CONTROLLER DESIGN FOR A UNIVERSAL POWER INPUT
BI-DIRECTIONAL BATTERY CHARGER
FOR PLUG-IN ELECTRIC AND HYBRID ELECTRIC VEHICLES
EMILIO DAL SANTO
DIPARTIMENTO DI INGEGNERIA DELL’INFORMAZIONE
Corso di Laurea Magistrale in Ingegneria dell’Automazione
Facolta’ di Ingegneria
Universita’ degli Studi di Padova
Relatore Prof. Silverio Bolognani
iii
Page
ACKNOWLEDGEMENT . . . iii
LIST OFTABLES . . . vi
LIST OFFIGURES . . . xii
ABSTRACT . . . xiii
CHAPTER 1. INTRODUCTION . . . 1
2. AN OVERVIEW ONPHEV POWERELECTRONIC CONVER-TERS . . . 5
2.1. Plug-in Hybrid Ele tri Vehi le . . . 5
2.2. Bi-dire tionalConverters . . . 8
2.3. AC/DC Converters . . . 9
2.4. DC/DC Converters . . . 11
2.5. Battery Model . . . 12
2.6. Design Considerationand Modeling . . . 13
2.7. ControlTe hniques . . . 15
2.8. StabilityIssues . . . 16
3. CONVERTER DESIGN . . . 18
3.1. Boost Converter . . . 19
3.2. Bu k Converter . . . 30
3.3. Bi-dire tionalBu k-Boost Converter . . . 39
3.4. Boost Re tier and PowerFa tor Corre tion . . . 51
3.5. Overall BatteryCharger Model . . . 72
4. DIGITAL CONTROL . . . 94
4.1. Digital Controlfor Swit hing Converters . . . 96
4.2. Sliding Mode Control . . . 97
4.3. True DigitalControl . . . 100
4.4. True DigitalControlfor Swit hing Converters . . . 103
4.5. Comparison WithConventional AnalogController . . . 114
5. STABILITY ANALYSIS AND ISSUES . . . 129
6. CONCLUSION . . . 172
7. FUTURE WORKS . . . 174
APPENDIX . . . 176
A. CIRCUIT ANDCONTROLLER PARAMETERS . . . 176
Table Page
A.1 Values of the parameters for the ir uit omponents. . . 177
Figure Page
2.1 Plug-in HybridEle tri Vehi le s hemati view, pi ture ourtesy of
Argonne NationalLaboratory. . . 6
2.2 Non-lineartime-invariantstate spa e s heme. . . 12
3.1 Basi blo k representation of the ir uits hemati . . . 18
3.2 IdealBoost ir uit representation. . . 21
3.3 Equivalent Boost ir uit representation for
S = ON
,D = OF F
,u = 0
. . . 213.4 Equivalent Boost ir uit representation for
S = OF F
,D = ON
,u = 1
. . . 223.5 Non-Ideal Boost ir uit representation. . . 24
3.6 Equivalent Boost ir uit representation for
S = ON
,D = OF F
,u = 0
. . . 253.7 Equivalent Boost ir uit representation for
S = OF F
,D = ON
,u = 1
. . . 263.8 IdealBu k ir uit representation. . . 31
3.9 Equivalent Bu k ir uit representation for
S = ON
,D = OF F
,u = 0
. . . 313.10 Equivalent Bu k ir uit representation for
S = OF F
,D = ON
,u = 1
. . . 323.11 RealBu k ir uit representation. . . 34
3.12 Equivalent Bu k ir uit representation for
S = ON
,D = OF F
,u = 0
. . . 353.13 Equivalent Bu k ir uit representation for
S = OF F
,D = ON
,u = 1
. . . 353.14 Idealbi-dire tional Bu k-Boost ir uit representation. . . 40
3.15 EquivalentBu k ir uit representation forbi-dire tional ir uit. . . 41
3.16 EquivalentBoost ir uitrepresentation for bi-dire tional ir uit. . 42
3.19 EquivalentNon-IdealBoostmode ir uitrepresentationforbi-dire tional
ir uit. . . 44
3.20 Outputvoltageand urrentofBu k-Boost onverter, inBu k mode of operation. . . 49
3.21 Outputvoltageand urrentofBu k-Boost onverter,inBoostmode of operation. . . 50
3.22 FullWave BridgeRe tier ir uit representation. . . 52
3.23 PowerFa tor Corre tion ir uit representation. . . 54
3.24 H BridgeRe tier ir uitrepresentation. . . 56
3.25 Idealbi-dire tional PFC ir uit representation. . . 57
3.26 Idealbi-dire tionalPFC ir uitrepresentation,inAC/DCoperating mode. . . 58
3.27 Idealbi-dire tionalPFC ir uitrepresentation,inDC/ACoperating mode. . . 59
3.28 Bi-dire tionalPFC ir uit representation. . . 60
3.29 Bi-dire tionalPFC ir uitrepresentation,inAC/DC operatingmode. 61 3.30 Bi-dire tionalPFC ir uitrepresentation,inDC/ACoperatingmode. 63 3.31 Outputvoltage ripple of aNon-PowerFa tor regulated Boost Con-verter. . . 66
3.32 Indu tor urrent waveform of a Non-Power Fa tor regulated Boost Converter. . . 66
3.33 Outputvoltage waveformof a Power Fa tor regulated Boost re tier. 69 3.34 Indu tor urrentwaveformofaPowerFa torregulatedBoost re tier. 69 3.35 Outputvoltage waveformof a DC/AC PFCinverter. . . 70
3.36 Indu tor urrent waveformof a DC/AC PFCinverter. . . 71
3.37 EquivalentNon-Ideal ir uit representation for harger. . . 74
3.38 Input urrent and sinusoidal voltagereferen e plots. . . 76
3.41 DC/DC onverter output waveforms plots. . . 78
3.42 Bode plots forthe four transferfun tions orrespondingto
d
AC
= 1
andd
DC
= 1
. . . 813.43 Rootlo usdiagram forthe fourtransfer fun tions orresponding to
d
AC
= 1
andd
DC
= 1
. . . 813.44 Bode plots forthe four transferfun tions orrespondingto
d
AC
= 0
andd
DC
= 1
. . . 843.45 Rootlo usdiagram forthe fourtransfer fun tions orresponding to
d
AC
= 0
andd
DC
= 1
. . . 853.46 Bode plots forthe four transferfun tions orrespondingto
d
AC
= 1
andd
DC
= 0
. . . 873.47 Rootlo usdiagram forthe fourtransfer fun tions orresponding to
d
AC
= 1
andd
DC
= 0
. . . 873.48 Bode plots forthe four transferfun tions orrespondingto
d
AC
= 0
andd
DC
= 0
. . . 903.49 Rootlo usdiagram forthe fourtransfer fun tions orresponding to
d
AC
= 0
andd
DC
= 0
. . . 904.1 S hemati ir uit of proposed true digital ontrol. . . 101
4.2 Simulinkblo k s hemeof True DigitalControl. . . 102
4.3 Regulated DC bus voltage waveform with typi al os illations at twi e the linefrequen y. . . 106
4.4 Powerfa tor orre ted sinusoidalinput urrent. . . 107
4.5 Regulated output urrent and voltage waveforms. . . 110
4.6 Simulinkmodel of xed frequen y True DigitalController. . . 112
4.7 Comparison of input urrents for xed and variable frequen y PWM. 112 4.8 ComparisonofDCbusvoltageforxedand variablefrequen y PWM. 113 4.9 Comparison of the input sinusoidal urrents. . . 115
4.10 Detailof the usp distortioninthe input urrents. . . 116
4.13 Comparison between the two DC bus voltage waveforms and input
voltage. . . 118
4.14 Comparison of the two DC bus voltage waveforms. . . 119
4.15 Comparison of the two output urrent waveforms. . . 119
4.16 Comparison of the two input urrent transients. . . 121
4.17 Comparison of the two DC bus voltage transients. . . 121
4.18 Comparison of the two output urrent transients. . . 122
4.19 Comparisonof the twoinput urrentwaveforms fora hange inthe input voltage. . . 124
4.20 Comparison of the two DC bus voltage waveforms for a hange in the input voltage. . . 125
4.21 Comparison of the twooutput waveforms for a hangein the input voltage. . . 125
4.22 Comparisonofthe input urrent waveforms fora hangeinthe out-put load. . . 126
4.23 Comparison of the two DC bus voltage waveforms for a hange in the output load. . . 127
4.24 Comparisonofthetwooutputwaveforms fora hangeinthe output load. . . 128
