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Neuroscience
and
Biobehavioral
Reviews
jo u rn al h om ep a ge : w w w . e l s e v i e r . c o m / l o c a t e / n e u b i o r e v
Review
Modelling
non-invasive
brain
stimulation
in
cognitive
neuroscience
夽
Carlo
Miniussi
a,b,∗,
Justin
A.
Harris
c,
Manuela
Ruzzoli
daDepartmentofClinicalandExperimentalSciences,NationalNeuroscienceInstitute,UniversityofBrescia,Brescia,Italy bCognitiveNeuroscienceSection,IRCCSCentroSanGiovannidiDioFatebenefratelli,Brescia,Italy
cSchoolofPsychology,TheUniversityofSydney,Australia
dCenterforBrainandCognition,DepartamentdeTecnologiesdelaInformacióilesComunicacions,UniversitatPompeuFabra,Barcelona,Spain
a
r
t
i
c
l
e
i
n
f
o
Articlehistory: Received15April2013
Receivedinrevisedform18June2013 Accepted20June2013 Keywords: Behaviour Noise Pedestaleffect rTMS tES Stochasticresonance tACS tDCS TMS tRNS
a
b
s
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c
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Non-invasivebrainstimulation(NIBS)isamethodforthestudyofcognitivefunctionthatisquickly gainingpopularity.Itbypassesthecorrelativeapproachesofotherimagingtechniques,makingitpossible toestablishacausalrelationshipbetweencognitiveprocessesandthefunctioningofspecificbrainareas. Likelesionstudies,NIBScanprovideinformationaboutwhereaparticularprocessoccurs.However,NIBS offerstheopportunitytostudybrainmechanismsbeyondprocesslocalisation,providinginformation aboutwhenactivityinagivenbrainregionisinvolvedinacognitiveprocess,andevenhowitisinvolved. WhenusingNIBStoexplorecognitiveprocesses,itisimportanttounderstandnotonlyhowNIBSfunctions butalsothefunctioningoftheneuralstructuresthemselves.WeknowthatNIBStechniqueshavethe potentialtotransientlyinfluencebehaviourbyalteringneuronalactivity,whichmayhavefacilitatory orinhibitorybehaviouraleffects,andthesealterationscanbeusedtounderstandhowthebrainworks. GiventhatNIBSnecessarilyinvolvestherelativelyindiscriminateactivationoflargenumbersofneurons, itsimpactonaneuralsystemcanbeeasilyunderstoodasmodulationofneuralactivitythatchangesthe relationbetweennoiseandsignal.Inthisreview,wedescribethemutualinteractionsbetweenNIBSand brainactivityandprovideanupdatedandpreciseperspectiveonthetheoreticalframeworksofNIBSand theirimpactoncognitiveneuroscience.Bytransitioningourdiscussionfromoneaspect(NIBS)tothe other(cognition),weaimtoprovideinsightstoguidefutureresearch.
© 2013 The Authors. Published by Elsevier Ltd. All rights reserved.
Contents
1. Introduction... 1703
2. Transcranialmagneticstimulation... 1703
2.1. Thevirtuallesionmetaphor... 1703
2.2. Signalreductionversusnoisegeneration... 1704
2.3. Statedependency ... 1705
2.4. Entrainment... 1706
3. Transcranialelectricstimulation... 1707
3.1. Transcranialdirectcurrentstimulation... 1707
3.2. Transcranialalternatingcurrentstimulation... 1708
3.3. Transcranialrandomnoisestimulation... 1708
4. AunifiedhypothesisofthefunctionaleffectsofNIBS:noisegenerationinanon-linearsystem... 1709
5. Conclusions... 1710
References... 1710
夽 Thisisanopen-accessarticledistributedunderthetermsoftheCreativeCommonsAttributionLicense,whichpermitsunrestricteduse,distributionandreproductionin anymedium,providedtheoriginalauthorandsourcearecredited.
∗ Correspondingauthorat:DepartmentofClinicalandExperimentalSciences,UniversityofBrescia,VialeEuropa11,25123Brescia,Italy.Tel.:+390303501597. E-mailaddress:carlo.miniussi@cognitiveneuroscience.it(C.Miniussi).
0149-7634/$–seefrontmatter © 2013 The Authors. Published by Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.neubiorev.2013.06.014
1. Introduction
Non-invasivebrainstimulation(NIBS)methods,whichinclude transcranialmagneticstimulation(TMS)andtranscranialelectric stimulation(tES),areusedincognitiveneurosciencetoinduce tran-sientchangesinbrainactivityandtherebyalterthebehaviourof thesubject.TheapplicationofNIBSaimsatestablishingtherole ofagivencorticalareainanongoingspecificmotor,perceptualor cognitiveprocess(Hallett,2000;WalshandCowey,2000).
Physically,NIBStechniquesaffectneuronalstatesthrough dif-ferentmechanisms.InTMS,asolenoid(coil)isusedtodelivera strongandtransientmagneticfield,or“pulse”,toinducea tran-sitoryelectriccurrentatthecorticalsurfacebeneaththecoil.The pulsecausestherapidandabove-thresholddepolarisationofcell membranesaffectedbythecurrent(Barkeretal.,1985,1987), fol-lowedbythetransynapticdepolarisationorhyperpolarisationof inter-connectedneurons.Therefore,TMSinduces acurrent that elicitsactionpotentialsinneurons.
By contrast, in tES techniques, the stimulation involvesthe applicationofweakelectricalcurrentsdirectlytothescalpthrough apairofelectrodes(NitscheandPaulus,2000;Priorietal.,1998).As aresult,tESinducesasubthresholdpolarisationofcorticalneurons thatistooweaktogenerateanactionpotential.However,by chang-ingtheintrinsicneuronalexcitability,tEScaninducechangesinthe restingmembranepotentialandthepostsynapticactivityof corti-calneurons.This,inturn,canalterthespontaneousfiringrateof neuronsandmodulatetheirresponsetoafferentsignals(Bindman etal.,1962,1964,1979;Creutzfeldtetal.,1962),leadingtochanges insynapticefficacy.
TheapplicationofNIBSinvolvesdifferenttypesofprotocols: TMScanbedeliveredasasinglepulse(spTMS)ataprecisetime, aspairsofpulsesseparatedbyavariableinterval,orasaseriesof stimuliinconventionalorpatternedprotocolsofrepetitiveTMS (rTMS)(foracompleteclassificationseeRossietal.,2009).IntES, differentprotocolsareestablishedbytheelectricalcurrentused andbyitspolarity,whichcanbedirect(anodalorcathodal transcra-nialdirectcurrentstimulation:tDCS),alternatingatafixfrequency (transcranialalternatingcurrentstimulation:tACS)oratrandom frequencies(transcranialrandomnoisestimulation:tRNS)(Nitsche etal.,2008;Paulus,2011).
In general,the final effects of NIBS on the central nervous systemdependona lengthylistofparameters (e.g.,frequency, temporalcharacteristics,intensity,geometricconfigurationofthe coil/electrode,currentdirection),whenitisdeliveredbefore (off-line) or during (on-line) the task as part of the experimental procedure(e.g.,Jacobsonetal.,2011;NitscheandPaulus,2011; Sandrinietal.,2011).Inaddition,thesefactorsinteractwith sev-eralvariablesrelatedtotheanatomy(e.g.,propertiesofthebrain tissue anditslocation,Radman etal.,2007), aswellas physio-logical(e.g.,genderandage,LandiandRossini,2010;Langetal., 2011;Ridding and Ziemann,2010)andcognitive(e.g.,Miniussi etal.,2010;Silvantoetal.,2008;Walshetal.,1998)statesofthe stimulatedarea/subject.
