Introduction
Type 1 Diabetes
Type 1 Diabetes (T1D) is a complex, multifactorial, chronic autoimmune disorder in which insulin-producing beta cells in the islets of Langerhans of the pancreas are targeted and destroyed by the body’s own immune system. The disease is characterized by hyperglycaemia and isulinopenia and requires lifelong treatment with insulin administrations for survival.
T1D usually begins in childhood or young adulthood before 20 years of age and is therefore originally termed juvenile-onset diabetes, even though it can occur at any age. According to the American Center for Disease Control, the prevalence of T1D for residents of the United States aged 0-19 years is 1.7/1000. T1D incidence has been globally rising during the past decades by as much as a 5.3% annually in the United States. If present trends continue, doubling of new cases of T1D in European children younger than 5 years is predicted between 2005 and 2020, and prevalence of cases in individuals younger than 15 years will rise by 70%
(Patterson et al, 2009). Epidemiological studies highlight the geographical
differences in the incidence of T1D, with the highest occurring in individuals of
European background, intermediate in Africans and much lower in East Asians
(Diabetes Epidemiology Research International Group, 1988). Within Europe, a
steep gradient exists, and prevalence in northern countries is several-fold higher
than in those on the Mediterranean. Both genetic and environmental differences
are likely to underlie this geographical distribution (Borchers et al, 2010).
M. Grupillo
The etiology and pathogenesis of T1D could be represented by a series of stages beginning with genetic susceptibility, in the absence of autoimmunity, and culminating in the complete loss of insulin due to T-cell-mediated islet destruction (Fig. 1) (Eisenbarth, 1986). It is likely that interplay of inherited and environmental factors is important in defining disease risk.
human and the hypothesis that insulin may be a primary islet autoantigen for the non-obese diabetic (NOD) mouse and human.
Stages of type 1A diabetes
Dr Stuart Soeldner (1) at the Joslin Diabetes Center metabol- ically evaluated over several decades a series of monozygotic twins whose twin mate had type 1A diabetes. The risk of developing diabetes of such a monozygotic twin is approxi- mately 50%, and with the development of the cytoplasmic islet cell autoantibody assay (2), it was possible to correlate the appearance of autoantibodies to the loss of insulin secretion, as twins progressed to overt diabetes (3). These observations led to the hypothesis that type 1A diabetes is a chronic auto- immune disorder, and the disease could be represented by a series of stages beginning with genetic susceptibility in the absence of autoimmunity and culminating in the complete loss of insulin secretion (4) (Fig. 1).
Stage 1: genetic predisposition
It is likely that type 1A diabetes is a result of interactions between genetic susceptibility and environmental influences.
Data from twin studies revealed that identical twins show differences in their concordance rate (3, 5, 6). Of note, the concordance for type 1A diabetes is directly correlated with the age of onset in the twin affected first. Thus, if diabetes occurs in the first monozygotic twin before age 5, the risk of diabetes in the second twin is 50%, whereas if diabetes develops after age 25 in the first twin, the risk to the second twin is only 5% (5). These data suggest that in twins affected
before the age of 5, there is a higher genetic susceptibility and that this susceptibility determines both the probabilities of early onset and higher concordance. Pairs of twins discordant for type 1A diabetes may be concordant for the presence of islet autoimmunity and subclinical impairment of insulin release. To test this hypothesis, we have studied 23 monozy- gotic twins selected because they were discordant for type 1A diabetes when first ascertained (7). In this group, seven have developed diabetes after a period of time ranging between 3 and 31 years from the time of onset in the first twins. Among the still non-diabetic 16 pairs of twins, 12 could be evaluated with intravenous glucose tolerance tests and measurement of autoantibodies to GAD-65, insulin, and IA-2. Among these subjects, two-thirds had autoantibodies and first-phase insulin release lower than the first percentile of normal controls, suggesting a high risk for future progression to diabetes.