5.1 Stable mode of operationseen inthe sinusoidal input urrent. . . 130
5.2 Stable mode of operation seen in the DC bus voltage and output urrent and voltage waveforms. . . 131
5.3 Stable mode of operation seen in the DC bus voltage and output urrent and voltage waveforms. . . 132
5.4 Input urrent waveform and FFTanalysis for
R
out
= 1.2 Ω
. . . 1345.5 DCbusvoltageandoutput urrentandvoltagewaveformsfor
R
out
=
1.2 Ω
. . . 1355.6 Phase plane traje tories for
R
out
= 1.2 Ω
.. . . 1350.5 Ω
. . . 1375.9 Phase plane traje tories for
R
out
= 0.5 Ω
.. . . 1375.10 Input urrent waveform and FFTanalysis for
R
out
= 0.3 Ω
. . . 1385.11 DCbusvoltageandoutput urrentandvoltagewaveformsfor
R
out
=
0.3 Ω
. . . 1395.12 Phase plane traje tories for
R
out
= 0.3 Ω
.. . . 1395.13 Input urrent waveform and FFTanalysis for
L
1
= 150 µH
. . . . 1415.14 DCbus voltageand output urrentand voltage waveformsfor
L
1
=
150 µH
. . . 1415.15 Phase plane traje tories for
L
1
= 150 µH
. . . 1425.16 Input urrent waveform and FFTanalysis for
L
1
= 50 µH
. . . 1435.17 Phase plane traje tories for
L
1
= 50 µH
. . . 1435.18 Input urrent waveform and FFTanalysis for
L
1
= 500 µH
. . . . 1445.19 DCbus voltageand output urrentand voltage waveformsfor
L
1
=
500 µH
. . . 1455.20 Phase plane traje tories for
L
1
= 500 µH
. . . 1455.21 Input urrent waveform and FFTanalysis for
L
1
= 1000 µH
. . . . 1465.22 DCbus voltageand output urrentand voltage waveformsfor
L
1
=
1000 µH
. . . 1475.23 Phase plane traje tories for
L
1
= 1000 µH
. . . 1475.24 Input urrent waveform and FFTanalysis for
C
1
= 1000 µF
. . . . 1495.25 DCbus voltageandoutput urrent andvoltagewaveforms for
C
1
=
1000 µF
. . . 1495.26 Input urrent waveform and FFTanalysis for
C
1
= 500 µF
. . . 1505.27 DCbus voltageandoutput urrent andvoltagewaveforms for
C
1
=
500 µF
. . . 1515.28 Phase plane traje tories for
C
1
= 500 µF
. . . 1515.31 Stable mode of operation seen in the DC bus voltage and output
urrent and voltage waveforms. . . 154
5.32 Input urrent waveform and FFTanalysis for
R
out
= 1 Ω
. . . 155 5.33 DCbusvoltageandoutput urrentandvoltagewaveformsforR
out
=
1 Ω
. . . 156 5.34 Phase plane traje tories forR
out
= 1 Ω
. . . 156 5.35 Input urrent waveform and FFTanalysis forR
out
= 0.5 Ω
. . . 157 5.36 DCbusvoltageandoutput urrentandvoltagewaveformsforR
out
=
0.5 Ω
. . . 158 5.37 Phase plane traje tories forR
out
= 0.5 Ω
.. . . 158 5.38 Input urrent waveform and FFTanalysis forR
out
= 0.3 Ω
. . . 159 5.39 DCbusvoltageandoutput urrentandvoltagewaveformsforR
out
=
0.3 Ω
. . . 160 5.40 Phase plane traje tories forR
out
= 0.3 Ω
.. . . 160 5.41 Input urrent waveform and FFTanalysis forL
1
= 50 µH
. . . 162 5.42 DCbus voltageand output urrentand voltage waveformsforL
1
=
50 µH
. . . 162 5.43 Phase plane traje tories forL
1
= 50 µH
. . . 163 5.44 Input urrent waveform and FFTanalysis forL
1
= 1000 µH
. . . . 164 5.45 DCbus voltageand output urrentand voltage waveformsforL
1
=
1000 µH
. . . 165 5.46 Phase plane traje tories forL
1
= 1000 µH
. . . 165 5.47 Input urrent waveform and FFTanalysis forC
1
= 1000 µF
. . . . 167 5.48 DCbus voltageandoutput urrent andvoltagewaveforms forC
1
=
Power ele troni onverters in Plug-in Hybrid Ele tri Vehi les (PHEV) and
Ele tri Vehi les (EV) require high power and bidire tional power ow apabilities,
with wide input voltage range. This thesis presents a battery harger designed to
operateovera universalinput. The onverterisimplemented usingabasi two-stage
stru ture. The rst stagein ludesa Power Fa torCorre tion (PFC) Boost onverter
to meet power fa tor requirements and improve the e ien y of the system. The
se ond stage is omprised of a bu k onverter whi h is dire tly onne ted to the
batterypa k. Controlofthis onverter hasbeen implementedusingamulti-loopPID
ontroller for the PFC re tier using average urrent ontrol mode. A simple PID
ontroller is implemented in the DC/DC onverter and they both use Pulse Width
Modulation swit hing. In addition, this thesis presents a new digital approa h to
eliminate the feed-forward ontroller from the onventional topology, whi h further
simplies the ontrol strategy. Digital ontrol of a power ele troni system uses a
binary swit hing strategy for the swit hes. High-powersemi ondu tors swit h based
on the sign of the error whi h is used as ontrol signal. A thorough evaluation of
the onverter has been ondu ted to assess the performan e and robustness of the
ontrollerinterms of stability. FFT analysisand phase-planeplots are used inorder
to derive stability maps for the ir uit. Unstable onditions are found and system
CHAPTER 1
INTRODUCTION
In re ent years, Hybrid Ele tri Vehi les (HEV) and Plug-in Hybrid Ele tri
Vehi les (PHEV) have attra ted more and more attention of automotive industry.
Hybrid vehi les have several advantages over onventional ar given their e ien y
and apability of a better fuel e onomy. PHEVs ombine the Internal Combustion
Engine (ICE) with the abilityof harging and dis hargingastorage pa k. It an use
theele tri itystoredwhilethebattery hargeisinahighstate,allowinganall-ele tri
range. At the same time PHEV provides a fuel tank to be used when an extended
driving range isneeded.
Abattery hargerisessentialforthePHEVfun tioning. Thispowerele troni
ir uithas two mainfun tions. It hargesthe battery withaproperStateOfCharge
(SOC) in re harge mode of operation. The other operation mode is alled inverter
mode, whi h means that the battery energy is transferred ba k to the grid. Also
supplyingACele tri ityforon-boardloadsispossible. Thereforethe battery harger
onsists ina multi- onverter system apableof bi-dire tional power ow.
In multi- onverter systems many power ele troni onverters su h as AC/DC
re tiers, DC/DC hoppers, and DC/AC inverters are used as sour es, loads, or
distribution networks to provide power in dierent magnitudes and forms. Re ent
advan ementsinsemi- ondu torte hnologyhaveenhan edtheuseofthese onverters
inPlug-InHybridVehi lesappli ations[57℄. Amulti-stage onversionis onsidereda
ommon hoi eforabattery harger ir uitin[29℄and[22℄. Itin ludesare ti ation
stage and is usually as aded with anoutput regulator.
of the appli ations in terms of e ien y, reliability, ost, volume and weight. Two
main strategies involve an AC/DC bi-dire tional onverter whi h an be separated
from the driving system. The other one ombines the motor driving inverter with
the onverter as anintegrated PHEV motor driving system. Several resear h papers
have been written on the design and the analysis of the onverters, espe ially on a
stand-alone basis [73℄.
