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Partial pharyngolaryngectomy in advanced hypopharyngeal cancer: 57 consecutive reconstructions with infrahyoid flap

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UNIVERSITÀ DEGLI STUDI DI PISA

SCUOLA DI SPECIALIZZAZIONE IN OTORINOLARINGOIATRIA

Partial pharyngolaryngectomy in advanced

hypopharyngeal cancer:

57 consecutive reconstructions with infrahyoid flap

Author:

Dr. Enrico Muratori

Supervisor:

Prof. Oreste Gallo

Second supervisor:

Dr. Gilles Dolivet

ANNO ACCADEMICO 2015/2016

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CONTENTS

HYPOPHARYNGEAL CARCINOMA: DRIFTS IN TREATMENT CHOICE ___________ 4

Introduction ____________________________________________________________________________ 5 Primary surgery _________________________________________________________________________ 8 Total pharyngo-laryngectomy (TPL) ______________________________________________________ 8 Partial Surgery _______________________________________________________________________ 9 Open Procedures __________________________________________________________________________ 10 Transoral (Minimally Invasive) Procedures _____________________________________________________ 11 Primary chemoradiotherapy ______________________________________________________________ 14 Conclusions ___________________________________________________________________________ 19

PARTIAL PHARYNGO-LARYNGECTOMY: THE MILESTONE TECHNIQUES ______ 20

Partial pharyngo-laryngectomy by Ogura ____________________________________________________ 21 Partial laryngopharyngectomy and reconstruction with pectoralis major flap by Hirano _______________ 24 Resection ________________________________________________________________________________ 24 Reconstruction ____________________________________________________________________________ 25 Partial laryngopharyngectomy and reconstruction with free radial forearm flap by Urken and by Hamoir _ 27 Resection by Hamoir _______________________________________________________________________ 28 Resection by Urken ________________________________________________________________________ 29 Reconstruction by Hamoir ___________________________________________________________________ 30 Reconstruction by Urken ____________________________________________________________________ 32

THE INFRAHYOID FLAP: OVERVIEW AND HYPOPHARYNGEAL

RECONSTRUCTION __________________________________________________________ 36

Introduction ___________________________________________________________________________ 37 History ______________________________________________________________________________ 37 Surgical technique ______________________________________________________________________ 39 Technical modifications _________________________________________________________________ 46 Clinical series and results ________________________________________________________________ 48 Contraindications ______________________________________________________________________ 51 Surgical technique in partial pharyngo-laryngectomy reconstructions _____________________________ 52

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3 SPERIMENTAL PART ________________________________________________________ 55 Abstract ______________________________________________________________________________ 56 Aim ____________________________________________________________________________________ 56 Methods _________________________________________________________________________________ 56 Results __________________________________________________________________________________ 56 Conclusion _______________________________________________________________________________ 56 Introduction ___________________________________________________________________________ 57 Patients and methods ___________________________________________________________________ 59 Patients __________________________________________________________________________________ 59 Surgical technique _________________________________________________________________________ 59 Adjuvant therapy __________________________________________________________________________ 60 Post-operative evaluation ____________________________________________________________________ 60 Statistical methods _________________________________________________________________________ 61 Results _______________________________________________________________________________ 62 Patient population and treatment ______________________________________________________________ 62 Complications ____________________________________________________________________________ 65 Functional results __________________________________________________________________________ 66 Survival and loco-regional control ____________________________________________________________ 67 Discussion ____________________________________________________________________________ 68 Conclusion ___________________________________________________________________________ 72

BIBLIOGRAPHY _____________________________________________________________ 73

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4 HYPOPHARYNGEAL CARCINOMA:

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5

Introduction

Squamous cell carcinoma of the hypopharynx is less prevalent than at most other major sites of the head and neck, such as the oral cavity, larynx and oropharynx, and accounts for approximately 3% to 5% of all head and neck squamous cell carcinomas (HNSCC).1,2 Tumors arising in the hypopharynx have their own specific and unique characteristics and considerations regarding treatment. A high proportion of the patients are heavy drinkers of alcohol and have additional significant comorbidities.1 Most patients when diagnosed have advanced-stage disease. Approximately 70% to 85% of the patients reported in large series have stage III or IV disease at presentation, and the 5-year overall survival rate is reported to be around 15% to 45%.1–7 The anatomic proximity of the larynx, advanced stage of disease at presentation, and higher rates of regional and distant metastasis portend a worse prognosis compared with other head and neck cancer sites and are factors that require consideration when making treatment decisions. As reviewed by Gourin and Terris,8 the important factors in this dismal prognosis in patients who present with a hypopharyngeal cancer are the high rates of regional and distant metastasis. Approximately 60% to 80% of the patients have clinically apparent tumor involved regional lymph nodes, and contralateral occult nodal metastases are present in nearly 40% of cases.9 The number of patients with development of distant metastasis, reported to be between 10% and 30% or even higher, is an even more important prognostic factor. Distant metastatic spread has been reported to occur in up to 60% of hypopharyngeal cancer cases,10 either at presentation or during follow-up, and is more frequent compared with other HNSCCs. Predominant sites of systemic dissemination are the lung, mediastinal lymph nodes, liver, and bone. These patients are usually treated in the context of various study protocols in which median survival is typically less than a year. In an epidemiologic study of a series of 595 patients with hypopharyngeal cancer in Ontario, Canada, Hall et al.1 reported that almost 50% of the patients had recurrences, most within 12 months after completion of treatment. Fifty percent of these recurrences involved distant metastasis. Multicentricity is also a common pathologic feature of hypopharyngeal cancers, as well as

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6 considerable submucosal spread, and, when treated surgically, the margins of excision frequently demonstrate the presence of tumor. Airway and nutritional issues are difficult problems in patients presenting with advanced hypopharyngeal cancer. Soft tissue extension of the disease involving the constrictor musculature, the soft tissues of the neck, and the parapharyngeal space is quite common. Traditionally, pharyngo-laryngectomy with reconstruction of the pharynx has been the preferred initial treatment modality for hypopharyngeal cancers. In an attempt to limit the morbidity of surgical therapy, nonsurgical treatments have gained popularity. However, treatment with radiotherapy alone is reported to have a worse prognosis compared with combined treatment with surgery and radiotherapy, particularly in stage IV disease.3,6,11 The addition of chemotherapy to primary radiotherapy protocols results in outcomes comparable to surgery and postoperative radiotherapy, but with the advantage of larynx preservation in a large number of cases.12 However, unlike advanced laryngeal cancers, the question of organ preservation in hypopharyngeal cancer has not been thoroughly evaluated, precluding firm conclusions as to which is the optimal treatment.13,14 The terms “organ preservation” and “larynx preservation” in particular are frequently unclearly defined or interpreted. In fact, the terms only mean that the organ has been left anatomically intact and free from surgical intervention but are not indicative of function. Therefore, organ preservation should not be confused with function preservation. With regard to hypopharyngeal cancer, function includes both voice and swallowing and, in a broader sense, quality of life. Function may even be better preserved after removal of the organ, permitting aspiration free deglutition and prosthetic voice than by leaving intact a functionless larynx. Formal studies on this subject are lacking, but physicians involved with this problem are well aware of its existence. In many cases it may be more important to the patient to preserve or restore function rather than to simply preserve an intact but poorly functioning larynx. Stimulated by past experiences and observations, a multidisciplinary international group of experts recently evaluated results from pertinent phase III clinical trials and meta-analyses with the aim of developing guidelines for the conduct of contemporary phase III larynx preservation trials. Emphasis was made in these guidelines on refining the definition of a