Thisreviewwillfocusonlyontheso-called“on-line” proce-dures.Itwillnotincludeconsiderationof“off-line”protocolswith TMSandtES,inwhichtaskperformanceiscomparedbeforeversus afterstimulation,butisnotassessedduringstimulation.Off-line stimulationinvolvesneuronal activitychangesthat last beyond stimulation(i.e.,short-andlong-termpotentiationordepression, homeostasisofthesystem,metaplasticity)andtoacertainextent aredifferentfromthebasicmechanismsofactionbywhichNIBS directlymodulatesongoingbrainfunctioninon-lineprotocols. Off-lineprotocolswithTMSandtESinduceachangeinthestateof stimulatedareaandthereforetheycanbecomparetotheconceptof statedependency.Inthiscasethechangeinthestateisnotinduced byataskorsubministrationofasubstancebutbyNIBSaftereffects.
WeaimtopresentaunifiedframeworkforNIBSapproaches.We willlaythegroundworkbyfocusingonthetheoreticaland physi-ologicalmechanismsofactionthathistoricallyhavebeenapplied toTMSandtES,buildingupacoherentviewforexplainingNIBS effectsincognitiveneuroscience.Theunifyingthemeofour per-spectiveistheinductionofneuralnoise,whoseinteractionswith thetask-inducedstateofthestimulatedareawilldeterminethe finalbehaviouraloutcome.Webelievethatourperspectiveoffers increasedexplanatory powerfor NIBS-induced effects, and will thereforeprovideaddedimpetusforfutureapplications.
2. Transcranialmagneticstimulation
2.1. Thevirtuallesionmetaphor
Thefirst ideaconcerningtheeffects of TMSwasthat of the “virtuallesion”approach(Pascual-Leoneetal.,2000;Walshetal., 1998;Walshand Rushworth,1999).By analogywith neuropsy-chologicalstudies,butwithoutmanyoftheconfoundingfactors thattroublepatientstudies(suchascompensationmechanisms, diaschisis, dimensionof thelesion and single-subjectsamples). Theapplication ofTMS couldhinder thefunctioningofa given areaforseveralmilliseconds,andtherebyestablishacausalnexus betweenthestimulatedbrainregionandaparticularfunction.The ideafollowsthestandardlogicofinference.IfcorticalareaAis involvedincognitiveprocessXandisnotinvolvedinprocessY, thealterationoftheactivityofareaAwillresultinaltered per-formanceinX(andnotY);thus,areaAplaysacausalroleinthe performanceofX(andnotY).Inthissense,TMSdescribesa pro-cessinwhich theoryisextractedfromdirect interventionsand overcomesthefundamentallimitsofthecorrelativeapproachesof imagingtechniques[e.g.,functionalmagneticresonance,positron emissiontomography,electroencephalography (EEG)],providing an opportunity to test directly and non-invasively causal rela-tionshipsbetweenthebrainandcognition.Thefirstexperiment thatappliedthislogic incognitiveneuroscience wasperformed byAmassianetal.(1989).Theystimulatedtheoccipitalcortexby spTMS,whichwastime-lockedtothepresentationofavisual stim-ulus,whiletheparticipantstriedtodetectthevisualstimulus.The participants’errorrateincreasedwhenTMSwasappliedbetween ∼80and120msfollowingthepresentationofthevisualstimulus. Theauthorsconcludedthattheoccipitalcortex(i.e.,where)makes acriticalcontributiontostimulusrecognitiononlyatthatprecise timewindow(i.e.,when)(Amassianetal.,1989).
Thevirtuallesionapproachreferstothepossibilityofcausally ascertaining wherecognition occursin thebrain. In this sense, TMShasborrowedexperimentalhypothesesfrom neuropsychol-ogy and, after extensive testing, has confirmed most of them (see Miniussi et al., 2012b; Walsh and Pascual-Leone, 2003; Wassermannetal.,2008).Duetoitshightemporalspecificity,TMS hasalsobeenemployedtostudythetimepointatwhicha cogni-tiveeventoccursinthebrain.Forthispurpose,spTMSissuperiorto rTMSbecauseitconfinestheimpactofstimulationtoasmall frac-tionofasecond.Mentalchronometryhasbeenextensivelyapplied toperceptual(e.g.,Amassianetal.,1989; Corthoutetal.,1999; Laycocketal.,2007;Marzietal.,1998;Seyaletal.,1992)or higher-ordercognitiveprocesses(e.g.,Ashbridgeetal.,1997;Chambers etal.,2004;HarrisandMiniussi,2003;Kahnetal.,2005;Mottaghy etal.,2003)andhasbeenusefulindefiningthetemporalactivation ofsinglebrainareasaswellasascertainingtherelativetemporal rolesofdifferentareasinthesamecognitiveprocess,along the continuumofinformationprocessing.
Althoughthe‘virtuallesionassumption’isaveryuseful heuris-ticwheninterpretingthebehaviouraleffectsofNIBS,weneedto developamoresophisticatedexplanatoryframeworkifwewishto
useNIBStodevelopandtestmorecomplextheoreticalmodels.The virtuallesionapproachattributesanimpairmentofperformanceto alesion,yetthereisnoactualevidencetosupportthisassumption anditwasnotoriginallyintendedinthatmanner.Indeed,inits originaldefinition,theconceptwasexpressedas‘Inthecontext ofatask,theinducedcurrentoperatesas“neuralnoise”;thatis, thepulseaddsrandomactivityinthemidstoforganisedactivity inthecorticalregion.Thisneuralnoiseservestodelayordisrupt performance,anditisinthissensethatTMSoperatesasalesion’ (WalshandRushworth,1999,p.127).Asisfrequentlythecase, tak-ingananalogytooliterallyandtransformingitintoamechanism ofactionisunproductiveinscience.Weshouldconsidertheterm lesiontobeequivalenttoalackofneuralactivityasawholeand, consequently,amissedopportunitytoprocessinformation.By con-trast,theacuteimpactofstimulationcanbepositiveinthesenseof inducedneuralactivityinpoolsofcorticalneuronsunderneaththe coil,evenifthatneuralactivitymightinterferewiththe opportu-nitytoprocessspecificinformationbecauseitcompeteswiththe neuralactivitythatrepresentsthestimulus.Thustheuseful heuris-ticusedtodescribethefinalresultscannotbeusedtointerpretthe functionalmechanismsoftheeffectsinduced;assuchtheeffects thatarehighlightedinTMSstudiescannotbedirectlycompared withthoseoflesionstudies.Furthermore,theuseofTMSasa dis-turbanceapparatushasneverproducedacategoricalfailureinthe subject’sperformancesimilartotheeffectsobservedin neuropsy-chologicalpatients.Thetypeofeffectobtainedisoftenrelatedtoan increaseinthelengthoftimerequiredforinformationprocessing (e.g.,increasedreactiontime),andifareductioninthesubject’s performanceisobserved,itismostlikelyexplainedbythe com-plexityoftheprocessingthatisneededtosolvethetask(Manenti etal.,2008).Inthiscontext,weshouldconsiderTMStobeatool thatinjectsactivitythatcompetesorinteractswithresourcesto solvethetask,thusslowingorhinderingtaskexecution.Moreover, TMShasalsobeenshowntoenhanceperformanceonmany per-ceptualandcognitivetasks(forareviewseeVallarandBolognini, 2011),oftentothesurpriseoftheresearchersinvolved,and lead-ingtocontradictoryexplanationsinthevirtuallesionframework. Indeed,oneofthelimitsof thevirtuallesionhypothesisis that itonlypostulatesanimpairmentofperformance,whileany pos-itiveresultshavebeenaddressedasaparadoxicaleffect.Another shortcomingwiththe“virtuallesion”frameworkisthatits mean-ingisunclear–whatformdoesa“virtual”lesiontakeandhowis itgenerated?TMSmayinterrupttherelevantsignalby terminat-ingneuronalactivityoritmightinduceinterferingactivity(neural noise)inthestimulatedarea;bothwouldmodifyperformancebut throughcompletelydifferentmechanismsofaction(Ruzzolietal., 2010).