Basi stru ture onsists in the as ade of a AC/DC re tier and a DC/DC
onverter pla ed between the battery and the high voltage bus. This thesis in ludes
an example of a bi-dire tional ir uit that an be used with Plug-in Hybrid Ele tri
Vehi les. Thesepowerele troni ir uits anbealsointegratedwithexisting gasoline
orele tri vehi lesto provideplug-in features.
Control ir uitsalsorepresentafundamental omponentof onsideredsystem.
It is responsible to provide a regulated and at urrent at the output to harge the
batterypa k. PowerFa torRegulationalsoneedstobedone forthe input urrentin
order to maximize the e ien y of the system. A new ontrol approa h is analyzed
with the goal to simplify the hardware stru ture. In fa t, lassi al analog ontrol
te hniques need a ompli ated implementation. It usually onsists in a multi-loop
ontroller for the PFC ir uit, in luding a feed-forward ompensator [26℄. DC/DC
onverter stage on the other hand uses only a single PID regulator. Therefore a
new approa h needs to be developed in order to simplify the design of the ontrol
ir uitwhileassuringgoodperforman esandstableoperation. Anoveldigital ontrol
providesa reliableand robust solution forthis appli ation.
Stable behavior of the system has to be assured by the ontroller. Cir uit
designandthe hoi eof riti al omponentsareresponsibleforthegoodperforman es
analysis has to be performed a ordingly tosome pra ti al riteria.
A stable system with desired response is obtained with the use of the novel
digital ontroller. Performed resear h work results to be essential to provide a safe
and reliablesystem. Its stable and sustainable operation are of primary importan e
for riti alpower ele troni ir uits su h asin Plug-inHybrid Ele tri Vehi les.
This thesis has been organized as follows. In the se ond hapter, a brief
in-trodu tionon the appli ation and onits re ent developments has been done. PHEV
on ept is introdu ed and standard ontrol methods are explained. A omplete
lit-erature overview is provided on the most signi ant resear h topi s that have been
ondu ted. Powerele troni onverters designisanalyzedand various ontrol
strate-gies are reviewed, onsidering their performan es and robustness. Importan e of the
bi-dire tionalmulti- onverterbattery harge isunderlinedandvarious ongurations
are presented.
The third hapter des ribes in details the ir uit adopted for the battery
harger appli ation. A omplete analysis is done for the omponents of ea h
on-verter as well as for the overall ir uits. Bu k onverter and Boost onverter are
ombined together inorder to obtain the Bu k-Boost topologyand its bi-dire tional
version. A Power Fa tor Corre tion ir uit is developed to meet stringent
require-ments of this appli ation. Its bi-dire tional version is then ombined together with
theDC/DC onverterintheoverallmodel. Atwo-stagebi-dire tionalbattery harger
is then des ribed and its dierentialequations are derived. Parametri al models are
derived and dierent mathemati al representations of the ir uit are provided. The
state spa e model of ombined ir uit is used in this thesis as the primary analysis
tool toinvestigatethe ontrol designand the stability of the system.
digital design. Digital ontrol te hniques are analyzed and their advantages over
analog regulators are shown. Digital ontrol takes advantage of its exible stru ture
and of its ease of implementation in modern integrated ir uits. A novel approa h
is here presented and its performan es are shown. A detailed omparison with the
lassi alPIDregulatorisalsoperformed. Relatedissuesandpra ti alsolutions,along
with other possible implementationsare presented for the ontroldesign.
In hapter ve, a detailed stability analysis is presented. Classi al tools are
used inorder toinvestigatethe stability of the system through apra ti alapproa h.
Instability onditions are des ribed and dete ted in the operating onditions of the
ir uit. Unstable regions are identied with respe t to ir uits riti al omponents
values. Cir uit design and the hoi e of riti al omponents are thus explained with
the use of stability analysis tools. The performan e of the new ontroller design is
ompared with the lassi al analog ontrol in terms of stability. Robustness of the
ontroller is investigated through the simulation of a variation in the input voltage
orin the load, and its performan es are ommented.
Chapter six dis usses obtained resultsshowing allthe advantagesof proposed
onguration. Analysis results are explained and summarized in this hapter. Need
forfuture worksisdis ussed,in ludingafurthersimpli ationinthe ontroller. Also
a mathemati al onrmation of pra ti al results obtained has to be done. Derived
mathemati al model in all its dierent ongurations an be adopted for a more
CHAPTER 2
AN OVERVIEW ON PHEV POWER ELECTRONIC CONVERTERS
Primarily due to an in reasing environmental ons iousness and a fuel pri e
lift over the last few years, Plug-in Hybrid Ele tri Vehi le market and resear h
interesthas widelygrown. Plug-inHybridEle tri Vehi lesarevehi lesthat ombine
an internal ombustion engine and an ele tri operating energy system, in luding
batteries and power ele troni s ir uits. In parti ular, two spe i and fundamental
ir uits have been analyzed and will be modeled in this thesis, the AC/DC inverter
and the DC/DC onverter, pla edbetween the external universal AC outletand the
battery pa k. Integrated onverters need to be bi-dire tional, in order to let the
energy ow in either dire tion. Ele tri alenergy an beeither stored tothe battery
pa k, from an external power supply or through regenerative braking, or used to
supply powerto anele tri almotor oron board devi es.
Athoroughresear hhasbeen ondu tedonthesetopi s,in ludingdesign
on-siderationsand simulationsof singlephase bi-dire tionalAC/DC inverterwith boost
PowerFa torCorre tionsystem,bi-dire tionalDC/DCswit hing onvertersand
bat-teryevaluation,suitablefor high powerPlug-in HybridEle tri Vehi leappli ations.
2.1 Plug-in Hybrid Ele tri Vehi le
Plug-inhybrid-ele tri vehi leshave re ently emerged asapromising
te hnol-ogy that uses ele tri ity todispla e asigni ant fra tion of petroleum onsumption.
A plug-in hybrid ele tri vehi le (PHEV) is a hybrid vehi le with the ability
to re harge itsenergy storage system with ele tri ity froman o-board sour e, su h
as the ele tri utility grid. Similarly to traditional hybrid ele tri vehi les, it has
Figure 2.1. Plug-in Hybrid Ele tri Vehi le s hemati view, pi ture ourtesy of
Ar-gonne National Laboratory.
harge (SOC), thereby using ele tri ity to displa e liquid fuel that would otherwise
be onsumed. This liquid fuel is typi ally petroleum (gasoline or diesel), although
PHEVs an also use alternatives su h as biofuels or hydrogen [38℄. PHEV batteries
typi ally have larger apa ity than those in HEVs so as toin rease the potential for
petroleum displa ementand all-ele tri range apabilities.
Comparedto onventionalvehi les,PHEVs an redu eairpollution,minimize
dependen e on petroleum and fossil fuels, and lower greenhouse gas emissions that
ontributeto globalwarming. In fa t, PHEVs an avoid use of any fossil fuelduring
theirall-ele tri rangeiftheirbatteriesare hargedfromnu learorrenewablesour es
of energy. In addition to redu ing gasoline onsumption, they have the potential to
also redu e total energy expenses. Existing ommer ial hybrid vehi les have proven
to be su essful omponents of the transportation system in the US and abroad.