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7 functional larynx within a context of organ preservation treatment strategies and to determine the best methods for assessment of function.15 Moreover, larynx preservation as a treatment strategy, although intended to preserve the organ, includes the option of surgical salvage in cases of persistent or recurrent disease in an effort to obtain optimal patient survival rates comparable to those of primary surgery followed by postoperative (chemo)radiotherapy. Thus organ-preserving strategies as a concept for curative treatment are not exclusively nonsurgical. Neck dissection or irradiation is usually part of the initial treatment of hypopharyngeal cancer because of the high rate of clinically apparent, as well as occult, nodal metastasis. The primary echelon drainage is to the jugular chain (levels II to IV), but the retropharyngeal and level VI nodes are all at risk.16 In elective treatment of occult regional metastasis, the high incidence of retropharyngeal and paratracheal metastasis,17 as well as the high rate of contralateral metastasis,9 should be considered. The low incidence or even absence of nodal metastasis found in sublevel IIB and level I, in particular, may justify the preservation of these levels in the elective treatment of the N0 neck in patients with hypopharyngeal cancer.18–20 The several treatment options for hypopharyngeal carcinoma will be discussed.

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Primary surgery

For decades, the treatment protocol that afforded the best oncologic outcomes for hypopharyngeal cancer consisted of radical surgery and postoperative radiotherapy. More recently, the role of initial surgery has been diminished in favor of nonsurgical treatment regimens of radiotherapy combined with platinum-based chemotherapy. However, in early-stage disease, surgery is still a treatment option. Also, in cases of extensive disease, when most patients will already have seriously impaired laryngeal and hypopharyngeal function, surgery with adequate reconstruction, followed by radiotherapy, may have both the best functional and oncologic outcomes. Three surgical options are available for treatment of hypopharyngeal cancer: “radical” open surgery [total pharyngo-laryngectomy (TPL) or total pharyngo-laryngectomy with partial pharyngectomy], partial open surgery (partial laryngectomy with pharyngectomy), and partial transoral (or minimally invasive) surgery.

Total pharyngo-laryngectomy (TPL)

Traditionally, lesions that involve more than two thirds of the circumference of the hypopharynx have been treated by radical surgery, consisting of total laryngectomy and circumferential pharyngectomy, including varying amounts of cervical or even thoracic esophagus, followed by radiotherapy in most cases. The 5-year disease-specific survival rate has been reported to be between 40% and 50%.4,21,22 Postoperative chemoradiotherapy is reported to further improve tumor control.23 The resulting surgical pharyngo-esophageal defects require reconstruction and institutional preferences often depend on factors such as the training specialty of the surgical team and the expertise of the available team.24 Hypopharyngeal reconstruction has been a major challenge over the years. The deltopectoral flap was the only reconstructive approach before the pectoralis myocutaneous flap became available in the 1970s. The pectoralis myocutaneous flap is a reliable reconstructive method for lesions with minimal extension into the esophagus and has proved useful in severely depleted or elderly patients.25,26 This flap, or other myocutaneous flaps are also useful as an onlay patch pharyngoplasty, when a partial pharyngeal defect has been created.

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9 Gastric “pull-up” or transposition is generally recommended for tumors that have extended as far as the middle third of the esophagus or where the resected lower margin is deeply placed within the mediastinum, making any safe surgical repair difficult. However, there is a considerable learning curve in performing gastric transposition, which requires careful coordination between the head and neck and thoracic surgeons. More recently the introduction of microvascular and free flap reconstruction has revolutionized the surgical approaches and functional results in hypopharyngeal cancer, both for “patch” or circumferential reconstruction. Microvascular flaps commonly used are jejunum, radial forearm free flap, or anterolateral thigh flap. Fasciocutaneous free flap, anterolateral thigh flap, and radial forearm free flap reconstructions are currently being used more frequently than the intestinal flaps because of reliability, technical accessibility, and popularity with surgeons.27 Functional outcomes have been reported to be better with modern fasciocutaneous free flap reconstruction compared with the traditional jejunal flap, and the donor site morbidity is reported as minimal.27,28 However, the morbidity after flap reconstruction is reported to be considerable. In a large surgical series of 153 patients (involving 85 partial and 68 circumferential pharyngectomies, and about 50% of patients had surgery after previous radiotherapy), fistulas and wound complications were seen in 33% and 25% of cases, respectively. The late complication and stricture rates were 26% and 15%, respectively, and 16% of patients required permanent feeding through a gastrostomy tube. It was also reported that only 44% of patients had surgical voice restoration with a tracheoesophageal puncture.29

Partial Surgery

More conservative surgical procedures have been used for the treatment of hypopharyngeal cancer. As surgical organ preserving procedures, endoscopic (laser) microsurgery, endoscopic robotic surgery, lateral pharyngectomy, and hemilaryngopharyngectomy are possible endoscopic and external approaches described. However, these procedures can only be considered in selected cases, usually early (T-stage) cancer, and the choice of such limited surgical procedures must recognize

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10 that hypopharyngeal cancers have a high predilection to extensive submucosal tumor spread.

Open Procedures

For tumors arising in the upper part of the pyriform sinus or the aryepiglottic fold, a supraglottic hemilaryngopharyngectomy can be used. Although the technique had been used for many decades, one of the first large series of supraglottic laryngectomy and partial pharyngectomy for cancers of the pyriform sinus was published in 1980 by Ogura et al.30 In this series of 175 patients treated for carcinoma of the pyriform sinus; 85 underwent partial pharyngo-laryngectomy (PLP); 57, TPL; and 33, palliative radiation. The actuarial 3-year survival rate was 59% for the PLP-treated group, 36% for the TPL-treated group, and 11% for the palliation group. The better outcome for the PLP-treated group as compared with the TPL-treated group should be attributed to selection of lower-staged tumors eligible for this treatment. In 1993, Laccourreye et al.31 reported on a series of patients treated between 1964 to 1985 with a supracricoid hemilaryngopharyngectomy (SCHLP) performed on selected pyriform sinus carcinomas classified as T2. Tumors with invasion of the apex of the pyriform sinus, of the postcricoid region, of the posterior pharyngeal wall, or with fixation of the true vocal cord were excluded from this study. This technique was aimed at preserving physiologic phonation, respiration, and swallowing while achieving the same local control rate as a pharyngolaryngectomy. Patients were followed up for at least 6 years or until death. Five-year actuarial locoregional control was reported at 95% with a 5-year disease-specific survival rate of 56%. The 5-year actuarial local recurrence rate was 3.4%. The author considered the SCHLP technique to be a safe method of voice preservation in selected cases of pyriform sinus carcinoma. In 2005, the same group reported on SCHLP performed on 147 patients over a 19-year period. All patients had previously untreated invasive squamous cell carcinoma of the pyriform sinus.32,33 Before surgery, almost all (97%) of the patients had a cisplatin-based induction chemotherapy regimen. A complete clinical response and a complete histopathologic regression were noted in 22% and 17% of patients, respectively. Postoperative radiotherapy was given in approximately 50%

