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Colon Cancer Evaluation and Staging

Eric G. Weiss and Ian Lavery

385

Colorectal cancer is the third most common cancer affecting

persons in the United States. In 2004, there were an estimated 146,940 new cases of colon and rectal cancer with colon can- cer making up the majority of new cases at 106,370.

1

Overall, approximately 38% of newly diagnosed patients with colo- rectal cancer in the United States will die of their disease.

Clinical Presentation

Most importantly, colon cancers are diagnosed in patients who are asymptomatic, who undergo surveillance, or who are investigated for other problems such as amenia. In sympto- matic patients, the most common presenting symptoms are abdominal pain, change in bowel habits, rectal bleeding, and occult blood in the stool.

2

These symptoms frequently mean that the tumor is more advanced than in asymptomatic patients.

Abdominal pain is the most common presenting symptom of colon cancer. The pain can vary in type, location, and intensity. In the early phases or stages of colon cancer with- out evidence of obstructive symptoms, the pain can be vague, dull, and poorly localized. With progression of the disease with a larger growing mass or a mass causing obstruction, symptoms of intestinal obstruction will eventually occur. This type of pain is characterized by crampy, colicky pain, often associated with meals, and occurring after meals. The loca- tion of the pain is often periumbilical or midabdominal but can be located at the site of obstruction.

A change in bowel habits is the second most common symptom of colon cancer. The changes seen can be very sub- tle or very significant. In early lesions the change may be minor, with only a change in stool frequency. There can be changes in size, shape, and/or consistency of bowel move- ments. Characteristic changes include narrowing of the stool, irregular shape, and typically looser or diarrheal stool. The symptoms will depend on the location of the tumor. Right- sided tumors occur where the bowel lumen is larger and the

stool is liquid. Symptoms occur later, but on the left side where the stool is more solid and the lumen narrower, symp- toms occur at an earlier stage.

Rectal bleeding may be present in as many as 25% of patients with colon cancer.

3,4

The bleeding may be of varying intensity and color. Bright red rectal bleeding is more consis- tent with a more distal location of a cancer. The mistake of attributing rectal bleeding to hemorrhoids even in a young population can lead to serious and at times fatal delays in the diagnosis of a colon cancer. Almost all patients regardless of age who present with rectal bleeding should undergo colono- scopic evaluation. In a series of 570 patients, 50 years of age or younger with rectal bleeding who underwent endo- scopic evaluation, there was a 17.5% incidence of colorectal neoplasm.

5

Patients undergoing stool guaiac tests for occult blood in the stool for routine screening with a positive result have a 5.1% chance of having an invasive cancer and a 24% chance of having a benign polyp.

6

As mentioned previously, some of the symptoms that occur may be early or late based on the distribution of cancer within the colon. There has been a more proximal shift overall of colon cancers with more tumors being in the proximal colon.

The Lahey Clinic reported a 10-year representative anatomic site distribution in which the cancer was located in the right colon in 18%, the transverse colon in 9%, the descending colon in 5%, the sigmoid colon in 25%, and the rectum in 43%.

7

Staging and Prognostic Factors

Evolution of Staging Systems

The original staging system for colorectal cancer was reported by Cuthbert Dukes in 1930 and then revised by him in 1932.

8

This classification had three stages: A, B, and C.

Stage A had the cancer limited to the bowel wall, Stage B had

cancer that spread by direct extension to extrarectal tissues,

(2)

and Stage C had cancer with regional lymph node metastasis.

Dukes further revised the classification in 1944 to subdivide the Stage C group into those with positive regional lymph nodes below a ligature (C1) and at a ligature (C2). In addi- tion a more advanced stage, Stage D was added for distant metastases.

Others have subsequently modified the Dukes’ staging sys- tem in an attempt to further stratify, prognosticate, and treat patients with a more useful system. The most common modi- fication is know as the Astler Coller Modification.

9

In this modification, the Dukes’ B and Dukes’ C tumors are subdi- vided into two groups, each with Dukes’ B having depth of tumor invasion into but not through the colonic wall with (B2) or without (B1) lymph node involvement. Similarly, Dukes’ C tumors with full-thinness tumor invasion involving lymph nodes, Stage C2, and when they are not C1. Although both the Dukes’ and modified Dukes’ staging systems are still used, the TMN staging system is the preferred method of colorectal cancer staging.

Current Staging Systems

The TNM classification is the system developed by the American Joint Committee on Cancer (AJCC) and the International Union Against Cancer (UICC). It utilizes three descriptors based on each letter in the name, T for tumor depth, N for nodal involvement, and M for metastases. Based on a combination of T, N, and M for any given tumor, an overall stage from Stage I to IV can be determined. The most recent AJCC/UICC definitions were published in 2002.

