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Abstract. Let M be a real analytic manifold, X a complexification of M , N ⊂ M a submanifold, and Y ⊂ X a complexification of N . One denotes by A

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Andrea D’Agnolo

Abstract. Let M be a real analytic manifold, X a complexification of M , N ⊂ M a submanifold, and Y ⊂ X a complexification of N . One denotes by A

M

the sheaf of real analytic functions on M , and by B

M

the sheaf of Sato hyperfunctions.

Let M be an elliptic system of linear differential operators on M for which Y is non-characteristic. Using the language of the microlocal study of sheaves of [K-S] we give a new proof of a result of Kashiwara-Kawai [K-K] which asserts that

(‡) H

j

µ

N

(RHom

DX

(M, ∗)) = 0 for ∗ = A

M

, B

M

, j < cod

M

N, where µ

N

denotes the Sato microlocalization functor.

For cod

M

N = 1, the previous result reduces to the Holmgren’s theorem for hy- perfunctions, and of course in this case the ellipticity assumption is not necessary.

For cod

M

N > 1, this implies that the sheaf of analytic (resp. hyperfunction) solutions to M satisfies the edge-of-the-wedge theorem for two wedges in M with edge N . Dropping the ellipticity hypothesis in this higher codimensional case, we then show how (‡) no longer holds for ∗ = A

M

. In the frame of tempered distributions, Liess [L] gives an example of constant coefficient system for which the edge-of-the- wedge theorem is not true. We don’t know whether (‡) holds or not for ∗ = B

M

in the non-elliptic case.

§1. Notations and statement of the result.

1.1. Let X be a real analytic manifold and N ⊂ M ⊂ X real analytic submanifolds.

One denotes by π : T X → X the cotangent bundle to X, and by T N X the conormal bundle to N in X. The embedding f : M → X induces a smooth morphism

t f N 0 : T N X → T N M .

Let γ ⊂ T N X be an open convex cone of the normal bundle T N X. We denote by γ a its antipodal, and by γ ⊂ T N X its polar. For a subset U ⊂ X one denotes by C N (U ) ⊂ T N X its normal Whitney cone.

Definition 1.1. An open connected set U ⊂ X is called a wedge in X with profile γ if C N (X \ U ) ∩ γ = ∅. The submanifold N is called the edge of U . We denote by W γ the family of wedges with profile γ.

1.2. Let us recall some notions from [K-S]. Let D b (X) denote the derived category of the category of bounded complexes of sheaves of C-vector spaces on X. For F an object of D b (X), one denotes by SS(F ) its micro-support, a closed, conic, involutive subset of T X. One says that M is non-characteristic for F if SS(F ) ∩ T M X ⊂ M × X T X X. Recall that in this case, one has f ! F ' F | M ⊗ or M/X [−cod X M ], where or M/X denotes the relative relative orientation sheaf of M in X.

Denote by µ N (F ) the Sato microlocalization of F along N , an object of D b (T N X).

Appeared in: Rend. Sem. Mat. Univ. Padova 94 (1995), 227–234.

1

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Proposition 1.2. (cf [K-S, Theorem 4.3.2]) (i) RΓ NN (F )) ' F | N ⊗ or N/X [−cod X N ],

(ii) for γ ⊂ T N X an open proper convex cone, there is an isomorphism for all j ∈Z:

H γ j

◦a

(T N X; µ N (F ) ⊗ or N/X ) ' lim

−→

U ∈Wγ

H j−cod

X

N (U ; F ),

The main tool of this paper will be the following result on commutation for microlocalization and inverse image due to Kashiwara-Schapira.

Theorem 1.3. (cf. [K-S, Corollary 6.7.3]) Assume that M is non-characteristic for F . Then the natural morphism:

µ N (f ! F ) → R t f N ∗ 0 µ N (F ) is an isomorphism.

1.3. We will consider the following geometrical frame.

Let M be a real analytic manifold of dimension n, and let N ⊂ M be a real analytic submanifold of codimension d. Let X be a complexification of M , Y ⊂ X a complexification of N , and consider the embeddings.