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11 of patients. The 5-year actuarial local control estimate was 90%, and the overall laryngeal preservation rate was 91%. On regression analysis, positive resection margins and invasion of the apex of the pyriform sinus were identified as adverse factors for predicting local recurrence. In another series of 48 selected cases treated by the same technique of induction chemotherapy followed by surgery, all T1 or T2 and arising at the pyriform sinus or aryepiglottic fold, the 5-year survival rate was 47%.34 All patients achieved deglutition without aspiration by the end of the first postoperative month. All but 5 patients received postoperative radiotherapy. Postoperative death or prior radiotherapy was the reason for not undergoing radiotherapy. All patients had ipsilateral (radical) neck dissection. Neck recurrence was 15%, and local recurrence was 2%. Other series report similar results with 5-year overall survival rates around 50%, and disease-specific survival rates of 60% to 65% in these selected cases, mostly treated with postoperative radiotherapy and a larynx preservation rate in the order of 80%.35,36

Transoral (Minimally Invasive) Procedures

Transoral laser surgery (TOLS) was initially employed for the resection of laryngeal cancers,37,38 but its use was later extended to hypopharyngeal cancer.39,40 Zeitels et al.39 was one of the first to publish on TOLS for supraglottic and hypopharyngeal cancer. He reported on 45 cases, of which 22, mostly classified T1, had TOLS only, and 23 with locally more extensive tumors, but all N0, received additional radiotherapy locally and to the neck. Seven of the 23 cases had positive margins, and 5 (26%) of these failed locoregionally. Steiner et al.41 retrospectively reviewed 129 previously untreated patients with squamous cell carcinoma of the pyriform sinus treated by TOLS. Of these, 24 tumors were staged as pT1, 74 as pT2, 17 as pT3, and 14 as pT4. Overall, 68% of these patients had nodal metastases. Of all cases, treatment consisted of TOLS and neck dissection surgery alone in 42%, and 58% also underwent postoperative radiotherapy. The 5-year overall survival rate was 71% for patients with stage I and II disease, and 47% for patients with stage III and IV disease. The reported 5-year recurrence-free survival rate for stage I/II and stage III/IV

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12 disease was 95% and 69%, respectively. Rudert and Hoft42 reported a 100% larynx and pharynx organ preservation rate with a 5-year overall survival rate of 48% and disease-specific survival rate of 58% in a series of 29 predominantly T1 and T2 hypopharyngeal tumors. All but 3 patients underwent postoperative radiotherapy, and all but 4 underwent neck dissection. In this selected group, no symptomatic alteration in swallowing was reported, and the technique was considered suitable for cancers of the posterior hypopharyngeal wall, in particular. In a series by Vilaseca et al.43 of 28 patients treated with TOLS, 21% (6 patients) had stage II disease, 29% (8 patients) stage III, and 50% (14 patients) stage IV. All patients underwent unilateral or bilateral neck dissection. Of these patients, 43% had radiotherapy to the neck, and 14% had radiotherapy locoregionally. Of the 14 patients alive and without disease in the follow-up period, 11 (79%) had their larynx functionally preserved, but 3 (21%) were gastrostomy dependent. Kutter et al.44 analyzed 55 consecutive patients with pharyngeal or pharyngolaryngeal squamous cell carcinoma (24 . T1, 28 . T2, 3 . T3) treated with TOLS. Neck dissection was performed in 43 patients. In this group, the 2-year overall survival rate was 78%, and local control was 90%. Martin et al.45 reported on a larger series of 172 patients with hypopharyngeal cancer treated from 1986 to 2003 with TOLS, of whom 15% had stage I and II disease and 85% had stage III and IV disease. Of these tumors, 87% originated in the pyriform sinus. The 5-year overall survival rate was 68% for stage I and II, 64% for stage III, and 41% for stage IV. In this series 52% underwent postoperative chemoradiation, and 91% underwent unilateral or bilateral neck dissection. Only 1 patient required laryngectomy for functional reasons, and 6 patients had permanent gastrostomy tubes. In summary, the oncologic results of TOLS appear comparable with open approaches, with a 5-year overall survival rate of around 50% to 70% in stage I and II disease and 40% to 50% in stage III and IV disease. The disease-specific survival rate with TOLS is on the order of 60% and is associated with high rates of larynx preservation in these selected cases. However, most patients continue to require postoperative radiotherapy. Transoral robotic surgery is a minimally invasive surgical technique with the carbon dioxide laser and is currently used for treatment in selected cases and selected sites of head and neck cancers. However,

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13 the hypopharynx is not optimally accessible for this technique. Published series contain very small numbers of hypopharyngeal cancer cases and mention the aryepiglottic fold or posterior wall as primary tumor sites suitable for this approach.46–48

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14

Primary chemoradiotherapy

As mentioned before, the results of primary definitive radiotherapy followed by salvage surgery when indicated, compared to initial surgery with postoperative radiotherapy, are reported to be inferior in terms of survival, particularly for advanced stage tumors.13,49 However, in early-stage hypopharyngeal cancer similar results can be obtained with definitive radiotherapy regimens50 with overall survival and disease-specific survival rates reported to be comparable to those after total laryngectomy or larynx-conserving surgery.51–53 In the 1990s, the first reports on larynx preservation strategies became available. In 1994, the initial report of a phase III study conducted by the Department of Veterans Affairs Laryngeal Cancer Study Group was published.54 Patients with stage III-IV laryngeal cancer were randomly assigned to receive 2 cycles of induction chemotherapy with cisplatin and 5-fluorouracil. Those responding (partial or complete) received a third cycle, followed by radiotherapy. Patients not responding clinically to the initial cycles of chemotherapy were offered a total laryngectomy. Survival rates at 2 years appeared to be comparable to surgery followed by radiotherapy (68% for both treatment groups), and the larynx was preserved in approximately two thirds of the cases. However, patterns of first recurrence differed significantly between the 2 arms, with local recurrences occurring more frequently in the chemotherapy-radiotherapy arm, whereas distant metastases were more common in the surgically treated patients. Overall, there were no significant differences in eventual rate of distant metastases or in cause of death. However, none of these patients were treated for hypopharyngeal cancer. One of the few randomized phase III trials on hypopharyngeal cancer specifically comparing the results of initial surgical versus nonsurgical treatment was conducted by the European Organization for Research and Treatment of Cancer (EORTC).12 Eligible patients with hypopharyngeal or epilaryngeal cancer were randomized between induction PF followed by definitive radiotherapy versus surgery with postoperative radiotherapy. No differences were found in local or regional recurrence and disease-free survival rates at 5 years. The disease-free survival rate at 5 years was 25% in the induction chemotherapy arm and 27% in the immediate surgery arm. In this study, the