10

The T stage can be divided into seven possible categories based on the depth of invasion. Tis, carcinoma in situ, repre- sents a nonmalignant tumor, T1 has invasion into the submu- cosa, T2 has invasion into the muscularis propria, T3 has invasion into the subserosa or nonperitonealized pericolonic or rectal tissue (through the bowel wall). T4 has invasion of other organs or structures. The T3 category can be further subdivided by the depth of penetration into the muscularis propria. The N stage can be divided into three categories. N0, with no lymph node involvement, N1 with 1–3 lymph nodes involved, and N2 with 4 or more lymph nodes involved. The M stage is only divided into two categories, either no metas- tases (M0) or distant metastases (M1).

Typically, the combination of T, N, and M will lead to one of four stages based on the combination of findings. Stage 0 is Tis, N0, and M0. Stage 1 is T1 or T2, N0, M0. Stage 2 is T3 or T4, N0, M0. Stage 3 is Any T, N1 or N2, and M0. Stage 4 is Any T, Any N, and M1. In the most recent AJCC/UICC Definitions, Stage II and III are subdivided into two Stage II categories: Stage IIA (T3, N0, M0) and Stage IIB (T4, N0, M0); and three Stage III categories: Stage IIIA (T1 or T2, N1, M0), Stage IIIB (T3 or T4, N1, M0), and Stage IIIC (Any T, N2, M0).

The importance of staging is for treatment planning and prognosis.

Clinical Prognostic Factors

Age

As with many cancers, colon cancer incidence increases with increasing age. Most series report a mean age in the sixth decade for nonhereditary colon cancer. Patients with familial adenomatous polyposis (FAP) will present with colon cancer in their mid to late 30s if colectomy is not performed before this age. Patients with hereditary nonpolyposis colorectal can- cer (HNPCC) can present at any age but tend to have colon cancer between the ages of 40 and 60, significantly younger than individuals with nonhereditary colon cancers.

It has been reported that younger patients present with worse tumors being of more advanced stage and grade.

However, recent studies refute this claim. O’Connell et al.

11

recently reported using SEER data a comparison of two groups of patients with colon cancer. The SEER database is a prospec- tively entered database of the National Cancer Institute in the United States and stands for Surveillance, Epidemiology, and End Results. They compared outcome in patients 20–40 years of age to those 40–60 years of age. Although there was an increased incidence of higher stage tumors, stage for stage they had an equivalent or improved 5-year survival.

Symptoms

Obstruction and perforation are poor prognostic signs often associated with advanced disease. In addition, because patients are operated on in an urgent manner, their operative morbidity and mortality is increased. Chen and Sheen-Chen

12

reported on outcome in patients with obstructing and/or perforated colon cancer. Perforated cancers had a 9% operative mortality compared with obstructed cancers of 5%. Overall 5-year sur- vival was 33% in each group, approximately 2 times the expected rate based on similar stages in noncomplicated cases.

Blood Transfusion

Blood transfusions can cause immunosuppression in the post- operative period which may allow for an inability to combat tumor cells shed at the time of surgery and theoretically lead to a worse prognosis. Sibbering et al.

13

reported on 266 patients with colon cancer, some of whom received blood transfusions and others that did not. There was no difference in survival comparing the two groups. However, Chung et al.

14

reviewed 20 papers, representing 5236 patients supporting the hypothesis that perioperative blood transfusions are associated with an increased recurrence and death from colon carcinoma.

Adjacent Organ Involvement

Local extension of colon carcinoma can involve any structure or organ adjacent to the primary tumor. It occurs in 5%–12%

of colorectal cancers. All tumors with local extension would

(3)

be considered T4. For right colon cancers, the most frequently involved structures are the liver, duodenum, pancreas, and abdominal wall. Kama et al.

15

reported a 75% disease-free survival of 14–41 months after en bloc pancreaticoduodenec- tomy and right colectomy. Similarly, Izbicki et al.

16

reported on 83 patients with colorectal cancer undergoing extended en bloc resections. Comparing extended to nonextended resec- tions; mean survival of both groups was around 45 months conferring the benefit of extended resections when necessary to achieve R0 resections. These data were supported by Kroneman et al.

17

who found 4-year survival was 33% after en bloc resection compared with those receiving noncurable resections of 6 months.

Histologic/Biochemical/Genetic Factors

Histologic Grade

Broders described classifying adenocarcinomas by the degree of differentiation. He described four grades based on how much of the tumor had differentiated cells within it.

Today three grades are used and include Grade 1 with well- differentiated features, Grade 2 moderately differentiated, and Grade 3 poorly differentiated. The vast majority of colon cancers are moderately differentiated (Grade 2) with preser- vation of gland-forming architecture. However, the amount of preservation of this architecture is variable and when absent leads to sheets of invasive cells classified as poorly differentiated. The degree of differentiation corresponds to prognosis. Poorly differentiated tumors have a worse prog- nosis stage for stage compared with better differentiated tumors.

