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ContentslistsavailableatScienceDirect

Critical

Reviews

in

Oncology/Hematology

j ourna l h o m e pa g e : w w w . e l s e v i e r . c o m / l o c a t e / c r i t r e v o n c

Multimodal

treatment

of

resectable

pancreatic

ductal

adenocarcinoma

Nicola

Silvestris

a,∗,1

,

Oronzo

Brunetti

a,1

,

Enrico

Vasile

b

,

Francesco

Cellini

c

,

Ivana

Cataldo

d

,

Valeria

Pusceddu

e

,

Monica

Cattaneo

f

,

Stefano

Partelli

g

,

Mario

Scartozzi

e

,

Giuseppe

Aprile

f,h

,

Andrea

Casadei

Gardini

i

,

Alessio

Giuseppe

Morganti

j

,

Vincenzo

Valentini

c

,

Aldo

Scarpa

d

,

Massimo

Falconi

g

,

Angela

Calabrese

k

,

Vito

Lorusso

a

,

Michele

Reni

l

,

Stefano

Cascinu

m

aMedicalOncologyUnit,CancerInstitute“GiovanniPaoloII”,Bari,Italy bDepartmentofOncology,AziendaOspedaliero-UniversitariaPisana,Pisa,Italy

cRadiationOncologyDepartment,GemelliART,UniversitàCattolicadelSacroCuore,Roma,Italy dARC-NETResearchCentre,UniversityofVerona,Verona,Italy

eMedicalOncologyUnit,UniversityofCagliari,Cagliari,Italy

fDepartmentofMedicalOncology,UniversityandGeneralHospital,Udine,Italy

gPancreaticSurgeryUnit,PancreasTranslationalandClinicalResearchCentre,SanRaffaeleScientificInstitute,‘Vita-Salute’University,Milan,Italy hDepartmentofMedicalOncology,GeneralHospitalofVicenza,Vicenza,Italy

iMedicalOncologyUnit,IRCCS,Meldola,Italy

jRadiationOncologyCenter,Dept.ofExperimental,DiagnosticandSpecialtyMedicineDIMES,UniversityofBologna,Italy kRadiologyUnit,CancerInstitute“GiovanniPaoloII”,Bari,Italy

lMedicalOncologyDepartment,IRCCSSanRaffaeleScientificInstitute,Milan,Italy mModenaCancerCenter,PoliclinicodiModenaUniversitàdiModenaeReggioEmilia,Italy

Contents

1. Introduction...153

2. Morphologicalandclinical/biologicalcriteriaofresectability...153

3. Histologicalfeaturesandmolecularmarkers...154

4. Adjuvantchemotherapy...156

4.1. Historicalchemotherapyregimens...156

4.2. Newcombinationchemotherapyintheadjuvantsetting:mayintensificationrepresentastepforward? ... 156

4.3. Adjuvantchemotherapy:ongoingtrials...157

5. AdjuvantCRT...157

5.1. AdjuvantCRTcomparedtoobservationalone...157

5.2. AdjuvantCRTcomparedtochemotherapyaloneorobservation...158

6. Adjuvanttargettherapy...158

6.1. Moleculartargetagents...158

6.2. Immunotherapy...159

7. NeoadjuvanttherapyinresectablePDAC...160

8. Conclusions...161

Authorcontributions...161

Conflictofinterest...161

Fundings...161

References...161

∗ Correspondingauthorat:MedicalOncologyUnit,CancerInstitute“GiovanniPaoloII”,VialeOrazioFlacco,65,70124Bari,Italy.

E-mailaddresses:n.silvestris@oncologico.bari.it(N.Silvestris),dr.oronzo.brunetti@tiscali.it(O.Brunetti),e.vasile@ao.pisa.toscana.it(E.Vasile),

francesco.cellini@uniroma3.it(F.Cellini),cataldo.ivana@gmail.com(I.Cataldo),oncologiamedica2reparto@gmail.com(V.Pusceddu),aprile83@gmail.com(M.Cattaneo),

partelli.stefano@hsr.it(S.Partelli),marioscartozzi@gmail.com(M.Scartozzi),aprile.giuseppe@aoud.sanita.fvg.it(G.Aprile),casadeigardini@gmail.com(A.CasadeiGardini),

alessio.morganti2@unibo.it(A.G.Morganti),vincenzo.valentini@unicatt.it(V.Valentini),aldo.scarpa@univr.it(A.Scarpa),falconi.massimo@hsr.it(M.Falconi),

acalabrese22@gmail.com(A.Calabrese),vito.lorusso@oncologico.bari.it(V.Lorusso),reni.michele@hsr.it(M.Reni),cascinu@yahoo.com(S.Cascinu).

1 Theseauthorsequallycontributedintheelaborationofthemanuscript. http://dx.doi.org/10.1016/j.critrevonc.2017.01.015

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a

r

t

i

c

l

e

i

n

f

o

Articlehistory: Received30August2016

Receivedinrevisedform11January2017 Accepted24January2017

Keywords:

Pancreaticductaladenocarcinoma Adjuvant

Chemotherapy Radiotherapy Targettherapy

a

b

s

t

r

a

c

t

Afteratimingpreoperativestaging,treatmentofresectablepancreaticadenocarcinoma(PDAC)includes surgeryandadjuvanttherapies,theformerrepresentingtheinitialtherapeuticoptionandthelatter aimingtoreducetheincidenceofbothdistantmetastases(chemotherapy)andlocoregionalfailures (chemoradiotherapy).Herein,weprovideacriticaloverviewontheroleofmultimodaltreatmentinPDAC andonnewopportunitiesrelatedtocurrentmoreactivepoli-chemotherapyregimens,targetedtherapies, andthemorerecentimmunotherapyapproaches.Moreover,ananalysisofpathologicalmarkersand clinicalfeaturesabletohelpcliniciansintheselectionofthebesttherapeuticstrategywillbediscussed. Lastly,theroleofneoadjuvanttreatmentofinitiallyresectablediseasewillbeconsideredmostlyin patientswhosemalignancyshowsmorphologicalbutnotclinicalorbiologicalcriteriaofresectability. Dependingontheresultsoftheseinvestigationalstudies,todayamultidisciplinaryapproachcanoffer thebestaddresstherapyforthesepatients.

©2017ElsevierB.V.Allrightsreserved.

1. Introduction

Pancreaticductaladenocarcinoma(PDAC)isthefourthleading causeofcancerdeathinEuropeandUnitedStateswitha5-year overallsurvival(OS)ratearound7%(Siegeletal.,2015).Resectable diseasecomprisesonly15–20%ofpatientsatdiagnosisandmanyof themarefoundtohavemicroscopicallypositivemarginsatthetime ofsurgery.Evenaftercurativesurgery,mostpatientswillrecurwith 5-yearsurvivalratearound10%,withlocoregionalandsystemic recurrenceratesfrom50%to80%andgreaterthan70%,respectively (Kamisawaetal.,2016).

Adjuvant treatments include systemic therapy that aims to reducetheincidenceofdistantmetastasesandchemoradiotherapy (CRT)potentiallyabletodecreasetheriskoflocoregionalfailure. Whiletheroleoftheformeriswellestablishedaccordingtothe resultsofrandomizedclinicaltrials,theusefulnessofthelatter remainscontroversial(OyasijiandMa,2015).Evaluationbya mul-tidisciplinaryteamofeachpatientshouldbemandatory(Pawlik etal.,2008).

Herein,we providea critical overviewontherole of multi-modal treatmentin PDACand onnewopportunities relatedto currentmoreactivepoli-chemotherapyregimens,targeted ther-apies,andthemorerecentimmunotherapyapproaches.Moreover, ananalysisofpathologicalmarkersand clinicalfeatures ableto helpcliniciansintheselectionofthebesttherapeuticstrategywill bediscussed.Lastly,theroleofneoadjuvanttreatmentofinitially resectable diseasewillbe consideredmostly in patientswhose malignancyshowsmorphologicalbutnotclinicalorbiological cri-teriaofresectability(Russoetal.,2016).

2. Morphologicalandclinical/biologicalcriteriaof resectability

Aftera preoperative staging (Silvestris et al., 2016)surgical resectionistheinitialtherapeuticoptionofpatientswithresectable PDAC(Barugolaet al.,2013; Serranoetal.,2015).Surgical indi-cationismainlyinfluencedbytheinvolvementofvesselsbutthe underpinningdiseasebiologyaswellasthegeneralpatients’ con-ditionsshouldalsobeconsidered.Vessel involvementis oneof themostimportantfeaturesthat needstobecarefullyassessed intheinitialevaluationofresectability.Regardingtumors involv-ingthepancreatichead,thereisageneralagreementinexcluding fromimmediatesurgerypatientswithPDACinvadingthesuperior mesentericartery.Themainlimitationsofpancreatectomywith arterialresectionarerepresentedbyapoorshort-andlong-term outcomeandtheabsenceofprospectivestudiesaimedtoclarify apossiblesurvival benefitin highlyselectedpatients(Mollberg etal., 2011).The MDAndersonCancerCenter proposeda

clas-sification of PDACresectability based onvesselinvolvement in whichlesionsmarginallyinvadingthesuperiormesentericartery aredefinedasborderlineresectablepancreaticcarcinoma(BRPC) (Katz et al., 2011,2013). The same classification identifies the superiormesenteric/portalveingradeofinvasionasanotherkey elementfordistinguishingresectabletumorsfromborderlineand locallyadvancedforms.Theroleofsuperiormesenteric/portalvein resectioninpatientswithPDACisstilla matterofdebate. Sev-eral meta-analyses reported conflicting results on the possible advantagesintermsofsurvivalinpatientswhounderwent pancre-atectomywithveinresection(SiriwardanaandSiriwardena,2006; Yuet al.,2014;Giovinazzoetal.,2016).Arecentmeta-analysis focusingonthisissuereviewed27studiesshowingincreased post-operativemortality,higherratesofnon-radicalsurgeryandshorter survivalafterpancreaticresectionwithsuperiormesenteric/portal veinresection(Giovinazzoetal.,2016).