In both humans and animal models, the major determinants of type 1A diabetes are genes within the major histocompatibility complex (MHC) [human leukocyte antigen (HLA) in humans]
(8, 9). Type 1B diabetes is defined as severe loss of insulin secretion that is not immune-mediated and does not have a known genetic etiology. While this type has been described as a clinical entity, there is no convincing evidence that it exists.
Most type 1A diabetes patients express HLA-DR3 or DR4 class II alleles, and approximately 30–40% of patients are DR3/DR4 heterozygous and carry the highest risk genotype (10). Sequencing of HLA molecules has shown that the DQ locus has the strongest association with type 1A diabetes (11).
This locus encodes for the HLA-DQ molecule (a heterodimer of two chains termed a and b). This molecule controls immune recognition and antigen presentation to CD4
þT cells and thus may affect susceptibility to diabetes by shaping the T-cell receptor (TCR) repertoire, by determining the immune response to peripheral peptides or by both mechan- isms. In the NOD mouse model, the MHC is also the major determinant of diabetes susceptibility. For NOD mice, the absence of I-E expression and specific I-A sequences (I-A
g7) are associated with susceptibility. As described later in detail, in the mouse, these alleles control the response to the insulin peptide B9-23 as well as development of diabetes.
The insulin gene, the variable nucleotide tandem repeat locus (VNTR), is the next best-characterized diabetes suscepti- bility locus. This locus affects the expression of insulin in the thymus (12, 13), and the available evidence suggests that thymic expression of self-antigens may be crucial for tolerance induction (14). Levels of insulin expression in the thymus may affect negative selection of insulin autoreactive T cells or positive selection of regulatory T cells, thus modulating
Precipitating event
Genetic predisposition
β-cell mass
Overt immunologic abnormalities
Normal insulin release
Glucose normal
C-peptide present
Age (years)
Overt diabetes
No C-peptide Progressive
loss insulin release
Fig. 1. Stages in the development of type 1A diabetes. Modified from (4) Eisen barth GS. Type 1 diabetes mellitus. A chronic autoimmune disease. N Engl J Med 1986;314:1360–1368.
Immunological Reviews 204/2005 233
Figure 1 - Stages in the development of type 1A diabetes. (Eisenbarth, N Engl J Med 1986)
Genetic predisposition
The strongest evidence for a genetic influence comes from comparing
monozygotic and dizygotic twins. All studies show a higher disease concordance
rate in genetically identical monozygotic twins (an average of 50%) (Redondo et
al, 2008) than in dizygotic twins (6%) (Steck et al, 2005), which is similar to what
is found in nontwin siblings. Of note, the concordance for T1D is directly
correlated with the age of onset in the twin affected first. If diabetes occurs in the
first monozygotic twin before age 5, the risk of the second twin developing
diabetes is at least 60%, whereas if diabetes develops after age 25 in the first twin,
the risk to the second twin is only 5% (Redondo et al, 2001). These data suggest
that in twins affected before the age of 5, there is a higher genetic susceptibility
that determines both the probabilities of early onset and higher concordance. For
monozygotic twins discordant for T1D, expression of antiislet autoantibodies
directly correlates with progression to overt diabetes, even though this may not
occur until after decades of follow-up (Redondo et al, 1999; Redondo et al, 2001;
Hyttinen et al, 2003). Indeed, Eisenbarth claims that, with prospective long-term
follow-up, concordance between monozygotic twins increases tremendously, at
least considering as markers of autoimmunity, islet autoantibodies (Redondo et al,
2008).