M −−−−→ X f

j

x

g

x

 N −−−−→ Y i

One denotes by O X the sheaf of germs of holomorphic functions on X, and by D X the sheaf of rings of linear holomorphic differential operators on X. The sheaf O X | M of real analytic functions is denoted by A M . Moreover, one considers the sheaves:

B M = RΓ M (O X ) ⊗ or M/X [n] ' f ! O X ⊗ or M/X [n], C M = µ M (O X ) ⊗ or M/X [n].

These are the sheaves of Sato’s hyperfunctions and microfunctions respectively.

Let M be a left coherent D X -module. One says that M is non-characteristic for Y if char(M)∩T Y X ⊂ Y × X T X (here char(M) ⊂ T X denotes the characteristic variety of M), and one denotes by M Y the induced system on Y , a left coherent D Y -module. One says that M is elliptic if M is non-characteristic for M . Recall that in this case, by the fundamental theorem of Sato, one has:

(1.1) RHom D

X

(M, A M ) ' RHom D

X

(M, B M ).

1.4. In the next section we will give a new proof of the following theorem of Kashi-

wara and Kawai:

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Theorem 1.4. (cf. [K-K]) Let M be a left coherent elliptic D X -module, non- characteristic for Y . Then

(1.2) H j µ N (RHom D

X

(M, ∗)) = 0 for ∗ = A M , B M , j < d.

Let us discuss here some corollaries of this result.

1.4.1. Let X be a complex analytic manifold. One denotes by X the complex conjugate of X, and by X R the underlying real analytic manifold to X. Identi- fying X R to the diagonal of X × X, the complex manifold X × X is a natural complexification of X R .

Let S ⊂ X R be a real analytic submanifold (identified to a subset of X), and let S C ⊂ X × X be a complexification of S. Denoting by ∂ the Cauchy-Riemann system (i.e. ∂ = D X  O X ), one has an obvious isomorphism

(1.3) µ S (O X ) ' µ S (RHom D

X×X

(∂, B X

R

/X×X )).

Assume S is generic, i.e. T S + S i T S = S × X T X. Then the embedding g : S C → X ×X is non-characteristic for ∂ (which is, of course, elliptic) and hence, combining (1.3) with Theorem 1.4, one recovers the well known result:

Corollary 1.5. Let S ⊂ X be a generic submanifold with cod X S = d. Then H j µ S (O X ) = 0 for j < d.

1.4.2. Let us go back to the notations of §1.3, and assume that N is a hypersurface of M defined by the equation φ(x) = 0 with d φ 6= 0. Assume that M \ N has the two open connected components M ± = {x; ±φ(x) > 0}. Let M = D X /D X P for an elliptic differential operator P non-characteristic for Y .

By Theorem 1.4 we then recover the classical Holmgren’s theorem for hyperfunc- tions:

Corollary 1.6. Let u ∈ B M be a solution of P u = 0 such that u| M

+

= 0. Then u = 0.

As it is well known, this result remains true even for non elliptic operators.

1.4.3. Assume now cod M N = d > 1, and let M be a left coherent elliptic D X - module which is non-characteristic for Y . Let γ be an open convex proper cone of the normal bundle T N M , and let U ∈ W γ be a wedge with profile γ.

By Proposition 1.2 and Theorem 1.4, one has

lim −→

U ∈Wγ

Γ(U ; Hom D

X

(M, B M )) ' H d RΓ γ

◦a

(T N M ; µ N (RHom D

X

(M, B M ) ⊗ or N/X ))

' Γ γ

◦a

(T N M ; H d µ N (RHom D

X

(M, B M ) ⊗ or N/X )).

(1.4)

The induced morphism

b γ : Γ(U ; Hom D

X

(M, B M )) → Γ γ

◦a

(T N M ; H d µ N (RHom D

X

(M, B M ) ⊗ or N/X )) is called “boundary value morphism” (cf [S]). Using (1.1), one easily sees that b γ is injective by analytic continuation.