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15 survival rate with a functional larynx in the chemoradiation group after 5 year was 35%, which is similar to other studies.8 This larynx preservation rate appears to be inferior compared with that for laryngeal cancer, but it should be emphasized that the 2 endpoints are difficult to compare. First, in the Veterans Affairs Laryngeal Cancer Study Group trial, the larynx preservation rate was reported at 2 years instead of 5 years as in the EORTC study. Moreover, in the EORTC study, the endpoint was referred to as survival with a functional larynx (i.e. without local disease, tracheotomy, feeding tube, or gastrostomy). Recently, the EORTC reported on their second larynx preservation study.55 In this study, patients with resectable carcinoma of the larynx (T3-T4, N0-N2) or hypopharynx (T2-T4, N0-N2), were randomly assigned to receive induction chemotherapy followed by radiotherapy in the responders, as described earlier, or an alternating chemoradiation regimen, including a total of 4 cycles of PF (in weeks 1, 4, 7, and 10) alternated with radiotherapy, 20 Gy during the three 2-week intervals between chemotherapy cycles (60 Gy total). The number of laryngeal and hypopharyngeal cancers was well balanced between the 2 arms. Again, the same primary endpoint was used: survival with a functional larynx. The 2 arms showed similar results, as they did with regard to overall survival, progression-free survival, and acute and late toxicity. It should be emphasized that in the alternating chemoradiation arm, the total dose of radiation was reduced to 60 Gy compared with 70 Gy in the sequential arm, and that the overall treatment time of radiation was prolonged as a result of the alternating schedule from 7 weeks to 8 weeks or more. Therefore, it cannot be concluded from this study that sequential chemoradiation provide similar results to conventional concomitant chemoradiation with 70 Gy of radiation with standard fractionation and 3 courses of cisplatin 100 mg/m2 in weeks 1, 4, and 7. In 2003, Forastiere et al.56 reported on the results of the RTOG 91-11, a phase III study in which patients with glottic and supraglottic tumors (T2–T4) were randomly assigned to receive induction PF followed by radiotherapy in responders, concomitant cisplatinbased chemoradiotherapy, or radiotherapy alone. Although overall survival rates were similar in all 3 treatment arms, the highest rate of larynx preservation was observed after concomitant chemoradiation (88% vs 75% in the induction chemotherapy arm vs 70% in the

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16 radiotherapy alone arm), which also resulted in superior locoregional control (78% vs 61%vs 56%). But again this trial included laryngeal and not hypopharyngeal cancer. A trial update in 2006 confirmed these results.57 It should be noted that in the initial report, salvage total laryngectomy after these organ preservation treatment strategies was associated with acceptable morbidity rates and resulted in excellent locoregional control, although the survival rate at 2 years for patients requiring salvage total laryngectomy was lower than for patients remaining disease-free at the primary site.58 However, on the basis of updated results, some concern was raised regarding the high mortality rate from unknown causes noted during follow-up, which may have arisen from secondary aspiration, pneumonia, or other unrecognized sequelae of treatment.59 Apart from larynx preservation, overall survival only shows modest differences at best between the different regimens for laryngeal cancer and do not seem to significantly differ from “traditional” surgery followed by radiotherapy in the treatment of head and neck cancer in general.60 In 2000, Pignon et al.61 published the results of individual patient data meta-analysis of 63 randomized trials on locoregional treatment (surgery or radiotherapy) with or without chemotherapy, performed between 1965 and 1993. The study involved 10,741 patients with non-metastatic HNSCC (Meta-Analysis of Chemotherapy in Head and Neck Cancers). The investigators found an absolute survival benefit of 4% at 2 and 5 years in favor of the addition of chemotherapy. However, in the group of trials on concomitant chemoradiation, an 8% absolute benefit at 5 years in the experimental arm was highly significant. The authors concluded at that time that because the analysis showed only a small significant survival benefit in favor of chemotherapy and, in particular, because of the heterogeneity of the results, which required cautious interpretation, “the routine use of chemotherapy is debatable” and that “for larynx preservation, the non-significant negative effect of chemotherapy in the organ preservation strategy indicates that this procedure must remain investigational.” Since that time more studies have been conducted, and the results of the meta-analysis of the updated database of the Meta-Analysis of Chemotherapy in Head and Neck Cancers group with 87 trials conducted between 1965 and 2000, with a total of 16,486 patients, was published recently.62 An absolute

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17 survival benefit for chemotherapy of 4.5% at 5 years confirmed previous results, as did the most pronounced benefit observed in concomitant trials (6.5% at 5 years). No survival advantage was shown for induction chemotherapy, although this should be interpreted with caution as taxane-based induction chemotherapy trials, which already proved to be superior to the reference PF combination, were not included in meta-analysis. This time the authors concluded that “the benefit of concomitant chemotherapy was confirmed,” and results “should be useful to determine standard treatment in this disease.” It should be noted that in the initial as in the updated results of the meta-analysis, the subset analysis did not reveal any difference between the different tumor sites. The beneficial effect of the addition of concomitant chemoradiation reference to radiotherapy alone was similar among patients with hypopharyngeal cancer to that observed among patients with other primary tumor sites. Increasingly intensive treatment regimens have been investigated, not only of concomitant chemoradiotherapy protocols but also sequential approaches consisting of both induction chemotherapy followed by radiotherapy alone or concomitant chemoradiotherapy. The addition of taxanes to the platinumbased induction chemotherapy seems to further improve outcomes, especially for laryngeal preservation. In patients with advanced laryngeal and hypopharyngeal carcinomas, induction chemotherapy consisting of docetaxel, cisplatin, and 5-fluorouracil appeared to be superior to a regimen consisting of PF in terms of overall response rate (complete and partial responses, 80% vs 59%, p=0.002). Larynx preservation could be achieved for a higher proportion of patients in the docetaxel-cisplatin-fluorouracil group compared with the cisplatin-fluorouracil group (at 3 years: 70% vs 57.5%, p=0.03), but again without associated overall survival benefit (60% at 3 years in both arms).63 Posner et al.64 reported on a similar phase III trial of sequential therapy comparing docetaxel-fluorouracil against cisplatin-fluorouracil induction chemotherapy, followed by chemoradiotherapy with weekly carboplatin. In addition to patients with unresectable oral cavity, oropharyngeal, hypopharyngeal, or laryngeal cancer, patients considered to be candidates for organ preservation were also included (33% and 35% of patients in each arm of the trial). Laryngectomy-free survival was significantly greater with

