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Image quality comparison between a phase-contrast synchrotron radiation breast CT and a clinical breast CT: a phantom based study

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image quality comparison between

a phase-contrast synchrotron

radiation breast ct and a clinical

breast ct: a phantom based study

Luca Brombal

1,2

, Fulvia Arfelli

1,2

, Pasquale Delogu

3,4

, Sandro Donato

1,2

,

Giovanni Mettivier

5,6

, Koen Michielsen

7

, Piernicola Oliva

8,9

, Angelo taibi

10,11

,

ioannis Sechopoulos

7,12

, Renata Longo

1,2*

& christian fedon

7,2

in this study we compared the image quality of a synchrotron radiation (SR) breast computed

tomography (BCT) system with a clinical BCT in terms of contrast-to-noise ratio (CNR), signal-to-noise ratio (SNR), noise power spectrum (NPS), spatial resolution and detail visibility. A breast phantom consisting of several slabs of breast-adipose equivalent material with different embedded targets (i.e., masses, fibers and calcifications) was used. Phantom images were acquired using a dedicated BCT system installed at the Radboud University Medical Center (Nijmegen, The Netherlands) and the SR BCT system at the SYRMEP beamline of Elettra SR facility (Trieste, Italy) based on a photon-counting detector. Images with the SR setup were acquired mimicking the clinical BCT conditions (i.e., energy of 30 keV and radiation dose of 6.5 mGy). Images were reconstructed with an isotropic cubic voxel of 273 µm for the clinical BCT, while for the SR setup two phase-retrieval (PhR) kernels (referred to as “smooth” and “sharp”) were alternatively applied to each projection before tomographic reconstruction, with voxel size of 57 × 57 × 50 µm3. The CNR for the clinical BCT system can be up

to 2-times higher than SR system, while the SNR can be 3-times lower than SR system, when the smooth PhR is used. The peak frequency of the NPS for the SR BCT is 2 to 4-times higher (0.9 mm−1

and 1.4 mm−1 with smooth and sharp PhR, respectively) than the clinical BCT (0.4 mm−1). The spatial

resolution (Mtf10%) was estimated to be 1.3 lp/mm for the clinical BCT, and 5.0 lp/mm and 6.7 lp/mm

for the SR BCT with the smooth and sharp PhR, respectively. The smallest fiber visible in the SR BCT has a diameter of 0.15 mm, while for the clinical BCT is 0.41 mm. Calcification clusters with diameter of 0.13 mm are visible in the SR BCT, while the smallest diameter for the clinical BCT is 0.29 mm. As expected, the image quality of the SR BCT outperforms the clinical BCT system, providing images with higher spatial resolution and SNR, and with finer granularity. Nevertheless, this study assesses the image quality gap quantitatively, giving indications on the benefits associated with SR BCT and providing a benchmarking basis for its clinical implementation. In addition, SR-based studies can provide a gold-standard in terms of achievable image quality, constituting an upper-limit to the potential clinical development of a given technique.

Breast cancer is the leading cause of cancer death in women worldwide1. It is the most diagnosed cancer in

women, accounting for one-third of all diagnosed cancers2.

1Department of Physics, University of Trieste, 34127, Trieste, Italy. 2INFN Division of Trieste, 34127, Trieste, Italy. 3Department of Physical Sciences, Earth and Environment, University of Siena, 53100, Siena, Italy. 4INFN Division

of Pisa, 56127, Pisa, Italy. 5Department of Physics, University of Napoli Federico II, 80126, Fuorigrotta Napoli, Italy. 6INFN Division of Napoli, 80126, Fuorigrotta Napoli, Italy. 7Department of Radiology and Nuclear Medicine, Radboud

University Medical Center, 6500 HB, Nijmegen, The Netherlands. 8Department of Chemistry and Pharmacy, University

of Sassari, 07100, Sassari, Italy. 9INFN Division of Cagliari, 09042, Monserrato Cagliari, Italy. 10Department of Physics

and Earth Science, University of Ferrara, 44122, Ferrara, Italy. 11INFN Division of Ferrara, 44122, Ferrara, Italy. 12Dutch

Expert Center for Screening (LRCB), 6503 GJ, Nijmegen, The Netherlands. *email: renata.longo@infn.ts.it

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(PhC) synchrotron radiation (SR) BCT system18,19 based on a photon-counting detector, constituting a starting

point for phantom-based image quality comparisons across different BCT systems.

