This leads to more pro- longed gene expression and allows the gene to be passed to daughter cells. However, there are risks of insertional mutagenesis at the points where the retrovirus integrates into the host genome.
Although retrovirus-mediated gene transfer is probably the commonest method used in cancer gene therapy, there are far fewer examples of retrovirus mediated gene transfer in bladder cancer compared to adenovirus. No clinical trials have yet taken place.
The advantages and disadvantages of the various methods of gene transfer described are summarized in Table 15.1.
Gene Therapy Strategies in Bladder Cancer
There are three main approaches to gene therapy of cancer (Table 15.2):
Table 15.1. Various vectors for gene therapy
Type of vector Advantages Disadvantages
Nonviral 1. Noninfectious 1. Poor transduction in 2. Can often carry large vivo
amounts of DNA
Adenoviral 1. High infectivity 1. Highly immunogenic 2. Efficient transfer 2. Limits on size of gene 3. Infects resting cells 3. Possible liver toxicity Pox virus 1. High infectivity 1. Possible pathogenesis
2. Can carry large amount of DNA
Retrovirus 1. Prolonged expression 1. Potential for insertional 2. Good transduction in mutagenesis
replicating cells 2. Low infectivity
3. Immunogenic
1. In the corrective approach, genetic defects thought to have a major role in the development of malignancy are targeted. These can be genes favoring cancer development (e.g., oncogenes) where an attempt is made to inactivate them, or tumor-suppressor genes that need replacing. As information about the genetics of cancer increases, so do the potential targets for correc- tive gene therapy.
2. Cytotoxic strategies usually employ the
“suicide gene” approach. Here an enzyme is introduced into tumor cells that converts a nor- mally harmless prodrug into a toxic one. Toxic- ity is usually confined to the transfected cells and those close by (bystander effect)
3. Immunological gene therapy involves introducing a gene that will enhance the local immune response against the tumor. Most com- monly the gene transfected is a cytokine (e.g., interleukin-2 [IL-2]).
Corrective Strategies in Gene Therapy of Bladder Cancer
The development of bladder cancer is known to involve activation of a variety of oncogenes com- bined with loss of vital tumor-suppressor genes.
These genes have crucial roles in control of cell proliferation, adhesion, and apoptosis, and are responsible for changes in the cancer cell phe- notype from benign to malignant. The rationale of gene therapy in this situation is to restore gene expression in the cell to normal either by replac- ing lost genes or by inhibiting/destroying those that are overexpressed.
Restoration/Overexpression of Tumor-Suppressor Genes
Reintroducing a missing tumor-suppressor gene into cancer cells has been a popular method of gene therapy in various malignancies. Interest- ingly even cells that are not deficient in the sup- pressor gene may be affected by overexpression, extending the potential number of tumors suit- able for treatment.
p53
Mutations of p53 are common in many human cancers, and therapeutic strategies involving its replacement by gene therapy have been the subject of much research. It is highly suitable for bladder cancer, as approximately 50% of human transitional cell carcinomas (TCC) have muta- tions of p53, and these are associated with a poorer prognosis [20]. Efficacy of adenoviral p53 gene therapy for bladder cancer was demon- strated both in vitro and with direct injection into subcutaneous mouse xenografts [21,22].
Intravesical administration was also shown to be effective in a mouse model and seemed to have minimal systemic effects [3], paving the way for clinical studies, of which two so far have been published.
The first studied the effectiveness of gene transfer in 11 patients who subsequently under- went cystectomy for locally advanced or high- grade superficial disease [17]. It was initially planned as a comparison of intratumoral and intravesical administration of an adenoviral vector containing the complete wild-type human p53 gene, with dose escalation in both groups.
