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(1)

Stability of the Riesz potential inequality

Nicola Fusco

Calculus of Variations and Applications

(2)

Riesz inequality

Let f, g : Rn→ [0, ∞) and h : R+→ R+ decreasing

(∗)

Z

Rn

Z

Rn

f (x ) h(|x −y|) g(y) dxdy ≤ Z

Rn

Z

Rn

f∗(x ) h(|x −y|) g∗(y ) dx dy f∗, g∗ are the Schwartz symmetrization of f, g

(3)

Riesz inequality

Let f, g : Rn→ [0, ∞) and h : R+→ R+ decreasing

(∗)

Z

Rn

Z

Rn

f (x ) h(|x −y|) g(y) dxdy ≤ Z

Rn

Z

Rn

f∗(x ) h(|x −y|) g∗(y ) dx dy f∗, g∗ are the Schwartz symmetrization of f, g

(4)

Riesz inequality

Let f, g : Rn→ [0, ∞) and h : R+→ R+ decreasing

(∗)

Z

Rn

Z

Rn

f (x ) h(|x −y|) g(y) dxdy ≤ Z

Rn

Z

Rn

f∗(x ) h(|x −y|) g∗(y ) dxdy f∗, g∗ are the Schwartz symmetrization of f, g

If f = g and h is strictly decreasing

Equality holds in (∗) ⇐⇒ f = f∗ up to a translation Now take

- f = g =χE with |E| < ∞ = f∗=χ

Br (0), |E| = |Br|

(5)

Riesz inequality

Let f, g : Rn→ [0, ∞) and h : R+→ R+ decreasing

(∗)

Z

Rn

Z

Rn

f (x ) h(|x −y|) g(y) dxdy ≤ Z

Rn

Z

Rn

f∗(x ) h(|x −y|) g∗(y ) dxdy f∗, g∗ are the Schwartz symmetrization of f, g

If f = g and h is strictly decreasing

Equality holds in (∗) ⇐⇒ f = f∗ up to a translation Now take

- f = g =χE with |E| < ∞ = f∗=χ

Br (0), |E| = |Br|

(6)

Riesz potentials

If f, g =χE, h(t) = tλ−n Z Rn Z Rn

f (x ) h(|x−y|) g(y) dxdy ≤ Z

Rn Z

Rn

f∗(x ) h(|x−y|) g∗(y ) dxdy

becomes the Riesz potential inequality,

(∗∗) Z E Z E 1 |x −y|n−λ dxdy≤ Z Br Z Br 1

|x −y|n−λ dxdy, |Br| = |E|

and = holds iff E is a ball

If n = 3, λ = 2, Riesz potential Coulombic potential Z E Z E 1 |x −y|dxdy

(7)

Riesz potentials

If f, g =χE, h(t) = tλ−n Z Rn Z Rn

f (x ) h(|x−y|) g(y) dxdy ≤ Z

Rn Z

Rn

f∗(x ) h(|x−y|) g∗(y ) dxdy

becomes the Riesz potential inequality,

(∗∗) Z E Z E 1 |x −y|n−λ dxdy≤ Z Br Z Br 1

|x −y|n−λ dxdy, |Br| = |E|

and = holds iff E is a ball

If n = 3, λ = 2, Riesz potential Coulombic potential Z E Z E 1 |x −y|dxdy

(8)

Stability for the Riesz potential

P(E) = Z E Z E 1 |x −y|n−λdxdy In other words: if P(E) w P(Br)

(9)

Stability for the Riesz potential

P(E) = Z E Z E 1 |x −y|n−λdxdy Stability of P(E) ≤ P(Br), |Br| = |E| In other words: if P(E) w P(Br)

(10)

Stability for the Riesz potential

P(E) = Z E Z E 1 |x −y|n−λdxdy Stability of P(E) ≤ P(Br), |Br| = |E| In other words: if P(E) w P(Br)

(11)