Medical applications of SR have been successfully proven in both the diagnosis and therapy fields23–26. Of

note, a PhC SR setup has already been applied in a mammographic clinical study27 demonstrating better image

quality28 at lower radiation dose and with higher diagnostic power with respect to DM29; other clinically-oriented

studies on breast-cancer diagnosis are presently underway at different synchrotron facilities30,31. Currently, the

SYRMA-3D project18,19 at the SR facility Elettra (Trieste, Italy), is developing a PhC BCT system based on SR,

combining high spatial resolution (by using a single-photon-counting detector32) and low delivered dose (by

exploiting monochromatic highly-coherent SR). SR-based studies can provide a gold-standard in terms of achiev-able image quality (i.e., ideal imaging conditions) and they can constitute an upper-limit to the potential clinical development of a given technique. At the same time, assessing the difference with clinically available systems can provide a benchmark on the current level of behaviour of SR-based techniques, and therefore establish its potential for clinical implementation, as well as providing information relevant to the translational research aimed at developing compact high-coherence x-ray sources33. In this context, considering the lack of quantitative

image-quality comparative studies, a comparison with the clinical domain is paramount.

Quantitative metrics such as contrast-to-noise ratio (CNR), signal-to-noise ratio (SNR), noise power spec-trum (NPS), and spatial resolution are useful indicators of image quality, possibly related to diagnostic effective-ness34. Namely, CNR and SNR are related to low-contrast detail visibility (e.g., glandular tissue embedded in an

adipose background), the shape of NPS reveals the image texture (i.e., low-frequency-peaked NPS is related to coarse image graininess; high-frequency-peaked NPS results in a finer grain noise), and spatial resolution deter-mines the ability to detect small (high-contrast) details (e.g., microcalcifications).

The comparison between the two systems presented in this study is based on a breast-like phantom containing inserts mimicking relevant diagnostic features. The exposure parameters were automatically determined by the clinical BCT, while the SR irradiation parameters were tuned to replicate, as close as possible, the clinical condi-tions in terms of x-ray energy and delivered radiation dose.

Materials and Methods

Phantom.

The custom-made breast phantom (design #12-685, CIRS, Norfolk, Virginia, USA) used to per-form the imaging study is shown in Fig. 1.

The phantom has a semi-ellipsoidal truncated shape consisting of several slabs made of 100% breast-adipose equivalent material. A variety of targets are embedded into slab #9 as shown in Fig. 1c: spherical masses of differ-ent diameters (1.80 mm, 3.18 mm, 4.76 mm and 6.32 mm) made of epoxy resin with density equivaldiffer-ent to breast carcinoma; cylindrical fibers of different diameters (0.15 mm, 0.23 mm, 0.41 mm and 0.60 mm); and calcifica-tion clusters (CaCO3) of different grain sizes (0.13 mm, 0.20 mm, 0.29 mm, 0.40 mm). The lateral size of slab #9, ranging from 14 to 15 cm, corresponds to the typical mean breast diameter35. The phantom was positioned at the

system isocenter both for the clinical BCT (see section 2.2) and for the SR BCT (see section 2.3).

Clinical breast CT system.

The dedicated breast CT clinical system14,15,36–38 (Koning Corp., West Henrietta,

NY) evaluated in this work has a source-to-detector distance of 92.3 cm and a source-to-isocenter distance of 65.0 cm. The x-ray source (half-cone beam geometry) has a nominal focal spot size of 0.3 mm. The x-ray spectrum is tungsten target with aluminium filter set to a fixed voltage of 49 kV for all the acquisitions and a first half value layer of 1.39 mm Al (with a mean x-ray energy corresponding to 30.3 keV15, evaluated as the weighted-energy

average of a photon spectrum model according to the work of Hernandez et al.39, based on air kerma

measure-ments after attenuation by various thickness of Al). The x-ray tube operates in pulse mode, with a constant 8 ms pulse length. A complete BCT acquisition consists of 300 projections over a full 360° revolution of the x-ray tube and detector in 10 s. The appropriate tube current is selected by acquiring two low-dose projections (16 mA, 2 pulses of 8 ms each per projection) images at two orthogonal angles (i.e., 0 and 90 degrees).