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18 cisplatinfluorouracil: at 3 years 52% vs 32%. Fewer patients treated with docetaxel-cisplatin-fluorouracil underwent surgery (22% vs 42%). In this study there was also a significant benefit regarding overall survival in favor of docetaxel-cisplatin-fluorouracil induction chemotherapy. Another important aspect of nonsurgical approaches is their potential ability to counteract the development of distant metastases. Different patterns of recurrence with fewer initial distant metastases in the induction chemotherapy group compared to the surgery group were observed in The Department of Veterans Affairs’ study,54 which was confirmed by other authors.65 This may be another argument in favor of inclusion of systemic agents in organ preservation treatment protocols. Whereas the concomitant use of irradiation and systemic therapeutics has been proven to successfully improve locoregional disease control and to a lesser extent also distant metastases free survival,62 the sequential chemoradiation strategies incorporating induction chemotherapy protocols are aimed at diminishing the incidence of distant failures. According to the results of a recent meta-analysis this seems to be the case.62 For those patients with M1 disease, prognosis is dismal. Although these patients in particular are directed to take part in experimental clinical protocols exploring new systemic drugs and their combinations, the median survival times are usually less than a year. The results of studies testing a new treatment paradigm combining immunotherapeutic and conventional chemotherapeutics look promising, although tumor sites other than the hypopharynx were included.66 It may be concluded from the data of these studies that intensifying treatment may increase the rate of larynx preservation but survival benefit has been reported less consistently.59,67,68 In addition, interpretation of the (sometimes conflicting) results of chemoradiotherapy trials may be hampered by several factors. Studies often consist of populations with a different mix of both laryngeal and hypopharyngeal cancer and end-points are differently defined or chosen.69

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19

Conclusions

Efforts to preserve speech and swallowing function in the treatment of hypopharyngeal (and laryngeal) cancer have resulted in a declining use of TPL. Surgical, as well as nonsurgical, options are available in an attempt to achieve these goals without losing the efficacy of treatment or ultimate tumor control and survival. However, when comparing data on survival, it should be kept in mind that the populations that have been treated with certain modalities are often selected and therefore comparison of results is difficult and should be done with caution.4,7,12,21,22,30,31,34–36,41– 45,49,51–53 With surgical approaches, PLP, as an open procedure or performed endoscopically as a less traumatic minimally invasive procedure, have offered the opportunity of preserving function of the larynx in selected cases of hypopharyngeal cancer. However, only selected cases will be suitable for this approach. Many patients have benefited from the developments in nonsurgical treatment. A significant number of these patients retain their larynx, which otherwise would have been removed. The treatment is applicable to a wide spectrum of hypopharyngeal cancers, including intermediate-stage disease; only extensive disease with loss of function at presentation could best be treated with TPL as the primary option. However, although increasingly toxic chemoradiation protocols may further improve larynx preservation rates, this could be associated with significantly more pronounced toxicity and worse functional results. Developments aimed at improving results without increasing toxicity and morbidity are focused on technical improvements in radiotherapy, advances in supportive care and the use of new targeted therapy agents other than chemotherapeutics. In early-stage disease, both surgery and radiotherapy are organ and function preserving treatment options. However, the role of surgery in early-stage hypopharyngeal cancer is less established than for laryngeal cancer. The choice of treatment may depend on patient-related factors like age, comorbidity, occupation, patient preferences, and tumor-related factors such as size and localization. In advanced disease, most patients will be treated either with TPL followed by (chemo)radiotherapy or up-front chemoradiation. In selected cases partial surgery may be considered and this will be done in this thesis.

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20 PARTIAL PHARYNGO-LARYNGECTOMY:

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21 To achieve the infrahyoid hypopharyngeal reconstruction, the main points had been four older articles by Ogura, Hirano, Urken and Hamoir.30,36,70-73 In these articles, spread in the last four decades of the last century, it easy to spot the evolution from exclusive demolition to reconstruction with pedicled flaps to reconstruction with free flaps.

Partial pharyngo-laryngectomy by Ogura30,70

Ogura et al. have been the first describing a partial pharyngectomy for hypopharyngeal cancer, their technique aimed to achieve a complete resection of pyriform sinus with no reconstruction needs. The neck dissection is carried out leaving the pedicle attached to the thyro-hyoid membrane and upper thyroid ala. The thyroid lobe adjacent to the pyriform sinus is resected with preservation of the recurrent laryngeal nerve. The suprahyoid muscles are separated from the upper border of the hyoid on the involved side and the anterior face of the body. Using the Stryker saw or heavy scissors the hyoid is divided in the midline, and ipsilateral half is retracted downward. The muscles and fascia are separated down to the level of the mucosa of the pharynx in the anterior and medial vallecula well above the site of the tumor. The sterno-thyroid and thyro-hyoid muscles are transected at the level of the upper border of the ispilateral thyroid cartilage. The external perichondrium is cut horizontally at the same level and elevated to form a flap and to expose the outer surface of the ipsilateral thyroid ala. The perichondrium is elevated from the opposite side if it requires partial removal. Using the Stryker saw the cartilage is divided in one of two ways showed in Fig. 1, depending upon the site of the tumor: posterior and lateral wall tumors (P.W. & L.W.) or medial wall tumor and laryngo-pharyngeal tumors needing a supraglottic (M.W. & S.S.L.).

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22

Figure 1

For lesions of the lateral wall, the ipsilateral cartilage is cut obliquely from the median notch to a point just superior to inferior cornu. For the other primary sites the cartilage is divided on both sides. On the ipsilateral side it is divided as above, but the medial end of the cut is below the notch and just superior to the anterior commissure. From this point the contralateral cartilage is divided with saw or heavy scissors and the antero-superior portion freed, leaving the superior cornu intact. The mucosa of the vallecula, which was previously exposed, is opened and the tumor visualized and inspected but not deliberately palpated to avoid possible tumor spread. If the lesion occupies the lateral wall of the pyriform sinus, the laryngeal vestibule and epiglottis are not disturbed but the ipsilateral half of the hyoid bone and the postero-superior portion of the thyroid cartilage are removed in continuity with the primary lesion and the neck dissection specimen. If the lesion involves the anterior portion of the pyriform sinus, the cartilage is divided bilaterally as described above, and the approach through the vallecula is the same; however, the entire epiglottis is removed with the pre-epiglottic space, the aryepiglottic fold, pyriform sinus (anterior, medial and lateral wall), portion of the thyroid cartilage and the ipsilateral hyoid. (metti immagini line di taglio). If the medial wall of the pyriform sinus is involved the cartilage is cut as before, and the aryepiglottic fold, part of the projecting epiglottis, false cord, and entire arytenoid, if needed, are excised with the tumor en bloc. If the arytenoid is freely mobile but edematous it is removed except for the vocal

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23 process, and the posterior end of the vocal cord is sutured to the posterior midline of the cricoid, and the remaining mucosa at the opening of the esophagus is approximated and sutured without tension, but no attempt is made to close the defect entirely with mucosa. Malignancies of the lateral wall, which involve the posterior wall of the hypopharynx are not included in this discussion. In all of the cases of pyriform sinus excision, primary reconstruction of the pharynx is achieved by suturing the base of the tongue to the previously prepared perichondrial flap with silk sutures. The margin of mucosa at the posterior border of resection is not sutured, it is tucked inward and the above mentioned stay sutures to the base of the tongue are tightened. Initially, these cases were closed by the use of a split thickness skin graft sutured to the under surface of the musculoperichondrial flap; however, follow-up revealed that this was not necessary for small defects. About one-half of each graft over the lateral wall did not take and seemed to prolong convalescence. Large pharyngeal operative defects should have a skin graft sutured to musculoperichondrial flap. This avoids secondary partial pharyngeal scar tissue distortion of the pharynx and larynx. For resection of the same area, these skin-grafted cases had better functional results than those of comparable size without grafts. Fascia and muscles are closed with two layers of interrupted fine silk. The results offered by this technique has been published in 1980: 175 patients treated for carcinoma of the pyriform sinus; 85 underwent partial laryngopharyngectomy (PLP); 57, total laryngopharyngectomy (TLP); and 33, palliative radiation. The actuarial 3-year survival rate was 59% for the PLP-treated group, 36% for the TLP-treated group, and 11% for the palliation group. The better outcome for the PLP-treated group as compared with the TLP-treated group should be attributed to selection of lower-staged tumors eligible for this treatment. The study was of course published before the flap era began.