Atthispoint,basedontheliterature,wecantradesomeofthe simplicityofthevirtuallesionapproachforincreasedexplanatory powerbyexaminingpossiblealternativehypotheses.Clearly,this stepforwardwillnotinvalidatethestandardlogicofinference(area AplaysacausalroleintheperformanceofprocessXbutnotY).The logicwillbethesame,butitwillallowustodrawtheconclusions fromamoreinformedperspective,abovealltakingintoaccount thatwearestimulatingacomplexadaptivesystem.
2.2. Signalreductionversusnoisegeneration
TMSintroduces activitybydepolarising neurons(Ruohonen, 2003).Forexample,a studythataimedtodirectlymeasurethe effectsinducedbyTMSatthecellularlevel(Moliadzeetal.,2003) demonstratedthat spTMSinduces aneuronal facilitationeffect, enhancingevokedactivityduringthefirst∼500ms,andthereafter decreasingthisactivityforuptoafewseconds.Thedurationof theseeffectswasmodulatedbytheintensityofstimulation,and increasingstimulusintensityledtoanearlypartialsuppressionof
activityapproximately100–150ms,followedbystronger facilita-tion.Howcandepolarisationofneuronscauseinterference?
Neuralcodingisconcernedwiththewayinwhichsensory infor-mationisrepresentedinthebrainbyneurons.Oneofthewaysto codethesignalintensity/strengthisrelatedtoneuronfiring fre-quencyorratecoding,wheresignificanteventsareencodedbythe averageactivityofapoolofneurons(e.g.,Adrian,1928;Bialekand Rieke,1992)(considerthatthisisasimplification,andothertypes oftemporalcodingexistsaswell).Neuronsrespondtotheincreased strengthofastimulusbyincreasingtheirfiringfrequencyandby increasingthenumberof firingneurons(population coding).In behaviouralterms,wecansaythattheactivationofasmallnumber ofneuronsand/oralowfiringrate(i.e.,aweaksignal)willproduce aslowreactiontime(RT)andalowlevelofaccuracyindetecting thestimulustarget.Ifthenumberofneuronsandthefrequency rateincrease,theRTwilllikelybefaster,andtheaccuracymaybe higher.
Nevertheless,thefinal responsegiven bythesystemwillbe basednotsolely onthestrengthofthesignalthatcodes forthe targetbutontheratiobetweenthat signalandotherirrelevant activitythatwecandefineasnoise(seeFig.1aandbnoNIBS condi-tions).Thus,theaccuracyindetectingthetargetwillbebasedonthe relationbetweensignalandnoise(i.e.,thesignal-to-noiseratio).If TMSincreasestheneuralnoise,itwillchangetheratiobetween theactivityofneuronsthatcodeforthetargetandtheactivityof otherneurons(non-specificactivityforthetask),decreasingthe finalperformance.Thiseffectcouldbeinterpretedasthegeneration (increase)ofbackgroundneuralactivity(noise)byTMS,activity thatisunrelatedwithrespecttotherelevantinformation/signal carriedbythestimulatedarea(Fig.1bNIBShighcoherence). Nev-erthelesstheTMS-inducedactivityisnottotallyrandom;thatis,the activityinducedbyTMSmaynotbeindependentofthe stimulus-inducedneuralactivityorwhat werefer toasthe‘stateofthe area’ (seethestate-dependencydescribed below)(Pasley etal., 2009),inwhichcasetheeffectofTMSisnotstatisticallypurenoise (Harrisetal.,2008;Ruzzolietal.,2011)(seeFig.1bNIBS condi-tions).Theprobabilitythataneuronwillbeactivatedbyamagnetic pulsedependsonitsneurophysiologicalstateandonitsspatialand anatomicalcharacteristics,inrelationtotheinducedelectricfield (Amassianetal.,1992;Roth,1994)asillustratedinFig.2. More-over,becausethesignalcanonlybedefinedinconjunctionwitha well-definedstateofthesystem,definingtheassumednatureof thesystemandthetaskdemandhelpstodefinesignals.
Communicationinthenervoussystemalsoreliesonthe tempo-ralcomponentofthefiringrateofaneuralpopulation.Theprecise timingofactionpotentials,andinparticularthetemporal relation-shipofactionpotentialgenerationbetweenneurons,isasignificant elementin neuralcommunication (temporalcoding, Bialekand Rieke,1992).Ina givenareaatagiventime,manysignals con-verge,butonlythosethatwillbeassociatedintime(haveasimilar distribution,seeWuetal.,2002)willgiverisetoeffective commu-nicationmechanisms(BiandPoo,2001).TMS-inducednoisecan interferewithperformancebecauseitcanincreasethenumberof neuronsthatfirewithouttemporalsynchronisation,thus obstruct-ingthesynchronisedconversationbetweenneuronsthatcodefor thegoal.Therefore,neuronresponseswillnotvarylinearlywith thecharacteristicsofthestimulus,andthevarianceofthe inter-nalstimulusdistributionwillincrease,sothatthetemporalcoding ofdischarge bya given populationwillnotbe ensured. Conse-quently,communicationatahigherhierarchicallevelthatrelies onthetimingofthespikingofconverginginformationfrom differ-entareaswillnotbepossible(Guyonneauetal.,2004;Masquelier andThorpe,2007).Thisisjustadifferentwaytoseetheaction ofNIBSonneurons,whiletheeffectsonthesystemswillbethe sameregardlessofthefactthattheinformationiscarriedbyrate ortemporalcoding.
Threshold Max
A
B
noise
noise noise nois
e
noise target
medium coherence high coherence
Threshold
No NIBS NIBS No NIBS NIBS
Max
Fig.1.(A)Thisfigureillustratestherelationbetweentargetsignalandothernon-targetsignals.Thoseneuronsthatrespondaccordingtothetask-goalaredisplayedastarget signal(yellow),allothersourcesofactivitythatarenotassociatedwiththefinaltask-goalaredefinedasneuronalnoise(purple).Thethresholdrepresentstheminimum intensityofasignaltoreachtheleveltobeincludedinthefinalsubjectivejudgement.Theverticalbarindicatesthesignalstrengthforthejudgement,itsdimensionrepresents thefeaturesofthefinalbehaviouraloutcomeofasysteme.g.,thespeedofreactiontimesordegreeofaccuracy.Thelargerthedifference,thefaster/betterthebehavioural performance.(B)ThenoNIBSplotsillustratetheinteractionbetweentargetsignalandnon-targetactivity(noise)whenanobservertriestoidentifythedirectionofmotion ofamovingstimulus(upperpartofthefigure),dependingonthedifficultyofthetask(lowvs.highmotioncoherence).TheNIBSplotsrepresentpossibleeffectsofNIBSon theneuralpopulationwhoseactivityisbasedonthetaskdemands.Thefinalbehaviouraloutcomewilldependonthefinalneuronalpatterns.Thispatternwillbegivenby theinteractionbetweenthepresentstateandNIBSinducedactivity.NIBS=non-invasivebrainstimulation.(Forinterpretationofthereferencestocolorinthisfigurelegend, thereaderisreferredtothewebversionofthearticle.)