The detector is a 39.7 cm × 29.8 cm flat-panel detector (4030CB, Varian Medical System, Palo Alto, California, USA) with a nominal pixel size of 194 µm, used in 2 × 2 binning mode. Tomographic reconstruction of the images is performed by using a Feldkamp-Davis-Kress (FDK)-based algorithm (with a modified Shepp-Logan recon-struction filter), with isotropic cubic voxels of 273 µm. The main system components and the phantom position can be found in the Supplementary Fig. S1. Measurements were performed positioning the phantom at the scan-ner isocenter.

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The exposure parameter (i.e., the tube current) automatically selected by the clinical BCT for imaging the phantom determines the clinical settings and thus the mean glandular dose delivered, to which the SR photon’s fluence was tuned.

Synchrotron radiation breast CT setup.

The SR BCT system is under development at the SYRMEP (SYnchrotron Radiation for MEdical Physics) beamline at the SR facility Elettra (Trieste, Italy), within the frame-work of the SYRMA-3D project18,19.

The x-ray source of the SYRMEP beamline is produced by a bending magnet of the electron storage ring of Elettra. The source-to-detector distance is 31.6 m, while the source-to-isocenter distance is 30.0 m. Given the source spatial coherence and the 1.6 m isocenter-to-detector distance, this setup also allows for the exploitation of PhC effects, yielding, upon the propagation towards the detector, an increment in contrast across interfaces between different materials/tissue types40.

The SR beam is monochromatized by means of a Si (111) double-crystal monochromator providing monoen-ergetic x rays in the energy range of 9 keV to 40 keV, with an energy resolution ΔE/E = 2 × 10−3. A system of tungsten slits is used to define the beam shape, determining a rectangular cross section of 220.0 mm (horizon-tal)× 3.5 mm (vertical, Gaussian shape, FWHM) at the system’s isocenter (see Supplementary Materials Fig. S2). The small vertical dimension of the SR beam requires vertical translations of the patient support to perform fully three-dimensional tomographic acquisitions.

A system of calibrated ionization chambers41 provides the air kerma measurements necessary for the

mean glandular dose evaluation42. The SR BCT system is equipped with a modular CdTe high-efficiency

photon-counting x-ray imaging detector43 (PIXIRAD-832) encompassing 8 modules covering a global active area

of 246 × 25 mm2. The detector’s pixels are arranged on a honeycomb matrix with a pitch of 60 µm.

Acquired projection images undergo a detector-specific pre-processing procedure44,45. After data

pre-processing, a phase-retrieval (PhR) algorithm46 is applied independently to each projection image. From

a signal processing perspective, PhR is a specific low-pass filter that compensates for high-spatial frequency boost due to the free-space-propagation mechanism (i.e., edge enhancement), consequently reducing image noise47. As most low-pass filters, PhR can be tweaked to reach different trade-offs between image noise and

spa-tial resolution48. As previously reported, phase-retrieval filters with two different parameter sets are applied to

synchrotron-based images privileging either noise reduction or spatial resolution48,49. These two approaches are

referred to smooth- and sharp-kernel PhR, corresponding to single (i.e., value of the parameter δ/β = 2267) and two materials (i.e., value of the parameter δ/β = 795), respectively, as specified in the work of Brombal et al.48.

Following the PhR procedure, projections are reconstructed via Filtered Back Projection (FBP) with Shepp-Logan filtering50 implemented via Graphics Processing Unit (GPU). Given the pixel’s honeycomb

geom-etry and the slight magnification due to the beam divergence the reconstructed voxel size is 57 × 57 × 50 µm3. Measurements were performed positioning the phantom at the system isocenter (see Supplementary Materials Fig. S2). The energy was set to 30 keV in order to match the average energy of the clinical BCT14,15, and the

flu-ence was adjusted by means of aluminium filters to replicate the clinical dose level. Slab #9 was scanned in three vertical steps by acquiring 1200 projections over an angle of 180° per step, resulting in an overall scan time of approximately 100 s.