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24

Partial laryngopharyngectomy and reconstruction with pectoralis major flap by Hirano71

Hirano et al. try to complete the partial laryngopharyngectomy with a reconstruction by means of a pectoralis major myocutaneous flap (PMF).

Resection

The technique does not really differ from Ogura’s one; in fact, the suprahyoid muscles on the affected side are detached from the hyoid bone. The sternohyoid, thyrohyoid and omohyoid muscles are sectioned near the hyoid bone. The hyoid bone is divided in the midline. The sternothyroid muscle is sectioned from the thyroid cartilage. Using a saw or cartilage forceps the thyroid cartilage is divided as shown in Fig.2.

Figure 2

It is divided in the midline in the upper half and obliquely from the midline to the base of the inferior cornu in the lower half. The inferior cornu is detached from the cricoid cartilage at the joint. The cricopharyngeal muscle is sectioned from the cricoid arch. The pharynx is first opened at the vallecula by dissecting the tissue along the upper surface of the hyoepiglottic ligament. Once the vallecula is opened a retractor is inserted to retract the base of the tongue upward. Under careful inspection through the opening, the pharyngeal wall is sectioned laterally keeping an ample safety margin from the lesion. The epiglottis is divided at around the midline down to the petiolus. The ipsilateral false fold is separated from the vocal fold by sectioning the mucosa of the laryngeal

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25 ventricle at the level of the upper surface of the vocal fold. The section of the ventricle mucosa and the underlying structure proceeds in the anteroposterior direction. Near the middle of the interarytenoid notch, the mucosa and the underlying interarytenoid muscle are divided until the cricoid cartilage is reached. The arytenoid eminence including the arytenoid cartilage is detached from the cricoid cartilage. Only the vocal process of the arytenoid cartilage is preserved. The mucosa of the hypopharynx is sectioned carefully assuring an adequate safety margin. Thus, the thyroid ala, hyoid bone, arytenoid cartilage, false fold, paraglottic space, aryepiglottic fold, arytenoid eminence, epiglottis and hypopharynx are removed in one block on the affected side.

Reconstruction

A PMF is prepared and brought up to the neck. In order to prevent postoperative aspiration it seems to be crucial to construct a structure functionally comparable to the aryepiglottic fold. To do this, some arrangements are made with the PMF, Fig 3. The PMF contains muscle tissue in the major rostral portion while the

small caudal portion has no muscular component. The skin is partly split in the rostral portion. The split is located to the place where the aryepiglottic fold and arytenoid eminence had been located. The medial edge of the split is sutured to laryngeal mucosa whereas the lateral edge of the split is sutured to pharyngeal mucosa. Thus, the rostral portion of the PMF is sutured to the larynx and the lower part of the hypopharynx so that the bulky muscle separates the larynx from the hypopharynx. The caudal portion of the PMF covers the upper part of the pharyngeal opening. The pharyngeal cavity on the operated side should be made smaller than on the unaffected. If it has the same size as

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26 that on the normal side, bolus tends to pool there causing swallowing problems. The primary wound is closed leaving several tubes for continuous negative pressure drainage.

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27

Partial laryngopharyngectomy and reconstruction with free radial forearm flap by Urken72 and by Hamoir36,73

With the last two articles the free flap use has been introduced, in particular, the gold standard in reconstruction appeared to be the free radium forearm flap even if the very last decade, the antero-lateral thigh flap has been introduced as a real alternative. The resection is obtained almost with the same criteria with a small difference: while Urken et al. accomplished partial pharyngo-laryngectomy by transecting the thyroid cartilage in the midline; Hamoir et al. performed always an extended contralateral thyroid cartilage cut and resecting the entire anterior commissure as shown in the next paragraphs. The differences between the techniques are even concerning the reconstruction, they share the free radium forearm flap with some arrangements.

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28 Resection by Hamoir

Entry is made into the oropharynx via the mucosa of the contralateral vallecula. Previous transection of the hyoepiglottic ligament allows inclusion of the whole pre-epiglottic space in the specimen. The epiglottis is grasped and retracted forward into the pharyngeal opening. As in supraglottic laryngectomy, the contralateral fold is first incised, Fig 4. The incision extends inferiorly to the ventricle and then anteriorly through the ventricular mucosa, just above the level of the vocal cord. The mucosa immediately above the anterior commissure is transected, after which the incision is extended into the ipsilateral ventricle. At this point, the invaded pyriform sinus is widely exposed and the tumor can be adequately delimited. A vertical incision is performed into the

posterior pharyngeal wall with a 1.5- to 2-cm musculo-mucosal margin around the tumor. An upper horizontal incision into the pharynx demarcates the upper margin. Finally, the medial part of the pyriform sinus is resected, as well as the aryepiglottic fold and the arytenoid cartilage, if invaded by the tumor. The resection includes the supraglottic larynx, one pyriform sinus, and the posterior hypopharyngeal wall

partly or entirely, according to the extension of the tumor, Fig. 5.

Figure 4

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29 Resection by Urken

The defect of the laryngopharynx includes the hemicricoid and hemithyroid cartilages, the mucosa of the hypopharynx extending from the midline of the postcricoid mucosa and encompassing up to the lateral wall of the contralateral pyriform sinus. The caudal extent of the cartilaginous resection may include the ipsilateral half of the first tracheal ring (Fig. 6).

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30 Reconstruction by Hamoir

Evaluation of the margins on frozen section is required before harvesting a radial forearm free flap. The design of the flap is dependent on accurate measurements taken from the residual pharynx and larynx. Indeed, the portion of skin should be harvested very accurately to avoid any bulky excess that may obstruct the laryngeal lumen. Therefore, a pattern conforming exactly to the dimensions of the pharyngo-laryngeal mucosal defect is outlined on sterile gauze. This replica of the recipient site is then transferred to the skin of the forearm donor site and positioned to include the radial artery, the superficial cephalic vein, and the palmaris longus muscle tendon all within the flap. Depending on individual anatomical variations dealing with the subcutaneous course of these three structures, it is sometimes necessary to substantially enlarge the predetermined dimensions of the skin paddle. Subsequent matching can be achieved after the microsurgical transfer by de-epithelializing the excess. The palmaris longus tendon is harvested beneath the undermined proximal skin of the forearm without interrupting its thin vascular connections with the antebrachial fascia at the deep part of the flap. An approximate positioning of the skin paddle is usually performed before the microsurgical procedure. Depending on the available recipient vessels and the extent of the posterior pharyngeal wall defect, ipsilateral or contralateral vascular anastomoses are carried out. Thereafter, the final setting of the revascularized flap begins posteriorly by suturing it to the cut edge of the pharyngeal mucosa and subsequently proceeding step by step, laterally and then anteriorly, to completely circumscribe the lumen of the reconstructed larynx. Once the laryngeal and hypopharyngeal defects have been adequately lined, the palmaris longus tendon is horizontally stretched between the remaining lateral neck muscles. This usually requires a moderate, gentle release of the proximal fascia sheath of the tendon and the tightening of both its ends stitched on the sternomastoid or remaining lateral neck muscles. Because of the original course of the palmaris longus muscle under the forearm skin, its tendon, when finally positioned, crosses the anterior surface of the reconstructed larynx in a slightly oblique fashion. Thanks to this intrinsic tendinous

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31 support, extra tension of the laryngeal portion of the flap is achieved and airway collapse prevented (Fig. 7).