18

Mucin Production and Microsatellite Instability

Microsatellite instability, known as MSI, is associated with HNPCC. MSI is an alteration in mismatch repair genes which are important to repairing errors in replication. When altered, they can lead to colorectal cancer. Because there is loss of one of the two alleles in HNPCC, these patients tend to present earlier in life, with multiple colonic and extracolonic cancers.

Many HNPCC cancers are mucin producing which when present have a better prognosis compared with non–mucin- producing tumors in these patients.

Signet-cell Histology

Signet-ring or signet-cell tumors have a worse prognosis in many intestinal cancers. Signet-cell tumors tend to be of a more advanced stage when discovered. In a comparison between signet-ring and non–signet-ring colon cancers, it was noted that patients with signet-ring cancers were younger, had more advanced stages, and an increased incidence of liver metastases.

19

In addition, the rate of curative resection was

lower at 35% compared with 79%. This rate was similar to poorly differentiated tumors at 46% at 5 years. In another study, the risk of peritoneal seeding was higher in signet-cell tumors leading to a high incidence of palliative resections and a mean survival of 16 months.

20

Venous Invasion

Blood vessel invasion has been linked with poor prognosis both independently as well as with its association with lymph node metastasis. Blood vessel invasion can occur intramurally within the wall of the colon itself or in the surrounding tissue.

Although arterial invasion occurs, most series define and describe vascular invasion based on venous invasion. Venous invasion in colon cancer occurs in 42% of patients and increases with increasing grade and stage.

21

Patients with blood vessel invasion had a 74% survival compared with those without it at 85%. In those patients with both intramu- ral and extramural vascular invasion, the prognosis was even worse at 32%.

Perineural Invasion

The growth of tumor along perineural spaces is known as per- ineural invasion and, similar to venous invasion, it increases with increasing grade and stage of the tumor. It occurs in 14%–32% of colorectal cancers and can extend to as far away as 10 cm from the primary tumor. Numerous studies have confirmed poorer prognosis when perineural invasion is noted.

22,23

Lymph Node Involvement

Lymph node metastasis has been long understood to be one of, if not the most, important prognostic factors in colon can- cer outcome. All currently utilized staging systems as described above for colon cancer use and rely on the presence or absence of lymph node metastases. It is therefore important to adequately remove the lymph node bearing tissue associ- ated with the underlying colon cancer. It has been reported by Scott and Grace

25

that, if 13 lymph nodes are not recovered, adequate staging cannot be performed. The main determinant for an adequate lymph node harvest is surgical but a variety of means to enhance the yield have been developed and include fat clearance with xylene, other chemicals, and polymerase chain reaction techniques.

26

Using these techniques, more lymph nodes, or lymph nodes not found by standard tech- niques, can be discovered, improving the accuracy of staging and allowing for better prognosis and application of adjuvant treatment.

Carcinoembryonic Antigen

Carcinoembryonic antigen (CEA), a glycoprotein absent

in normal colonic mucosa but present in 97% of patients

(4)

with colon cancer, was discovered in 1965.

27

CEA increase correlates with either disease that has metastasized to the liver or with very large tumors. Patients with disease confined to the colonic mucosa or submucosa will have increased CEA in 30%–40% of cases. It is therefore not useful for screening but can be used to follow patients with colon cancer. In patients with increased CEA preoperatively and localized disease that is resectable, the CEA should decrease after surgery. If the CEA level does not decrease, then occult metastases may be present and may be an indication for adjuvant therapy. The absolute level of CEA is also important. A CEA of greater than 15 mg/mL predicts an increased risk of metastases in otherwise apparently curable colon cancer.

28

A normal preop- erative CEA may become increased with metastatic disease.

Controversy exists as to the utility of following CEA postop- eratively because it may not allow any advantage to salvage or treatment when compared with symptomatic recurrences.

29

Despite that, the routine periodic CEA measurement is endorsed by the American Society of Colon and Rectal Surgeons in their Practice Parameters.

30

Sentinel Node

The idea of a sentinel lymph node being present and if iden- tified be able to predict lymph node metastases has become standard of care in breast cancer and melanoma. Its applica- tion to colon cancer is in its infancy and may be less impor- tant in colon cancer than these others. The idea that the lymphatic drainage can be mapped and the first node identi- fied has significance in oncologic surgery. In colon cancer, resecting the associated lymphovascular pedicle with the pri- mary cancer is considered paramount to performing an ade- quate operation; this adds little to no morbidity unlike excising level 3 nodes in breast cancer patients. In an attempt to validate the sentinel lymph node theory in colon cancer, Paramo et al.

31

reported on their experience with 45 patients who underwent intraoperative sentinel lymph node mapping using isosulfan blue dye. Sentinel lymph nodes were identi- fied 82% of the time and predicted regional metastases in 98% of cases, with only a single case of a false-negative sen- tinel lymph node. Others have agreed that its utility may be marginal in colon cancer.