Plug-inhybridele tri vehi les(PHEV) an ontributesigni antlytotransportation
system e ien y by introdu ing vehi les that, within a limited range, an operate
entirely in an ele tri mode and be powered by the ele tri ity grid. Conventional
e ient existing hybrids ut gasoline onsumption by around
40
per ent ompared with similar onventional ars. But PHEVs typi ally repla e half of the remaininggasoline onsumptionwithele tri ity. Thus PHEVs ouldredu e the onsumptionof
liquidfuels by at least
70
per ent ompared with onventional ars.Oneofthebasi yetimportant omponentsofaPHEVisitsdrivetrain,whi h
in lude the ele tri al motor drive, storage devi e (battery pa k), ontrol ele troni s,
inverter and battery harging ir uit. In parti ular, the power ele troni onverter is
responsible of the power ow from the ele tri al sour e to the load and vi e versa,
allowing the hargingand the dis harging of the battery. This basi omponent will
be here analyzed in details, and an e ient ontrol system will be designed and
dis ussed.
Plug-inHybrid Ele tri Vehi lesand ele tri ars may allowformore e ient
use of existing sour es of ele tri energy, whi h most of the time is unused or is
available asan operating reserve of power in the storage system. This assumes that
vehi les are harged primarily during o peak periods, or equipped with te hnology
toshut o harging duringperiodsof peak demand. Another advantage of aplug-in
vehi le is their potential ability to help the grid during peak loads. This is
a om-plished with vehi le-to-grid te hnology hargers [57℄. Su h vehi les take advantage
of ex ess battery apa ity to send power ba k into the grid and then re harge
dur-ing o peak times using heaper power. Su h vehi les are a tually advantageous to
utilities as well as their owners. Even if su h vehi les mat led to an in rease in the
use ofnighttime ele tri itythey would alsoout ele tri itydemand whi histypi ally
higherinthedaytime. This wouldrepresentagreaterreturnon apitalforele tri ity
2.2 Bi-dire tional Converters
Bidire tional onvertersarenowadayswidelyusedinvariousappli ations,and
are amongthemost studiedPowerEle troni 's ir uits. Appli ationssu hasele tri
vehi les, photovoltai systems, UPS power supplies, general battery based storage
systems and various industrial elds require the development of bi-dire tional
on-verters in order to allow power ow in either dire tion. They are usually employed
asinterfa e ir uitsfor the dierent voltagelevelbuses and have several advantages.
Among all, saving spa e, redu tion of weight and ost of the power systems with
respe ttostandardunidire tional ir uits. Oneofthe most ommonappli ationsisa
battery harger ir uit,inwhi hboth harging(i.e. energy storage), and dis harging
(energy onsumption) methods are implemented, through bi-dire tional power
on-version. Various topologies have been studied, a ordingly to spe i requirements,
based on power apabilities, isolation, input/output relations and onversion type,
number of stages and phases.
Unidire tional onverters anbe lassied intotwobasi ategories, a ording
tovoltage onversion type,DC/DC onverterandtheAC/DC onverter,respe tively
in ludingaDCvoltagepowersour e,oranACvoltageinput,andprovidingadierent
output value of DC voltage. Classi topologies in lude Bu k DC/DC onverters, in
whi h the output voltage is smaller than the input value, boost ir uit in whi h
output voltage is greater than the input, and bu k-boost onverters, in whi h the
output an be either smaller or greater than the input. Similarly AC re ti ation
an be made, through bu k re tiers or boost re tiers. Bi-dire tional power ow
requires those standard ir uitsto be modiedto a ommodate two alternate power
sour es and loads and bi-dire tional operations, thus using DC/DC bi-dire tional
using a as aded onverter system. Whereasunidire tional ir uitshave been widely
dis ussed, bi-dire tional ir uits stillform ana tive resear h eld [30℄.
In the ases where isolation is required, most of the existing bi-dire tional
onverters are of the yba k-forward topologies [11℄. These bu k and boost derived
onverters in ludea transformer in the ir uit whi h provides ele tri alisolation
be-tween the input and the output ports. Built in transformers ele tri ally isolate the
input of the onverter fromitsoutput. Notonly they owe allthe advantages of high
frequen y operation, smallsize and weight of the transformer, but alsoprovidemore
exibilityinaneventualmultipleoutput ontexts[63℄. Infa tisolatedtopologyallows
multi-inputs andmulti-outputs ongurationsusing multi-windingtransformers that
onne t multiplesour eshavingdierentvoltagelevels,orgiveagreaterexibilityin
outputs.
Forhigh-e ien y and high-power appli ationssu h asPHEVs,whi hdo not
require magneti oupling, standard Bi-dire tional swit hing onversion is adopted.
Insu hsystemstheloadisdire tly onne tedtothegridthrougha onversion ir uit.
Resear hers have analyzed several PWM swit hing te hniques, to eliminate
transition responses and to provide soft-swit hing [56℄ using auxiliary and omplex
ir uits,inordertoin reasethesystem'soveralle ien y. Moreover,allthese
swit h-ing onverters an provide voltage regulation as well as prote tion in ase of power
outages. In addition they also show ex ellent performan e in terms of suppressing
in ominglinetransient and harmoni disturban es.
2.3 AC/DC Converters
The rst stage of the power ele troni system for PHEV appli ations
appli ations, to provide highlystable DC voltage at the output while maintaininga
high power fa tor at the input. This onverter is extremely useful in several power
onversiondevi es[55℄andalsomeetsqualityspe i ationsandguidelinestoregulate
power quality. One of main issues of non-power fa tor orre ted ir uits is the
har-moni distortionthat isinje ted ba k into the mainspower line. Furthermorein the
United States and Europe, Federal Communi ations Commission (FCC) and
Euro-pean Asso iationfor Ele tri al,Ele troni ,and InformationTe hnologies, havelately
worked together to introdu e a series of stri t standards to govern ondu ted-noise
emissions and maximum ondu ted noise limits. For this reason an a tive ontrol
ir uit needsto be implemented.
PWM unidire tional inverter in ludes a diode re tier ir uit at the input,
to onvert sinusoidal
90 − 240 V AC
,50 − 60 Hz
universal voltage input into a DC re tied voltagewaveform. AC/DC ir uit alsorequiresaswit hing boost onverter,whi h regulates output voltage to an almost onstant value, higher than the input.
Aninverterisadevi ethat onvertsDC urrentfromtheoutputofDC/DC onverter
orthe batteryintoACwhi h an beused forele tri motordrives, andvi eversa. It
istypi ally omprisedofapowermodulein ludinghighpowersemi ondu tor devi es
with high urrent apabilities as BJTs or MOSFETs, sensors, lters and a ontrol
system that regulates the swit hing s heme.
Considering the spe i PHEV requirements,where power is drawn from the
AC side to feed the battery, DC re tied power may also be used for the
ele tri- al motor or the on board ele tri al system, as well for vehi le-to-grid appli ations.
For this spe i use a bi-dire tional ir uit needs to be hosen, and furthermore the
bridge diode re tier is modied into an H-bridge onguration, for power reversal
re-indu tan e needstobeshaped, by onlya s alingfa tor of the ACvoltagewaveform.
A losedloop ontrol[64℄ anbeimplementedas beforeusing avoltage ontrolloop,
withvoltagefeed-forward ompensator. It thusgeneratesthe onstantoutputsignal,
whileaninner urrentshapingregulatorgeneratesanearsinusoidal urrentwaveform.
Cir uit design based on re ent results for High Current Battery Chargers for
PHEVs [44℄ requires a al ulated hoi e of riti al omponents su h asthe indu tor,
based on theoreti al analysis whi h is veries by simulations results of this spe i
ir uit.
Several ontrolstrategies andtopologieshave been studiedin[7℄and [28℄ and
resear hers haveattemptedtoobtain desiredperforman e ofthe system andsuitable
waveforms for input urrent and output voltage in standard operating onditions.
Furthermore a deep analysis is done for the performan e of the onverter,
emphasizing input and output waveforms and improvements due to an appropriate
design or ontrol. Faulty onditions and their ee ts onthe shape of the waveforms
are then studied and on retized in the design of more robust ontrol system and
faulttolerant ir uit.