Figure 1. (a) Photograph of the phantom and (b) phantom dimensions [in mm]. (c) Details embedded in slab

#9: calcifications (CaCO3) in red circles, masses in blue stars and fibers in green rectangles. The drawings are not to scale.

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Image quality analysis.

The contrast-to-noise ratio (CNR) is defined by the ratio of the (average) pixel intensity difference between the  detail signal and the background ( Iobject − Ibkgd), and the standard deviation of the background (σbkgd) as follows51:

σ = − CNR I I (1) object bkgd bkgd

Of note, the standard deviation of the background is assumed to represent the magnitude of the image noise (i.e., noise is assumed to be ergodic).

With reference to the previous definition, CNR does not capture the dependence of detail visibility on the detail’s size (i.e., Rose criterion). Therefore, the signal-to-noise ratio (SNRRose) metric can be introduced52,53:

= ×

SNRRose CNR Npixel (2)

where CNR is defined as in Eq. (1) and Npixel is the number of pixels of the selected region of interest (ROI) within a given detail. For the sake of simplicity, hereafter the SNRRose is referred to as SNR. Both CNR and SNR were evaluated for all the spherical masses shown in Fig. 1c. For each mass a circular ROI with a diameter scaling with the mass dimension was selected within the detail, while, for the background estimation, 10 evenly spaced ROIs were selected in the neighbouring region (Fig. 2a), and the standard deviation was selected to be the average value of the background ROIs’ standard deviations. In the case of synchrotron-based datasets this analysis was repeated also by averaging 5 consecutive slices in order to match (as close as possible) the slice thickness of the clinical system, resulting in an effective voxel size of 57 × 57 × 250 μm3. With this choice a similar volume of a given detail is considered in each transverse slice for both systems.

While both CNR and SNR depend on the magnitude of the background noise, the image texture (or grain-iness) is characterized by the noise power spectrum (NPS), which is the noise spectral decomposition in the Fourier space. The in-slice NPS is a bi-dimensional map in Fourier space and it is measured from a homogeneous phantom CT image by selecting equally sized ROIs and using the following definition54,55:

= − = NPS f f d d N N N I x y P x y ( , ) 1 [ ( , ) ( , )] (3) x y x y x y ROI i N i i 1 2 ROI

where fx, fy are the spatial frequencies, dx, dx are the pixel sizes (mm) in x and y dimension, Nx, Ny are the corre-sponding ROI dimensions measured in number of pixels, NROI is the number of selected ROIs,  denotes the bi-dimensional Fourier transform, Ii (x, y) is the pixel value at position (x, y) of the i-th ROI and Pi (x, y) is a 2nd order polynomial fit of Ii (x, y). The subtraction with the polynomial term Pi (x, y) is a practical implementation of the de-trending procedure, aiming at removing any slowly-varying nonuniformities that may be caused from beam hardening effects, scattered radiation or nonuniform detector gain55,56.

As NPS is a spectral decomposition of image noise (σ), we have:

σ =2

NPS f f df df

( )

x, y x y (4)

Following the procedure described by Solomon et al.55, in order to compare only noise textures of images with

different noise magnitudes, the normalized NPS (nNPS) is defined as: σ =

( )

nNPS f fx, y NPS f f( , )x2 y (5)

Figure 2. (a) Region of interest position for the contrast-to-noise ratio (CNR) and signal-to-noise ratio (SNR)

evaluation. (b) Region of interest position for the noise power spectrum (NPS) evaluation in a homogeneous background.

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In addition, since NPS maps of tomographic reconstructions usually show circular symmetry, it is common to show one-dimensional radially averaged NPS curves making use of the identity =fr fx2 +fy2.

The nNPS distributions, both bi- and mono-dimensional, were evaluated for both systems by selecting 20 evenly spaced square ROIs at a constant distance from the phantom center as shown in Fig. 2b.

Given the difference in the reconstructed voxel size between the two systems, the used ROIs have a 64 × 64 pixels area for the clinical and system 256 × 256 pixels area for the synchrotron datasets, meaning that each ROI represents a similar physical area for both systems.