However, early analysis showed a lack of p53 transgene expression in the three patients where the vector was injected into the tumor, and this arm of the study was discontinued. In contrast, the p53 transgene was detected in seven of the eight patients who had intravesical admini- stration. Importantly functional activity was assessed by reverse-transcription polymerase chain reaction (RT-PCR) and immunohisto- chemistry of the p53 target gene p21/WAF1, and this was seen in tissue from patients exposed to the highest dose of vector (7.5 ¥ 10 13 particles per instillation). There were only minor local side effects, and although dwell times had to be reduced in some patients, all completed the study.
Table 15.2. Gene therapy approaches in bladder cancer Corrective 1. Restoration/overexpression of
tumor-suppressor genes 2. Inhibition/destruction of
oncogenes and other genes associated with tumor growth Cytotoxic 1. Suicide gene therapy
2. Selective tumor cell killing Immunological 1. Tumor vaccines
2. In vivo transfection of
cytokines
A subsequent trial carried out at the M.D.
Anderson Cancer Center involved administra- tion of intravesical adenoviral p53 to patients not considered suitable for cystectomy [4]. Three different doses and three regimens of repeated dosing were used and again very little toxicity was seen. Biopsies were taken at 4 to 16 days posttreatment, and unfortunately only 7 of 13 were suitable for RT-PCR to detect the p53 trans- gene. Two patients were found to express the transgene, and both had received the highest dose (10 12 viral particles). One of the reasons for the apparently lower level of successful transfec- tion in this study may be that less tissue was available for analysis. Also while the previous study used a polyamide in an effort to increase penetration of the GAG layer, this was not the case in this trial. Although only a phase I trial, one patient was described who seemed to have significant tumor regression after p53 therapy.
Histology revealed a potent cell-mediated immune response, and the patient had not had previous BCG, so it was felt that the response may have been a nonspecific immune response to the adenoviral vector.
Phase II and III trials, when they occur, are likely to assess the effects of p53 gene transfer in conjunction with chemotherapy regimens.
There has been experimental work that sug- gests this is a promising strategy. When mice with subcutaneous tumors were injected intra- tumorally with adenoviral p53 and also admin- istered intravenous cisplatin, the reduction in tumor growth was greater than with either agent alone [23] (Fig. 15.1). Subsequent work in vitro has shown statistically, using the combination index, that this additional effect is synergistic rather than just additive, implying that gene therapy such as this may target chemoresistant cells [24]. This idea is further supported by work on bladder cancer cell lines known to be cis- platin-resistant, which are more susceptible to p53 gene therapy than those that are cisplatin- sensitive [25].
p21
p21 is a key downstream mediator of p53, responsible for inhibition of cyclin-dependent kinase activity. This may be the mechanism for p53-mediated cell cycle arrest, and therefore introduction of p21 to cancer cells might be expected to have therapeutic potential. Initial
in vitro studies, however, have failed to show a consistent growth inhibitory effect for p21 gene transfection to bladder tumor cell lines [26].
Retinoblastoma
Loss of retinoblastoma (RB) gene function is linked to the initiation and progression of many cancers including bladder cancer. When an ade- novirus containing the RB gene was injected into established (> 28 days) subcutaneous RB- defective mouse bladder tumors, growth rate was reduced significantly [27]. Interestingly, a modified form of the RB gene that codes for a truncated protein missing the N-terminal 26 amino acids appeared to be more potent and actually caused tumor regression. This truncated form has previously been shown to be more stable [28]. A phase I clinical study is currently underway using a vector expressing the wild- type RB gene at University of California in San Francisco (E.J. Small, lead investigator).
*
*
*
*
*
* * 5000
4500
4000
3500
3000
2500
2000
1500
1000
500
0 Tumor volume (mm3)
0 5 10 15 20 25 30 35 40 45 50
Days after tumor cell injection Ad5CMV-p53
Ad5CMV-Luc Ad5CMV-p53+cisplatin Ad5CMV-Luc+cisplatin
Fig. 15.1. Effect of combined treatment with Ad5CMV-p53 transfer and cisplatin on KoTCC-1 tumor growth in nude mice.