2.4 DC/DC Converters
DC/DC bi-dire tional onverter forms another basi ir uitfor PHEV
harg-ers. This onverter requireshighpower apabilitiesandworksasaBu k-Boost
topol-ogy, asmentioned. Its bi-dire tionalenergy ow allows alsoboth the harging of the
batterypa k,anditsdis hargethrough theoppositedire tion,supplyingenergyba k
tothe system.
Ithasasimplestru ture thatisderivedfrombasi Bu kandBoosttopologies,
withtheAC/DCre tier explainedabove. Bi-dire tionalbu k-boost onverterworks
as a bu k ir uit, produ ing an almost onstant output voltage a ross the battery,
redu ing high input voltage from the inverter stage. In the opposite dire tion, with
energy owing from the load tothe input side, it operates as aboost onverter thus
in reasing the voltage and allowing batterydis harge.
Modeling di ulties whi h make spa e state dierentialequations derivation
quite ompli ated are related to non-linear and time varying nature of swit hing
onverters. Time-variant matrix stru ture, represented in the s heme of gure 2.2,
may requires the use of Spa e State Averaging te hnique, in order to eliminate the
time dependen e.
Figure 2.2. Non-lineartime-invariant state spa e s heme.
In this thesis, fun tioning of this onverter is analyzed and dierential
equa-tions of its spa e state model are derived in order to simulate its behavior using
MATLAB
r
. As for the other onverters, modeling of the onverter and simulation
are indispensable tools. They are used to investigate further ir uit responses under
spe i onditions.
2.5 Battery Model
Oneofthemostimportant omponentsofthepowerele troni ir uitinPHEV
hani al energy by the ele tri motor. Similarly stored power an be used to feed
on-board ele tri al equipment su h as ele tri power steering, air onditioning
sys-tem,light,pumpset . Therearemanytypesofbatteriesspe i allysuitedforHybrid
Ele tri Vehi le appli ations, in luding Ni kel Iron, Ni kel Cadmium, Ni kel Metal
Hydride, Lithium Polymer and other metal-airbatteries.
Many fa tors hara terize battery quality and spe i performan e riteria,
and form interesting resear h topi s, in luding: energy density, spe i power,
typ-i al voltage, Ampere hour e ien y, energy e ien y, ommer ial availability, ost,
operatingtemperature, self-dis hargerates, life y les and physi al duration. Several
studiesarenowfo usingondevelopingadetailedmodelforabatterypa k[10℄. These
resear hes involve onsideration on the variation of battery load with respe t to its
temperature and its state of harge, realisti harge and dis harge rates, analyzing
battery geometry, optimum temperature of operation, along with suitable harging
methods.
In this thesis a very simple model of battery is used, onsidering an ideal
series of aDC voltage generator and aresistan e. Otherfollowingresear h work will
further investigate the modeling of a battery pa k spe i ally suited for this high
urrent harger.
2.6 Design Consideration and Modeling
Severalpapershaveaddresseddesign onsiderationsforPHEVs'battery
harg-ers, in ludingpra ti al omparative evaluations of dierent as aded ongurations.
In standard literature, the two stages of system have been often studied separately
and have led toa partialanalysis of stability issues. Infa t, many arti leshave
on-sideredthe as adedDC/DC onverterforoutputvoltageregulationasanequivalent
these two ir uits,the dynami behaviorof thisnonlinear system and stability issues
need a thorough investigation.
In terms of stability, the operation of overall ir uit results more restri ted
than that for PFC ir uit with a onstant resistive load, and further onsiderations
are to be done. A new ontroller design has to be developed a ording to analysis
results. Theee tsoftheintera tionbetweenthetwostages,shownin[24℄areveried
forthis model. In fa t,theDC/DC onverterstagerepresentsa onstantpowerload,
equivalent toa negative resistan e seen from the PFC stage onlywhen its output is
perfe tly regulated. In pra ti e, sin e the PFC Boost regulator - is almost always
as aded with a voltage regulator - espe ially for medium to high power ranges,
it is useful onsider the overall as aded stru ture of the power supply. Another
parti ularly important issue is the hoi e of indu tive and apa itive omponents in
the ir uits, in luding the AC side indu tor, bi-dire tional bu k-boost indu tor and
output apa itors.
This thesis onsiders the development of a onverter apable of operating for
universal voltage input. This range is dened nominally from
90 V
to240 V
and a onstant battery voltage of48 V
. It must be noted that this hoi e leads to some important onsiderations on the value of the DC bus voltage level. Maximumin-termediate DC bus voltage level is set to
400 V
between the PFC re tier and the DC/DC onverter. This hoi e along with the modulation index al ulation, whi hhas been widely dis ussed in literature [75℄, maximizesoverall system e ien y.
Furtherdesignspe i ationsalongwiththe ratingsof ir uit omponents
on-sider both mathemati al and a pra ti alapproa h [3℄, based on the investigation of
the performan esof the ir uit. Valuesof riti al omponentshave beenevaluatedin
2.7 Control Te hniques
Oneofthe mostimportanttopi sinthedesignisthe ontrol ir uit,involving
both the bi-dire tional PFC inverter and the DC/DC onverter, to be robust and
fault-tolerant. Asimpleyetee tivetypologyof ontrollersispresented inthisdesign
using a Proportional,Integral and Derivative (PID) regulator. This ontrolstrategy
assures desired response while providing qui k tuning apabilities and a not very
omplex stru ture.
ThePFC onverter ir uitusesamore omplex ontrolalgorithm,in ludinga
few dierent regulators loops. This is due toits need of simultaneously regulate the
outputDCvoltageandshapinginput urrent inorder to orre tthe powerfa tor. In
this ir uit the external ontrolloopis designed for voltage regulation. DC referen e
and a tual sensed signal are used as inputs to produ e a ontrol output su h that
the DCvalue remains onstantregardless variationsof theload, suppliedACvoltage
or output urrent drawn. The voltage ontroller also produ es a referen e signal for
the inner urrent loop, whi h ontrols the shape of input urrent. Outputvoltage is
ontrolledbyasimplePIregulator,inwhi hasignalproportionaltovoltageerrorand
toitsintegralisgenerated. Whentheinputofthevoltageerror ompensatorin reases,
signal generated by PWM ir uit alsoin reases. Therefore for an in rease inoutput
terminalvoltage,theinner urrentregulationloopredu esthe urrentproportionally
to keep the input power onstant. In fa t, this internal urrent error ompensator
uses sensed urrent and regulated voltage signal to determine the referen e. Control
loop error is thus determined by the dieren e between al ulated referen e signal
and a tual indu tor urrent and is pro essed by a PID ontroller. This regulation
system for es the indu tor urrent to followthe referen e sinusoidal waveform.
to orre tly shape the input sinusoidalwaveform and thusrequires a relatively small
bandwidth. The urrent ontrollerprodu esasignalwhi histhenelaboratedthrough
a PWM generator, in order to produ e the appropriate duty y le value for the
gate signal of ir uit MOSFETs. If the voltage de reases, also referen e signal for
input urrent de reases, thus resulting in a lower drawn power. However, in order
to maintain a onstant output power in orresponden e of a redu ed input, urrent
referen e should proportionally de rease [7℄. A voltage feed-forward ompensator
maintains the outputpower onstant and determined onlyby the load, regardless of
inputvariations. Itsoperatingprin ipleaveragesthe input voltage anddivides input
referen e urrent by itssquared value.
Control of bi-dire tional bu k-boost DC/DC onverters result in a simpler
stru ture, as ompared to the multi- ontrol loop for PFC Cir uits, with just one
PI regulator. Proportionaland integral a tionsare used in afeedba k error loopfor
output urrent,whi his omparedwithdesiredbattery urrentreferen e. Theoutput
of the regulator is then used to obtain a PWM signal to generate swit hing signals
for the MOSFETs.
2.8 Stability Issues
Power ele troni ir uitssu h as swit hing onverters, are ommonlyrealized
using a losed loop ontrol system, e.g. PID ontroller in order to minimize the
er-ror between a tual and ommanded response. The Converter an be implemented
SimPower System toolbox in MATLAB
r
Simulink, whi h allows multiple ontrol
strategies, in ludingdire t ir uitapproa hand moreexible digital/dis retedesign.