As stated previously, the virtual lesion hypothesis can only predictimpairmentsofperformance;anypositiveresultsare con-sidered paradoxical. But,based on theneural noise generation hypothesis,itiseasytoexplaineitheroutcome.Noiseisthemajor sourceofvariabilitybecauseitisrandomactivitythatis uncor-relatedwithinitselfandwiththegoalofthetaskandwillresult intheimpairmentofperformance.Neverthelessweshould con-siderthatnoisepervadeseverylevelofinformationprocessingin thenervoussystem,fromreceptorsignaltransductiontothefinal behaviouralresponse(Faisaletal.,2008).Moreover,innon-linear systems,suchasthebrain,informationatthethresholdlevelcan bebetterprocessedwithinanoptimumlevelofnoise(comparedto withoutnoise),assuggestedbytheconceptofstochasticresonance. Thiscanbeconsideredapotentialbenefitofnoise(Kitajoetal., 2003,2007;Miniussietal.,2010;Mossetal.,2004;Ruzzolietal., 2010;Schwarzkopfetal.,2011)becausetheinducednoisyactivity maybesynchronisedwiththeongoingrelevantsignal(Ermentrout etal.,2008;Steinetal.,2005).Inthiscontextthepresenceof neu-ronalnoisemightconfertoneuronsmoresensitivitytoagiven rangeofweakinputs(Kitajoetal.,2003,2007),therebyrendering thesignal“stronger”oreven“synchronised”(seeFig.3).TMSmay induceneuronalactivitythataddstotheongoingneuralactivity, whichcanbeconsideredtobepartofthesignalandnotrandom noisedependingontheneuronsthatwillbeactivatedbythetask andthestimulus.
The noise generationhypothesis in NIBS can beunderstood within a slightly different framework based in psychophysics (Solomon, 2009). This perspective was tested experimentally by Abrahamyan et al. (2011), who applied spTMS at different
intensitiesoverV1andconcurrentlymeasuredthethresholdfor detectionofavisualstimulus.Theyfoundthat,atweakintensities belowthephosphenethreshold,TMSsignificantlyimproved per-formance.Thestudyalsoconfirmedthewell-establishedeffectthat highTMSintensities(abovethephosphenethreshold)decreases subjects’visualsensitivity (Amassianet al.,1989).Abrahamyan andcolleaguesarguedthatTMSactsasa“pedestal”(Nachmiasand Sansbury,1974)toincreasetheresponseofthevisualsystem,and thisincrease couldresultinanimprovementora decrementin sensitivitydependingonthescaleofthesensoryandTMS-induced inputs.We returntothis descriptioninmore detaillater,when describingthebiphasicinput-responsefunctionthatcharacterises thebehaviourofneuralsystems.
Experimentalevidencesupportingthenoisegeneration hypoth-esis hasbeenprovided independently by differentTMS studies (Rahnevetal.,2012;Ruzzolietal.,2010;Schwarzkopfetal.,2011; WaterstonandPack,2010),andthefinalresultisthephysiological sumoftheunderlinedcomplexactivityofsubpopulationsof neu-ronsthatcoexistinthestimulatedarea(Rahnevetal.,2012).Thus, abandoningthevirtuallesionapproachinfavourofthedefinition oftheprecisemechanismsofactionmakesitpossibletotestnew hypothesesandtoexpandtheprospectiveapplicationsofTMS. 2.3. Statedependency
Asdescribedabove,wecannotdeducepureTMS-inducedeffects becausetheeffects ofTMSareproportional tothelevelof neu-ronalactivationduringtheapplicationofthepulses(Epsteinand Rothwell,2003).Inthemotorsystem,forexample,theamplitude
Fig.2. Thefiguredepictsthesituationwheretherandomneuralnoiseinducedby transcranialmagneticstimulation(TMS)willinteractwiththesystemstate. Cir-clesrepresentthehypotheticalstateofneurons.Thefinalpatternwilldependon therelationbetweenactivatedandnon-activatedneuronsandthelocationofthe inducedelectricfield.Thefinalbehaviouraloutcomewilllikelybeanimprovement inperformancein(A)oraworseningofperformancein(B).
Input Time Time Input+noise Time Time
A
B
C
D
Fig.3.Stochasticresonance.Theamountofnoiseintroducedinthesubthreshold sinusoidalsignalcanchangethefinaloutput.Thefinalsignalresultsin:(A)Nooutput whennonoiseisintroduce.(B)Verylittleoutputwhenpresentedinthepresenceof weaknoise.(C)Thebestsignalrepresentationwhencombinedwithoptimumlevel ofnoise.(D)Randomandindistinguishablefromnoisealone,whenhighnoiseis introduced(fromWardetal.,2006).
ofthemotor-evokedpotentialcanbeincreasedbythevoluntary contractionofthetargetmuscle(Rothwelletal.,1987)andcortical connectionscanalsobe‘modulated’bythesystemstate(Ferbert etal.,1992).Thisdependenceonstatewasfirstarticulated,inthe TMSfield, bySilvanto (seealsoMoliadzeetal.,2003; Sackand Linden,2003;Silvantoetal.,2008).Accordingtostate-dependency, TMSwillaffectthe“less-activeneuronswithinthestimulatedarea”. Inawell-designedexperiment,Silvantoetal.(2007)adapted sub-jects toa red/greenscreen. Aftercolour adaptation,deliveryof spTMSovertheoccipitalcortexelicitedphosphenesthattookon thesamecolourastheadaptingstimulus.Similarly,adaptationtoa motionstimulusallowedTMStofacilitatethedetectionofmotion intheadapteddirection,whileimpairingthedetectionofmotionin theoppositedirection(Silvantoetal.,2007).State-dependencyhas beentestedandvalidatedunderdifferentexperimentalprotocols (i.e.,primingoradaptation)andfordifferentbrainareas(Cattaneo etal.,2008,2010).Pasleyetal.(2009)attemptedtoprovide physio-logicalsupportforthishypothesis.TheyappliedrTMStothevisual cortexofanaesthetisedcatsandobservedspontaneousand visu-allyevokedneuralactivityintermsofvariability.Theyfoundthat thehigherthepre-TMSlevel ofactivity,thegreater theimpact ofTMSduringspontaneousactivity.Bycontrast,forevoked activ-ity(evokedbyavisualstimulus),thegreaterthebaselineactivity, thelowerthepoweroftheeffectinducedbyTMS(Pasleyetal., 2009).Clearly,statedependencyagaindoesnotprovideanexplicit mechanismofhowTMSaffectscognition;however,state depend-encyisanapproachthatdoesallowneuroscientiststoreconsider theimportanceofthestimulatedareabasedonitsfunctional acti-vationduringaparticulartask.Usingthispracticalapproachwe havetheopportunitytodisentangletheroleof differentneural populationswithinthestimulatedarea.Inthiscontext,wecould considerstatedependencyaformofmetaplasticitythatdescribes theactivity-dependentmodificationofthesystem(Abraham,2008; Bienenstocketal.,1982).