P(E) = Z E Z E 1 |x −y|n−λdxdy Stability of P(E) ≤ P(Br), |Br| = |E|

From now on |E| = |B| = ωn, B the unit ball. Set

D(E) := P(B) − P(E), α(E) := min

x∈Rn|E∆B(x)| < 2ωn (Potential gap) (Fraenkel asymmetry)

Theorem (Burchard-Chambers, 2015)

Let n = 3,λ = 2 There exists C> 0 s.t. if |E| = ω3=4π/3

α(E)2≤ C D(E)

If n> 3, λ = 2 there exists C(n) s.t. if |E| = ωn

(12)

P(E) = Z E Z E 1 |x −y|n−λdxdy Stability of P(E) ≤ P(Br), |Br| = |E| From now on |E| = |B| = ωn, B the unit ball. Set

D(E) := P(B) − P(E), α(E) := min

x∈Rn|E∆B(x)| < 2ωn (Potential gap) (Fraenkel asymmetry)

Theorem (Burchard-Chambers, 2015)

Let n = 3,λ = 2 There exists C> 0 s.t. if |E| = ω3=4π/3

α(E)2≤ C D(E)

If n> 3, λ = 2 there exists C(n) s.t. if |E| = ωn

(13)

P(E) = Z E Z E 1 |x −y|n−λdxdy Stability of P(E) ≤ P(Br), |Br| = |E| From now on |E| = |B| = ωn, B the unit ball. Set

D(E) := P(B) − P(E), α(E) := min

x∈Rn|E∆B(x)| < 2ωn (Potential gap) (Fraenkel asymmetry)

Theorem (Burchard-Chambers, 2015)

Let n = 3,λ = 2 There exists C> 0 s.t. if |E| = ω3=4π/3

α(E)2≤ C D(E)

If n> 3, λ = 2 there exists C(n) s.t. if |E| = ωn

(14)

Steps of the proof of Burchard and Chambers:

1) Reduce to the case of a bounded set E0, with −E0 =E0

Therefore:

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Steps of the proof of Burchard and Chambers:

1) Reduce to the case of a bounded set E0, with −E0 =E0

944 N. FUSCO, F. MAGGI, AND A. PRATELLI

Coming back to the proof, the first step is to pass from a general set E to a set E� symmetric with respect to a hyperplane, without losing too much in terms of isoperimetric deficit and asymmetry, namely

(1.7) λ(E)≤ C(n)λ(E�) and D(E�)≤ C(n)D(E) .

A natural way to do this, could be to take any hyperplane dividing E in two parts of equal measure and then to reflect one of them. In fact, calling E+and E−the two resulting sets (see Figure 1.a), it is easily checked that

D(E+) + D(E−)≤ 2D(E) , but, unfortunately, it is not true in general that

λ(E)≤ C(n) max{λ(E+), λ(E−)} .

(a) (b) E E− E E+ E− E+

Figure 1: The sets E, E+ and E−

This is clear if we take, for instance, E equal to the union of two slightly shifted half-balls, as in Figure 1.b. However, if we take, instead, two orthogonal hyperplanes, each one dividing E in two parts of equal volume, at least one of the four sets thus obtained by reflection will satisfy (1.7) for a suitable constant C(n) (see Lemma 2.5). Thus, iterating this procedure, we obtain a set with (n− 1) symmetries and eventually, using a variant of this argument to get the last symmetry, an n-symmetric set E� satisfying (1.7).

Once we have reduced the proof of Theorem 1.1 to the case of an n-symmetric set E, equivalently to a set symmetric with respect to all co-ordinate hyperplanes, all we have to do, thanks to (1.6), is to estimate d(E, B) by�D(E) (as x0 = 0).