32

DNA Ploidy

Normal cells are made up of diploid cells. Tumors can main- tain normal diploid cells or can be aneuploid. Numerous stud- ies show that nondiploid tumors have a worse prognosis and correlate with more advanced Dukes’ stage.

33

Spreading Patterns

Colon cancer can spread via a variety of pathways. Spread can be local or distant based on these pathways.

Intramural Spread

Intramural spread is the tumor spreading along the bowel wall either proximally or distally in one of the bowel wall layers.

Like rectal cancers, colon cancer rarely spreads this way. In a study of 42 colorectal cancers of which 64% were colonic, the maximum extent of intramural spread was 2 cm.

34

This sup- ports the practice of excising 5 cm or more of colon on either side of a tumor to decrease the risk of anastomotic recurrence.

36

Transmural Spread

As they become more advanced, colon cancers invade the colonic wall. Almost all colon cancers start as a mucosal lesion and then penetrate a variable degree into deeper layers of the colonic wall. This colonic wall invasion is the basis of many of the currently used staging systems including the Dukes’ and TNM. Transmural spread is the mechanism that produces T4 tumors. T4 tumors penetrate full thickness into the colonic wall and then by direct extension or adherence, invade into other structures in proximity to the primary tumor.

When present, en bloc resection is mandatory for an R0 resec- tion. Preoperative evaluation can sometimes predict adjacent organ involvement but often it is an intraoperative finding.

Margins

The acceptable bowel wall margins are dictated by three issues: first, thickness of penetration of the bowel wall margin and the risk based on the distance of local tumor spread intra- murally. As described above, colon cancer rarely invades proximally or distally along the bowel wall for more than 2 cm. Convention has led to the recommendation that proxi- mal and distal margins be a minimum of 5 cm. It has been stated that the “ideal extent of a bowel resection is defined by removing the blood supply and the lymphatics at the level of the origin of the primary feeding arterial vessel.”

35

These other two factors may modify the length of the proximal and/or distal margins because further resections may be required because of these issues.

Radial Margins

The circumferential margins are important to both colon and

rectal cancer, but most series and studies have been confined

to rectal cancers. It has been shown that positive circumferen-

tial margins in rectal cancer are associated with local recur-

rence rates as high as 85%.

36

In colon cancer, the radial

margins are less important with the exception of T4 tumors

where en bloc resection is required. Typically for colon can-

cer, the only radial margin that may be involved in a tumor

less than T4 are those tumors with serosal involvement. In

279 patients with colon cancer, serosal involvement was not

associated with a poorer outcome, and outcome was related

only to tumor stage.

37

(5)

Transperitoneal/Implantation

Tumors with serosal involvement can shed viable tumor cells which can spread throughout the peritoneal cavity and implant on a variety of structures. Usually, tumors will implant on the ovaries, omentum, serosal, or peritoneal sur- faces. When widespread, this is known as carcinomatosis.

When localized to the ovaries which occurs in 3%–5% of patients, bilateral oophorectomy should be performed. In a recent series, 86% of patients with ovarian metastases had transmural extension of the primary colon cancers.

38

Lymphatic

Lymphatic invasion is the most common mechanism leading to metastatic disease. Lymphatics exist within the colonic wall and lymphatic invasion correlates with the depth of pen- etration of colon cancers. T1 tumors have a risk of lymph node involvement up to 9%, T2 up to 25%, and T3 up to 45%.

Most currently used staging systems assign increased stage to increasing T stage and lymph node involvement and progno- sis correlates with the overall stage. The lymphatic drainage goes along the venous drainage of the colon, ultimately cours- ing through the portal vein and into the liver. Metastatic liver disease is believed to occur typically as a result of lymphatic spread.

Hematogenous

Hematogenous spread of colon cancer is less common than lymphatic spread. Hematogenous spread will bypass the liver and allow tumor cells to go peripherally into the systemic cir- culation. This is thought to be the mechanism for the develop- ment of pulmonary metastases.

Metastatic Evaluation

Once diagnosed with colon carcinoma, a search for metasta- tic disease is often performed. This assessment includes a variety of imaging studies, laboratory tests, and endoscopic procedures.

Detection and Management of Synchronous Lesions

Synchronous polyps and cancers occur in patients with colon cancer. Most colon cancers are diagnosed by colonoscopy and the remainder of the colon is evaluated at the same time by colonoscopy. However, if an obstructing lesion is noted that will not allow a colonoscope to pass, evaluation of the more proximal colon may be jeopardized. Alternatives to evaluating the remainder of the colon in these instances include contrast enemas, virtual colonoscopy, or intraoperative colonoscopy at the time of resection. In a series of 158 patients with incom- plete colonoscopies, barium enema was used to examine the

remainder of the colon. Six lesions greater than 1 cm were identified with five of six being proximal cancers or advanced adenomas.