Behavior of the system an be similarly des ribed through its ir uit-based
repre-sentation as well as itsspa e state model, using dierentialequations. Equivalently,
Stability of a ontrol system is often extremely important and is generally a
primary issue in the engineeringof a system. It isusually relatedto the response of
the system to various inputs or disturban es. Stability analysis of power onverters
is quite di ult due to some intrinsi features of the systems. Variation of model
parameters, su h as input voltage or hange in load resistan e, as well as stru ture
hanges in mode of operations(Continuous mode or Dis ontinuous mode), gives the
system a omplex non-linearmodel.
Stabilityanalysisof thesystem an beperformedbothfor itsopenand losed
loop ongurations. Using various te hniques it is possible to identify instability
is-sues, onstraints in operating onditions, and performan e under faulty onditions
of operation. Frequen y analysis, whi h in ludes methods su h as Routh-Hurwitz
stability riterion or Bode plot and Nyquist diagram have been preferred in many
publi ations[37℄, whileoftenregarding unidire tionalsystems [45℄orlinearized
mod-els [40℄. In parti ular, stability issues for bi-dire tional ir uits, need to be analyzed
inbothpowerows dire tions,sin e ommonwaystoimprovethestabilityusually
af-fe totherdire tion. Similarly,whileea hbi-dire tional onverterinthepowersystem
is designed and optimized separately, when the onverters are as aded, the system
may reveal tobe unstable [68℄.
Otherstabilityanalysiste hniques onsiderforexampleMiddlebrookImpedan e
Criterion [31℄, or linearization of the system around parti ular load onditions, and
Lyapunov theory of the state spa e model using state feedba k ontrol to stabilize
CHAPTER 3
CONVERTER DESIGN
Charging the batteryof aPlug-inHybrid Vehi le fromthe ACoutlet requires
relatively high power apabilities. Allowing a universal input voltage range and
in-verse power owfor dis harging operationof forin-grid appli ations,are also
impor-tant features. This hapter willprovide a detaileddes ription of the ir uitsused in
the battery harger implementation. Their behavior and dynami response is
ana-lyzedthrough thederivationofdierentialequationsand simulatingtheirresponsein
theMATLAB
r
Simulinkenvironment. Figure3.1shows atypi altwo-stage as aded
onverter topology as it is used in [73℄. This is a typi al hoi e for PHEV battery
harger ir uits. The basi s heme of this onguration onsists of two as aded
bi-dire tional power ele troni onverters, an AC/DC re tier/inverter and a DC/DC
onverterrespe tively. The onverteroutputisrequiredtoobtainasmooth ontrolled
urrentinorderto hargethe energystoragedevi e,whi hrequiresstables onditions
and aatwaveform. Given itsrelativelysimplestru ture andwellknowndesign and
ontrolissues, as often des ribed inliterature [7℄, a PFC boost ir uit isis the most
ommonly used ir uit. It is found to have the most suitable onguration for this
appli ation, requiringhigh e ien ies and powerfa tor orre tionat the input. The
se ondstageswit hing onverteristypi allyneeded toeliminatetherippleattheDC
bus voltage, whi his typi allyat twi e the input frequen y and to regulatethe
out-put urrent for the large input voltage range. In this proje t a simple bi-dire tional
bu k-boost ir uithas been hosen.
PFC Boost
(60 KHz)
Step Down DC/DC Converter(60 KHz)
90 - 240 V 50- 60 Hz AC Input 48V DC OutThis hapter also des ribes the ontroller implementation, using a lassi al
approa h of a simple analog ontrol ir uit, both for the AC/DC and DC/DC
on-verter. A multi-loopregulatorisused to ontroltheDC busvoltageand theshapeof
the inputindu tor urrent,whereas a single ontroller isimplemented forthe se ond
stage output urrent regulation.
Forea h onverter asimpleideal modelisderived and itsmathemati al
equa-tionsare al ulated, onsideringthedynami behaviorof ontinuous ondu tionmode
of operation. Furthermore,a more detailed ir uitdesign in ludesESRresistors and
ON swit hes resistorsand provides more realisti simulationresults.
3.1 Boost Converter
The boost onverter used here is des ribed in ontinuous ondu tionmode of
operation. It is a basi DC/DC onverter that is used to get higher output voltage
than the inputvoltage
V
in
. This highe ien y step-up DC/DCswit hing onverter, onne ted to a DC power sour e is able to hange the output DC value to a highervoltage level
V
out
. Boost onverter uses a swit h, typi allya BJT or a MOSFET, to modulate the voltage into an indu tor. It has a simple ir uit whi h ontains twoswit hing omponents: a diode and a transistor. The indu tor and the apa itive
lter manage the energy onversion and redu e the ripple inthe output urrent and
voltage. The main operating prin iple an be explained as follows: the swit h is
positionedsu hthat theinputsour e hargesthe indu tor,whilethe apa itoratthe
outputmaintains the outputvoltageusing energy storeda ross itsplates. When the
swit h hanges itsstate, both the DC sour e and the stored energy supply powerto
theload,hen etheoutputvoltageboosts. Whenswit his losedtheindu torabsorbs
energy fromthe input andthe ir uit isseparated intotwoparts. This onguration
ir uit isdes ribed ingreater detail later inthe thesis.
This se tion analyzes ideal boost onverter, its voltage and urrent
relation-ships, and derives a state spa e model for the ir uit. A se ond ir uit onsiders
equivalentseriesresistan es(ESR) ofthe omponents,and isdes ribedthrough state
spa e averaging method. This more pre ise model is then built, making some
im-portant onsiderationspertainingtothe hoi e of omponentvalues anddenition of
the design requirements. In the last part of the se tion its behavior is observed and
simulated with the use of Simulink. Also arst rough ontroller isdesigned.
3.1.1 Boost Converter State-Spa e Model. Analysis of the Boost onverter
needs some general assumptions that will be onsidered also in the next se tion for
the Bu k model. Des ribed ir uit operates in the steady state, and all transients
andimpulses onditionsarenegle ted. Thisimpliesthatallvoltagesand urrentsare
periodi overone swit hingperiod. The ir uitisanalyzedinanequilibriumstate,in
whi htheindu tor urrentneverrea heszero(ContinuousCondu tionMode-CCM).
Swit h
S
has aswit hingfrequen y off
s
, and is onsideredtobeopen (swit h OFF) forthetimet
of f
= (1−D)T
s
,whereT
s
= 1/f
s
istheswit hingperiodandD
indi ates the Duty Cy le expressed as a per entage of the ommutation period during whi hthe swit h is ON. Besides the ideal swit h remains losed for time
t
on
= DT
s
. Ea h omponent inthis ir uit, as shown ingure 3.2, is onsidered ideal.Underthese idealassumptions,thesimpleBoost onverter ir uitispresented
for the two possible states of the swit h. In the ON state the swit h is losed and
the sour e input results in an in rease in the indu tor urrent, whereas in the OFF
statethe swit hisopen. In thissituationthe onlypathoered toindu tor urrentis
+
−
V
in
L
C
R
Figure3.2. Ideal Boost ir uitrepresentation.
thusrequirementsontheinputlterarerelaxed. Twosetsofequationsdes ribingthe
dynami s of voltage and urrent relationships are derived for both the losed swit h
ir uit and the open swit h ir uitas follows.