2.4. Entrainment
AmorerecentapplicationofTMSisbasedonwhatisknownas theentrainmenthypothesis(ThutandMiniussi,2009;Thutetal., 2011a,2012),thatis,thepossibilityofinducingaparticular oscil-lationfrequencyinthebrainbymeansofanexternaloscillatory force(e.g.,rTMS,butalsotACS).Thephysiologicalbasisof oscilla-torycorticalactivityliesinthetimingoftheinteractingneurons; whengroupsofneuronssynchronisetheirfiringactivities,brain rhythmsemerge,networkoscillationsaregenerated,andthebasis forinteractionsbetweenbrainareasmaydevelop(Buzsàki,2006). Differentcognitivestatesareassociatedwithdifferentoscillatory patternsinthebrain(Buzsàki,2006; Canoltyand Knight,2010; Varelaetal.,2001).
Recently,Thutetal. (2011b)directlytested theentrainment hypothesisbymeansofaconcurrentEEG–TMSexperiment.They first determined the individual source of the parietal–occipital alphamodulationandtheindividualalphafrequency (magnetoen-cephalographystudy). TheythenappliedrTMSattheindividual alphapowerwhilerecordingtheEEGactivityatrest.Theresults confirmedthethreepredictionsoftheentrainmenthypothesis:the inductionofaspecificfrequencyafterTMS,theenhancementof oscillationduringTMSstimulationduetosynchronisation,anda phasealignmentoftheinducedfrequencyandtheongoingactivity (Thutetal.,2011b).Ifassociativestimulationisageneral princi-pleforhumanneuralplasticityinwhichthetimingandstrength ofactivationarecriticalfactors,itispossiblethatsynchronisation withinor betweenareasusing anexternal forcetophase/align oscillationscanalsofavourefficientcommunicationand associa-tiveplasticity(oraltercommunication).Inthisrespectassociative, cortico-corticalstimulationhasbeenshowntoenhancecoherence
ofoscillatoryactivitybetweenthestimulatedareas(Plewniaetal., 2008).Here,anotherformofstochasticresonance,thecoherence resonance(Longtin,1997),canbeintroduced.Incoherence reso-nance,theadditionofacertainamountofnoise inanexcitable system results in the most coherent and proficient oscillatory responses.Thebrain’sresponsetoexternaltiming-embedded stim-ulationcanresultinadecreaseinphasevarianceandanenhanced alignment(clustering)ofthephasecomponentsoftheongoingEEG activity(entraining,phaseresetting)thatcanchangethe signal-to-noise ratioand increase (ordecrease)signal efficacy.In this context, phase resettingor shiftingcansynchronise inputs and favourcommunicationand,eventually,Hebbianplasticity(Hebb, 1949).Thus,rhythmicstimulationmayinduceastatisticallyhigher degreeofcoherenceinspikingneurons,whichfacilitatesthe induc-tionofaspecificcognitiveprocess(orhindersthatprocess).Here, theperspectiveisslightlydifferent(coherenceresonance),butthe underliningmechanismsaresimilartotheonesdescribedsofar (stochasticresonance)andtheadditionalkeyfactoristherepetition ataspecificrhythmofthestimulation.
ThereareindicationsinTMS–EEGresearchthatentrainmentis plausiblebecauseofthecharacteristicsoftheEEGresponsestoa singleTMSpulse.ThespectralcompositionsoftheEEGresponses resemblethespontaneousoscillationsof thestimulatedcortex. Forexample,TMSofthe“resting” visual(Rosanovaetal.,2009) ormotorcortices(Venieroetal.,2011)triggersalpha-waves,the naturalfrequencyattherestingstateofbothtypesofcortices.
Withtheentrainmenthypothesis,thenoisegeneration frame-workmovestoamorecomplexandextendedlevelinwhichnoise issynchronisedwithon-goingactivity.Neverthelessthemodelto explainthefinaloutcomewillnotchange,stimulationwillinteract withthesystemandthefinalresultwilldependonintroducingor modifyingthenoiselevel.
The entrainment hypothesis makes clear predictions with respecttoon-line repetitiveTMSparadigms’frequency engage-mentaswellasthepossibilityofinducingphasealignment,i.e., aresetofongoingbrainoscillationsviaexternalspTMS(Thutetal., 2011a,2012;Venieroetal.,2011).Theentrainmenthypothesisis superiortothelocalisationapproachingainingknowledgeabout howthebrainworks,ratherthanwhereorwhenasingleprocess occurs.Inthissense,TMSislikelythebestavailablemethodtotesta renewedtopicinneuroscience:theroleofbrainoscillations.Infact, itistemptingtospeculatethatoneTMSpulsewillphase-alignthe natural,ongoingoscillationofthetargetcortex.Whenadditional TMS pulses are delivered in synchronywith thephase-aligned oscillation(i.e.,atthesamefrequency),furthersynchronised phase-alignmentwilloccur,whichwillbringtheoscillationofthetarget areainresonancewiththeTMStrain.Hence,weexpect entrain-mentincasesoffrequency-tuningofTMStotheunderlyingbrain oscillations(Venieroetal.,2011).
3. Transcranialelectricstimulation
Aspreviouslyreported,tES (tDCS,tACS,and tRNS)isa non-invasive method of cortical stimulation in which weak direct currentsareusedtopolarisetargetbrainregions.Themostused andbestknownmethodistDCS,asallconsiderationsfortheuseof tDCShavebeenextendedtotheothertESmethods.The hypothe-sesconcerningtheapplicationoftDCSincognitionareverysimilar tothoseofTMS,withtheexceptionthattDCSwasnever consid-eredavirtuallesionmethod.Ithasbeensuggestedthat,depending onthepolarityofthestimulation,tDCScanincreaseordecrease corticalexcitabilityinthestimulatedbrainregionsandfacilitateor inhibitbehaviouraccordingly,therebyenablingtheinvestigation ofthecausalrelationshipsbetweenbrainactivityandbehaviour bymeansofneuralmodulation.AspreviouslymentionedtESdoes
notinduceactionpotentialsbutinsteadmodulatestheneuronal responsethresholdsothatitcanbedefinedassubthreshold stim-ulation.Changesintheneuronalthresholdresultfromchangesin membranepermeability(Liebetanzetal.,2002),whichinfluence theresponseofthetask-relatednetwork.Itispossibleto hypothe-sisethesamemechanismofactionfortESmethodsasforTMS,i.e., theinductionofnoiseinthesystem.However,theneuralactivity inducedbytESwillbehighlyinfluencedbythestateofthe sys-tembecauseitisaneuromodulatorymethod(Paulus,2011)andits effectwilldependontheactivityofthestimulatedarea.Therefore, thefinalresultwilldependstronglyonthetaskcharacteristics,the systemstateandthewayinwhichtESwillinteractwithsucha state.
3.1. Transcranialdirectcurrentstimulation
tDCSinduces membrane depolarisation (anodal stimulation) and hyperpolarisation (cathodal stimulation) (Liebetanz et al., 2002;Nitscheetal.,2003a,b,2004,2005).Fromamethodological perspective,mostofthegeneralconcernsforTMSarevalidfortDCS, withsomeexceptions:tDCSdoesnotinducedepolarisationand thereforewillonlyinducethefiringofneuronsthatarenear thresh-old,whichmeansthatneuronsnotinfluencedbythetaskareless likelytodischarge.Fromacognitiveneurosciencestandpoint,the effectofapplyinganodaltDCSduringtaskexecutionisconsidered toinducefacilitation,whilecathodaltDCSshouldinduceinhibition oftaskperformance.Inthissense,itisbelievedthattDCSprimes thebehaviouralsystembyincreasing/decreasingcortical excitabil-ityandproducingcorrespondingeffectsinthecognitivesystem. Therefore,tDCS-inducedeffectsaremorelikelytobesensitiveto thestateofthenetworkthatisactiveatthatmoment.Thus,the polarisationofneuronsincombinationwithongoingsynapticinput canbecontextualisedinaframeworkofsynapticco-activation.This isevocativeofHebbian-likeplasticitymechanismsasthe combina-tionoftDCSwithtaskexecutionisliketheco-activationofaspecific network.ThespatialandtemporalresolutionofthetDCSeffectsare somewhatreducedcomparedwiththoseofTMS,butthis draw-backmaybeovercomebyconsideringthestateofthesystem,as previouslydescribed.