40

Virtual colonoscopy was used in 34 patients sus- pected of colon cancer with incomplete colonoscopies. Virtual colonoscopy identified all primary and three synchronous tumors proximal to the primary tumor.

40

When a colon cancer is diagnosed by colonoscopy, synchronous cancers occur in 6% or fewer of patients. When present, it should raise the sus- picion of possibly HNPCC which is associated with synchro- nous colon cancer. When synchronous colon cancer is diagnosed, the treatment should consider a subtotal colectomy.

Distant Metastatic Disease

Distant metastatic disease associated with colon cancer is almost always either liver or lung metastases. Although bone, brain, and other organ involvement can occur, it is rare and therefore the search for these metastases in an asymptomatic patient is unwarranted. The search for liver and lung meta- stases can be accomplished by a variety of imaging studies including ultrasound, computed tomography (CT) scan, mag- netic resonance imaging (MRI), chest X-ray, and positron emission tomography (PET) scans. Each test has different abilities, availabilities, and costs.

Liver Metastases

The first available test for the evaluation of the liver for metastases is surface ultrasound. Surface ultrasound is avail- able in almost all institutions; however, its accuracy compared with newer modalities is lower in comparative studies com- paring it with CT and liver scans.

41,42

CT scan is the most frequently used method to preopera- tively and postoperatively determine the presence or absence of liver metastases associated with colon cancer. There are numerous advantages to cross-sectional imaging such as CT over ulstrasound and include the ability to find abdominal wall or contiguous organ invasion as well as liver metastases.

Standard CT scan is 64% sensitive in identifying liver lesions larger than 1 cm. MRI of the liver has been poorly studied and is not typically used in the evaluation of liver metastases.

Lung Metastases

Lung metastases occur in 3.5 % of patients with colon can-

cer

43

; there are limited data on the utility of plain chest radi-

ographs or CT scans in the initial evaluation of the lungs for

metastatic disease. CT scan clearly has advantages over plain

radiographs and can identify and characterize lung pathology

better than plain X-rays. Given that most patients will

undergo CT imaging of the abdomen before surgical inter-

vention, the addition of imaging of the chest via CT seems

reasonable. One must be careful about the amount of intra-

venous contrast when simultaneously scanning multiple

regions such as chest, abdomen, and pelvis.

(6)

PET Scans

PET scans are currently approved only for patients with sus- pected metastatic disease and not for the use in primary stag- ing of colon cancer. However, based on the data from studies looking at patients with metastatic disease, PET scans may have a role in determining if any metastatic disease exists at the time of initial diagnosis.

Appendix: Practice Parameters for the Detection of Colorectal Neoplasms

Prepared by The Standards Committee, The American Society of Colon and Rectal Surgeons

Drs. Clifford L. Simmang and Peter Senatore, Project Directors; Ann Lowry, Chair; Terry Hicks, Council Represen- tative; Marcus Burnstein, Frederick Dentsman, Victor Fazio, Edward Glennon, Neil Hyman, Bruce Kerner, John Kilkenny, Richard Moore, Walter Peters, Theodore Ross, Paul Savoca, Anthony Vernava, W. Douglas Wong

Colorectal cancer is the most preventable visceral cancer, and its incidence makes it one of the most important. The life- time probability of an individual developing colorectal cancer is 5%–6%, translating into an estimated 133,500 new cancers of the colon and rectum diagnosed annually. It is further esti- mated that 54,900 people will die of their cancer each year.

Although the incidence was relatively stable during the last half of the 20th century, there seems to have been a decrease during the past decade. Mortality is also decreasing, which suggests greater awareness of the disease and improved detec- tion. Nevertheless, 65% of patients present with advanced dis- ease. It is also reported that when the disease is localized, the 5-year survival rate is approximately 90% for colon cancer and 80% for cancer of the rectum. Most cases are diagnosed after 50 years of age. Although the results of some investigations have not demonstrated a reduction in mortality with screening, those statistics do not reflect the number of patients who are spared from death by early detection and endoscopic removal of polyps, which blunts the adenoma-to-carcinoma sequence.

A consortium of five medical societies (American College of Gastroenterology, American Gastroenterological Asso- ciation, The American Society of Colon and Rectal Surgeons, American Society for Gastrointestinal Endoscopy, and Society of American Gastrointestinal Endoscopic Surgeons) responded to a request for a proposal from the Agency for Health Care Policy and Research to develop national guide- lines for colorectal cancer screening. An interdisciplinary panel of 16 health care professionals from the fields of medi- cine, nursing, consumer advocacy, health care economics, behavioral sciences, and radiology evaluated the currently available evidence for colorectal cancer screening and made recommendations for physicians and the public. The panel studied 3500 peer-reviewed published articles and analyzed 350 articles in detail specifically assessing the following: 1)

performance of screening tests; 2) effectiveness of screening tests; 3) acceptability to patients; 4) cost effectiveness; and 5) outcome. A computer simulation of the consequences of con- ducting the various screening strategies in the population was done to determine the risks and benefits of each test. The guidelines made recommendations for people in two groups:

average individuals and individuals at increased risk for developing colorectal cancer. All screening strategies, includ- ing annual fecal occult blood testing, screening sigmoi- doscopy every 5 years, screening by both annual fecal occult blood testing and flexible sigmoidoscopy (every 5 years), double contrast barium enema every 5–10 years, and colonoscopy every 10 years were found to have a net benefit.