To this aim we compare E with its Steiner symmetral E∗ with respect to one of the coordinate axes, say x1. Simplifying a bit, the idea is to estimate each one of the two terms appearing on the right-hand side of the triangular inequality

(1.8) d(E, B)≤ d(E, E∗) + d(E∗, B)

To prove Step 1 they use that for 0< λ≤ 2, n≥ 3

Riesz potential isreflection positive P(E) ≤ 1

2P(E

+) +1

2P(E

)

(a deep result by Frank-Lieb, 2010)

Therefore:

(16)

Steps of the proof of Burchard and Chambers:

1) Reduce to the case of a bounded set E0, with −E0 =E0

944 N. FUSCO, F. MAGGI, AND A. PRATELLI

Coming back to the proof, the first step is to pass from a general set E to a set E� symmetric with respect to a hyperplane, without losing too much in terms of isoperimetric deficit and asymmetry, namely

(1.7) λ(E)≤ C(n)λ(E�) and D(E�)≤ C(n)D(E) .

A natural way to do this, could be to take any hyperplane dividing E in two parts of equal measure and then to reflect one of them. In fact, calling E+and E−the two resulting sets (see Figure 1.a), it is easily checked that

D(E+) + D(E−)≤ 2D(E) , but, unfortunately, it is not true in general that

λ(E)≤ C(n) max{λ(E+), λ(E−)} .

(a) (b) E E− E E+ E− E+

Figure 1: The sets E, E+ and E−

This is clear if we take, for instance, E equal to the union of two slightly shifted half-balls, as in Figure 1.b. However, if we take, instead, two orthogonal hyperplanes, each one dividing E in two parts of equal volume, at least one of the four sets thus obtained by reflection will satisfy (1.7) for a suitable constant C(n) (see Lemma 2.5). Thus, iterating this procedure, we obtain a set with (n− 1) symmetries and eventually, using a variant of this argument to get the last symmetry, an n-symmetric set E� satisfying (1.7).

Once we have reduced the proof of Theorem 1.1 to the case of an n-symmetric set E, equivalently to a set symmetric with respect to all co-ordinate hyperplanes, all we have to do, thanks to (1.6), is to estimate d(E, B) by�D(E) (as x0 = 0).

To this aim we compare E with its Steiner symmetral E∗ with respect to one of the coordinate axes, say x1. Simplifying a bit, the idea is to estimate each one of the two terms appearing on the right-hand side of the triangular inequality

(1.8) d(E, B)≤ d(E, E∗) + d(E∗, B)

To prove Step 1 they use that for 0< λ≤ 2, n≥ 3

Riesz potential isreflection positive P(E) ≤ 1

2P(E

+) +1

2P(E

)

(a deep result by Frank-Lieb, 2010)

Therefore:

(17)

Lemma (F.-Maggi-Pratelli, 2008) Given E , one canalways orderthe orthogonal directions{e1, . . . , en} in such a way that the set E0 obtained by subsequent reflections of E in the directions {ei1, . . . , ein} has the property that

α(E)≤ 2nα(E0)

This lemma + Frank-Lieb ⇓

α(E)≤ 2nα(E0) D(E0)≤ 2nD(E)

1) So, if 0< λ≤ 2 they may assume that −E = E

2) Prove by a direct computation D(E0)≥ c|E0∆B|2≥ cα(E0)2 To prove Step 2 they need λ = 2

(18)

Lemma (F.-Maggi-Pratelli, 2008) Given E , one canalways orderthe orthogonal directions{e1, . . . , en} in such a way that the set E0 obtained by subsequent reflections of E in the directions {ei1, . . . , ein} has the property that

α(E)≤ 2nα(E0)

This lemma + Frank-Lieb ⇓

α(E)≤ 2nα(E0) D(E0)≤ 2nD(E)

1) So, if 0< λ≤ 2 they may assume that −E = E

2) Prove by a direct computation D(E0)≥ c|E0∆B|2≥ cα(E0)2 To prove Step 2 they need λ = 2

(19)

Lemma (F.-Maggi-Pratelli, 2008) Given E , one canalways orderthe orthogonal directions{e1, . . . , en} in such a way that the set E0 obtained by subsequent reflections of E in the directions {ei1, . . . , ein} has the property that

α(E)≤ 2nα(E0)