AdistinctionhastobemadebetweenPDACinvolvingthehead ofthepancreasandtumorslocalizedinthepancreaticbody/tail due to the high rate of splenic vessels infiltration in the lat-tergroup.Severalreportsanalyzedtheimpactthattheinvasion ofsplenic vesselshasamong patientswithdistalPDAC(Partelli etal.,2011;Kandaetal.,2010).Inparticular,theinvasionofthe splenic artery, contraryto that of thesplenic vein, is a crucial prognostic factor of PDAC localized in the body and tail. Vas-cularinvolvement is not theonlycriterion that couldpreclude immediate surgery. In the absence of clearmetastatic disease, theoccurrenceofdistanttumorlocalizationshouldbesuspected when Ca 19.9, the only biomarker with demonstrated clinical usefulness for PDAC,is significantly elevatedin the absenceof obstructivejaundice (Goonetilleke and Siriwardena,2007). Fer-roneetal.demonstratedaclosecorrelationbetweentheCa19.9 valueandsurvivalafterpancreaticresection(Ferroneetal.,2006).A valueofpreoperativeCa19.9>200U/mLinpatientswithresectable PDAChasbeenproposedtoidentifypatientswithdiseasethatis notsuitableforup-frontsurgeryincombinationwithdurationof symptomsand pathological grading(Barugola et al.,2009).The performancestatusofpatientsisanotherimportantvariabletobe considered(Boecketal.,2007).Intriguingly,timeintervalbetween preoperative imagestaging and surgery correlatewiththe rate of unanticipated metastasis(UM)observedat operation. It was demonstratedthatthefrequencyofUMfor3shortertime inter-valgroups (0–6,7–13,and 14–20days)was12%.Thelongest3 groups(35–41,42–48,and49–86days)showedsimilar frequen-ciesofUMof35%,29%,and30%,withalinearrelationship(Glant etal.,2011).Sofar,Authorsrecommendanimagingnolongerthan 2–3weeksoldbythedateofsurgery,inallnewdiagnosedPDAC patients.

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Insummary,anappropriatesurgicalindicationforPDAChas totakeintoaccountseveralfactorsthatincludetechnicalaspects (vascularinvolvement assessment) as wellasclinical/biological features.

3. Histologicalfeaturesandmolecularmarkers

ThemostimportantprognosticfactorforresectedPDACsisthe staging,accordingtoTNM7thedition(Bosman,2010;Edge,2010). Severalstudiesreportedthatsmallertumorsachievedabetter sur-vivalhaveabettersurvival (Phoaetal.,2005;Yamaguchietal., 1999).Currently,tumorsizedefines onlyearliercategories ofT (pT1<2cm;pT2≥2cm),ontheotherhand,involvementof peri-pancreaticsofttissuesandextrapancreaticstructuresidentifya moreadvancedstageofdisease(T3andT4respectively).Arecent prospectivestudyon757consecutiveresectedPDACpatients,has investigatedtheprognosticvalueofarevisedT-stageprotocol:pT1 as≤2cm,T2as2–4cmandpT3as>4cm;T4wasexcludedfromthe evaluationbecauseitusuallyreferstoBRPCornon-resectablePDAC (Sakaetal.,2016).TheAuthorsdemonstrated,throughunivariate andmultivariateanalyses,aclearassociationbetweenhigher T-stageandshortersurvivalalsoinnodenegativecasesandproposed toadopt thisnovelT-staging systemgiven itslinearprognostic value.

Assuming the established prognostic value of staging, sev-eralotherhistopathologicalfactorshave beenshowntoexerta potentialprognosticroleinresectedPDAC,althoughverylimited consensusexistsontheirevaluationandreportingamongmajor internationalguidelines(Takaorietal.,2016).

Theimportanceofnegativeresectionmargins(R0,i.e.minimum distancebetweentheneoplasmandtheedgeofthemargin>1mm) hasbeenlargelystressed,althoughdifferentopinionsonwhat con-stitutea resectionmargin and onthedefinitionof microscopic margininvolvementstill exists(Bockhornetal.,2014;Jamieson etal.,2013).Importantly,R0-resectionissignificantlyassociated withbetterprognosis,althoughitisachievedinonly36%ofpatients (Hartwigetal.,2011).ReliabilityoftheRclassificationdependson thethoroughness oftheclinicaland histopathological examina-tions(Wittekindetal.,2009),sothestandardizationofreporting mayhelpindefiningtheprognosticimpactofasubstantialcut-off formargin(Rauetal.,2012;Verbekaetal.,2006).Morerecently,a comprehensivearchivalanalysisevaluatingallthesurgical resec-tionmargins(SRM)wasperformedtodeterminetheeffectofR0 vsR1resectiononlocoregionalrecurrence,onsurvivalandonthe impactof adjuvant therapy (Osipov et al.,2016).The posterior resectionmarginresultedthemostclinicallysignificant. Further-more, a resectionmargin >2mm wasa significantpredictor of OSinpatientswhounderwentadjuvantchemotherapy(HR0.31, p=0.03)andCRT(HR0.40,p=0.19).

InresectedPDAC,thepresenceoflymphnodesmetastasisisalso anindependentprognosticfactorandastrongpredictorofoutcome atmultivariateanalyses(Schnelldorferetal.,2008;Shimadaetal., 2006;Valsangkaretal.,2013).Aminimumof12–17lymphnodesis recommendedtoavoidunder-staging(Huebneretal.,2012). Fur-thermore,forpatientswithN1disease,thelymphnoderatio(i.e. positivenodes/totalnodesexamined)appearstoberelatedto prog-nosis(Opfermannetal.,2014;Pawlik etal.,2007)anditseems tobeastrongerprognosticindicatorthanthenumberofpositive lymphnodesalone(Pawliketal.,2007).Tworecentstudieshave alsodemonstratedthatmetastasisinpara-aorticnodesarean indi-catorofpoorprognosis,regardlessofregionalnodalstatus(Komo etal.,2016;Paiellaetal.,2016).Neoplasticextra-nodalextensionis acommoneventinupto60%ofPDAC.Ameta-analysishas demon-strateditsstatisticallysignificantimpactonbothOSanddisease freesurvival(DFS),suggestingthatextra-nodalinvolvementshould

beincludedinthepathologicalreport(Luchinietal.,2016). Perineu-ralandvascularinvasionalongwithlowgradestromaldesmoplasia andthepresenceofaspecificsubsetofmacrophageinfiltrationare alsostronglyassociatedwithworseprognosis(Garceaetal.,2007; Wangetal.,2016;Huetal.,2016).

In recent years, several predictors of relapse have been addressedinPDACatmolecularlevel(Table1).KRASisthemain driverofPDACcancerogenesisand,asalreadyestablishedforother cancer types (Silvestris et al., 2014; Izar et al., 2014), distinct codon-mutationsmayhaveadifferentimpactonprognosis. Fur-thermore,KRASG12Vmutationmayberelatedtopoorprognosis inT3-resectedPDAC(Huangetal.,2015).Otherfrequentgenetic alterations,associatedwithanenhancedmalignantbehavior,occur inPDACexpressingTP53,CDKN2AandSMAD4associatedto over-expressionofCyclinD1 (Georgiadou etal.,2014;Oshimaetal., 2013).However,the realprognosticimpact of molecular alter-ationsinPDACisdebated.Atissuemicroarraystudyincluding127 patientswithresectedPDACdidnotconfirmacorrelationbetween SMAD4lossofexpressionandrecurrencepattern(Winteretal., 2013).Furthermore,anotherrecentanalysisfailedtodemonstrate significantdifferences in themutational profiles of KRAS,TP53, SMAD4,andCDKN2AamongPDACgroupswithdifferentmedian survivals. Thisstudy confirmedthat younger age,earlier stage, well/moderategradeofdifferentiationandnegativeresection mar-ginsarethemainprognosticfactorsdefiningtheverylongsurvivor groupofpatients(DalMolinetal.,2015).Thelackofastandardized histopathologicalreportandmolecularanalyticalprotocolsalong withtheneedsoffurtherinsightintothePDACcancerogenesis,may explainthesecontrastingresults.Othermolecularmarkershave beendescribedtoplayaroleasprognosticbiomarkersinPDAC. HighRab27A,aRASrelatedprotein,andp53expressionresulted correlatedwithpoorOS;Rab27Aexpressioncanbeconsideredan independentprognosticmarkerandapromisingnoveltherapeutic targetforPDAC(Wangetal.,2015).Elevatedtranscriptlevelsof MDM2P1promoterandlowp53mRNAexpression,significantly correlatewithworseprognosis(Grocholaetal.,2011).