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32 Reconstruction by Urken

Urken et al. design of the radial forearm flap is dependent on a series of accurate measurements (shown in Fig. 8) that are taken from the residual larynx and pharynx:

1) the exact length of the cut margin of the trachea (A);

2) the height of the laryngeal defect measured from the cephalad tracheal margin to the level of the remaining vocal fold (B);

3) the antero-posterior length of the glottis as measured from the posterior to the anterior commissure (C);

4) the height (D) and width of the medial wall of the pyriform sinus;

5) the height and width of the posterior and lateral walls of the hypopharyngeal defect.

These measurements are then used to determine the exact dimensions of the radial forearm flap that is centered along the axis of the radial artery. It is imperative that the portion of the skin flap used to reconstruct the trachea and endolarynx be harvested to the nearest millimeter to prevent redundancy within the lumen that may produce a dynamic obstruction with negative airway pressures. The radial forearm flap is harvested under tourniquet control. The medial or lateral antebrachial cutaneous nerve is harvested with the flap for restoration of sensation. The venous egress may be based on the subcutaneous veins, the venae comitantes, or both. Since this flap is buried and inaccessible, a proximal monitoring paddle is harvested and placed in a cutaneous suture line to

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33 assess the vascular supply during the postoperative period. A segment of costal cartilage is harvested from the confluence of the 8th, 9th and 10th ribs. A layer of perichondrium is left attached on surface. The length of the cartilage should match the anteroposterior dimensions of the larynx so that it can be fixed to the cut margins of the cricoid and thyroid cartilages as shown in Fig. 9. The width is roughly 1 cm. A slight concavity is created in the surface of the cartilage graft that faces the remaining vocal cord. This concavity is designed to accommodate the thickness of the skin that lies medial to this cartilage buttress, so that the soft-tissue component of the neocord is not overmedialized, thereby compromising the endolaryngeal airway. Insetting of the flap is begun at the

cephalad margin of the trachea, where the distal end of the skin flap is sutured directly to the tracheal mucosa. Placing these sutures directly through the tracheal, cricoid, and thyroid cartilages can enhance the safety of them. It is imperative that there be no redundancy in the skin lining the trachea and larynx. Drill holes are placed in the cut edges of the cricoid

cartilage posteriorly and the thyroid cartilage anteriorly (Fig 10). These holes facilitate the insetting of the skin and the cartilage graft. At the level of the remaining vocal cord, a subcutaneous pocket is

Figure 9

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34 created in the radial forearm skin flap to allow placement of the cartilage graft (shown by the arrow in Fig. 11).

Figure 11

This pocket is made by blunt dissection to match the dimensions of the cartilage implant. Two drill holes are placed in either end of the cartilage so that it can be secured with permanent sutures to the laryngeal framework. These sutures are placed so that the cartilage is situated at the upper margin of the cricoid posteriorly and at the level of the anterior commissure. The sutures are placed through the cartilage graft and the drill holes in the larynx, but not tied until the skin is sutured to the remaining endolaryngeal mucosa (Fig. 10). Once the 4 permanent cartilaginous sutures are secured, the patient's anesthesia may be lightened to assess the endolaryngeal airway as well as vocal cord to neocord contact. The next phase of flap insetting involves folding of the skin on itself to restore the

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35 depth of the pyriform sinus. Posteriorly the flap is sutured to the postcricoid mucosa and then to the cephalad margin of the esophageal mucosa. The wider portion of the flap is then inset into the posterior wall of the hypopharynx. Closure of the pharynx is completed by suturing the flap to the base of the tongue and anteriorly to the cut edge of the epiglottis. The larynx is suspended to drill holes placed in the symphysis. Revascularization of the flap is performed to suitable vessels in the neck and then reneurotization is performed by anastomosis of the antebrachial cutaneous nerve to the superior laryngeal nerve. The proximal skin monitor is exteriorized in a suture line in the neck. The intervening subcutaneous portion of the flap is used to cover the carotid artery. In most cases, the upper portion of the tracheostomy communicates with the neck wound. A formal tracheostoma is created to prevent leakage of tracheal secretions under the neck flaps, which may compromise the microvascular pedicle.

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36 THE INFRAHYOID FLAP:

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37

Introduction

The introduction of microvascular reconstructions has provided the head and neck surgeon with the possibility of choosing among a broad variety of free flaps. This reconstructive method represents a major evolution in the management of head and neck cancer with a consequent reduction of pedicled flap reconstructions. The IHF is a thin and pliable pedicled flap that has been developed in a free flap era, hence it is important to assess its usefulness in this modern scenario.

History

The first report of using the infrahyoid system of muscles as a pedicled flap with reconstructive intents came from Clairmont and Conley in 1977.75 In their report they described the transposition of the infrahyoid muscles to repair anterior floor of mouth defects arising from pull through composite resections with en block neck dissection. In the report it was clearly specified that only the infrahyoid muscles were transposed upwards, and the Authors recommended to make any effort to preserve the superior thyroid artery and the innervation by the ansa hypoglossi in order to ensure the viability of this newly designed flap. In 1984 Eliachar et al. included the overlying skin to a transposition of the infrahyoid muscles for the reconstruction of laryngotracheal defects. In their technique this myocutaneous flap was used as a rotary-door flap with a double blood supply from the superior and inferior thyroid arteries.76,77 Having thus substantial limitation on the arch of rotation (coming from the need of maintaining both cranial and caudal pedicles), this rotary-door flap was therefore recommended only for laryngo-tracheal defects. In 1985, Rabson et al. pointed out how the inferior cervical skin approaching the midline receives blood supply from perforator vessels coming from the superior thyroid artery piercing the infrahyoid muscles.78 The most important and decisive step was taken by Wang et al. when in 1986 they first reported in the English literature the surgical technique and the results of 112 head and neck reconstructions in 108 patients, describing the infrahyoid myocutaneous flap as we know it today.79 The flap was mainly transposed to replace intraoral defects, the blood supply being clearly identified in the superior