The search for T1D-associated genes
Over the last three decades, the study of T1D has led the field in the identification
of genes underlying complex multifactorial diseases. Unlike single gene disorders,
which are inherited in distinct predictable Mendelian patterns, in T1D,
identification of the combination of causative genes is challenging. The two
primary approaches used to identify risk loci for T1D have been linkage studies
and association studies. Linkage studies, typically using affected sibling pairs, can
identify regions of the genome that are shared more frequently among affected
relatives. They use markers spanning the genome at a modest density and are the
method of choice when the risk factor have large effect sizes but are relatively
rare. They provide broad information on chromosomal regions that may contribute
to T1D risk. In contrast to linkage studies, association studies can detect alleles
with much more modest effects on risk as long as those alleles are relatively
common. They use specifically selected markers in gene of interest that are
genotyped in case patients and unaffected control individuals (Steck and Rewers,
2011). Recently, genome-wide association (GWA) studies have represented a
paradigm shift in strategies for identifying risk genes for complex (multifactorial)
human diseases, including type 1 diabetes. This research has been made possible
by the developments of high-density single nucleotide polymorphism (SNP)
genotyping arrays, analytical methods that build on the synthesis of population
genetics, statistical genetics and genetic epidemiology, and the use of large
clinically well-characterized case and control populations, as well as family
collections, as that provided by the International Type 1 Diabetics Genetics Consortium (T1DCG) (Pociot et al, 2010).
The recently completed T1DGC GWA study, meta-analysis and replication study included data from >30.000 individuals (Barrett et al, 2009). Although there were
>40 regions in the human genome that provided evidence of association with T1D etiopathogenesis (P<10
-6) (Figure 2), it is well established that some allele at different loci of the major histocompatibility complex (MHC) in humans, the human leukocyte antigens’ (HLA) complex, show the strongest association by far, with reported odd ratios (ORs) ranging from 0.02 to >11 (Erlich et al, 2008). After HLA, variants in the gene encoding insulin (Ins) confer the highest genetic susceptibility to the disease (Suri and Unanue, 2005; Jones et al, 2006; Barrett et al, 2009; Howson et al, 2009) with OR = 2.38 (Pociot et al, 2010). Polymorphism of other genes is associated with diabetes risk, but only two other loci, the protein tyrosine phospatase, non receptor type 22 (lymphoid) (PTPN22) gene on chromosome 1p13 (Bottini et al, 2004) and the interleukin 2 receptor, alpha (IL2RA) (Qu et al, 2007) on chromosome 10p15.1, have ORs greater than 1.5;
most are in the range of 1.1-1.3 which underscores the importance of the HLA
region compared with other loci.
Figure 2 - Type 1 diabetes–associated loci from GWA studies (Pociot et al, Diabetes 2010).
HLA
An association between a gene of the HLA region and T1D was first reported in 1974 (Nerup et al, 1974) and to date, the MHC remains the genetic region showing the strongest association with disease and is designated IDDM 1 (Davies et al, 1994).
The HLAs are a family of homologous proteins that present antigens to T- cells. They are all encoded within the MHC region, which spans 4 Mb of DNA, on chromosome 6p21 in tight linkage disequilibrium (Mehra and Kaur, 2010) and are arranged in three subregions.
The distal class I region contains genes that encode the alpha peptide chains of the
HLA class I molecules, which dimerize with beta2-microglobulin to form the
classic transplantation antigens HLA-A, B and C. Class I molecules are expressed
on the surface of all nucleated cells and are responsible for antigen presentation to
CD8+ cytotoxic T-lymphocytes.
The centromeric class II region contains A and B genes encoding the alpha and beta chains of the HLA-DR, DQ and DP molecules. Peptide-class II complexes are expressed by specialized antigen-presenting cells (dendritic cells, B-lymphocytes, monocytes, the thymus epithelium) and can activate CD4+ T-helper (Th) cells of Th1 (proinflammatory) or Th2 (regulatory) phenotype. The antigen is bound and presented in a groove whose conformation and amino acid context determines the specificity of each allele for different antigenic epitopes. The groove of class I HLAs accommodates peptides of 8-9 amino acids in length, whereas class II HLAs present longer epitopes of 15 amino acids. A sophisticated proteolityc machinery is responsible for digestion proteins to these sizes (Polychronakos and Li, 2011).