Single-nucleotide polymorphisms of MAPK8IP1 and SOCS3, involvedintheNF-Binflammatorypathway,wereexaminedin 1308PDACpatientsandresultedassociatedwitha10–6-months survivaladvantagecomparedtonon-carriersintheresectedgroup (Reid-Lombardoetal.,2013).Polymorphismsinangiogenesisgenes suchasVEGFR-2,CXCR-2andPAR-1,mayexertapotentialimpact onPDACpatients’outcome(Uzunogluetal.,2013).Inanycase,in spiteoftheprogressachievedinthecomprehensionofangiogenic geneexpressioninPDAC,antiangiogenictargettherapyremainsa promise(Longoetal.,2016).

Patientsexpressingthematricellularglycoproteinsecreted pro-teinacidicandrichincysteine(SPARC)incancerstromalfibroblasts showed a significantly worse outcome than patients negative for SPARC in the stromal compartment (Infante et al., 2007). Other Authors reported that stromal expression of lumican, a smallleucine-rich-repeatproteoglycan,resultedstrongly associ-atedwiththereductionofmetachronousmetastasesandbetterOS comparedtostromallumican-negativePDACpatients.Itseffectcan bemostlikelyrelatedtoAktinhibition(Lietal.,2014).

Recently, the prognostic and predictive value of micro-RNA (miRNA)expressionprofilehasbeenwidelyinvestigatedin sev-eral cancers. A recent analysis on 538PDAC samples and 206 non-cancerous controls demonstrated that high expression of miRNA-21andmiRNA-31andlowexpressionofmiRNA-375are associatedwithpoorOSfollowingresection(Maetal.,2013). How-ever,theconsideration ofmiRNAsas diagnosticandprognostic biomarkers and as potential targetsfor therapy would suggest futurestudiesandstrongerprospectivevalidations(Brunettietal., 2015).Othergeneexpressionprofilestudiesindicateda36-gene

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Table1

MainmolecularmarkersandtheirbiologicalsignificanceinPDAC.

Marker Typeofalteration Role Significance Refs.

KRAS G12Vcodonmutation Prognostic Poorprognosticindicatorin

T3-resectedPDAC

Huangetal.(2015)

TP53,SMAD4,CDKN2A Mutations Prognostic Poorprognosticindicators Georgiadouetal.(2014);

Oshimaetal.(2013)

CyclinD1 Overexpression Prognostic Poorprognosticindicator Georgiadouetal.(2014)

Rab27A Overexpression Prognostic Poorprognosticindicator/potential therapeutictargetforAkt-inhibitors

Wangetal.(2015) Lumican Stromalexpression Prognostic Bettersurvival Lietal.(2014)

MAPK8IP1andSOCS3 SNPs Prognostic Bettersurvival Reid-Lombardoetal.(2014) MDM2P1promoter Elevatedtranscriptlevel Prognostic Poorprognosticindicator Grocholaetal.(2011)

SPARC Cancerfibroblastexpression Prognostic Poorprognosticindicator Infanteetal.(2007)

miR-21,miR-31 miR-375

Highexpression Lowexpression

Prognostic Poorprognosticindicators (nodefinitiveresults)

Maetal.(2013)

CIP2A Highexpression Prognostic Poorprognosticindicator

(itsinhibitioninducesensitizationto gemcitabinetreatment)

Xuetal.(2016)

SIRT3andSIRT7 Lowexpression Prognostic Poorprognosticindicators (lowSIRT3levelarepredictiveof betterresponsetochemotherapy)

McGlynnetal.(2015)

hENT1 Expression Prognosticand predictive

Responsetogemcitabinetreatmentin nonmetastaticPDACs

Greenhalfetal.(2014);Poplin etal.(2013)

36-genesignature Differentexpressionprofiles Prognostic Independentprognosticpredictor Haideretal.(2014)

DNAmaintenanceand repairgenes

Defectivefunction Predictive Highrateofresponseto platinum-basedtherapy

Waddelletal.(2015)

4molecularsubtypes Specificpatternof

chromosomalalterationsand recurrentmutations

Prognosticand predictive

Prognosticstratificationaccordingto specificsubtypeandidentificationof potentialnoveltherapeutictargets

Baileyetal.(2016)

hHENT1:humanequilibrativenucleosidetransporter1;miR:miRNA;SPARC:secretedproteinacidicandrichincysteine;SNPs:Singlenucleotidepolymorphisms.

signatureasanindependentprognosticfactorofclinicaloutcome inPDAC(Haideretal.,2014).

Chemoresistance to gemcitabine can be restored via p53-reactivatingmolecules(CP-31398andRITA)inp53mutantsPDAC cell lines (Fiorini et al., 2015) as well as down-regulation of urokinase plasminogen activator (Khanna et al., 2011).Similar sensitizationtogemcitabinetreatmentcanbeinducedby down-regulationofcancerousinhibitorofproteinphosphatase2A(CIP2A) expression,whichconverselyactsasanindependentpoor prognos-ticindicatorinPDAC(Xuetal.,2016).Moreover,SIRT3andSIRT7, belongingtothebroadlyconservedsirtuingenefamily,havetumor suppressorpropertiesandSIRT3canalsobeconsideredapotential novelpredictivebiomarker(McGlynnetal.,2015).

Theexpressionofhumanequilibrativenucleosidetransporter 1 (hENT1) that permits the bidirectional passage into cells of pyrimidinenucleosidessuchasgemcitabine,capecitabine,and5FU (Spratlinetal.,2004;Yaoetal.,2011)isanimportantprognostic andpredictivebiomarkerforgemcitabineefficacyinpatientswith resectedPDAC(Greenhalfetal.,2014)butnotinmetastaticsubsets (Poplinetal.,2013).Itsuseinclinicalpracticeislimitedbythelack oflargeprospectivevalidationstudies(Viterboetal.,2016).

A retrospective study on 77 resected PDAC patients who underwentperioperative/adjuvantCRT(Rodriguez-Pascualetal., 2016)demonstratedthatExcissionRepairCross-Complementing 1(ERCC-1)immunohistochemicalexpressiondidnotpredictboth overallrelapsefreesurvival(RFS)andOSinchemotherapytreated patients.InCRTsubgroup,RFSwas15,6months(CI%9,8–21,2)and 3,8months(CI%2,4–5,3)forERCC-1negativeandERCC-1positive patients,respectively(p=0,0001),demonstratingthat radiother-apyimprovedRFSinERCC-1negativepatients.Authorspointedout theneedforprospectiverandomizedstudiestoconfirmtheERCC-1 expressionrole.

Finally,theadventofhighsequencingmethodsleadtothe iden-tification of 4molecularsubtypes in PDAC,each recognizedby specificpatternsofchromosomalalterationsandrecurrent muta-tionsindrivergenes.Thesecorrelatetodifferenthistopathological

characteristics,inferringdifferencesinthemolecularevolutionof PDACsubtypes and identifyingulterior chancesfor therapeutic development(Baileyetal.,2016).In particular,cases character-izedbyhighgenomicinstabilityusuallyexertinactivationofDNA maintenancegenes(BRCA1,BRCA2orPALB2)along withaDNA damagerepair deficiencymutationalsignature.Patientsbearing thesemolecularcharacteristics seem tobenefitfrom platinum-basedtherapywithhighrateofresponse(Waddelletal.,2015).

Recently, the presence of circulating tumor cells (CTCs) in peripheralbloodofPDACresectedpatientshasbeenproposedas anovelpoorprognosticfactor.Inparticular,thestudyperformed byPoruketal.demonstratedthepresenceofcytokeratin-positive CTCsandvimentin-positiveCTCsintheperipheralandportalblood samplesin78%and67%of50PDACpatients,respectively(Poruk etal.,2016).Apoorersurvivalratewasobservedonlyinthegroup ofpatientswithcytokeratin-positiveCTCs(p<0.01).Furthermore, thepresenceofcytokeratin-positiveCTCssignificantlycorrelated withabettersurvivalrateandwasasignificantindependent prog-nosticmarkeratmultivariableanalyses(p<0.01).Indeed,detection ofbothvimentinandcytocheratinpositiveCTCscorrelatedwiththe recurrencerate(p=0.01).

Theresultsofabovestudiesshowthatahugenumberof bio-logicalandmolecularmarkershavebeenreportedovertheyears aspotentialprognosticandpredictivefactors,openingnovel sce-nariosontherapeuticaloptionsinPDACs,althoughtheirpotential useinclinicalpracticewouldrequirelargerprospectivevalidation studies.Moreovertheadvanceinmolecularanalytical technolo-gieshasprovidedanindepthknowledgeofgenomicsalterations thatunderliePDACdevelopmentandprogression.Howeverafully standardized and widely sharedhistopathological report along withlargerprospectivevalidationstudiesofrobustbiomarkersare essentialconditionstodeeplyunderstandthebiologyofsuchan aggressivediseaseandbetteraddresstherapyandclinical man-agementinPDACpatients.