Let γ 1 , γ 2 be open convex proper cones of T N M and denote by hγ 1 , γ 2 i their

convex envelope. One deduces the following edge-of-the-wedge theorem.

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Corollary 1.7. Let U i ∈ W γ

i

(for i = 1, 2), and let u i ∈ Γ(U i ; Hom D

X

(M, B M )) with b γ

1

(u 1 ) = b γ

2

(u 2 ). Then there exist a wedge U ∈ W

1

2

i with U ⊃ U 1 ∪ U 2 , and a section u ∈ Γ(U ; Hom D

X

(M, B M )) such that u| U

1

= u 1 , u| U

2

= u 2 .

Proof. We will neglect orientation sheaves for simplicity. Notice that ˜ u = b γ

1

(u 1 ) = b γ

2

(u 2 ) is a section of H d µ N (RHom D

X

(M, B M )) whose support is contained in γ 1 ◦a ∩ γ 2 ◦a . If γ 1 ◦a ∩ γ 2 ◦a = {0}, the result follows by (i) of Proposition 1.2. If γ 1 ◦a ∩ γ 2 ◦a 6= {0}, one remarks that Int (γ 1 ◦a ∩ γ 2 ◦a ) ◦a is precisely the convex envelope of γ 1 and γ 2 , and hence by (1.4) there exists a tuboid U 0 ∈ W

1

2

i and a section u ∈ Γ(U 0 ; Hom D

X

(M, B M )) with b

1

2

i (u) = ˜ u. Again by analytic continuation, one checks that u extends to an open set U ∈ W

1

2

i with U ⊃ U 1 ∪ U 2 . q.e.d.

Notice that in the case where one replaces N by M , M by X R , X by X × X, and M by ∂, the boundary value morphism considered above is the classical:

b γ : Γ(U ; O X ) → Γ γ

◦a

(T M X; C M )

§2. Proof of Theorem 1.4.

Set F = RHom D

X

(M, O X ), the complex of holomorphic solutions to M, and consider the natural projections

T N Y

t

g

0N

←−−−− T N X

t

f

N0

−−−−→ T N M.

We shall reduce the proof of Theorem 1.4 to the two following isomorphisms:

(2.1)

 if M is an elliptic left coherent D X -module, one has:

µ N (RHom D

X

(M, B M )) ' R t f N ∗ 0 µ N (F ) ⊗ or M/X [n], (2.2)

 if M is a left coherent D X -module non-characteristic for Y , one has:

R t g N ∗ 0 µ N (F ) ⊗ or N/X [n] ' RHom D

Y

(M Y , C N ) ⊗ or Y /X [−d].

In fact, since the restriction of t g N 0 to char(M) ∩ T N X is finite, it follows from (2.2) that H j µ N (F ) = 0 for j < n + d. The conclusion of Theorem 1.4 then follows by formula (2.1).

Let us prove (2.1). By [K-S, Theorem 11.3.3] one has the equality

(2.3) SS(F ) = char(M)

According to (2.3), M is elliptic if and only if M is non-characteristic for F . One then has the following chain of isomorphisms:

µ N (RHom D

X

(M, B M )) ' µ N (f ! F ) ⊗ or M/X [n]

' R t f N ∗ 0 µ N (F ) ⊗ or M/X [n],

where the second isomorphism follows from Theorem 1.3. This proves (2.1).

Let us prove (2.2). According to (2.3), Y is non-characteristic for M if and only if Y is non-characteristic for F . One then has the following chain of isomorphisms:

R t g N ∗ 0 µ N (F ) ⊗ or N/X [n] ' µ N (g ! F ) ⊗ or N/X [n]

' µ N (F | Y ) ⊗ or N/Y [n − 2d]

' µ N (RHom D

Y

(M Y , O Y )) ⊗ or N/Y [n − 2d]

' RHom D

Y

(M Y , C N ) ⊗ or Y /X [−d],

where the second isomorphism follows from Theorem 1.3, and the fourth from the

Cauchy-Kowalevski-Kashiwara theorem which asserts that, M being non-characteristic

for Y , RHom D

X

(M, O X )| Y ' RHom D

Y

(M Y , O Y ).