This lemma + Frank-Lieb ⇓

α(E)≤ 2nα(E0) D(E0)≤ 2nD(E)

1) So, if 0< λ≤ 2 they may assume that −E = E

2) Prove by a direct computation D(E0)≥ c|E0∆B|2≥ cα(E0)2 To prove Step 2 they need λ = 2

(20)

Lemma (F.-Maggi-Pratelli, 2008) Given E , one canalways orderthe orthogonal directions{e1, . . . , en} in such a way that the set E0 obtained by subsequent reflections of E in the directions {ei1, . . . , ein} has the property that

α(E)≤ 2nα(E0)

This lemma + Frank-Lieb ⇓

α(E)≤ 2nα(E0) D(E0)≤ 2nD(E)

1) So, if 0< λ≤ 2 they may assume that −E = E

2) Prove by a direct computation D(E0)≥ c|E0∆B|2≥ cα(E0)2 To prove Step 2 they need λ = 2

(21)

Theorem (F.-Pratelli, ArXiv, September 25, 2019)

Let n≥ 2, 1 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn=|B|

α(E)2≤ C D(E) = CP(B) − P(E)

If ε≤ ε0(n, λ), then

Knüpfer-Muratov, Bonacini-Cristoferi, Figalli-F.-Maggi-Millot-Morini,. . .

F(B) ≤ F(E), |E| = |B|

and equality holds iff E is a ball

There exists C = C(n, λ) s.t. if |E| = |B|

α(E)2≤ CF(E) − F(B) and the proof is easier

(22)

Theorem (F.-Pratelli, ArXiv, September 25, 2019)

Let n≥ 2, 1 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn=|B|

α(E)2≤ C D(E) = CP(B) − P(E)

• The exponent 2 is optimal

If ε≤ ε0(n, λ), then Knüpfer-Muratov, Bonacini-Cristoferi,

Figalli-F.-Maggi-Millot-Morini,. . .

F(B) ≤ F(E), |E| = |B|

and equality holds iff E is a ball

There exists C = C(n, λ) s.t. if |E| = |B|

α(E)2≤ CF(E) − F(B) and the proof is easier

(23)

Theorem (F.-Pratelli, ArXiv, September 25, 2019)

Let n≥ 2, 1 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn=|B|

α(E)2≤ C D(E) = CP(B) − P(E)

Consider F(E) := P(E) + ε Z E Z E 1 |x − y|n−λ dxdy, 0< λ < n If ε≤ ε0(n, λ), then Knüpfer-Muratov, Bonacini-Cristoferi, Figalli-F.-Maggi-Millot-Morini,. . . F(B) ≤ F(E), |E| = |B|

and equality holds iff E is a ball

There exists C = C(n, λ) s.t. if |E| = |B|

α(E)2≤ CF(E) − F(B) and the proof is easier

(24)

Theorem (F.-Pratelli, ArXiv, September 25, 2019)

Let n≥ 2, 1 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn=|B|

α(E)2≤ C D(E) = CP(B) − P(E)

Consider F(E) := P(E) + ε Z E Z E 1 |x − y|n−λ dxdy, 0< λ < n If ε≤ ε0(n, λ), then Knüpfer-Muratov, Bonacini-Cristoferi, Figalli-F.-Maggi-Millot-Morini,. . . F(B) ≤ F(E), |E| = |B|

and equality holds iff E is a ball

There exists C = C(n, λ) s.t. if |E| = |B|

α(E)2≤ CF(E) − F(B) and the proof is easier

(25)

Theorem (F.-Pratelli, ArXiv, September 25, 2019)

Let n≥ 2, 1 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn=|B|

α(E)2≤ C D(E) = CP(B) − P(E)

Consider F(E) := P(E) + ε Z E Z E 1 |x − y|n−λ dxdy, 0< λ < n If ε≤ ε0(n, λ), then Knüpfer-Muratov, Bonacini-Cristoferi, Figalli-F.-Maggi-Millot-Morini,. . . F(B) ≤ F(E), |E| = |B|

and equality holds iff E is a ball

There exists C = C(n, λ) s.t. if |E| = |B|

α(E)2≤ CF(E) − F(B) and the proof is easier

(26)