The central class III region encodes molecules with a variety of functions, including complement components (C4A, C4B, factor B and C2), tumor necrosis factor (TNF), heat shock protein Hsp70 and 21-hydroxylase (CYP21).
All HLA proteins are highly polymorphic, as they have dozens or even hundreds
of protein-coding alleles (Hughes, 2008). Sorting out HLA associations is
complicated not only by the extremely large numbers of reported alleles at the
HLA genetic loci but also by differences in allele frequencies and haplotypic
combinations among populations, incomplete penetrance of the HLA susceptibility
loci, and epistatic interactions of HLA with other susceptibility factors (Noble and
Erlich, 2012). This functional sequence diversity is driven by a strong selective
pressure that favours heterozygosity and a wide range of selectivity for antigens to
optimize immune response against a large diversity of current and emerging
pathogens. This recent, environmentally modulated selection is responsible for
broad population differences in HLA alleles, which could partially explain the geographic differences in T1D incidence (Melanitou et al, 2003).
Extensive sequencing of MHC class II alleles in man, the nonobese diabetic (NOD) mouse, and the Bio-breeding rat, as well as the use of NOD mice transgenic for several MHC class II molecules, has revealed a complex interplay between alleles of the two major isotypes of MHC class II molecules, HLA DR and DQ in man (especially the genes encoding their highly polymorphic β-chain genes DRB1 and DQB1) and I-A and I-E in the mouse (Acha-Orbea and McDevitt, 1987; Wicker et al, 1995). Both DR and DQ genes are likely to be important for determining disease risk, but the effect of each allele may be modified by the haplotype on which it is carried. This determines a hierarchy of associations ranging from highly protective to strongly predisposing (Sheehy et al, 1989; Cucca et al, 1993; Erlich et al, 1993; Noble et al, 1996; Bugawan et al, 2002; Lambert et al, 2004; Aly et al, 2006). The DRB1*1501-DQA1*0102- DQB1*0602 haplotype, found in ~20% of the population but only 1% of diabetic patients, confers dominant protection against T1D (Pugliese et al, 1995; Erlich et al, 2008). Conversely, the highest risk is conferred by the DR3/DR4 heterozygous haplotype (DR3 is DRB1*03-DQA1*0501-DQB1*0201 and DR4 is DRB1*04- DQA1*0301-DQB1*0302). Over 90% of young-onset T1D cases carry at least one copy of these haplotypes compared to ~20% of the general European- descendent population (Erlich et al, 2008).
The presence of an amino acid other than Asp at position 57 of the DQB chain has
long been known as a major determinant of T1D pathogenicity. DQB1 alleles that
differed in their T1D association also differed at a codon for Ala, Ser or Val versus Asp. Physical explanation of the unusual importance of this particular single amino acid location for the development of the autoimmune characteristics of T1D came with the elucidation of the crystal structure of the HLA-DQ8 molecule (Lee et al, 2001). Its crystal structure (identical to the homologous I-Ag
7molecule present in the NOD strain) indicated that the Asp at position 57, a residue in pocket P9 of the peptide-binding groove, contributes to a salt bridge that is absent in the presence of the other neutral amino acids at this position. A model was proposed in which DQβ position 57 aspartic acid positive alleles mediate resistance to IDDM (Insulin Dependent Diabetes Mellitus), which varies in degree with the sequence of other residues in the DQα and β chains (Todd et al, 1987;
Horn et al, 1988; Corper et al, 2000). In support of this model, studies on
transgenic NOD mice showed that substitution of the Ser57 and His56 residues in
the β chain of the I-A molecule with Asp57 and Pro56 protected the mice from
developing diabetes (Singer et al, 1988). Expression of I-E (β chain position 57
aspartic acid positive) in the NOD mouse, and of DR B1 chains expressing
aspartic acid at position 57, also mediates varying degrees of resistance to type 1
IDDM. The loss of the Asp residue may contribute to diabetic pathology by
affecting the proper lodging and presentation of self-peptides, leading to
ineffective tolerance induction and autoimmunity (Morel et al, 1988; Todd et al,
1988; Trucco, 1992; McDevitt, 2001; Ludvigsson, 2009; Yoshida et al, 2010). As
a result, T-cells with a relatively higher affinity for islet cell autoantigens, such as
insulin, can survive the central negative selection process and populate the
periphery in genetically susceptible individuals. On this basis, Tian and collegues transfected ex vivo the gene encoding a resistant Asp-57
+beta chain into the bone marrow cells isolated from the diabetes-prone NOD mouse. The expression of the newly formed diabetes-resistant molecule in the reinfused hematopoietic cells was sufficient to prevent T1D onset in the NOD recipient, even in the presence of the native, diabetogenic, non-Asp-57
+molecule (Tian et al, 2004).