The uncertainty on radial nNPS curves was assessed by repeating the measure in 10 different homogeneous slices and associating, for each spatial frequency, the corresponding standard deviation56.

The spatial resolution of both systems was estimated starting from the reconstructed images by using a rather novel approach introduced by Mizutani et al.57, which is based on a logarithmic intensity plot in the Fourier

domain, and it has shown consistent results for both planar and tomographic applications58. The main advantage

of this technique is that it allows to estimate spatial resolution directly from general sample images, not requiring dedicated phantoms, under the hypothesis of a Gaussian system point spread function (PSF). Although modern digital detectors, especially direct conversion devices, in general do not feature Gaussian response functions, the whole imaging chain PSF contains also the contribution of each processing step leading to the final tomographic image. In particular, both the interpolation and the apodization filter inherent to tomographic reconstruction contribute to smoothen the system PSF59, usually described by a bell-shaped curve which, in the case of the

presented technique, is approximated by a Gaussian function. Under this assumption, the full width at half max-imum (FWHM) of the PSF can be determined from the following equation:

I x y ≅ − π FWHM f +constant ln [ ( , )] 2 ln(2) (6) r 2 r 2 2 2

where I x yr[ ( , )] is the radially averaged Fourier transform of the image I(x,y). As input image I(x,y), a wide square ROI enclosed within the uniform region of the phantom was selected, then  I x yln r[ ( , )]2 was plotted as function of fr2 and a low-frequency linear region was identified. According to Eq. (6) the slope of this region,

extracted by a linear regression, is proportional to the square of the FWHM of the image PSF. Once the FWHM of the Gaussian PSF is known, the spatial resolution corresponding to the 10% of the modulation transfer func-tion (MTF), measured in line-pairs per millimeter (lp/mm), can be easily estimated from60:

= . × MTF lp mm FWHM mm ( / ) 1 1 24 ( ) (7) 10%

The presence of the factor 1.24 in the previous formula is justified in the Supplementary Materials (Eqs. ( SE1) to ( SE5)).

All the aforementioned quantitative analyses were performed developing a computer code in MATLAB (The MathWorks, Natick, MA, USA).

In addition, a qualitative analysis on the visibility of high-resolution details (i.e., calcification clusters and fibers) was performed by comparing the tomographic reconstructions of both setups.

Results

The tube current automatically selected by the clinical BCT system for the breast phantom was 50 mA (for the 49 kV spectrum with a mean x-ray energy corresponding to 30.3 keV). This tube current value leads to an air kerma of 10.7 mGy and to a mean glandular dose15 of 6.5 mGy, for a breast diameter of 14 cm and a glandular

fraction of 0%.

For the SR BCT, the air kerma was 14.2 mGy, corresponding to a radiation dose (i.e., MGDv parameter evalu-ated according to Mettivier et al.42) of 6.7 mGy for a 14 cm breast diameter and a glandular fraction of 0%.

Quantitative metrics (SNR, CNR, NPS and spatial resolution).

Figure 3a shows the CNR values as a function of mass dimension for the two BCT systems (red colour for the clinical one and blue colour for the SR). In the case of SR images, the two PhR kernels and the two slice approaches (i.e., single slice and average over 5 consecutive slices to match the clinical slice thickness) are reported.

The CNR in the clinical BCT system is higher than in the SR case, regardless of the reconstruction and/or averaging methods: this is mainly due to the difference in the reconstructed voxel size. It has to be noted that an edge artifact in the phantom’s periphery involves the 6.32 mm mass leading to higher CNR, (see Fig. S3 in Supplementary Materials).

On the contrary, considering the detail visibility (Fig. 3b), which accounts for the number of pixels enclosed within the detail of interest, the synchrotron data show superior performance in all configurations, yielding, in case of the smooth PhR kernel and slice averaging, a 2.5 to 3 times higher SNR for all mass diameters.

Figure 4(a–c) show the bi-dimensional nNPS distributions for the clinical system and SR images with smooth and sharp PhR kernels. The noise in the clinical system is much coarser than in SR images, as visible in the upper insets of Fig. 4(a–c). Given the circular symmetry of bi-dimensional nNPS, their radial profiles were computed and plotted in Fig. 4d.