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4. Adjuvantchemotherapy

Considering the high risk of recurrence even after radical surgery,theuseofadjuvanttherapieshaslargelybeenstudiedin resectedPDAC.Inparticular,differentrandomizedstudies eval-uated the role of postoperative chemotherapy alone for these patients.

4.1. Historicalchemotherapyregimens

Thefirstavailablerandomizedstudywasconductedabout30 yearsago.Sixty-onepatientswithPDAC(47patients)orampullary carcinoma(theremaining14patients)wererandomizedtoFAM (5-FU bolusplus doxorubicin plus mitomycin-C every 3 weeks for6 cycles) or observationalone(Bakkevold et al.,1993).The trialshowedanimprovementinOSwithchemotherapy(mOS:23 monthsvs11months,p=0.02;+11%inabsolute2-yearsurvival, from32%to43%)evenifthecurvesoverlappedafter2yearwith nodifferencesinlong-termsurvivalanda5-yearsurvivalratein thechemotherapygroupofonly4%.Thischemotherapyregimen wasassociatedwithconsistenttoxicity,with1toxicdeathover31 treatedpatients,andwithseverecardiotoxicityandnephrotoxicity reportedin2patients.Apartfromtoxicity,themajorlimitsofthis trialwerethesmallnumberofpatientsandtheinclusionofboth pancreaticandampullarymalignancies.

AlargerandmorecomplextrialwasconductedinEuropeinthe nextdecadebytheEuropeanStudyGroupforPancreaticCancer (ESPAC-1trial)(Neoptolemosetal.,2001).Thetrialhadafactorial designwithtworandomizations:thefirstforchemotherapyvsno chemotherapyandthesecondforCRTvsnoCRT.Atotalof285 patientswererandomizedintheoriginaldesignofthestudywhile additional188patientswererandomizedeitherfor chemother-apyorobservationaloneforatotalof473patients.Chemotherapy wasadministeredwithbolus5-FUat425mg/m2for5consecutive daysevery28daysfor6cycles,combinedtofolinicacid. Regard-ingtheroleofchemotherapy,theESPAC-1trialshowedanincrease inOSwithchemotherapyconsideringallenrolledpatients(mOS: 19.7monthsvs14.0months;p=0.0005)(Neoptolemosetal.,2001; Neoptolemosetal.,2004).Thesurvivalcurvesbegantoseparate after6monthsandremaineddistantevenafter5years,withan absolutesurvivalbenefitat2-and5-yearsof10%and13%, respec-tively.

Besides5-FU, alsogemcitabinewasinvestigatedasadjuvant chemotherapyforresectedPDAC.Thefirststudywasconducted between1998and2004inGermanyandAustriabytheCharite´ı Onkologie(CONKO)group(CONKO-001trial).Thisstudycompared weeklygemcitabine(atthedoseof1000mg/m2 atdays1,8,15 every28for6cycles)vsobservationalonein368patients(Oettle etal.,2007).Inthistrial,gemcitabineprolongedDFS(13.4months vs6.7 months,p<0.001) andOS (22.8 monthsvs20.2 months, p=0.01)withanabsoluteincreaseinsurvivalof10%at5years. Furthermorethesedatawereconfirmedwithalongerfollow-up (Oettleetal.,2013).EveniftheimprovementintermsofOSwere modestinthissubsetofpatients(only2.6months),theaggressive biologicalbehaviourofthismalignancyshouldbeconsidered.

Asecondstudyconductedon119Asiaticpatientswhoreceived gemcitabinefor only 3 months compared toobservation alone showed an improvement in terms of DSF (HR=0.60; CI95% 0.45–0.89;p=0.01)butnotforofOS(HR=0.77;CI95%0.51–1.14; p=0.19)(Uenoetal.,2009).Thelownumberofenrolledpatients influencedtheseresults.

Withtwo effectivedrugs available, gemcitabineand 5-FU, a comparisonbetweenthemwasperformedin2randomized tri-als.TheESPAC-3trialcomparedgemcitabineto5-FUinmorethan 1000resected patients.The studyinitiallyincludedathird arm withobservationalone that wasendedfollowing theresultsof

bothESPAC-1andCONKO-001trials(Neoptolemosetal.,2010).The studyshowedverysimilarresultsintermsofqualityoflife(QoL), DFS,andOSbetweenthetwoarmswithamOSofabout23months. Thetoxicityprofiledifferedbetweenthetwoarms: haematolog-icaltoxicitywashigherwithgemcitabinewhile gastrointestinal toxicitywashigherwith5-FU.

AretrospectiveanalysisfromtheESPAC-3trialrevealedthat completingall6monthsofplannedadjuvantchemotherapyis cru-cialinderivingbenefitswhilethetimeoftreatmentinitiation(<12 weeks)isnot(Valleetal.,2014).Apotentialbiasrelatedtothe tim-ingoftreatmentcouldberepresentedbytheinclusionofpatients whoexperiencedearlydeathoraprogressiondiseaseand, there-foredidnot completetheentireplannedchemotherapy.Sofar, even aftertheexclusionof patientswhodied within8months afterresection,OSandrecurrence-freesurvivaloftheremaining 889patientsresultedimproved.

TheRTOG 97-04trial comparedeither gemcitabineor 5-FU, beforeandafterCRT(Regineetal.,2011).Therewasnosignificant differenceintermsofmOS(p=0.51)withahigherrateoftoxicity inthegemcitabinearm(p<0.001).Abenefitcorrelatedwith gemc-itabinewasobservedinthemultivariateanalysisforpatientswith PDAClocalizedinthepancreatichead(p=0.08).

Arecentmeta-analysisevaluatedtherole ofadjuvant gemc-itabinein2017resectedPDACpatientsinfourphaseIIIrandomized trials (Yu et al., 2015). In particular, two of them compared gemcitabineto5-FU/folinicacidandtheothertwocompared gemc-itabinetobestsupportivecare(BSC).Thismeta-analysisconsidered an homogenous population of patients among these studies (Q=4.371;I=31.37%;p=0.224)andsuggestedthatadjuvant gem-citabineimprovedOScomparedtobothBSCor5-FU/folinicacid treatmentsinresectedPDACwithanoverallHRof0.88(p=0.014). S-1,anoralfluoropyrimidine,wascomparedtogemcitabineas adjuvant chemotherapyfor Asiaticresected PDACintwo phase IIItrials(Shimodaetal.,2015; Uesakaetal.,2016).Theformer (Shimodaetal.,2015)didnotdemonstrateasignificantdifference intermsofDSF(14.6vs10.5months;p=0.293)betweenpatients treatedwithS1(29patients)andgemcitabine(28patients).Onthe contrary,thesecondlargertrial(Uesakaetal.,2016)considering 385patientsshowedanimprovementof5yearOSbetweenS-1 andgemcitabine(44.1%vs24.4%).Thehypotheticaldifferencein pharmacologicalmetabolismofAsiaticpopulationcouldinfluence theapplicabilityoftheseresultsindifferentpopulations.

Today,singleagentchemotherapyboth withgemcitabineor 5-FUisconsideredasstandardadjuvantchemotherapyforPDAC (Table 2)in theguidelinesof severalWesterncountries(NCCN Guidelines,2016;AIOMGuidelines,2015;ASCOguidelines2016).

Similarlytosurgery,therelevanceofthecenterofcareinterms of outcome forresectable PDAC patientscandidateto adjuvant systemic treatmenthasbeen reported.A retrospectiveanalysis (Mandelson and Picozzi, 2016), considering 245 patients, 57% treatedathighvolumecenter(HVC)and43%treatedatcommunity oncologist(CC)showedanadvantageintermsofmOSand5-year OSrateforHVCcenterscomparedtoCCcenters(44monthsvs28 months,p>0.01;38.8%vs24.8%,p>0.01).Thesedatasuggestthat, aHVCshouldbepreferrednotonlyforsurgerybutalsoforadjuvant systemictreatments.

4.2. Newcombinationchemotherapyintheadjuvantsetting: mayintensificationrepresentastepforward?

Basedontheassumptionoftheearlydisseminationof pancre-aticcancercells,severalongoingclinicaltrialsareevaluating,inthe adjuvant setting,differentcombination chemotherapyregimens whichareefficaciousintheadvancedsetting(Garrido-Lagunaand Hidalgo,2015).

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Table2

RandomizedphaseIIIstudiesofadjuvantchemotherapyversussurgeryalone.

pts Regimen mOS yearsOS 5-yearsOS Refs.

7572 5-FluorouracilObservation 21.614.2 NR NR 29 13 Neoptolemosetal.(2004)

179175 GemcitabineObservation 22.820.2 47.542 20.710.4 Oettleetal.(2007);Oettleetal.(2013)

5860 GemcitabineObservation 22.318.4 48.340 23.910.6 Uenoetal.(2009)

N.pts:numberofpatients;mOS:medianoverallsurvival;FAM:5-FUbolusplusdoxorubicinplusmitomycin-C.