Several investigators have reported that variation at DPB1, another HLA class II gene, also contributes to T1D risk, although not as strong as the effect of the established predisposing and protective DR-DQ haplotypes. Results of these studies have shown that susceptibility is increased by DPB1*0202 and DPB1*0301 and reduced by DPB1*0402 (Noble et al, 2000; Cucca et al, 2001;
Valdes et al, 2001; Cruz et al, 2004; Stuchlikova et al, 2006; Baschal et al, 2007;
Varney et al, 2010).
It has long been known that the class II HLA association does not explain all of the linkage to the MHC region; an equally consistent, albeit substantially less prominent, association has been found for class I alleles (Fennessy et al, 1994;
Honeyman et al, 1995; Lie et al, 1999; Nejentsev et al, 2000; Noble et al, 2002;
Valdes et al, 2005; Valdes et al, 2005). A recent study by Nejentsev et al
demonstrates that, after taking into account the dominating influence of class II
genes, most of the residual association in the HLA region can be attributed to
HLA-B and HLA-A genes (Nejentsev et al, 2007). Most notably the presence of
the HLA-B*39 allele was found to be a significant risk factor and is associated
with a lower age at diagnosis of T1D. Additionally, HLA-A*02 increases the risk
in individuals possessing the high-risk class II DR3/DR4 haplotype (Fennessy et
al, 1994; Robles et al, 2002). HLA-A*0201 is one of the most prevalent class I alleles, with a frequency of >60% in T1D patients. There is accumulating evidence for the presence and functionality of HLA-A*02-restricted CD8 T-cells reacting against β-cell antigens such as insulin, glutamate decarboxylase (GAD) and Islet Amyloid Polypeptide (IAPP) in T1D patients and islet transplanted recipients (Panina-Bordignon et al, 1995; Panagiotopoulos et al, 2003; Parker et al, 2009).
Transgenic NOD mice have been generated expressing human HLA-A*02
molecules (Marron et al, 2002) and their accelerated diabetes onset provides
functional evidence for the involvement of this particular class I allele.
Insulin
The pancreas houses two distinctly different tissues. Its bulk comprises exocrine tissue, which is made up of acinar cells that secrete pancreatic enzymes delivered to the intestine to facilitate the digestion of food. Scattered throughout the exocrine tissue are many thousands of clusters of endocrine cells, the islets of Langerhans, composed by four cell populations, organized in a stereotypical topological order (Trucco, 2005). Within the islet, α cells produce glucagon; β cells, insulin; δ cells, somatostatin; and γ cells, pancreatic polypeptide — all of which are delivered to the blood (Figure 3).
Figure 3 – Cross section of the pancreas (Trucco et al, J. Clin. Invest 2005)
Insulin, a 51 amino acid heterodimer, selectively produced in the β-cells as a pre- pro-hormone, is subsequently processed to proinsulin and finally, after removal of the connecting peptide, to insulin (Figure 4).
Figure 4 - Proinsulin molecule. (A) Tridimensional image. (B) Schematic view. (Luppi et al, Pediatric Diabetes 2011).