Peak frequencies largely differ when comparing the two systems, being 0.4 mm−1 for the clinical BCT, 0.9 mm−1 and 1.4 mm−1 for the synchrotron images reconstructed with smooth and sharp PhR, respectively. In addition, the nNPS drops to 5% of its maximum value at 1 mm−1 for clinical images, and at 5–6 mm−1 for SR datasets meaning that the roll-off slopes of nNPS curves are substantially different.

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Figure 3. (a) Contrast-to-noise ratio and (b) signal-to-noise ratio as a function of mass diameter for the clinical

breast CT (red solid line) and synchrotron breast CT with smooth (blue dashed lines) and sharp (blue solid lines) phase-retrieval kernels. Of note, in both plots, the point relative to the largest mass scanned with the clinical system produces a higher-than-expected CNR/SNR due to a reconstruction artifact (see Supplementary Materials Fig. S3).

Figure 4. Bi-dimensional normalized noise power spectra (nNPS) for (a) the clinical BCT system, synchrotron

BCT with (b) smooth and (c) sharp phase-retrieval algorithm. Of note, the range of frequency axes in (a) is different from (b,c). The inset on the top-left corner of each image represent the same homogeneous ROI with an area of 20×20 mm2. (d) Radial averaged nNPS for the clinical system (dashed red line), and SR breast CT with smooth (dashed blue line) and sharp (solid blue line) phase-retrieval algorithm. Of note, the left y-axis refers to the nNPS of the clinical system, while the right y-axis to the synchrotron breast CT. The shaded region around each line represents one standard deviation uncertainty.

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The spatial resolution is estimated as shown in Fig. 5: a linear region at small spatial frequencies is identified for all the datasets, where steeper linear fits indicate worse spatial resolutions.

From the linear regressions (Eq. (6)), the spatial resolutions were estimated to be 0.61 mm (FWHM) or 1.3 lp/ mm (MTF10%) for the clinical BCT, and 0.16 mm or 5.0 lp/mm (MTF10%) for the smooth PhR and 0.12 mm or 6.7 lp/mm (MTF10%) for the sharp PhR in SR images. The quantitative analysis results are summarized in Table. 1.

Qualitative analysis on lesion detectability.

Figure 6(a–l) display the epoxy fibers reconstructed from the clinical (a–d) and SR datasets with smooth (e–h) and sharp (i–l) PhR kernels. All the fibers are visible in the SR-based images regardless of the used PhR kernel, while the two smallest fibers (0.23 mm and 0.15 mm in diam-eter) are not distinguishable in clinical BCT images.

Figure 7(a–l) show image details of the calcification clusters for the clinical (a–d) and SR datasets with smooth (e–h) and sharp (i–l) PhR kernels. For the clinical BCT system, no calcification cluster with diameter below 0.20 mm can be properly identified, while in the case of SR breast CT the smallest calcifications (0.13 mm in diameter) represent the visibility limit for both the smooth and sharp PhR kernels.

Discussion

The proposed image quality analysis assessed the gap in image quality between the PhC SR BCT setup and the clinical BCT system.

Figure 5. Evaluation of the spatial resolution for the clinical system (red circles), and synchrotron breast CT

with smooth (blue squares) and sharp (blue-white triangles) phase-retrieval algorithm. The logarithm of the squared absolute value of the image Fourier transform (on y-axis) is plotted as function of the square of the spatial frequency (on x-axis). The linear fit for each dataset is shown with black lines. The inset displays a zoom at lower spatial frequencies.

CNR SNR nNPS peak frequency (mm−1) FWHM (mm) MTF(lp/mm)10% Clinical BCT 5.2 48 0.4 0.61 1.3 SR smooth PhR 2.3 (1 slice)3.0 (5 slices) 105135 0.9 0.16 5.0 SR sharp PhR 1.2 (1 slice) 55 1.4 0.12 6.7 1.7 (5 slices) 76

Table 1. Summary of the comparison analysis between the two systems: clinical BCT and synchrotron

radiation (SR) datasets (with smooth and sharp phase-retrieval (PhR) kernel). The table reports the values for contrast-to-noise ratio (CNR) and signal-to-noise ratio (SNR) for the 4.76 mm diameter mass, the peak frequency of the normalized noise power spectrum (nNPS), full width at half maximum (FWHM) of the estimated point spread function (PSF) and modulation transfer function at 10% (MTF10%). CNR and SNR are measured by selecting 1 slice and the average of 5 slices, while the other values can be found in Supplementary Materials (Tab. S1).