September 26, 2019: A message from R. Frank

The proof is based on a deep stability result by M. Christ

Theorem (Christ, ArXiv, June 6, 2017)

Let n≥ 2 There exists C(n)> 0 s.t. if f : Rn→ [0, 1], kf kL1 =ωn, then Z B Z B χB(x − y) dxdy − Z Rn Z Rn

f (x )χB(x− y)f (y) dxdy ≥ CA(f )2

where

A(f ) = min

x∈Rn

(27)

Theorem (Frank-Lieb, ArXiv, September 10, 2019)

Let n≥ 2, 0 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn

α(E)2≤ C D(E) = CP(B) − P(E)

The proof is based on a deep stability result by M. Christ

Theorem (Christ, ArXiv, June 6, 2017)

Let n≥ 2 There exists C(n)> 0 s.t. if f : Rn→ [0, 1], kf kL1 =ωn, then Z B Z B χB(x − y) dxdy − Z Rn Z Rn

f (x )χB(x− y)f (y) dxdy ≥ CA(f )2

where

A(f ) = min

x∈Rn

(28)

Theorem (Frank-Lieb, ArXiv, September 10, 2019)

Let n≥ 2, 0 < λ < n There exists C(n, λ) > 0 s.t. if |E| = ωn

α(E)2≤ C D(E) = CP(B) − P(E)

The proof is based on a deep stability result by M. Christ

Theorem (Christ, ArXiv, June 6, 2017)

Let n≥ 2 There exists C(n)> 0 s.t. if f : Rn→ [0, 1], kf kL1 =ωn, then Z B Z B χB(x − y) dxdy − Z Rn Z Rn

f (x )χB(x− y)f (y) dxdy ≥ CA(f )2

where

A(f ) = min

x∈Rn

(29)

Nearly spherical sets

Theorem (0 < λ < n)

There exist ε1∈ (0, 1), C0> 0 s.t. if |E| = ωn,bar(E ) = 0 and

E =t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)]

withkukL(Sn−1)≤ ε1, then

P(B) − P(E) ≥ C0|E∆B|2

E

u>0

u<0

Proof by a second variation argument (Fuglede’s style)

(30)

Nearly spherical sets

Theorem (0 < λ < n)

There exist ε1∈ (0, 1), C0> 0 s.t. if |E| = ωn,bar(E ) = 0 and

E =t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)]

withkukL(Sn−1)≤ ε1, then

P(B) − P(E) ≥ C0|E∆B|2

E

u>0

u<0

Proof by a second variation argument (Fuglede’s style)

(31)

Nearly spherical sets

Theorem (0 < λ < n)

There exist ε1∈ (0, 1), C0> 0 s.t. if |E| = ωn,bar(E ) = 0 and

E =t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)]

withkukL(Sn−1)≤ ε1, then

P(B) − P(E) ≥ C0|E∆B|2

E

u>0

u<0

Proof by a second variation argument In [FFMMM] it is proved that

for a nearly spherical set

P(B) − P(E) ≤ C1  |E∆B|2+ Z ∂B Z ∂B |u(x) − u(y)|2 |x − y|n−λ 

(32)

The Strategy

To show that forδ > 0 small (1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0

= α(E)2

2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(33)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(34)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(35)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(36)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO!