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§3. Remarks for non-elliptic systems.

As already pointed out, for cod M N = 1 Theorem 1.4 reduces to the Holmgren theorem, and to prove the latter the ellipticity assumption is not necessary.

For cod M N > 1, one may then wonder whether Theorem 1.4 holds or not if the ellipticity hypothesis is dropped out.

3.1. In the frame of tempered distribution, Liess [L] gives an example of a differ- ential system with constant coefficients for which the corresponding Corollary 1.7 does not hold.

3.2. In order to deal with the real analytic case (i.e. ∗ = A M in (1.2)), consider M ' R 3 with coordinates (t, x 1 , x 2 ), let N be defined by x 1 = x 2 = 0, and set X = C 3 , Y = C × {0}. Let M be the (non-elliptic) module associated to the system

 D x

1

+ i x 1 D t

D x

2

+ i x 2 D t which is non-characteristic for Y .

In this case, one has H 1 µ N RHom D

X

(M, A M ) 6= 0 as implied by the following:

Proposition 3.1. One has

H 1N RHom D

X

(M, A M ) 6= 0.

Proof. By a change of holomorphic coordinates, M is associated to a system of constant coefficient differential equations on X, and hence H j RHom D

X

(M, A M ) = 0 for j 6= 0. It is then enough to find a solution f ∈ A M (M \ N ) for M which does not extend analytically to M . This is the case for

(3.1) f = 1

2t + i(x 2 1 + x 2 2 ) . q.e.d.

Of course, the function f in (3.1) extends to M as a hyperfunction, since its domain of holomorphy in X contains a wedge with edge N .

3.3. We don’t know whether Theorem 1.4 holds or not in the frame of hyperfunc- tions without the ellipticity assumption. However, note that H jN RHom D

X

(M, B M ) = 0 for j <cod M N , as implied by the following division theorem (cf [S-K-K]) of which we give here a sheaf theoretical proof.

Lemma 3.2. Assume that Y is non-characteristic for M. Then there is an iso- morphism:

RHom D

X

(M, Γ N B M ) ' RHom D

Y

(M Y , B N ) ⊗ or N/M [−d].

Proof. We will neglect orientation sheaves for simplicity. Setting F = RHom D

X

(M, O X ), one has the isomorphisms:

RHom D

X

(M, Γ N B M ) ' RΓ N (F )[n]

' i ! g ! F [n]

' RΓ N (F | Y )[n − 2d].

By the Cauchy-Kowalevski-Kashiwara theorem, F | Y ' RHom D

Y

(M Y , O Y ), and

one concludes.

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References

[K-K] M. Kashiwara, T. Kawai, On the boundary value problem for elliptic systems of linear differential equations I, Proc. Japan Acad. 48 (1971), 712–715; Ibid. II 49 (1972), 164–

168.

[K-S] M. Kashiwara, P. Schapira, Sheaves on manifolds, Grundlehren der Math. Wiss., Springer- Verlag 292 (1990).

[L] O. Liess, The edge-of-the-wedge theorem for systems of constant coefficient partial dif- ferential operators I, Math. Ann. 280 (1988), 303–330; Ibid. II, Math. Ann. 280 (1988), 331–345.

[S-K-K] M. Sato, T. Kawai, M. Kashiwara, Hyperfunctions and pseudo-differential equations, Lecture Notes in Math., Springer-Verlag 287 (1973), 265–529.

[S] P. Schapira, Microfunctions for boundary value problems, in “Algebraic Analysis”, Aca- demic Press (1988), 809–819.

D´ ep. de Math´ ematiques, Universit´ e Paris-Nord, F-93430 Villetaneuse, France;

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