Mice were treated with Ad5CMV-p53 alone, Ad5CMV-Luc alone,
Ad5CMV-p53 plus cisplatin, or Ad5CMV-Luc plus cisplatin. Seven
days after subcutaneous injection of 1 ¥ 10 6 cells into nude mice,
200 L of Ad5CMV-p53 or Ad5CMV-Luc (1 ¥ 10 7 PFU/mL) was
injected intratumorally and 100 L of cisplatin (1 mg/kg) was
injected intravenously twice per week for 2 weeks.Tumor volume
was measured twice weekly and calculated by the following
formula: length ¥ width ¥ depth ¥ 0.5236. Each data point rep-
resents the mean tumor volume and standard deviation in each
experimental group containing seven mice. *Significantly differ-
ent from treatment with Ad5CMV-p53 alone, Ad5CMV-Luc alone,
and Ad5CMV-Luc plus cisplatin ( p < .01, Student’s t-test)
Ad5CMV-Luc = luciferase labelled control Ad5CMV-p53 = active
agent. (From Miyake et al. [23].)
Gelsolin
The expression of the protein gelsolin, a cell cycle regulator, is reduced or absent in many human cancers, suggesting a tumor-suppressor role. After initial in vitro experiments, the utility of introducing gelsolin into established bladder tumors via an adenovirus vector has now been assessed [29]. Tumors were produced orthotopi- cally in mice by transvesical administration of the human cell line KU-7, and subsequently the gelsolin gene was introduced on days 2, 3, and 4, also by transvesical administration. When the mice were sacrificed after 10 days, bladder tumors in treated mice had 10% of the mass of those in the control group (p < .05). This exper- iment suggests effectiveness of this approach at the early stage of cell implantation, and further work will be needed to assess its effect on estab- lished tumors.
Inhibition/Destruction of Oncogenes and Other Genes Associated with Tumor Growth
The H-ras oncogene is associated with tumor initiation and progression in bladder cancer, and was the first gene to be targeted for studies of the effectiveness of ribozymes in bladder cancer.
Ribozymes are small catalytically active RNA strands with a specific activity that hybridize with their specific messenger RNA (mRNA) targets and interfere with protein translation [30]. The H-ras ribozyme targets the mutated sequence of the oncogene and hence the normal proto-oncogene is not affected. Intratumoral injection using an adenoviral vector was studied in subcutaneous tumors in mice and was associ- ated with significant tumor regression and even complete disappearance in some cases [31].
Another approach to inhibit the action of the H- ras oncogene has been the use of a dominant negative mutant of this gene, N116Y. This has a substitution of tyrosine for asparagine at posi- tion 116 and inhibits the function of the ras protein. Using two cell lines (KU-7 and UMUC- 2), orthotopic bladder tumors were created in mice and subsequently exposed to adenovirus- carried N116Y [32]. In both models the treated group showed significantly less tumors and less overall tumor burden than in controls. The authors did point out that as N116Y originates
from a viral oncogene, there may be concerns about reversion or reactivation, but these are extremely small.
Antisense oligonucleotides are small pieces of genetic material that are complementary to their target and therefore interfere with transmission of genetic information and have shown potential for bladder cancer treatment in vitro. In a multidrug-resistant T24 cell line, anti-c-myc was associated with increased sensitivity to cisplatin [33]. Similarly anti-bcl-2 was associated with an enhanced response to Adriamycin [34]. As yet there are no in vivo studies.
Angiogenesis is crucial in tumor develop- ment, and several factors are important in stim- ulating it. Two of these have been studied by the same group as potential targets for antisense gene therapy. Intralesional injection of antisense basic fibroblast growth factor (bFGF) reduced growth of subcutaneous bladder tumors 10-fold in mice [35]. A further experiment using anti- sense IL-8 on the same model gave similar results [36]. The next stage is to try these methods in orthotopic models, as the likely benefits are in preventing invasion and metastasis.