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Figure 6. Details of the fibers reconstructed (a–d) with the clinical BCT system, (e–h) smooth and (i–l) sharp

phase-retrieval (PhR) kernels for the synchrotron BCT. The scale reference is reported on the upper right corner of image (a).

Figure 7. Details of the calcification clusters reconstructed (a–d) with the clinical BCT system, (e–h) smooth

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In terms of detail visibility, the smallest fibres (i.e., diameter of 0.15 mm) and calcification clusters (i.e., diam-eter of 0.13 mm) are visible in the SR BCT, while details below 0.20 mm cannot be identified in the clinical BCT system (Figs. 6 and 7).

The CNR for the SR breast CT is found to be (as a first approximation) constant for different mass dimensions, with small fluctuations mainly due to different noise levels (Fig. 3a). In particular, the two masses (diameters of 3.18 mm and 4.76 mm) positioned closest to the center of the phantom show a slightly lower CNR with respect to the two located in the phantom’s periphery: this behaviour is compatible with the usual radial noise dependence observed in CT reconstructions (i.e., higher noise in the center, lower noise in the periphery). In agreement with results published in previous studies48,49, the smooth-kernel PhR yield a 2-fold higher CNR with respect to the

sharp-kernel PhR. As mentioned, the higher CNR value observed for the mass of 6.32 mm in the clinical BCT images is caused by a reconstruction artifact close to the phantom’s edge where the mass is located (as reported in Supplementary Materials Fig. S3).

The SNR for the SR setup can be up to 3-times higher with respect to the clinical BCT if the smooth recon-struction kernel is used when the average of 5 slices is considered, or more than 2-times higher if no averag-ing is performed (Fig. 3b). This difference can be mainly attributed to the high-efficiency and low-noise of the photon-counting detector, to the presence of phase-contrast effects, which allows the phase-retrieval filter to be applied, and to the higher dose-efficiency of the synchrotron system due to the beam monochromaticity. In addi-tion, thanks to the laminar shape of the beam and the large isocenter-to-detector distance, the SR setup allows to obtain inherently scatter-free images.

Considering SR-based data, it should be noted that, if the noise of each slice was uncorrelated, the expected SNR/CNR increase due to the averaging of 5 slices would be of a factor 5, whereas the observed factor is much smaller (between 1.3 and 1.4). This is mainly related to the application of the phase-retrieval that, being a 2D filter in the projections domain introduces a certain degree of correlation also between neighbouring pixels belonging to different rows of pixels, hence to different slices.

The nNPS evaluation revealed that the synchrotron images have a 2 to 4-times higher peak frequency (for the sharp phase-retrieval kernel, respectively) and a generally shallower roll-off slope, meaning that the contribution to the image noise is not negligible up to 6 mm−1, to be compared with 1 mm−1 of the clinical system’s case. It is worth noticing that the peak frequency for the clinical BCT (i.e., 0.4 mm−1) is consistent with previous findings of Betancourt-Benitez et al.37.

The observed differences in terms of nNPS between clinical and synchrotron data reveals that the SR setup imaging chain (i.e. detector, image processing and tomographic reconstruction) provides generally sharper or, equivalently, less correlated noise: this is ultimately related to the smaller detector pixel size and to the higher image-sharpness offered by direct-conversion photon-counting detectors.

Spatial resolution was estimated by using a rather novel technique that can be applied, in principle, to any tomographic image (under the approximation of a Gaussian-shaped system PSF), thus not needing a specifi-cally designed phantom. Of note, since system PSFs are not in general described exactly by a Gaussian func-tion, this method cannot fully replace the direct PSF and MTF measurements based on line-patterns or small high-absorbing details, but has to be regarded as a fast and easy way to provide a spatial resolution estimate or to be used for routine checks. The results obtained on the SR images, with both the smooth and sharp PhR kernels, are compatible with conventional spatial resolution estimates (based on the edge spread function technique) documented in previous studies49,61.