Whilethemainframeworkofa“facilitatory”anodal stimula-tionanda“worsening”cathodalstimulationiswell-grounded,itis onlyvalidfortheuseoftDCSonthemotorsystem(Nitscheetal., 2008).AnodaltDCSfacilitativebehaviouraleffectshavebeen iden-tifiedforseveralfunctions,buttherelationbetweenfacilitationand inhibitionisoftenquitecomplex(Jacobsonetal.,2011).Inmany cognitiveneuroscienceexperiments,thestimulationofnon-motor areashasledtotheobservationthatbehaviouraleffectsareoften notunequivocal,withanodalstimulationusuallyinducing facilita-tionandcathodalstimulationinducingarangeofeffects(Jacobson etal.,2011).Here,thepointisthattheneurophysiological dimen-sioncannotbeusedasasimplemechanisticapproachformapping ontobehaviouraleffects(Miniussietal.,2010).Itcanbesuggested thatanodaltDCSmayinducefacilitationwhenthetaskis well-trainedorfamiliar,butsuchfacilitationisnotpresentduringthe performanceofanoveltask(Dockeryetal.,2009).Forexampleina well-establishedskilledtask,suchasnaming,thenoiseisreduced, sothatthesignalemergesclearlyfromthenoise,andanodal stim-ulationcanfacilitatefasterprocessing.Inthesametask,cathodal tDCSwouldreducethepossibilityoffiringinresponsetoa stimu-lus,butbecausethesignalisstrongenoughtoelicitaresponse,the probabilitythatcathodalstimulationcaninterferewithtask exe-cutionisquitelow.Inanoveltask,thecontextisdifferent:thereis morebackgroundnoisebecausetheneuralnetworksarenot con-solidated,andmanysignalsclosetothetargetsignalwillbepresent. Inthiscase,anincreaseinnoisebyanodaltDCSwillnothelptask executionasitwillincreasethesignalbutalsothenoise,which
isclosetothethreshold.Nevertheless,insuchsituations,cathodal tDCScaninducefacilitationbyreducingthegeneralnoiseand help-ingthesignalemerge(Antaletal.,2004;Dockeryetal.,2009).Antal etal.(2004)foundthatcathodaltDCSappliedtotheleftvisual mid-dletemporalarea(MT-V5)improvedperformanceinavisuomotor coordinationtaskwhenalargeamountofvisualnoisewaspresent inthevisualstimulus.Therefore,cathodaltDCSappearstoactasa neuronalfilterthatreducesnoise.Theideaisthesameasthatofthe neurophysiologicalmechanismcalled‘lateralinhibition’–a mech-anismthatcanreducetheneuralactivitydue toanon-relevant signal(noise)togetherwiththatduetotherelevantsignal, sharp-eningtheprofileoftheexcitatoryresponseandimprovingthefinal performance.Therefore,wecannotconsidertDCStobeasimple neuromodulatorymethodinwhichanodal-tDCSincreases excita-tiontoinducebehaviouralfacilitationandcathodaltDCSyieldsthe oppositeeffectviainhibition.Theneuralnoiseinducedbythe stim-ulationwillaffecttheperformancedependingonthestateofthe system,whichismainlydeterminedbythetaskinput.Inthissense, tDCSneuromodulationwillinteractwiththelevelofexcitationof thesystem,drivenbythetasktoshapethefinalresult(Bienenstock etal.,1982).Onceagain,thelevelofnoiseintroducedinthesystem willbethekeyfactorinshapingthefinalresult.
IncontrasttoTMS,tDCSisacontinuousstimulationprocedure. Continuousstimulationcanengageneurophysiological homeosta-sismechanisms,whichservetomaintainneuralactivitywithina normalfunctionalrange(Siebneretal.,2004).Inthiscontext,it couldbesuggestedthatneuronscanadjustthethresholdofthe systembasedontheconstantinput.Thistypeofmechanismcould thereforealterthefinaleffectofthestimulationintermsof excit-atoryorinhibitoryresponsesofthestimulatedarea,particularlyin thecontextofacomplexframework.
3.2. Transcranialalternatingcurrentstimulation
tACSallowsthebraintobestimulatedatspecificfrequencies: likerTMS,ithasbeensuggestedthattACScanmodulateongoing neuronalactivity(Zaehleetal.,2010)andrelatedbehaviour(Kanai etal.,2008)byinducingspecificbrainoscillations.Wecan the-oreticallypredictthatthismechanism willproducea frequency ‘entrainment’inthestimulatedcorticalregionorintheconnected areasduringaprolongedstimulation.UsingtACS(asforrTMS), anoscillatorycurrentcanbedeliveredtothecortextoinduceit tooscillateatthatparticularfrequency,whichisarea-dependent (Kanaietal.,2008).AnadvantageoftACSisthattherearefewer safetyconcernsforthismethodthanforrTMS(Rossietal.,2009), andthereforetherearenorestrictionsonthefrequencythatcan beused. Theidea is that, likefor TMS, theso-called ‘rhythmic approach’(Miniussietal.,2012a;ThutandMiniussi,2009)refersto thepossibilityofinvestigatinghowtACSinteractswithoscillatory brainactivityinordertoestablishacausalrelationshipbetween brainoscillationsandcognition.
Several authors applied tACS over the primary motor area withtheaimof specificallyinfluencingbrain oscillations. Stim-ulationwasappliedatdifferentfrequenciesduringmotortasks, anda significantimprovement inperformance wasobservedat thealphafrequencystimulation(Antaletal.,2008;Feurraetal., 2012;Joundietal.,2012;Pogosyanetal.,2009).Ithasbeenalso shownthatchangingthelocalactivitywithtACSmayaffectthe functionalnetworksthatareresponsibleformotorperformance andimprovedtaskexecution(Joundietal.,2012).Invision,Zaehle etal.(2010)demonstrated thattACSwasabletomodulateEEG oscillations,inparticularatalphafrequencywhensubjectswereat rest(notaskwasinvolved).Incontrast,Kanaietal.(2008)reported that occipital stimulation most effectively induced phosphenes whenappliedatthealphafrequency indarkness; whereas,the
betafrequencywasmoreeffectiveinthelight(butseeSchutter andHortensius,2010;Schwiedrzik,2009).
TheeffectoftACSmayrelyontheintrinsic resonanceofthe system.Resonanceisthetendencyofa systemtooscillate with greateramplitudeatspecificfrequenciesthanatothers;these fre-quenciesare relatedtothespecificstructure ofagiven system. Atthesespecificfrequencies,evensmallalternatingcurrentscan producelargeramplituderingingthantheinputbecausethe sys-temstores vibrational energy. Aneasily recognised example is givenbythewind-inducedcollapseoftheTacomaNarrowsBridge (http://www.youtube.com/watch?v=j-zczJXSxnw).Thewind pro-vided a weak external periodic frequency that matched the bridge’snatural structuralfrequency,inducing largeoscillations thatdestroyedthebridge.Thesamemayoccurinthecortex,which produces frequenciesin arange of 0.01upto600Hz. Applying aweakalternatingcurrent atasuitablefrequencyisa coopera-tiveeffectthatcanproducelargeramplituderinging,increasing synchronisation.Resonanceshavenowbeendescribedinvarious centralneurons(Hutcheonand Yarom,2000).Furthermore,ina recentinvitrostudy(Deansetal.,2007),itwasshownthatvery weakextracellular alternatingelectric fields havethe abilityto entrainanoscillatingnetwork(Deansetal.,2007;Radmanetal., 2007;Reatoetal.,2010).Thus,ifagivennetworkiscarriednearthe thresholdlevel(pronetoactivation),asmallpolarisationmaydrive theneuronaldischargethatwillinducephospheneperception.