PACT-7,anItalian phase IIrandomizedtrial,testedthe con-ceptofchemotherapyintensificationandallocated102radically resectedstageIB-IIIPDACpatientstostandardgemcitabineorPEFG (cisplatinandepirubicin40mg/m2,day1;gemcitabine600mg/m2, days1,8;5-FU200mg/m2 daily,days1–28)(Renietal.,2012). Althoughproducingmorehaematologicaltoxicities,the combina-tionregimenyieldedinterestingresultsintermsof mDFS(15.2 monthsvs11.2monthsinthegemcitabinearm),1-yearDFSrate (69.4%vs49%),andmOS(28.9monthsvs24.8months).

The combination of gemcitabine(1000mg/m2,day 1, 8 and 15)andcapecitabine(830mg/m2 twicedailyondays1–21every 28days)comparedtogemcitabinealonehasbeentestedin ESPAC-4,arandomizedphase IIIstudy(Neoptolemosetal.,2016).This trialconsideredradicallyresectedPDACorperiampullarycancer patients.PrimaryendpointwasOS;secondaryendpointswereOS rateat2and5years,toxicityandQoL(NCT00058201,2016).Early resultspresentedatthelastASCOmeetingregarding730patients showedthatmOSwas28monthsand25.5monthsfor combina-tionarmandgemcitabinealone,respectively(HR=0.82;p=0.032), withasimilartoxicityprofile.Theimmaturefollow-updoesnot allowtoconsiderthesedatasufficientlyreliable,asevidencedby thelargeoverlapoftheconfidenceintervalsofmOSs.Inaddition, dataof2-yearOSratearenotyetavailable.Itisalsounclearwhat theoverallpatientpopulationofthestudyis.Infact,amaximum limitofCa19.9wasnotconsideredasaninclusioncriterionfor theinclusionofpatientswithaCA19.9baselinevalueofover8000. Furthermore,8%ofpatientswerenodepositive.Lastlya postop-erativerestagingwasnotrequiredthustheinclusionofpatients withmetastaticdiseasecannotbeexcluded.Althoughpromising, thesedataarenotsufficientlymaturetoconsiderthiscombination regimenasanewtherapeuticstandard.

4.3. Adjuvantchemotherapy:ongoingtrials

APACT(ABI-007-PANC-003)isaglobal,open-label,randomized phaseIIIstudycomparingnab-paclitaxelplusgemcitabinevs gem-citabinealoneinover850patientswithradicallyresectedPDAC (Temperoetal.,2016).Thisstudyisbasedontheresultsofthe phaseIIIMPACTtrial,whichshowedasignificantoutcome advan-tageforthecombinationcompared togemcitabinealoneinthe advancedsetting(VonHoffetal.,2013).DFSwastheprimarytrial endpoint;secondaryendpointswereOSandsafety.Thetrialhas recentlycompleteditsaccrual,withtheenrollmentof866patients. FollowingtheresultsofPRODIGE4/ACCORD11,that demon-stratedthesuperiorityofFOLFIRINOXovergemcitabinealonein themetastaticsetting(Conroyetal.,2011),PRODIGE24/ACCORD 24wasdesigned asa phaseIII, multicenter,randomized, open-labeltrialtocomparemodifiedFOLFIRINOX(without5-FUbolus)to gemcitabinealoneafterdiseaseresection.Targetsamplesizewas 490patientswithECOGPS0-1andwithoutpriorradiotherapyand chemotherapy.Theprimarystudyendpointofthisongoing trial isDFSat3years,secondaryendpointsareOSanddiseasespecific survivalat3years.

GIP-2isanItalian,phaseIII,multicenter,open-label, random-izedphaseIIIstudycomparing6monthsofFOLFOXIRI(amodified tripletcontainingirinotecan,oxaliplatin,and5-FU)vsgemcitabine aloneinresectedPDAC.Thistrialisenrolling310patientswith

sur-gicallyresectedstageI–IIIPDAC,ECOGPS0-1andadequateorgan function.TheprimaryendpointisDFS;secondaryendpointsareOS, safetyandtolerability.

Following the results of PACT-7, the role of postoperative administrationofa4-drugcombinationisbeingtestedinanother randomizedItalian study.PACT-15is a phaseII–III multicenter, open-labeltrialincludingthreearms:(1)adjuvantPEXG(cisplatin, epirubicin,gemcitabine,andcapecitabine)perioperativePEXG,and adjuvantgemcitabine.

Thestudywasdesignedtoinclude370previouslyuntreated stageI–IIresectablePDACpatients.TheprimaryendpointisDFS at1year;secondaryendpointsareradiological,biochemical,and pathologicalresponserates(neoadjuvantarmonly),assessmentof lymphnodestatus,surgicalmortality,morbilityandresectionrates, andtreatmenttolerability.

AttheASCO2016meeting,theprojectofarandomizedphase IIstudy(Sohaletal.,2016)comparingpreoperativemFOLFIRINOX orgemcitabine/nab-paclitaxelcombination,followedbysurgical resectionand12weeksofidenticalpostoperativechemotherapy inresectablePDAC,waspresented.Primaryoutcomeis2-yearOS, withatotalsamplesizeof112patients.Theresultsofthisstudy willbeveryinterestingbecauseitisaheadtoheadcomparison betweenthetworegimensusedinclinicalpracticeinmetastatic PDAC.

5. AdjuvantCRT

CRTiswidelyusedintheadjuvantsettingeveniftheresults regarding its effectiveness remain controversial compared to chemotherapyalone.

5.1. AdjuvantCRTcomparedtoobservationalone

Thefirstrandomizedtrialinvestigatingthistopicwasperformed byGastrointestinalTumorStudyGroup(GITSG)on43patientswho underwenteitherCRTorobservationaloneafterR0radicalsurgery (KalserandEllenberg,1985).CRTconsistedof40Gyin6weekswith concurrentintermittentbolusof5-FUat500mg/m2ondays1–3 and29–31,followedbyfurther5-FUfor2years.Anunacceptably lowrateofaccrualcombinedwiththeobservationofincreasingly largesurvivaldifferencesbetweenthestudyarmswereresponsible foraprematureterminationofthestudy.AbenefitinmOSfavored CRTvsobservation(21monthsvs10.9months;p=0.03),aswell asforthe2-yearOS(42%vs15%;p=0.03).Basedontheseresults, adjuvantCRTbecameastandardpracticeintheUnitedStates.

EORTC40801trialaccrued218patientsoperatedfor pancre-aticorampullarytumor(Klinkenbijl etal.,1999).Amongthem, 114presented T3(orhigher)and/orN1 pancreaticmalignancy. Aftersurgery,patientswereallocatedtoobservationoradjuvant CRT.Thetherapeuticstrategyreproducedtheoneconsideredin theGITSGstudywiththeexceptionof2yearsoftherapywith5-FU afterCRT.Themainanalysisonthewholegroup(pancreaticand ampullarylesions)failed todetectanysignificantimprovement of OS or DFS. A subgroup analysis, which focused on pancre-atic tumors, reported a non-significant trend in favor of CRT. Therecurrencepatternswerenotsignificantlydifferentbetween the2groups,suggestingtheineffectivenessofCRT.The11-year

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follow-upanalysisofthatstudyconfirmedtheinitiallypublished short-termfindings(Smeenketal.,2007).Somelarge retrospec-tiveanalysessuggestedapositiveinfluenceofCRTinthissubset of patients. Herman et al. compared 271 patientswho under-wentCRT(50Gyplus5-FU)topatientsnotreceivingCRT(Herman etal.,2008).CRTwasfoundtoimprovemOS(21.2monthsvs14.4 months;p<0.001).ArecentanalysisbytheUS-basedSurveillance, EpidemiologyandEndResultsprogramconsidering2532patients who underwent neitheradjuvant radiotherapy norobservation reportedaresultofmedianOSandDSFsignificantlyhigherinthe postoperativeradiotherapygroup(mOS:20monthsvs16months; DFS:22monthsvs18months;p<0.0001)(SugawaraandKunieda, 2014).Theconflictingresultsoftheabovestudiesleavetherole ofCRTunsolvedcomparedtoobservationaloneinthissubsetof patients.

5.2. AdjuvantCRTcomparedtochemotherapyaloneor observation

Thefirstlargestclinicalstudycomparingadjuvantconcurrent CRTtochemotherapyaloneorobservationwastheESPAC-1trial (Neoptolemos et al., 2004) thatramdomized 289patientswith resectedPDACtoreceiveCRTalone(20Gyoveratwo-weekperiod plus5-FU),5-FUalone,CRTandsequential5-FU,orobservation. MedianOSforadjuvantchemotherapyandconcurrentCRTwere 20.1 and 15.9months, respectively (p=0.009). One-year recur-rencerateforconcurrentCRTandchemotherapywas46%vs55%, associatedwithbothshorterrecurrencefreesurvival(10.7vs15.2 months,p=0.04)withrespecttoaworsetoxicityprofileforpatients treatedwithCRT.Inthistrial,adjuvantchemotherapyshoweda sig-nificantsurvivalbenefitcomparedtoadjuvantCRT,evenifthese resultscouldbeinfluencedbyboththesuboptimalscheduleofCRT adoptedandtheuseofnon-conformal2Dtreatmentplanning.