Remarkably, the spatial resolution estimated for clinical BCT through the Fourier space linear regression method (i.e., 1.3 lp/mm) is in reasonable agreement to the value found by Betancourt-Benitez et al.38 (i.e., ~1.1 lp/

mm), by using the conventional tungsten-wire procedure.

Quantitatively, the spatial resolution of the SR system was found to be 4 to 5 times better than the clinical system (5 to 7 lp/mm for the synchrotron to be compared with 1.3 lp/mm for the clinical setup). Interestingly, synchrotron images outperform every clinical breast CT setup reported in literature so far8 in terms of spatial

resolution, the maximum being 5 lp/mm for a photon-counting BCT system proposed by Kalender et al.16,17,21.

Nevertheless, it should be noted that the implementation of SR BCT to the clinical realm presents also some practical drawbacks. Besides the fact that SR facilities are limited in number, not allowing access to a wide pop-ulation, SR BCT requires in general a longer scan time with respect to clinical systems due to the limited vertical dimension of the beam and to the need for patient rotation. This may lead to motion artifacts due to both volun-tary and involunvolun-tary movements of the patient, possibly impairing image quality (mainly spatial resolution). This issue has been investigated also in a clinical context suggesting the use of a breast immobilizer62. In addition, the

SYRMA-3D collaboration is devoting several efforts towards the reduction of the scan time, aiming to complete the examination in about 5 minutes19.

The metrics used in this work allow to show differences in terms of physical performances of the systems but not in their clinical impact (i.e., breast cancer detection and diagnosis), which should be evaluated through dedicated studies.

Of note, the selected SR beam energy replicates the average-output energy of the x-ray spectrum of the clinical BCT system without considering the effective energy shift due to beam hardening effect through the sample. However, recent results63 have shown that CNR, evaluated in glandular details embedded in a adipose

background and fixed dose, has small variations (i.e., few percent) in the energy range between 30 and 37 keV, which includes the effective energy of the hardened spectrum for the clinical system.

Lastly, it should be stressed that, albeit SR BCT images rely not only on absorption contrast but also on phase effects, the application of the phase-retrieval algorithm produces images whose content describes the absorption properties of the sample47,64.

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Data availability

The dataset analysed and discussed in the current study are available contacting the corresponding author on reasonable request.

Received: 12 May 2019; Accepted: 4 November 2019; Published: xx xx xxxx

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Acknowledgements

This work has been performed within the SYRMA-3D project, supported by the Istituto Nazionale di Fisica Nucleare (National Scientific Committee 5 for Technological and Interdisciplinary Research) and Elettra-Sincrotrone Trieste S.C.p.A. Authors would like to acknowledge the whole SYRMA-3D collaboration members. S.D. is partially supported by Consorzio per la Fisica Trieste. The authors sincerely thank Dr. Luigi Rigon for the fruitful scientific discussions and suggestions during the manuscript preparation and review stages. This work has been supported in part by a grant by the National Cancer Institute, National Institutes of Health, USA (R01CA181171). The content is solely the responsibility of the authors and does not necessarily represent the official views of the funding agencies.

Author contributions

Guarantor of the integrity of the study: C.F., I.S., R.L.; study concepts and study design: C.F., L.B., S.D., I.S., R.L.; data acquisition: C.F., L.B., S.D., K.M.; data and statistical analysis: C.F., F.A., L.B., S.D.; interpretation of data and data discussion: L.B., F.A., P.D., S.D., G.M., K.M., P.O., A.T., I.S., R.L., C.F.; manuscript preparation: C.F., L.B.; approval of the final version of submitted manuscript: all authors.

competing interests

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mitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/.

Figura

Figure 1. (a) Photograph of the phantom and (b) phantom dimensions [in mm]. (c) Details embedded in slab
Figure 3. (a) Contrast-to-noise ratio and (b) signal-to-noise ratio as a function of mass diameter for the clinical
Figure 5.  Evaluation of the spatial resolution for the clinical system (red circles), and synchrotron breast CT
Figure 6.  Details of the fibers reconstructed (a–d) with the clinical BCT system, (e–h) smooth and (i–l) sharp

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