Closed Swit h (
u = 0
)+
−
V
in
L
C
R
Figure3.3. Equivalent Boost ir uitrepresentation for
S = ON
,D = OF F
,u = 0
.When theswit h
S
is losed,the diode isreverse biasedandequivalent ir uit is shown ingure 3.3.the followingset of equations:
L
di
L
dt
− V
in
= 0
(3.1)C
dv
c
dt
+
v
c
R
= 0
(3.2)These equations, des ribing the ir uit for
u = 0
, an be written in terms of states variablesv
c
andi
L
asdv
c
dt
= −
1
RC
v
c
(3.3)di
L
dt
=
V
in
L
(3.4) Open Swit h (u = 1
)+
−
V
in
L
C
R
Figure3.4. Equivalent Boost ir uitrepresentation for
S = OF F
,D = ON
,u = 1
.Whiletheswit hisopen, theindu tor urrent annot hangeinstantaneously,
so the diode
D
be omes forward biased to provide a path fori
L
. Assumingthat the outputvoltageV
out
isa onstant,againwith Kir hho'svoltagelawaroundtheouter loop and Kir hho's urrent load inthe same node, following equationsare derived.V
in
= L
di
L
i
L
= i
c
+ i
R
= C
dv
c
dt
+
v
c
R
(3.6)Dierential equation (3.5) an be rearranged in terms of apa itor's voltage
andindu tor's urrent,andsubstitutedinequation(3.6),leadingtosystemequations
for
u = 1
.dv
c
dt
=
i
L
C
−
V
in
RC
−
v
c
RC
(3.7)di
L
dt
=
V
in
L
−
v
c
L
(3.8)These two models an be now ombined together with the use of a binary
input variable
u ∈ {0, 1}
asthe value of the swit hing input. It assumes either valueu = 0
when the swit h is losed, or the valueu = 1
when opened, as s hematized in the ir uits. Equations (3.4), (3.7) and (3.5), (3.8) respe tively are ombined toobtain following dierential globalsystem, written using
v
c
andi
L
state variables.dv
c
dt
= −
1
RC
v
c
+
i
L
C
−
V
in
RC
u
(3.9)di
L
dt
=
V
in
L
−
v
c
L
u
(3.10)3.1.2 Boost Converter State-Spa e Model with ESR. In previous analysis
only ideal elements are onsidered, that is input power is transferred to the load
without any losses. In real ir uits, due to intrinsi properties of the materials,
parasiti resistan esare always present. Forthisreason afra tionofthe input power
agooddesign,itisalsoimportanttoanalyzethe ir uit onsideringthemoregeneral
ase of non-ideal omponents. As it has been done for the ideal Boost onverter,
at rst omplete ir uit is presented, analyzing general fun tioning prin iples and
then the two dierent swit h states are dis ussed, deriving dierential equations for
the losed swit h and open swit h ases. The non-ideal behavior of indu tor and
apa itor ishere modeledusing EquivalentSeriesResistan es (ESR):
R
L
as indu tor body resistor andR
c
as apa itor body resistor. Similarly BJT swit hS
and diodeD
are modeled through an ON resistorR
s
andR
D
. Boost more detailed ir uit is shown in gure 3.5.+
−
V
in
L
R
L
R
s
R
D
C
R
c
R
Figure3.5. Non-IdealBoost ir uitrepresentation.
Closed Swit h (
u = 0
)As before, when theswit his ON,diode isreversed biased and theequivalent
ir uit is represented in gure 3.6. Two sets of dierential equations an be written
forthesystem, onsideringthe Kir hho'svoltagelawaroundtheleftmostand
+
−
V
in
L
R
L
R
s
C
R
c
R
Figure3.6. Equivalent Boost ir uitrepresentation for
S = ON
,D = OF F
,u = 0
.V
in
= R
L
i
L
+ R
s
i
L
+ v
L
(3.11)V
out
= v
c
+ i
c
R
c
(3.12)These equations, des ribing the ir uit for
u = 0
, an be written in terms of states variablesv
c
andi
L
asdv
C
dt
= −
1
C(R + R
c
)
v
c
(3.13)di
L
dt
= −
(R
L
+ R
s
)
L
i
L
+
V
in
L
(3.14) Open Swit h (u = 1
)+
−
V
in
L
R
L
R
D
C
R
c
R
Figure3.7. Equivalent Boost ir uitrepresentation for
S = OF F
,D = ON
,u = 1
.external loop, Kir hho's voltage law for the rightmost loop and from Kir hho's
urrent law onthe upperright node as follows:
V
in
= R
L
i
L
+ v
L
+ R
D
i
L
+ V
out
(3.15)i
L
= i
c
+ i
out
(3.16)V
out
= v
c
+ i
c
R
c
(3.17)Dierentialequation(3.15)and (3.16) anberewritten intermsof indu tor's urrent
and apa itor's voltage. Equation (3.16)is substituted inequation (3.17),leadingto
followingsystem equations for
u = 1
.dv
C
dt
= −
1
C(R + R
c
)
v
c
+
R
C(R + R
c
)
i
L
(3.18)di
L
dt
= −
R
L(R + R
c
)
v
c
−
R
L
+ R
D
L
+
RR
c
L(R + R
c
)
i
L
+
V
in
L
(3.19)a bilinear behavior due to the nature of the ontrol input, assuming binary values
u ∈ {0, 1}
. Global system an be written using a two set of equations. Values of diode ON resistor and swit h ON resistor are assumed to beR
s
≃ R
D
with a very reasonable approximation, obtainingdv
C
dt
= −
1
C(R + R
c
)
v
c
+
R
C(R + R
c
)
i
L
u
(3.20)di
L
dt
= −
R
L
+ R
s
L
i
L
+
V
in
L
+
RR
c
L(R + R
c
)
i
L
−
R
L(R + R
c
)
v
c
u
(3.21)The highly non-linear model resulting from the ombination of the two
ir- uits an now be simplied and made suitable for simplied ontrol analysis. The
swit h is repla ed by repla ing a ontinuous element, using the te hnique of system
averaging. In parti ular, infollowingpage average behavioris modeled,su h asonly
informationabout low-frequen y a tion of the onverters is onsidered, ignoring
rip-ple, ommutationsand other fast ee ts. For this averaged model the two swit hes
ongurations an be rearranged, onsidering system equations 3.13, 3.14 and 3.20,
3.21. Here the state is hanginglinearlyfrom itsinitialvalueat the beginningof the
swit hing period, until time instant
t = DT
s
. This approximation onsiders deriv a-tivesto be almost onstant, in the ondition of a triangular ripple waveformor witha high swit hing frequen y
f
s
, whi h usually holds in reality. The value for thex
ve tor, representing state variablesx
1
= v
c
andx
2
= i
L
, an be writtenasx(DT
s
) ≃ x(0) + ˙x(0)DT
s
≃ x(0) + (A
0
x
+ B
0
u)DT
s
while, attime
t = T
s
, se ond onguration matri esare utilized asfollowsx(T
s
) ≃ x(DT
s
) + ˙x(DT
s
)(1 − D)T
s
≃ x(DT
s
) + (A
1
x
+ B
1
u
)(1 − D)T
s
Therefore, global state evolution be omes
where
D
1
= 1 − D
indi atestime intervalinwhi hthe se ond ongurationisa tive. In equation above, averaged matri esA = DA
¯
0
+ D
1
A
1
= DA
0
+ (1 − D)A
1
and¯
B = DB
0
+ D
1
B
1
= DB
0
+ (1 − D)B
1
are dened, asaverages of the ongurations, weighted by the fra tion of the duty y le spent in every onguration. Then it ispossibletosimplifyandprodu ethegeneralformof averagedsystem (equation3.22),
whi h an beadopted alsofor further modelingof other onverters explained later.
˙
x
= ¯
Ax + ¯
Bu
(3.22)Thisapproximatemodelgivesexa t resultswhenswit hing period
T
s
ismu hshorter thanany other time onstant ofthe ir uit. It has been proved in literature[31℄ thatthe new averagedstates dotra kthe average behaviorof
x
. In the innitefrequen y limitthe valuesmat h,avoidingthetime dependen eand thenon-linearitytypi alofthe swit hing systems.