The panel analyzed an Office of Technology Assessment study for screening average-risk individuals, which demon- strated that costs associated with colorectal cancer screening are within the range of cost effectiveness frequently accepted for other tests, such as mammography.

Recently revised colorectal cancer screening guidelines from the American Cancer Society have been announced. The new guidelines divide the population into three categories—

average, moderate, and high risk—with specific recommen- dations for each. The American Society of Colon and Rectal Surgeons endorses the colorectal cancer screening guidelines by the American Cancer Society, which were based in part on

“Colorectal Cancer Screening and Surveillance Clinical Guidelines and Rationale” published by the consortium and specialty societies and discussed above. Guidelines governing the detection of colorectal neoplasms as set forth by The American Society of Colon and Rectal Surgeons Task Force are presented in Table 27-1.

Low-Risk Individuals

For low-risk asymptomatic persons, screening should begin at

the age of 50. Low-risk or average-risk patients are those who

are asymptomatic, age 50 or older, have a family history of

colorectal cancer limited to non–first-degree relatives, and no

other risk factors (65%–75% of people). Annual digital rectal

examination should be performed. In addition, fecal occult

blood testing (FOBT) should be performed annually. Yearly

testing is chosen because the randomized trials show that

yearly testing is more effective for decreasing mortality than

testing every 2 years. Rehydration improves the sensitivity of

the test at the expense of specificity. Dietary avoidance of rare

meat, turnips, melons, horseradish, salmon, and sardines can

decrease the rate of false-positive test results. Aspirin and

other nonsteroidal drugs should also be avoided. Diagnostic

workup of positive FOBT results should include an evaluation

of the entire colon. Double-contrast barium enema can exam-

ine the entire colon with relatively high sensitivity and speci-

ficity for large polyps (>1 cm) and cancers and is less

expensive than colonoscopy. However, it is not possible to

biopsy or remove neoplasms during the same procedure, so

(7)

that patients with abnormalities must undergo an additional examination by colonoscopy to establish the diagnosis and provide treatment. Adding flexible sigmoidoscopy to double- contrast barium enema increases sensitivity, but the magni- tude in clinical importance of the additional sensitivity is uncertain. For these reasons, colonoscopy, which can examine the entire colon with few false-negative or false-positive find- ings and can provide definitive treatment of polyps and some cancers during the same procedure, is usually chosen. For patients who have negative FOBT results, flexible sigmoi- doscopy performed every 5 years is recommended. A 5-year interval is chosen because of the observation that few polyps arise and progress to advanced cancer in a 5-year period. If a polyp is identified, it should be biopsied. If the pathologic diagnosis is a hyperplastic polyp, then no additional evalua- tion is required. If the pathologic diagnosis is an adenoma, then colonoscopy should be recommended.

Colonoscopy permits visualization of the entire colon directly, along with detection and removal of polyps and biopsy of cancers throughout the colon. It can be considered for screening of average-risk individuals. An interval of 10 years has been chosen for asymptomatic, average-risk people because of strong direct evidence that few clinically important

lesions are missed by this examination and that it takes an average of approximately 10 years for an adenomatous polyp, particularly one <1 cm in diameter, to transform into invasive cancer. In addition, a controlled trial has shown a very low incidence of advanced adenomas during surveillance follow- up colonoscopy after an initial examination with negative results.

20

Indirect evidence from the National Polyp Study indicates that few polyps will arise and progress to advanced cancer in less time in patients with no special risk factors.

Moderate-Risk Individuals

Patients at moderate risk for cancer are those who have one or more first-degree relatives with colorectal cancer or personal history of colorectal neoplasia (20%–30% of people).