Ithasbeensuggestedthatthecortexmayactuallyrespondto externalstimulation(i.e.,TMS),producingnaturallocal frequen-cies(Rosanovaet al.,2009; Venieroet al.,2011)depending on theongoingactivity.Giventheneuromodulatorycharacteristicsof tACSandpreviousTMSresults,wemaybeabletomodulate corti-caloscillationswithtACSbutarelikelyunabletosuperimposean “outofcondition/unnatural”frequencyonthesystem.AswithTMS, coherenceresonancecanbethekeymechanismfortheadditionof certainamountsofnoisethatmakesystemoscillatoryresponses more coherentand proficient.In otherwords,tACS produces a smallamountofactivity(noise)thatisclosetothesystem oscil-latoryphase(synchronised),andthissmallamountofactivitywill sumwiththesystem’sresponseincoherenceresonance(Fig.3), increasingthesignal-to-noiseratioandimprovingperformance(or decreasingit).Onceagain,theconceptofstochasticresonancecan beusedinthisframework:aweakperiodicstimulationentrainsthe systemfluctuation,enhancingthebiologicalsignal.Althoughvery suggestive,theseconsiderationsareonlyspeculations,andevenif tACSmaybeconsideredanimportantdeviceformanipulating cor-ticaloscillatoryactivity,adequatesupportislacking(Brignanietal., 2013;Schwiedrzik,2009).
3.3. Transcranialrandomnoisestimulation
tRNSinvolvestheapplicationofarandomelectricaloscillation spectrumoverthecortex.Atpresent,tRNScanbeappliedinthree frequencyranges:theentirespectrum(from0.1to640Hz),inthe lowband(0.1–100Hz)orinthehighband(101–640Hz)(Terney etal.,2008).ThistechniqueisnewerthanothertESapplications; therefore,explorationofitspossiblemechanismsofactionin cog-nitionhasbeenlimited.
Terneyetal.(2008)recentlyshowedthattenminutesoftRNS onthemotorcortexathighfrequencybandsisabletopositively modulatecorticalexcitability(i.e.,increasetheamplitudeof motor-evokedpotentials).Behaviouralimprovementinamotorlearning taskalsoresultedfromtheapplicationoftheentirefrequency spec-trum(Terneyetal.,2008).Inarecentstudy,Fertonanietal.(2011) appliedtRNS to the visualsystem and compared the high/low frequencybandstoothertEStechniques(anodal/cathodaltDCS). High-frequencytRNSonthevisualcortexofhealthysubjects dur-inga visualperceptual learning taskwasfoundtosignificantly
improve performance more than anodaltDCS, which was pre-viously thought to be thebest methodto positively modulate behaviour.Theauthorssuggestedthat themechanism ofaction oftRNSmightbebasedontherepeatedsubthresholdstimulations thatpreventhomeostasisofthesystem(Fertonanietal.,2011). Thiseffectmightpotentiatetheactivityoftheneuralpopulations involvedinataskand,inturn,facilitatetransmissionbetween neu-rons.
AlsotheeffectsoftRNSmaybeexplainedinthecontextofthe stochasticresonancephenomenon;tRNSisa random-frequency stimulationthatmightinducerandomactivityinthesystem(i.e., noise).Thepresenceofneuronalnoisemightserveasapedestal toboostthesensitivityoftheneuronstoagivenrangeofweak inputs(i.e.,theneuronswiththesamedirectionalityasthesignal), therebyincreasingthesignal-to-noiseratio.Therefore,asdescribed forTMS,tDCSandtACS,theeffectoftRNSonneuronalactivitymay notjustbetherandomadditionofnoisebutmayberelatedtothe functionalactivationinducedbythetask.
Inconclusion,evenifthemechanismofactionoftESis differ-entthanthatofTMS(neuromodulationvs.depolarisation),wecan assumethat,likeTMS,tESinducesneuralactivityinthestimulated area, whichcan theoreticallybe definedasnoise. Nevertheless, whencomparedtoTMS,thenoiseinducedbytESwillneverbe ran-dombutwilldependonstimulationparameters,specifically,the systemstateandinput.ThisisbecausetEScannotinduceadirect over-thresholddepolarisationbutcanmodulatethefiringrateof thestimulatedarea.Suchinducedactivitywillconsequentlyshape behaviouralmeasurements.
4. AunifiedhypothesisofthefunctionaleffectsofNIBS: noisegenerationinanon-linearsystem
In TMS, the magnetic pulse causes the rapid and above-thresholddepolarisationofcellmembranesaffectedbythecurrent, leading to the transynaptic depolarisation or hyperpolarisation ofconnectedcorticalneurons.Therefore,TMSactivatesaneural populationthat,dependingonseveralfactors,canbecongruent (facilitate)orincongruent(inhibit)withtaskexecution.tESinduces apolarisationofcorticalneuronsatasubthresholdlevelthatistoo weaktoevokeanactionpotential.However,byinducingapolarity shiftintheintrinsicneuronalexcitability,tEScanalterthe sponta-neousfiringrateofneuronsandmodulatetheresponsetoafferent signals.Inthissense,tES-inducedeffectsareevenmoreboundto thestateofthestimulatedareathatisdeterminedbythetask con-ditions.Inshort,NIBSleadstoastimulation-inducedmodulationof activitythatcanbesubstantiallydefinedasnoiseinduction. Never-theless,suchinducednoisewillnotbejustrandomactivitybutwill dependontheinteractionofmanyparameters,fromthe character-isticsofthestimulationtothetaskperformed.Inotherwords,the noiseinducedbyNIBSwillbeinfluencedbythestateoftheneural populationofthestimulatedarea(Fig.2).
Therelationbetweensignalandnoisecanbeunderstoodwithin asimpleandpreciseframeworkbasedonasigmoidinput-response function.Inbiologicalsystems,thestrengthoftheresponsetoa giveninputisrarelyalinearfunctionofthestrengthoftheinput.In neuroscience,thereisampleevidencethattheresponse(typically thefiringrate)ofindividualneuronstovaryinglevelsofinput inten-sityisdescribedbyasigmoid(S-shaped)function,ofthesortshown inFig.4A(CarandiniandFerster,1997;Sclaretal.,1989).Assuming thestrengthofastimulusisfixed(ats),varyingonlythestrengthof thenoise(n)willchangetheoverallinputstrength(horizontalaxis). Neuronsshowverylittlechangeintheirresponse(verticalaxis)to veryweakinputstrength,butasthestrengthofstimulationpassesa “threshold”theresponsestrengthrapidlyincreases,markedbythe upwardinflexionoftheinput-responsecurve.Thereafter,asinput
Fig.4. (A)Asigmoidinput-responsefunction.Afixedsignal,s,isaddedtodiffering levelsofnoise,n.Thedifferentialresponse,d,tosvariesasafunctionofthesizeofn: whennislow(n1)orhigh(n3),dissmallerthanwhennisatanintermediatelevel (n2).Thefunctionshownhereisbasedonacumulativegammafunction.(B)Thefirst derivativeofthefunctioninpanelA,correspondingtotheslopeofthatfunction.It showshow,d,thesensitivityoftheresponsetos,changesacrossallvaluesofn.
strengthincreasesfurther,theneuronalresponsebeginsto “satu-rate”,wherethefunctionbeginstoflatten.Thus,theresponsiveness of a neuron to variation in input strength – its discrimination sensitivity – is reflected in the slope of the sigmoid input-response function: discrimination sensitivity is low with very weakinput,increasesforinputatanintermediaterangeof inten-sity,andthendecreasesagainasinputapproachesthesaturation point.