Inordertoobtainasinglestatespa esystemitispossibletodes ribethemodel
through matri es
A
¯
,B
¯
and torearrange equations using the duty ratioD
. Here the dynami ofthe system swit hes therefore betweenΣ
0
= (A
0
, B
0
, C
0
)
obtained by the valueu = 0
, in the intervalD
1
= (1 − D)T
s
and the systemΣ
1
= (A
1
, B
1
, C
1
)
when the input orresponds tou = 1
in the intervalD
1
T
s
.The two spa e state subsystems orrespond to derived dierentialequations.
They an thenberepresentedusing anoni al modelformforStateSpa eLinear
3.2 Bu k Converter
The Bu k DC/DC onverter an be used for step down operation. It redu es
the input voltage
V
in
to the desired outputvoltage level ofV
out
suitable for example for battery harger appli ations. Exa tly like Boost onverter it is a swit hed-modepowersupply that uses two swit hes (aBJT orMOSFET and a diode), an indu tor
and a apa itor, whereas the load an be assumed simply resistive. Although its
topology is fairly simple, abu k onverter an be highly e ient (easily up to 95%)
and it ispreferred overlinear regulators.
Its operatingprin iple takes advantage of the high ommutationfrequen y of
the swit h thatalternates between onne tingthe indu tor tosour evoltagetostore
energy,anddis hargingtheindu torintotheload. Thankstotheveryshorttransition
time,andapre ise hoi eofindu torand apa itor valuesoutputrippleisminimized
andthedynami transferofpowerfromtheinputtoitsoutputisregulated. Swit hing
frequen yismaintained onstanttothevalue
f
s
,whileitsduty y le isvariedthrough aPulse Width Modulation. In this way the ratioD = t
on
/T
s
between the timet
on
in whi hthe swit h is losedand the periodT
s
= 1/f
s
determines the desired DC level at the output. The low-pass stru ture of the onverter, as explainedin next se tion,guarantees a low frequen y noise spe trum for this modulations heme.
In this hapter Bu k's ideal ir uit is rst presented and then its dynami
equations are derived with the fundamental Kir hho's urrent and voltage laws, in
order to get a state spa e model. Non-ideal omponents are then used to des ribe a
state-spa e model for ontinuous ondu tion mode of operationof the ir uit, whi h
is also implemented in MATLAB
r
Simulink. The end of the hapter analyzes its
ontroldesign,evaluating hoi esof indu torand apa itorvalues andprovidessome
3.2.1 Bu k Converter State Spa e Model. Analysis of the ideal Bu k
on-verterrepresented ingure3.8requiressomeideal assumptions. Asbeforethe ir uit
operates in the steady state, in ontinuous ondu tion mode of operation (CCM),
that is indu tor urrent is always positive and never rea hes zero. Output voltage is
onsideredalmost onstant
V
out
,whileall omponentsare idealand body resistorare negle ted.+
−
V
in
L
C
R
Figure3.8. IdealBu k ir uit representation.
The swit h
S
is losed inthe intervalDT
s
and open fortime(1 − D)T
s
. This leads to the following two equivalent ir uits.Closed Swit h (
u = 0
)+
−
V
in
L
C
R
Figure3.9 shows equivalent Bu k ir uits when the swit h
S
is losed. DiodeD
isreversed biasedand followingvoltageand urrentrelationships an be obtained using Kir hho's voltage law for inner and outer loops and Kir hho's urrent lawfor uppernode
V
in
= L
di
L
dt
+ v
c
(3.25)v
c
= v
out
(3.26)i
L
= C
dv
c
dt
+ i
R
(3.27)These equations des ribe the ir uit for
u = 0
and an be written interms of states variablesv
c
andi
L
:dv
c
dt
= −
1
RC
v
c
+
1
C
i
L
(3.28)di
L
dt
= −
1
L
v
c
+
V
in
L
(3.29) Open Swit h (u = 1
)+
−
V
in
L
C
R
Figure3.10. Equivalent Bu k ir uitrepresentation for
S = OF F
,D = ON
,u = 1
.rightmostloops, togetherwith Kir hho's urrentlawonuppernodegivethe
follow-ingdierentialequations.
0 = L
di
L
dt
+ v
c
(3.30)v
c
= v
out
(3.31)i
L
= C
dv
c
dt
+ i
R
(3.32)Equations (3.30) and (3.32) an be rewritten in terms of indu tor's urrent and
a-pa itor'svoltage. Substituting equation(3.31) followingequivalent system for
u = 1
is obtained.dv
c
dt
= −
1
RC
v
c
+
1
C
i
L
(3.33)di
L
dt
= −
1
L
v
c
+
V
in
L
u
(3.34)3.2.2 Bu k Converter State Spa e Model with ESR. Afurther step in
mod-eling the Bu k onverter is assuming non-ideal omponents su h as indu tor and
apa itor, as well as the diode and the swit h. In its ir uit representation parasiti
values are s hematized as equivalent series resistors (ESR):
R
L
,R
C
,R
D
andR
S
, as shown in ir uits hemati ingure 3.11.Two dierent sets of equations are derived for the ir uit with either open or
losed swit h, based onthe binary values of
u
.Closed Swit h (
u = 0
)+
−
V
in
R
s
R
D
L
R
L
C
R
c
R
Figure3.11. RealBu k ir uitrepresentation.
an output voltage a ross the resistor. Figure 3.12 shows equivalent Bu k ir uit for
the losedswit h. WritingKir hho's urrentlawfortheuppernode,andKir hho's
voltagelawin the inner and outer loops we obtain
i
R
= i
L
− i
C
= i
L
− C
dv
C
dt
(3.35)V
in
= L
di
L
dt
+ (R
S
+ R
L
)i
L
+ Ri
R
(3.36)V
in
= L
di
L
dt
+ (R
S
+ R
L
)i
L
+ i
C
R
C
+ v
C
(3.37)Ri
R
= v
C
+ i
C
R
C
(3.38)Thuswith some simplealgebrai manipulations weget
dv
C
dt
= −
1
(R + R
C
)C
v
C
+
R
(R + R
C
)C
i
L
(3.39)di
L
dt
= −
R
(R + R
C
)L
v
C
−
RR
C
(R + R
C
)L
+
R
L
L
+
R
S
L
i
L
+
V
in
L
(3.40)+
−
V
in
R
s
L
R
L
C
R
c
R
Figure3.12. Equivalent Bu k ir uitrepresentation for
S = ON
,D = OF F
,u = 0
.Open Swit h (
u = 1
)R
D
L
R
L
C
R
c
R
Figure3.13. Equivalent Bu k ir uitrepresentation for
S = OF F
,D = ON
,u = 1
.through the resistor. Bu k onverter equivalent ir uitisshown ingure 3.13. Using
thesamestrategythis onverter anbedes ribedwiththefollowingpairofdierential
equations:
dv
C
dt
= −
1
(R + R
C
)C
v
C
+
R
(R + R
C
)C
i
L
(3.41)di
L
dt
= −
R
(R + R
C
)L
v
C
−
RR
C
(R + R
C
)L
+
R
L
L
+
R
D
L
i
L
(3.42)Before ombiningthe two pairs of equations inone single spa e state system,
it is useful to make some onsiderations about real parameters, in order to simplify
the system stru ture. As usually happens in real ir uits, both diode and swit h
resistan es are quitesmall,and an be onsidered as
R
S
= R
D
. Body resistorsof the indu tor and the apa itor may have a signi ant ee t on the output ripple, andon the e ien y issue for this onverter, therefore they must be onsidered into the
above model.
Using this assumptions equation (3.42) an be simplied and then ombined
withequation(3.37)introdu ingthebinaryinput
u
. Alongwithequations(3.40-3.42) it leads tothe followingoverall swit hing model:dv
c
dt
= −
1
(R + R
c
)C
v
C
+
R
(R + R
c
)C
i
L
(3.43)di
L
dt
= −
R
(R + R
C
)L
v
C
−
RR
C
(R + R
C
)L
+
R
L
L
+
R
D
L
i
L
+
V
in
L
u
(3.44)The swit hing position
u
is taken as input variable, assuming values in the dis rete set{0, 1}
.This model an be written in the typi al state spa e system representation.