Colorectal Neoplasia in a Close Relative

People with a first-degree relative (sibling, parent, or child) who has a colorectal cancer or adenomatous polyp should be offered the same options as average-risk people, but with

TABLE27-1. Screening guidelines

Risk Procedure Onset (age, yr) Frequency

I. Low or average: 65%75% Digital rectal exam and one of the 50 Yearly

following:

A. Asymptomatic: no risk factors Fecal occult blood testing and 50 FOBT yearly, flex-sig every 5 yr flexible sigmoidoscopy

B. Colorectal cancer in no Total colon exam (colonoscopy or 50 Every 5–10 yr

first-degree relatives double contrast barium enema and proctosigmoidoscopy II. Moderate risk: 20%–30%

of people

A. Colorectal cancer in first-degree Colonoscopy 40 or 10 yr before the youngest Every 5 yr

relative, age 55 or younger, or case in the family, whichever is

two or more first-degree relatives earlier

of any age

B. Colorectal cancer in a Colonoscopy 50 or 10 yr before the age of the Every 5–10 yr

first-degree relative older than case, whichever is earlier

age 55

C. Personal history of large (>1 cm) Colonoscopy 1 yr after polypectomy If recurrent polyps, 1 yr

or multiple colorectal polyps If normal, 5 yr

of any size

D. Personal history of colorectal Colonoscopy 1 yr after resection If normal, 3 yr

malignancy, surveillance after If still normal, 5 yr

resection for curative intent If abnormal, as above

III. High risk (6%–8% of people)

A. Family history of hereditary Flexible sigmoidoscopy; consider 12–14 (puberty) Every 1–2 yr adenomatous polyposis genetic counseling; consider

genetic testing

B. Family history of hereditary Colonoscopy; consider genetic 21–40 Every 2 yr

nonpolyposis colon cancer counseling; consider genetic 40 Every yr

testing C. Inflammatory bowel disease

1. Left-side colitis Colonoscopy 15th Every 1–2 yr

2. Pancolitis Colonoscopy 8th Every 1–2 yr

FOBT, fecal occult blood testing; Flex-sig, flexible sigmoidoscopy.

(8)

several important differences. Those people with two or more affected close relatives or with an affected close relative younger than age 55 are at even further increased risk, and surveillance should begin at the age of 40 years or 10 years before the youngest case in the family, whichever is earlier.

Colonoscopy is the recommended procedure of choice in this situation. If colorectal cancer is detected in a close relative older than age 55, then screening should begin with colonoscopy at the age of 50 or 10 years before the age of the case, whichever is earlier.

Patients with Other Risk Factors

Patients with prior endometrial, ovarian, or breast cancer and those who have had pelvic radiation, could be followed up according to the guidelines established for patients with a family history of colon cancer. Patients with a ureterocolonic anastomosis should be followed up yearly with flexible sig- moidoscopy as a minimum and colonoscopy if the area of anastomosis cannot be visualized by sigmoidoscopy. Total colonic examination may be recommended for patients with acromegaly, Streptococcus bovis, Streptococcus sanguis, or a Clostridium septicum bacteremia, schistosomiasis, extra- mammary perianal Paget’s disease, and dermatomyositis.

Polyp Surveillance

For patients who have had a neoplasm identified by sigmoi- doscopic examination, a biopsy should be performed. If the pathologic finding is an adenoma, then a colonoscopy should be performed. For a polyp detected during a barium enema examination, a colonoscopy is the recommended procedure.

Colonoscopy can directly inspect the entire colon for the pres- ence of synchronous lesions and allow the removal of polyps or biopsy of a larger neoplasm. If a large (>1 cm) polyp is removed, or if multiple polyps of any size are identified and removed, colonoscopy should be repeated 1 year later. If a single, small (<1 cm), tubular adenoma is identified and removed, colonoscopy should be repeated in 3–5 years. If the results of this examination are normal, then colonoscopy should be repeated every 5 years. The finding of an adenoma at any of the follow-up examinations may prompt yearly colonoscopy until the colon is again cleared of polyps.

Studies may need to be repeated when the entire colon is not visualized, when there is poor preparation or spasm, when polypectomy is deemed incomplete or complications ensue that require intervention, when there is diagnostic uncertainty, or when tumor debulking is necessary. If the pathologic diag- nosis of the initial polyp is a hyperplastic polyp, no diagnos- tic studies are required at this time and the patient should continue appropriate screening evaluation.

If a polypectomy is performed for curative intent of an invasive cancer, follow-up colonoscopy should be performed

in 6–12 months. If these examination results are normal, colonoscopy should be repeated every 3–5 years as long as the colon remains clear. If, between total colonoscopic exam- inations, it is necessary to visualize high-risk sites, such as those from which a large, sessile polyp has been removed from the rectum in a piecemeal manner, sigmoidoscopy is a viable alternative.

Personal History of Colorectal Malignancy

When the colon has been cleared by barium enema or colonoscopy before resection for cancer, colonoscopy or bar- ium enema is performed again approximately 1–3 years after surgical resection. If the colon was not cleared before surgi- cal resection, colonoscopy or barium enema is recommended in 3–6 months. If the follow-up examination results are nor- mal, it is repeated in 3 years and if they are still normal, the interval between colonic surveillance can be extended to every 5 years.

High-risk Individuals

Patients at high risk for developing colorectal cancer are those with a hereditary or genetic predisposition for development of colorectal cancer, and those patients with inflammatory bowel disease (6%–8% of people).