Cytotoxic Approaches to
Bladder Cancer Gene Therapy
Suicide Gene Therapy
The commonest type of cytotoxic gene therapy used in bladder cancer is based on the herpes simplex virus thymidine kinase (HSV-tk) gene.
This enzyme converts a prodrug ganciclovir into
the active metabolite ganciclovir monophos-
phate, which is then further phosphorylated by
cellular kinases and inhibits DNA polymerase
leading to cell death (Fig. 15.2). As the prodrug
is nontoxic, the aim is to target cell killing to the
tumor. Both viral and nonviral methods have
been used to deliver the HSV-tk gene to ortho-
topic bladder tumors in animal models. Intratu-
moral injection of an adenovirus containing
the HSV-tk gene together with intraperitoneal
ganciclovir administration led to a threefold
reduction in tumor growth over 21 days of
treatment in one study, which was associated
with improved survival [37]. Another group had
similar results, with twofold reduction in tumor
growth [38]. This group (Baylor College of Med- icine, Houston, Texas) is currently performing a phase I trial that involves intratumoral injection of HSV-tk in patients with locally advanced or refractory superficial bladder cancer. The patients undergo transurethral resection or cystectomy 2 weeks after a 14-day course of intravenous ganciclovir. Although this study is mainly looking at safety, tumor tissue will also be assessed to gauge the efficiency of transduc- tion and histological changes.
The use of intravesical administration would probably be of more practical use clinically.
Although this was not as effective as intratu- moral injection in one study [38], another group demonstrated effective tumor cell killing in vivo with this approach [39].
A significant part of cell killing in cytotoxic gene therapy is from a process called the bystander effect. It has been shown that trans- duction of just 10% of tumor cells with HSV-tk can result in 50% cell killing within a tumor [40].
Enhancing the bystander effect by cotransfect- ing the gene for connexin 26 (Cx 26) with HSV-
tk shows promise. Cx 26 increases the expression of gap junctions in cells and therefore allows increased intracellular communication. Cotrans- fection increases the toxicity of HSV-tk/ganci- clovir in vitro [41], and it will be interesting to see if this is reproduced in vivo.
Recently, nonviral transfection of HSV-tk has been described in vivo using the process of electroporation [42].
Cytotoxic gene therapy with HSV-tk/ganci- clovir has been combined with several estab- lished chemotherapeutic agents in vitro [43].
Interestingly, very little additional benefit was seen, with some combinations even interfering with each other. Clearly, further work is required, and as the authors point out, the timing of the different treatments is probably crucial.
The same group has looked at combining suicide gene therapy with immunological gene therapy [44]. Coadministration of HSV-tk and IL-2 did not lead to increased benefits.
Another prodrug-based cytotoxic gene therapy utilizes the enzyme horseradish per- oxidase (HRP), which activates the harmless prodrug indole-3-acetic acid (IAA) [45]. This therapy was noted to be effective in anoxic con- ditions, and subsequent experiments combin- ing it with radiotherapy suggested significant radiosensitization [46]. The proposed explana- tion was that the gene therapy worked on cells that were relatively hypoxic and therefore less prone to radiation damage.
Selective Tumor Cell Killing
Cancer cells usually have gene expression profiles that are different from those of normal cells, and this characteristic has been targeted in the use of replication competent viruses for direct cell killing. Clearly, in administering repli- cation competent viruses, albeit attenuated, there are safety concerns with regard to systemic infection and to transmission to other individu- als by the patient.
As has already been mentioned, bladder cancer has a high rate of p53 mutations. It has been shown that adenovirus produces a protein (E1B-55) that binds wild-type p53, and viruses that are engineered to lack expression of this protein selectively target cells lacking functional p53 [47]. There have already been phase I clini- cal trials utilizing this virus in head and neck cancers, and these crucially showed that virus
GCV GCV
P
GCV
P
GCVP P
P T K
Adv-TK
GCV