The EORTC-40013-22012/FFCD-9203/GERCOR phase II study randomized90PDACpatientswithin8weeksafterR0resection, toreceive4cyclesofgemcitabine(controlarm)orgemcitabinefor 2cyclesfollowedbyweeklygemcitabinewithconcurrentradiation (50.4Gy;CRTarm).MedianDFSwas12and11monthsintheCRT andcontrolarm,respectively,withamOSof24monthsinboth arms.Moreover,localrelapseratewas11%and24%forCRTand controlarm,respectively(VanLaethemetal.,2010).

Koobyetal.analyzeddatafrom11526patientsfromtheNational CancerDataBase(NCDB)(Koobyetal.,2013).Ofthese1029(8.9%) underwentchemotherapy,5292(45.9%)underwentCRT(excluding patientswhoreceivedradiotherapyastheonlyformofadjuvant therapy),and5205(45.2%)underwentobservationalone.CRTarm showed the best OS (HR: 0.70, CI95%: 0.61–0.80) in a propen-sityscoredmatched comparisonwithchemotherapy (HR: 1.04, CI95%:0.93–1.18)andobservation.Asimilaranalysiswasperformed byRutteretal(Rutteretal.,2015).TheseAuthorscollecteddata fromtheNCDBonR0/R1resectedpatients;6165patientsreceived chemotherapy(38%)orCRT(62%).Themediandoseofradiotherapy was50.4Gy.SubsetanalysesshowedthatCRTwasassociatedwith improvedOSamongpatientswithpT3orpN1diseaseand particu-larlyamongpatientswithR1resection.Itshouldbeobservedthat CRTwasassociatedwithanimprovementinOSwhenitwas admin-isteredafter1–3monthsofsystemicchemotherapy.Amulticenter retrospectivereview byMorgantietal.considered955patients withR0/R1resection(Morgantietal.,2014)treatedwitheitherCRT orCTalone.CRTwasadministeredwithdoses>45Gy(45–60, con-ventionalfractionation),and5-FUorgemcitabinewereadoptedas concurrentchemosensitizers.Five-yearOSwas41.2%vs24.8%with andwithoutadjuvantCRT,respectively.MedianOSafterCRTwas 39.9monthsvs27.8monthsafterchemotherapyalone(p<0.001). Thedifferenceinmediansurvivalbetweenpatientstreatedwith CRTwithorwithoutfurtheradjuvantchemotherapyandpatients

treatedwithadjuvantchemotherapyalonewasstatistically signif-icant(39.5monthsvs27.8months,p<0.001).Table3summarizes someofthementionedtrialscomparingadjuvantCRTto observa-tionaloneortochemotherapy.

Twometa-analyses(the first on5 randomized trials includ-ing939patients;thesecondon4randomizedtrialsincluding875 patients)didnotrevealanysignificantclinicalbenefitfromtheuse ofCRT,withasmallsurvivalbenefitfavoringtheadoptionof adju-vantCRTforpatientswhoreportedanR1resection(Stockenetal., 2005;Butturinietal.,2008).Renetal.conductedanother meta-analysison15randomizedtrialsonadjuvanttherapyandobserved that,comparedtoobservation,chemotherapyimprovedDFSand OSwhileCRTdidnot(Renetal.,2012).Similarly,Liaoetal. per-formedameta-analysison9randomizedtrials(3033patients)to directlycompareadjuvantCRTtochemotherapy(Liaoetal.,2013). TheydidnotfindanadvantageintheuseofCRTconcerningthe survivalratecomparedtotheuseofchemotherapywithrespect toanincreasedtoxicityprofile.Theseanalysesdonotprovidedata ontherateoflocalrecurrence,whichcouldbeanimportant end-pointforthesepatientsintermsofQoL.Furthermore,itshouldbe highlightedthatallthesemeta-analysesincludedtheGITSG,EORTC andESPAC-1trials,whichadministeredasuboptimalandobsolete scheduleofradiotherapy.

On thebasis of publishedtrialsand internationalguidelines (NCCNGuidelines,2016;AIOMGuidelines,2015,ASCOguidelines 2016),adjuvantCRTshouldbeproposedtoapatientwithresected PDACwhich presentsmicroscopicpositivemarginsand/or posi-tivenodepositivediseaseafter4–6monthsofsystemicadjuvant chemotherapy.Novelradiotherapicapproacheswhichattemptto shortencoursesandintensifyradiotherapywithtechniques includ-ingintensity-modulatedradiationtherapyandstereotacticbody radiationtherapymayrepresentanovelstrategytoimprove locore-gionalcontrolandtolerability(Bowengeetal.,2015;Ahnetal., 2016).Inthisscenario,thecurrentlyongoingAmericanRTOG0848 andEuropeanEORTC40084-22084willbetterdefinetheroleof modern3-dimensionalconformalradiationtherapy.

6. Adjuvanttargettherapy

PDACshows a peculiar biological complexity leading tothe evidence of several, potentially effective molecular targets for specificallydesignedtherapeuticoptions(Ahnet al.,2016).The tumortransformationprocessisinfactlinkedtotheacquisition of progressivesingle mutationsinducing genomic instabilityin severalcellular pathways, including KRAS, hedgehog, integrins, transforming growth factor ␤ (TGF-␤), the Wnt/Notch signal-ing, but also molecular pathways activated by the TGF-␤, the hemophiliccelladhesionandinvasion,theregulationofG1/Scell cycletransition,EGFRaswellasDNAdamagecontrolandapoptosis (DiMarcoetal.,2016).Asaconsequence,adjuvanttargeted thera-piesinthissettingofpatientsmayrepresentaveryintriguingfield ofresearch(Table4).

6.1. Moleculartargetagents

Theroleofcetuximab,amAbanti-EGFR,inthepostresection treatmentofPDAChasbeeninvestigatedinamulticentrephase IIclinical trial (ATIPtrial) in which 76 resected patients, were enrolledtoreceivegemcitabineandcetuximabasadjuvanttherapy (Fenstereretal.,2013).Theprimaryaimwastodeterminewhether theexperimentalarmcouldleadtoanincreasedDFSwhen com-paredtothereportedresultsofgemcitabinealoneinthissetting. StudyfindingswerenegativewithamDFSof10monthsandaDFS rateof27.1%at18months.Theseresultswereinferiortothose reportedforgemcitabinealone.Therewasnopre-planned

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strati-Table3

Studiescomparingadjuvantradiotherapytoobservationaloneortochemotherapy.

Design Arms RTschedule N.pts mOS(months) 5yyOS Refs.

RCT CRTvsObs 40Gy/20fx(Split

Course) 43 CRT:21 Obs:10.9 p=0.03 CRT:42% Obs:15% (2yyOS)

KalserandEllenberg (1985)

RCT CRTvsObs 40Gy/20fx(Split Course) 218 CRT:17.1 Obs:12.6 p=0.099 CRT:23% Obs:10% (pancreaticlesions only) Klinkenbijletal.(1999) RCT CRT±CTvs no-CRT±CT(i.e.: Obs,CTalone) 40Gy/20fx(Split Course) 289 CRT±CT:15.5 no-CRT±CT:16.1 p=0.24 CRT±CT:10% no-RTCT±CT:20% p=0.05 Neoptolemosetal. (2004)

Retrosp CRTvsObs 50Gy/28fx(Median Dose) 616 CRT:21.2 Obs:14.4 p<0.001 CRT:20.1% Obs.15.4% p<0.001 Hermanetal.(2008)

Retrosp CRTvsno-CRT(i.e.: Obs,CTalone) 45–60Gy/25–30fx 955 CRT:39.9 no-CRT:24.8 CTalone:27.8 p<0.001 CRT:41.2% no-CRT:24.8% p<0.001 Morgantietal.(2014)

RCT:randomizedcontrolledtrial;Retrosp:retrospectiveNo.:number;Pt:patients;mth:months;5yyOS:5yearsoverallsurvival;2yyOS:2yearsoverallsurvival;vs:Versus; Gy:Gray;fx:numberofdeliveredfractions;CRT:chemoradiotherapy;Obs:observation;no-CRT:noneCRTadministration;CT:Chemotherapy

Table4

Maintrialinadjuvantsettingwithtargettherapyandimmunotherapy.

Trial Phase Target Design Results Ref

TargetTherapy

CONKO–005 III EGFR-TKI GemvsGem-erlotinib DFS:11.6vs11.6months

OS:26.5vs24.6months

Sinnetal.(2015)

ATIPtrial II EGFR Gem–cetuximab inR0-R1PDAC

mDFS:10.0months DFSrateat18months:27.1%

Fenstereretal.(2013)

RTOG–0848 III EGFR–TKI Random1.Arm1:Gem;Arm2: Gem–erlotinib;

Random2.Arm3:CT–(Arm1or2); Arm4:CT(5FU)+concurrentRT

Arm2earlyclosed(2014)

ResultsawaitedforCRTvsCT(ongoing)

Lietal.(2014)

Immunotherapy

GI-4000 II Krasmutated-vaccine Gem-placebovs Gem-GI4000 1yearsurvival:56%vs72% 11.4weekadvantageinmOS Muscarellaetal.(2012) G-VAXpancreas vaccine II Irradiate,Transfected GM-CSFcells

GVAX+5FUbasedCRT mDFS:17.3months mOS:24.8months 1yearsurvival:85%

Lutzetal.(2011)

Algenpantucel–L vaccine

II Hyperacuterejection Gemand5FU

basedCT+algenpantucel-L 12monthsDFS:62% 12monthsOS:86% Hardacreetal.(2013) ClinicalTrials NCT01072981

III Hyperacuterejection Gemaloneorwith5FU-RT+/− algenpantucel-L

ongoing NCT01072981(2016)

CHT:chemotherapy;DFS:diseasefreesurvival;EGFR:epidermalgrowthfactorreceptor;Gem:gemcitabine;mDSF:mediandiseasefreesurvival;mOSmedianoverall survival;PDAC:pancreaticductaladenocarcinoma;RT:radiotherapy;TKItirosinkinaseinhibitor;5-FU:5-fluorouracil.

ficationofthepatientsbyKRASstatus,but69.1%ofpatientshad amutationinthecodon12or13oftheKRASoncogene.However, nodifferencesinDFSorOSwereobservedbetweenwildtypeor mutatedKRASpatients.Theseresultswerenotsurprising,dueto thelackofactivityofcetuximabinthemetastaticsetting.