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38 thyroid vessels. It is important to remark that since this first report Wang noticed how this easy and quick reconstructive method was particularly convenient and useful in weak elderly patients. This series starts from May 1979, so, even if undoubtedly Wang is the father of this flap, credit for the original idea (the grandfathers) must be given to Clairmont and Conley.75

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39

Surgical technique

In its original description by Wang et al. the IHF is harvested as a myocutaneous flap79 after ipsilateral modified radical or selective neck dissection is completed. Technically, the harvest of the IHF does not interfere with the extent of the neck dissection, since this flap lies in the central compartment of the neck, medial to the carotid artery at neck level VI. When a therapeutic modified radical neck dissection is indicated, this is performed according to the standard technique, with the only mandatory requirement being the preservation of the superior thyroid vein and the caudal stump of the internal jugular vein. The infrahyoid muscles included in this flap are the sternohyoid muscle, the superior belly of the omohyoid muscle80 and the sternothyroid muscle. Usually the flap

is unilateral and the side is determined by the location of the defect, therefore the skin paddle and cervical incision for neck dissection are outlined in the same neck side of the tumor resection. The shape of the flap is rectangular or oval in a vertical position, and the skin paddle must be fitted and included in the incision for unilateral or bilateral neck dissection (Fig. 12).

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40 The actual shape has been introduced by Dolivet et al.81 in 2005 with a modification for the neck incision by proposing an S instead of the original T shaped incision, and this modification was acquired in further reports (Fig. 13).82-88

The medial edge of the IHF lies at the midline, the upper edge at the level of the hyoid bone and the lower edge at the suprasternal notch, the lateral edge lies three to five cm from the midline. When a tracheotomy is required this is usually performed first and it is important to prevent tracheotomy site contamination to the wound bed. We recommend to place the caudal edge of the skin paddle at list 1 cm above the incision for the tracheotomy, and to open the trachea under the thyroid isthmus; the harvest of the flap will eventually create a communication with the tracheotomy at the side

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41 where the infrahyoid muscles are harvested, later on, to ensure a tight separation, the thyroid isthmus and the sternal edge of the sternocleidomastoid muscle are sutured to the subcutaneous tissue above the tracheotomy opening. The skin and platysma all around the skin paddle are incised to allow prompt choke perforator vessels opening;82 the skin flaps are elevated and, before starting

with the intended modified radical or selective neck dissection, the superficial cervical fascia along the anterior border of the sternocleidomastoid muscle, from the sternal insertion to the level of the hyoid bone, is incised and the dissection of the fascia proceeds until the omohyoid muscle is identified at its intersection with the internal jugular vein.

The intermediate tendon is divided and the fascia, together with the anterior belly of the omohyoid muscle is elevated towards the lateral edge of the skin paddle and sutured to it (Fig. 14). Neck

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42 dissection and primary tumor resection are now completed. The elevation of the flap starts by dividing the anterior jugular vein and sectioning the sterno-hyoid and sterno-thyroid muscles distally at the level of the suprasternal notch. The skin paddle is stitched to the underlying muscles and then the IHF (a) is raised over the avascular plane of the proper capsule of the thyroid gland (b, Fig. 15).

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43 When the dissection reaches the upper pole of the thyroid gland, the crico-thyroid artery (at the midline of the neck) and the posterior branch of the superior thyroid artery (at its entrance in the upper pole of the gland) are cut, ligated and kept with the flap. The sterno-thyroid muscle is detached from the thyroid cartilage (Fig. 16).

Figure 16 (a: cricothyroid artery and vein; b: superior thyroid artery and vein; c: laryngeal insertion of thyro-hyoid muscle)

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44 Fascial connections between the superficial and median cervical fascia are maintained in proximity of the neurovascular pedicle; these fascial connections are important to directly provide microvascular venous return towards the median cervical fascia and to protect the superior thyroid vein from twisting or kneeing.82,83 Special care must be taken in preserving the external branch of

the superior laryngeal nerve, and therefore the thyrohyoid muscle is usually spared and left in place. Finally, the hyoid insertions of the sternohyoid and omohyoid muscles are severed, the entire flap remains attached only by the neurovascular pedicle formed by the superior thyroid artery and vein, and nerves from the ansa cervicalis, and is then ready to be transferred to reconstruct the defect (Fig. 17).

Figure 17 (a: connection between superficial and median cervical fascia mantained to protect the pedicle; b: superior thyroid artery and c: vein)

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45 The arc of rotation of the IHF depends on the location of the carotid bifurcation and of the superior thyroid vessels: the more cranial the more convenient to reach upper sites. The zygomatic arch sets the superior limit for the IHF, usually for soft palate or lateral pharyngeal wall reconstructions the lower edge of the skin paddle is rotated to the most cranial portion of the defect. For oral cavity reconstructions the lower edge of the skin paddle is usually placed anteriorly and the upper edge posteriorly. After the flap is transposed to the donor site, the tacking sutures connecting the skin paddle with underlying fascia and muscles are removed, increasing the arc of rotation for the inset. If the width of the skin paddle is not greater than 5 cm the donor site can be primary closed with excellent aesthetic results and no scar-related impairment in neck movements, otherwise the transposition of a deltopectoral flap is usually necessary.

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46

Technical modifications

The venous drainage is anatomically ensured by both the external and internal jugular systems, and the preservation of one systems is crucial: the superior thyroid vein provides drainage to the internal jugular vein (spotted by the arrow in Fig. 18); the cranial portion of the anterior jugular vein drains, with retrograde flow, into the external jugular vein (Fig. 19). Some put particular emphasis on the

preservation of the cranial portion of the anterior jugular vein,89-92 which is perfectly feasible and reliable, nevertheless preservation of the external jugular system makes ipsilateral neck dissection technically more demanding and, nonetheless, the mobility of the pedicle will be impaired. Deganello et al. described a new technique for tongue base reconstruction: the neurovascular IHF is transposed without detaching it from the hyoid bone that acts as rotational pivot.83 During deglutition, the hyoid bone elevates and pushes the flap

backwards, thus helping with bolus propulsion.

Figure 18

Figure 19 (a: anterior jugular vein; b: external jugular vein)

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47 For defects limited to the tongue base, IHF is perfectly suited to the resected area having the desired thickness (Fig. 20). As originally suggested by Wang et al., it is wise to preserve the motor innervations of the infrahyoid muscles (provided by the ansa cervicalis) in all cases of tongue reconstruction, to prevent subsequent atrophy.79

Conversely, for other sites, we recommended to resect all motor innervations since denervation atrophy of the underlying muscles will increase flap’s pliability with better functional results.83 Majoufre-Lefebvre et al. introduced the horizontal infrahyoid flap claiming less cosmetic sequelae at the donor site;93 this technique was then implemented in a large

series of 276 cases from the same group, and the authors also stated that no additional scars in the neck were required.94 This is certainly true when a selective neck dissection I-III is planned (as it happened for the 275 squamous cell carcinoma patients in this series), nevertheless only the neck incision for a vertically oriented flap allows a comprehensive neck dissection without further incisions. Furthermore, a vertically oriented flap has a superior arc of rotation as compared to a horizontal flap, allowing for upper reconstructions that reach the soft palate.87

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