Asimilarsigmoid-likefunctionisknowntounderliebehavioural responsestostimulationinmanysensorysystems,althoughinthis casetheshapeoftheinput-responsefunctionisderivedbyreverse inferencefromchangesindiscriminationsensitivity.Forexample, humanparticipantsarerelativelypooratdetectingaveryweak sensorystimulus,andcanonlydiscriminatebetweenthepresence versusabsenceofthestimuluswhenitsstrengthexceedsa thresh-old.However,theyareoftenmuchbetteratdiscriminatingbetween astimulusthatisatthisthresholdversusonethatisjustabovethe threshold.Thisincreaseindiscriminationsensitivity,usually mea-suredasadecreaseindiscriminationthresholds,isknownasthe “pedestaleffect”,andhasbeenshowntooperateatlowsensory
inputsinvisual,auditoryandtactiledomains(forrecentreviewsee Solomon,2009).Asstimulationintensityincreasesfurther, discrim-inationsensitivitydeclinesaccordingto“Weber’slaw”,inwhichthe sizeofthe“just-noticeabledifference”isafixedratioofthe aver-ageintensityofthestimulibeingdiscriminated.Theoverallpattern ofinitialimprovementandthendeclineindiscrimination sensitiv-ity,describedasa“dipperfunction”whenplottingdiscrimination thresholdagainststimulusintensity,speakstoanunderlying sig-moidfunctionrelatingstimulusstrengthtoperceptualresponse: thefunction is flat for very weakstimuli, becomes steeper for stimuliatlowtointermediateintensities,beforeprogressively flat-teningagainathigherintensities(Fig.4A).
Performanceinanysituationdependsonaccuratedetectionof signalabovenoise.Forexample,ifanobservertriestoidentifythe directionofmotionofamovingstimulus,hisorherabilitywill dependonthestrength ofthecoherentmotionsignalaboveall backgroundmotionsignals.Inneurophysiologicalterms,correctly identifyingdirectionofmotionfromtheresponseofapopulation ofmotion-sensitiveneurons(e.g.,inareaMT)willdependonthe differencebetweenthebaselineresponserateamongallneurons intheentirepopulation,whichconstitutesthelevelofnoise,and theresponseofthosespecificneuronsthatcodeforthestimulus’ motion(seeFig.1A).Thus,toidentifythesignal,theobservermust comparetheresponsetonoisewiththeresponse tosignalplus noise.Akeypropertyoftheinput-responsefunctiondescribedin theprecedingparagraphisthattheobserveddifferenceinresponse betweentwolevelsofinputwilldependontheabsolute magni-tudesofthoseinputs.Consider,forexample,threedifferentlevels ofnoiseinput,n1,n2,andn3,asdepictedinPanelAofFig.4.To
eachlevelofnoise,astimulusoffixedstrength,s,isadded.Even thoughthesizeofsisthesameineachcase,theresponsetos dif-fersdependingonthelevelofnoiseasitistransducedthroughthe sigmoidinput-responsefunction.Intheexampleshown,the dif-ference,d,inresponsetos+nversusnislargerfors+n2thanfor
eithers+n1ors+n3.Theimprovementindetectionofswhennoise
isincreasedfromaverylowlevel,atn1,toanintermediatelevel,
atn2,explainsthestochasticresonanceeffectthatissometimes
observedwhenuncorrelatedinput(noise)isintroducedintoa sys-tem.Thefrequentobservationthatlargeamountsofnoise,suchas atn3,impairperformanceisexplainedbythedecreaseinthe
differ-enceinresponsetos+nversusn.Thecompletefunctionrelating thedetectabilityofstonisshowninPanelBofFig.4.Clearlyas describedbefore,theeffectsofbrainstimulationwillbe propor-tionaltothelevelofneuronalactivationduringtheapplicationof thepulses,theso-calledstatedependencyasrepresentedinFig.5.It shouldbenotedthatashiftinthesigmoidinput-responsefunction canbeinducedalsobyoff-lineNIBSprotocols.
Weproposethattheresponsepropertiesdescribedherepresent averyusefulwaytounderstandtheimpactofNIBSonbrain func-tion and behavioural performance. Given that NIBS necessarily involvestherelativelyindiscriminateactivationoflargenumbers ofneurons,itsimpact ona neuralsystemcan beeasily under-stoodasintroducingoramplifyingnoise(orapossiblereduction ofnoiseinthecase ofcathodaltDCS).Theframeworkproposed hereofferstheopportunitytounderstandhowNIBS,byaltering levelsofnoise,couldusuallyimpair,butsometimesimprove per-formanceonatask,dependingontheamountofnoiseintroduced, theexisting levelofnoise inthesystemorin thetask, andthe sizeofthesignal.Anotherimportantadvantagetothisapproach isthat this single framework canbeapplied readilyacrossthe relevant domains. As described here,it can beapplied equally toconsiderationof responsesof individualneurons,population responsesofneurons,orthebehaviourofasubjectperforminga task.Thusitprovidesatheoreticalbasisfortranslatingexplanatory conceptsandinterpretationoffindingsacrossdifferentlevelsofthe system.
Sensitivity
induced
Fig.5. Howasigmoidinput-responsefunctioncanbemodifiedbyadaptation. Adap-tationcanalsobeinducedwithanoff-lineNIBSprotocol,changingthestateofthe subjectsandthereforethefinalrelationbetweeninputstrengthandsensitivity(i.e., statedependency).
5. Conclusions
Insum,althoughthetypesandnumberofneurons“triggered” byNIBSaretheoreticallyrandom,theinducedchangeinneuronal activityislikelytobecorrelatedwithongoingtask-relevant activ-ity,yetevenifwearereferringtoanon-deterministicprocess,the noiseintroducedwillnotbeatotallyrandomelement.Because itwillbepartiallydeterminedbytheexperimentalvariables,we couldestimatethelevelofnoisethatwillbeintroducedbythe stimulationandbythetaskandpotentiallydeterminethe interac-tionbetweenthetwolevelsofnoise(stimulationandtask).Clearly, withtranscranial stimulation, we will never be able to induce stimulationwithafocusedandhighlytargetedsignaltoaclearly definedareaofthebraintoestablishauniquebrain-behaviour rela-tionship;therefore,theonlydefinitionthatwecanapplytothe introducedstimulusactivityinthebrainstimulationis‘noise.’The neuraleffectsofNIBSprotocolshavethepotentialtooffer impor-tantinsightsintothemechanismsthatunderliethecapacitiesofthe centralnervoussystemandwillaidtheevaluationof neurocogni-tivetheoriesofthebehaviour-brainrelationship.Theopportunity todirectlyinfluencebrainactivityinacleartheoreticalframework raisesevenmoreexcitingpossibilitiesforfuturebasicandclinical neurosciencestudiesinvolvingNIBS.
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