The efficacy of EGFR-TKI erlotinib as adjuvant therapy in resectedPDAChasbeenevaluatedintwo majorphase III clini-calstudies:theCONKO-005andtheRTOG-0848trials.Theformer study was a phase III randomized trial designed to evaluate theefficacyoferlotinib (100mgp.o.daily)incombination with gemcitabineafterR0resection(Sinnetal.,2015).Fourhundred thirty-sixpatientswererandomizedwithin8weeksfrom resec-tiontogemcitabine–erlotinibvsgemcitabine.Stratificationfactors includedlymphnodesinvolvement,surgicaltechniqueandstudy centre.PrimaryendpointwasDFS,secondaryendpointincluded OSandsafety.Thestudyfailedtomeetitsprimaryendpointwith no differences between the two arms in DFS (11.6 months vs 11.6monthsinthegemcitabine-erlotinibandgemcitabinealone arms,respectively)norinOS(24.6monthsvs26.5months).The RTOG-0848wasarandomizedtrialthataimedtoevaluatewhether erlotinib and/or radiation could improve OS in resected PDAC patients(LiandO’Reilly,2015).Theoriginalstudywasdesigned

witha firststeprandomization intotwo arms:(1) gemcitabine alonefor5cyclesor(2)gemcitabine-erlotinibfor5cycles.Patients freefromtumorrecurrencewerethenrandomizedtoreceiveone additionalcycleofchemotherapy(basedonthefirst randomiza-tion–arm3)oronecycleofchemotherapyfollowedby5-FUbased CRT(arm4).Thisstudyaimedtoprovideabetterunderstanding oftheroleoferlotinibintheadjuvantsettingbutalsoattempted toanswerthequestionofthevalueofcombinedCRTtosystemic chemotherapyinradicallyresectedpatients.Basedonthe disap-pointingresultsfromLAP07phaseIIItrial(Hammeletal.,2013),the studywasamendedtocloseenrollmentintheerlotinibplus gem-citabinearminearly2014andiscurrentlyongoingtodetermine whethertheuseofconcurrentfluoropyrimidineandradiotherapy isabletoimprovesurvivalinresectedPDACpatients.

6.2. Immunotherapy

Afurtherareaofincreasinginterestforresearchintheadjuvant settingisimmunotherapy.Globally,PDAChasalwaysbeen con-sideredanon-immunogenicmalignancy.Thisisdueinpart,toits microenvironmentthatincludesinflammatorycells(mainly lym-phocytes,plasmacells,macrophagesandmastcells)which,rather

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thanreactingagainstthetumor,seemtopromoteaninflammatory microenvironmentthathelpstumorcellstoescapefromimmune surveillanceviaparacrine cross-talkmechanism (Puzzoniet al., 2016).PDACissurroundedbyadesmoplasticstromawithinwhich neoplasticcellsareabletostimulatetheproliferationof fibrob-lasts,specificallypancreaticstellatecells(PSCs).PSCscontributeto theadditionalfibrosisformation,theypromotetumorprogression andtheyseemtofacilitateimmuneevasion,chemoresistanceand recurrenceofPDAC(Ansarietal.,2015).Ifontheonehandthis com-plextumormicroenvironmentmaymakeanimmunotherapeutic approachinthemetastaticoradvanceddiseasedifficult,onthe otherhanditcouldbeawinningstrategyintheadjuvantsetting. Onlypreliminarydataareavailableatthemomentandongoing tri-alswillhopefullyclarifytheefficacyofsuchatreatmentapproach inthenearfuture.

Morethan95%of PDACareassociated withKRAS oncogenic mutations,mostas asingle pointmutation atcodon12 result-inginaconstitutiveactivationofKRAS(Mohammedetal.,2015). Thismutationleadstoupregulation/dysregulationoftheEGFRand inductionofproliferationbyactivationofmitogenicpathway.The amino-acidsubstitutionatposition12oftheRASproteincanbe recognizedbothbyhelper T-cellsand cytotoxicT-cellsand can beusedas antigeninpersonalizedpeptidevaccine correspond-ingtotheKRAS mutationspresent in thetumor(Wedén etal., 2011). A phase II adjuvant trial considered 176 KRAS mutant, R0–R1resected, PDACpatientsenrolled toreceive placebo and gemcitabineorGI4000(awhole,heath–killedrecombinantS. cere-visiaeyeastexpressingamutatedRASprotein)andgemcitabine (Muscarellaetal.,2012).PrimaryendpointwasRFS.Onlyresultsin 39patientswithR1resectionwerepresented.TheGI4000group showedan11.4weekadvantageinmOS,a16%advantagein1year survival(72%vs56%)anda4.6weekadvantageinmRFS.Authors concludedthatGI-4000plusgemcitabineshowedanimprovement onsurvivalinR1subjectswithRASmutantPDAC.

Hyperacuteimmunotherapy is based onthehypothesis that some antigens presented ad hoc to the immune system (vac-cines)areabletotriggerapowerfulimmuneresponseknownas hyperacute rejection.Thislatter characteristically targets xeno-transplantedtissue,butinthiscaseitcanreactagainstmodified cancer cells. This inflammatory reaction/immune response is thoughttoberesponsiblefortheproductionofimmunityagainst tumorantigens(Saif,2011).Thesevaccinesmaybemadeofwhole cells,proteins,peptidesorDNAencodingtumorantigens.There are at least two vaccines in an advanced phase of evaluation fortheadjuvantsettingofPDACpatients.ThefirstistheG-VAX −pancreasvaccine thatconsistsof irradiatedcells stably trans-fectedtoexpressGM-CSF.Thisvaccinehasbeentestedinaphase IItrialamong60patientswithresectedPDAC,incombinationwith 5-FUbasedCRT.ThevaccinewaswelltoleratedwithmDFSand mOSof 17.3monthsand 24.8months, respectively;the1-year OSwas85%(Lutzetal.,2011).Thesecondisthe algenpantucel-Lvaccine thatconsistsof 2 irradiatedallogenicPDAC celllines (HAPa-1and HAPa-2) transfected toexpressmurine alpha-1,3-galactosyltransferase(alpha-GT). The murinealpha-GT epitopes arenotpresentinhumancellsandtheycaninduceahyperacute rejectionofvaccinepancreaticcancercellallografts.Thebinding ofpre-existinghumanantialpha-GTantibodies(whichnaturally occuragainstgutflora)tomurinealpha-GTepitopesresultsina rapidactivationofantibody–dependentcell-mediatedcytotoxicity towardallograftcells (Saif,2011;Cid-ArreguiandJuarez,2015). Aphase IIclinicaltrial,employingalgenpantucel-L, enrolled70 patientswithresected PDACto receive gemcitabineand 5-FU-basedCRTaswellasalgenpantucel-L(Hardacreetal.,2013).After amedianfollow upof21months,the12monthsDFSwas62% whereasthe12monthOSwas86%.Basedontheseencouraging results,aphaseIIIclinicaltrial(IMPRESS)hasbeenrecently

con-cludedwiththeaimtoassessOSafteraregimenofadjuvanttherapy (gemcitabinealoneorincombinationwith5-FUbasedCRT)with orwithoutalgenpantucel-Limmunotherapy(NCT01072981,2016). Thistrialdidnotachievetheprimaryendpoint,sinceno statisti-callysignificantdifferenceshavebeenreportedintermsofmOS (30.4and27.3monthsforthecontrolandalgenpantucel-Ltreated groups,respectively)andlong-termsurvival(3yearOSof41.4% and42.1%and4-yearOSof32.6%and32.7%forthe chemother-apyandchemotherapyplusalgenpantucel-Lgroups,respectively) (NewLinkGeneticsCorporation,2016).

AttheASCO2016meeting,ina multicenternonrandomized phase IIstudy (Yamaue et al.,2016)a peptidevaccine cocktail namedOCV-C01withpeptidesderivedfromKIF20A,VEGFR1,and VEGFR2 combined withgemcitabinewas tested in 30 resected PDAC patients. At every cycle, patients received subcutaneous injectionof 1mL of OCV-C01on days, 1, 8, 15, and 22 for 12 cycles,andintravenously1000mg/m2gemcitabineondays,1,8, and15for24weeks.ThissafecombinationachievedamDFSof15.8 months(CI95%:11.1–20.6)withaDFSrateat18monthsof34.6% (CI95%:18.3–51.6).MedianOSisstillnotreachedbutOSrateat18 monthwas69%(CI95%:48.8–82.5).Moreover,patientswithstrong cytotoxicTlymphocytesspecificresponseagainstKIF20Ashowed a more statistical significant mDFS. Four R0 resected patients expressingKIF20AdisplayednorecurrenceofPDAC,withaDFS significantlylongerthanotherR0resectedpatientsnotexpressing KIF20Aexpression(p=0.011).