Family History of FAP

FAP is characterized by the development of multiple (more than 100) adenomatous polyps in the colon and rectum.

Inheritance is by an autosomal dominant manner with high penetrance.

It is recommended that endoscopic examination of the rec- tum and sigmoid colon be performed every 12 months begin- ning at the age of puberty (12–14 years). For those patients with familial adenomatous polyposis who have undergone a total abdominal colectomy with an ileorectal anastomosis, it may be desirable to examine the rectum every 6–12 months.

Definitive data regarding appropriate duration of screen- ing is not available. As a general guideline, intense surveil- lance could change to routine screening at age 40 in families with uniformly severe disease. In families with variability in the severity of polyposis, screening should continue until age 60, although the interval might be increased to 2 years after age 40.

People with a family history of FAP should also be consid-

ered for genetic counseling and consider genetic testing to see

if they are gene carriers. A negative genetic test result rules

out FAP only if an affected family member has an identified

mutation. Gene carriers or indeterminate cases should be

offered flexible sigmoidoscopy as recommended above. If

polyposis is present, colonoscopy is not a reliable screening

(9)

test for malignancy and prophylactic surgery is indicated, preferably before the patient is 20 years old. If genetic test results are negative, screening should be the same as for low- risk individuals.

Family History of HNPCC

HNPCC is an autosomal dominant disease characterized by early-onset colorectal tumors, primarily in the right colon, that are frequently associated with other cancers. A common standard for the diagnosis of HNPCC, referred to as the Amsterdam criteria, is the existence of three or more relatives with colorectal cancer, one of whom is a first-degree relative and involves at least two generations, with one or more cases diagnosed before the age of 50. The Amsterdam criteria have been criticized as being too rigid, failing to take into account small families where a dominant pattern of inheritance may not be obvious and extracolonic cancers that make up the syn- drome of HNPCC. When a strong family history is present, the possibility of HNPCC must be considered.

People with a family history of colorectal cancer in multi- ple close relatives and across generations, especially if the cancers occurred at a young age, should receive genetic coun- seling and consider genetic testing for HNPCC. When per- formed, genetic test results are positive in approximately 80%

of these families. It is recommended that individuals consid- ering genetic testing be counseled regarding the unknown efficacy of measures to reduce risks and associated issues and that care for individuals with cancer-predisposing mutations be provided whenever possible within the context of research protocols designed to evaluate clinical outcomes.

Endoscopic examination should begin between the ages of 20 and 25 years or at least 10 years younger than the family member who had colorectal cancer. The endoscopic proce- dure of choice is colonoscopy and this should be performed every 2 years until the age of 40 years. After the age of 40 years, colonoscopy should be performed annually. Unless genetic testing results are negative, surveillance should be performed as long as the patient’s overall medical condition warrants it. Colonoscopy is selected because the cancers and precursor adenomatous polyps are both predominantly proxi- mal to the splenic flexure.

Inflammatory Bowel Disease

Ulcerative Colitis

The increased risk of developing colorectal cancer in patients with inflammatory bowel disease is well established, with a lifetime incidence of 6% in patients with ulcerative colitis (UC). Up to 1% of all cases of colorectal cancers seen in the general population may be associated with inflammatory bowel disease. The risk of developing colorectal cancer is low

until 8 years of disease duration, after which the risk increases exponentially to reach as high as 56 times that of the general population by the fourth decade of disease. The degree of risk also depends on extent of involvement and age of onset. The strongest predisposing factor for cancer is the anatomic extent of the inflammation, with patients at most risk if they have pancolitis or ulceration extending proximally to the splenic flexure and least risk if the disease is limited to the rectum and sigmoid colon. Because the risk of developing dysplasia or cancer increases with longer disease duration, efficient sur- veillance calls for more frequent testing as the risk increases with duration. It is common practice to perform surveillance colonoscopy every 1–2 years after 8 years of disease in patients with pancolitis or after 15 years in patients with coli- tis limited to the left colon.

6

Ulcerative proctitis does not need extraordinary cancer surveillance.

Crohn’s Disease

Patients with Crohn’s disease have a 20-fold increased risk of colon carcinoma over the general population; however, less than the increased risk seen with UC. Compared with spo- radic colorectal cancer, colorectal cancers in Crohn’s disease occur at an earlier age (48 versus 60 years), are more often located in the right colon, and are more frequently multiple.

In particular, sites of stricture and fistula formation seem par- ticularly prone to the development of carcinomas. It is clear that Crohn’s disease warrants attention to risk of cancer; how- ever, evidence for the most appropriate surveillance program is lacking. We recommend a moderate program, such as rec- ommended for left-sided UC with surveillance colonoscopy every 1–2 years after 15 years of disease.

Reprinted from Dis Colon Rectum 1999;42(9):1123–1129.

Copyright © 2003. All rights reserved. American Society of Colon and Rectal Surgeons.

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