Inconclusion,bothmoleculartargetagentsand immunother-apyseemtobeinterestingapproachesinthefieldofmultimodal treatmentofresectablePDAC,evenifmoreclinicaltrialsare nec-essary.

7. NeoadjuvanttherapyinresectablePDAC

In the last years, a preoperative approach wasstudied as a strategy for resectable PDAC patients in order to treat earlier micro-metastaticdisease,toincreaselong-termsurvival,toavoid morbidityandmortalityofsurgeryinpatientswithearlyrelapse, toevaluatetumorresponse,andtoimprovetreatmenttolerability (Silvestrisetal.,2016).Eveniftherearemanytheoretical bene-fitsforthisapproach,thereisstilllimitedevidenceonthistopic andsomepotentialhurdlesshouldbeevaluated,suchasapossible missedopportunityforresection,theneedoftreatmentfor symp-tomsofbiliaryorintestinalocclusion,andtheabsenceofsurgical staging.

There are few trials with the use of chemotherapy alone (Table 5).Palmeret al.randomized 50patientswithresectable PDACtoreceivegemcitabinealone or incombination with cis-platin(Palmeretal.,2007).Ahigherresectionratewasobserved in the combination arm (70%) compared to gemcitabine alone (38%). ThemOSswere15.6and 9.9 monthswitha 1-year sur-vivalrateof62%and42%forthecombinationarmandthecontrol arm,respectively.Thedataofthisstudyshouldberegardedwith cautionbecauseofthesmallsamplesizeandthepresenceof mis-diagnosis(pathologicalexaminationshowedthat12%ofpatients treatedwithgemcitabineand19%withthecombinationhadnot receivedadiagnosisofadenocarcinoma).AnotherphaseIIstudy evaluated28patientswithresectabledisease,whoreceived cis-platinincombinationwithgemcitabineasneoadjuvanttreatment (Heinrich et al., 2008). Therewas the recording of one partial response(PR)(4%),with61%ofstabledisease(SD).Globally, resec-tionratewas89%with71%ofR0resectionsanda mOSof19.1 monthsforresectedpatients.Tajimaetal.recentlyreportedthe resultsofthecombinationofgemcitabineandS-1in13patients (Tajimaetal.,2013).Theyobserved2PRand9SD.Anotherphase IItrial,conductedon38patientswithresectabledisease,

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evalu-Table5

Prospectivestudiesofneoadjuvantchemotherapy.

Design N.pts Regimen Resectionrate(%) mOS(months) Ref.

RandomizedphaseII 2426 GemcitabineGemcitabine+cisplatin 3870 9.932 Palmeretal.(2007)

PhaseII 21a Gemcitabine+cisplatin 80 19.1a Heinrichetal.(2008)

PhaseI 13 Gemcitabine+S-1 85 NR Tajimaetal.(2013)

PhaseII 38 Gemcitabine+oxaliplatin 71 27.2 O’Reillyetal.(2014)

N.pts:numberofpatients;mOS:medianoverallsurvival.

aDatabasedonasubgroupofthewholepopulationincludedinthestudy.

atedneoadjuvantchemotherapywithgemcitabineandoxaliplatin. Thirtyfiveofthemcompletedthetreatmentprotocol.Theprimary endpointofthestudywas18-monthsurvivalwhichwasachieved in63%ofpopulation,withamOSof27.2months(O’Reillyetal., 2014).

AsregardsCRT,anMDAndersonretrospectiveanalysisshowed thattheuseofpreoperativeCRTwasassociatedwithabetter out-comeinresectablepatients.Relevantclinicaldataisrepresented bytheobservationofaregionaland/ordistantprogressionat pre-operativestagingin25%ofcases,suggestingalackofbenefitfrom anupfrontsurgeryinthissubgroupofpatients(Breslinetal.,2001). FewAuthorshaveprospectivelyevaluatedtherole ofCRTin this setting. Varadhachary et al., (2007) conducted a study of chemotherapywithgemcitabineandcisplatinfollowedby gem-citabinebasedCRT(Varadhacharyetal.,2008).Ofthe90patients enrolled,79(88%)completedtheintegratedtreatment.ThemOS ofthelatterwas18.7months,withamedianof31monthsin52 patientswhounderwentsurgery,comparedto10.5monthsinthe groupofnotresectedpatients(p<0.001).

Three studies including 189 patients were evaluated in a meta-analysis(Xuetal.,2014)whichcomparedneoadjuvantCRT vs postoperativeCRT. Thepooled HR of0.93 (CI95%: 0.69–1.25; p=0.62) did not document a benefit from neoadjuvant CRT in thissetting.Furthermore,tworandomizedtrialswereconducted, aimedat assessingtheimpactofneoadjuvantCRTcomparedto surgeryupfront.Bothstudieswereinterruptedprematurelydueto thelackofdifferencesintermsofdifferencesofR0resectionrate (Casadeietal.,2015)orthelowrecruitmentrate(Golcheretal., 2015).

An ongoing phase III trial is comparing preoperarive CRT vs surgeryalone (NCT01900327,2016NCT, 2016eNCT01900327, 2016). Moreover,anotherongoing phase IIIstudywillbe com-paringperioperative therapy followed by surgery and adjuvant therapytosurgeryfollowedbyadjuvanttherapy(NCT01314027, 2016).Later a three armsmulticenter Italian Phase II–III study willrandomizeperioperativechemotherapy(PELF)withthesame chemotherapyappliedpostoperatively andpostoperative gemc-itabine(NCT01150630,2016).

Consideringtheavailableevidencesofneoadjuvanttreatment forresectablePDAC,theroleofthisapproachneedstobevalidated inlarge,controlledrandomizedtrialscomparedtosurgeryfollowed bystandardadjuvantchemotherapy.ASCOguidelinesrecommend thatatotalof6monthsofadjuvanttherapy(including preoper-ativeregimen) beproposedaccordingtoan extrapolationfrom adjuvanttrials(Khoranaetal.,2016).Onecriticalclinicalissueis thedifficultassessmentoftreatmentresponse,likelyowingtothe densestromalcomponentofPDACwhichremainsradiographycally unchangedevenwhenhistologicalresponseisreported(Verbeka etal.,2015).Inthissettingofpatients,theuseofrestagingimaging shouldprimarlybeperformedtoidentifylocalordistantdisease progressionin combinationwiththeevaluationof performance statusandmodificationsofCa19.9levels.

8. Conclusions

After a timing preoperative staging focused on both the researchofdistantmetastasesandtheassessmentoflocal vascu-larinvolvement,surgeryrepresentstheinitialtherapeuticoption forresectablePDACpatients.Accordingtotheavailableevidences, 6monthsofmonochemotherapywithgemcitabineor5-FU rep-resentthestandardadjuvanttreatment.Similarlytosurgery,the relevance of thecentre where thepatient underwent adjuvant chemotherapyhasbeenreportedaswell.Today,itispremature to drawconclusion onthe potentialadvantage of combination chemotherapybecausetheywoulddependontheresultsof ESPAC-4 and onthe data fromrandomized phase IIItrials evaluating FOLFIRINOXandgemcitabine/nab-paclitaxel,whicharecurrently ongoing. Results of studies evaluating the role of CRT are dis-appointing, since it did not improve survival compared with chemotherapyalone,butitcouldreducelocalrecurrence improv-ing the QoL which could be a clinical relevant endpoint for these patients. Howto selectinitially resectable PDACpatients toimmediate surgery or preoperativechemotherapy remains a challenge.Probably,thisdecisionshouldbeprioritizedbytesting moreeffectivesystemicregimensandassesingclinico-pathological features and biomarker studies. In fact, fully-standardized and widely-sharedhistopathologicalandliquidbiopsytestswithlarger prospective validation studies are needed for discovering pre-dictive biomarkers, essential in understanding the biology of thismalignancy.Dependingontheresultsoftheinvestigational studiesevaluating therole of novelmodalities ofradiotherapy, immunotherapiesandothermoleculartargetapproaches,a mul-tidisciplinary approach can offer thebest address Chesignifica “address”?therapyforthesepatients.

Authorcontributions

NSand OBinstructedanddesignedtheoriginalconcept,and revisedthemanuscriptcritically.MF,MR,MS,ASandSCdrafted themanuscript, andrevisedit critically.EV,VV, AC,FC,IC,and GAsearchedliteraturesandrevisedthemanuscriptcritically.SP, ACG,AGMandVLdraftedthemanuscript.Allauthorscontributed toreviewandeditingofthemanuscript,andapprovedthefinal versiontobesubmitted.

Conflictofinterest

theAuthorsofthismanuscriptdeclaretheabsenceofconflictof interests.

Fundings

Nofundingstobedeclared. References

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