α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(37)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(38)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR

(x )| = 0 NO! α(Eh) =inf

x |E∆B(x)| = 2 infx |B(x)\Eh| = 2ωn−2 supx |B(x)∩Eh| → 2ωn

Lemma

There existξ(n), c(n) > 0 such that ifα(E)≥ 2ωn− ξ(n)then

(39)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR (x )| = 0 NO! dichotomy: ∃ 0 < m < ωn s.t. ∀ε > 0 ∃Rε, Eh1, Eh2⊂ Eh lim sup h→∞ |E1 h|−m < ε, lim sup h→∞ |E2 h|−(ωn−m) < ε, dist(E1 h, Eh2)→ ∞ NO!

compactness: ∀ε > 0 ∃Rε s.t. lim sup

(40)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR (x )| = 0 NO! dichotomy: ∃ 0 < m < ωn s.t. ∀ε > 0 ∃Rε, Eh1, Eh2⊂ Eh lim sup h→∞ |E1 h|−m < ε, lim sup h→∞ |E2 h|−(ωn−m) < ε, dist(E1 h, Eh2)→ ∞ NO!

compactness: ∀ε > 0 ∃Rε s.t. lim sup

(41)

The Strategy

To show that forδ > 0 small

(1) α(E)≥ δ =⇒ D(E) ≥ cδ > 0 =⇒ α(E)2≤

4ω2 n

cδ D(E)

(2) α(E)< δ =⇒ we may reduce to thenearly sphericalcase

(1) D(Eh)→ 0 =⇒ α(Eh)→ 0

vanishing: ∀R > 0 one has lim

h→∞xsup∈Rn|Eh∩ BR (x )| = 0 NO! dichotomy: ∃ 0 < m < ωn s.t. ∀ε > 0 ∃Rε, Eh1, Eh2⊂ Eh lim sup h→∞ |E1 h|−m < ε, lim sup h→∞ |E2 h|−(ωn−m) < ε, dist(E1 h, Eh2)→ ∞ NO!

compactness: ∀ε > 0 ∃Rε s.t. lim sup

(42)

compactness: ∀ε > 0 ∃Rε s.t. lim sup

h→∞ |Eh\ BRε| < ε

This is the difficult case!

χ

Eh * f weakly* in L∞ Z

Rn

f dx =|B| Then one has to prove that

Z Eh Z Eh 1 |x − y|n−λ → Z Rn Z Rn f (x )f (y ) |x − y|n−λ = Z B Z B 1 |x − y|n−λ = f =χB = α(Eh)→ 0

(43)

compactness: ∀ε > 0 ∃Rε s.t. lim sup

h→∞ |Eh\ BRε| < ε

This is the difficult case!

χ

Eh * f weakly* in L∞ Z

Rn

f dx =|B| Then one has to prove that

Z Eh Z Eh 1 |x − y|n−λ → Z Rn Z Rn f (x )f (y ) |x − y|n−λ = Z B Z B 1 |x − y|n−λ = f =χB = α(Eh)→ 0

(44)

compactness: ∀ε > 0 ∃Rε s.t. lim sup

h→∞ |Eh\ BRε| < ε

This is the difficult case!

χ

Eh * f weakly* in L∞ Z

Rn

f dx =|B|

Then one has to prove that

Z Eh Z Eh 1 |x − y|n−λ → Z Rn Z Rn f (x )f (y ) |x − y|n−λ = Z B Z B 1 |x − y|n−λ = f =χB = α(Eh)→ 0

(45)

compactness: ∀ε > 0 ∃Rε s.t. lim sup

h→∞ |Eh\ BRε| < ε

This is the difficult case!

χ

Eh * f weakly* in L∞ Z

Rn

f dx =|B| Then one has to prove that

Z Eh Z Eh 1 |x − y|n−λ → Z Rn Z Rn f (x )f (y ) |x − y|n−λ = Z B Z B 1 |x − y|n−λ = f =χB = α(Eh)→ 0

(46)

Lemma

Given ε∈ (0, 1), there exists δ > 0 such that if α(E) < δ then one can find a set E0 with |E0| = ωn and

B1−ε(0)⊂ E0 ⊂ B1+ε(0)

α(E) = α(E0) D(E0)≤ D(E)

The proof that P(E0)≥ P(E) is easy = D(E0)≤ D(E) The proof that α(E0) =α(E) is trickier

(47)

if α(E) < δ << ε =⇒ |E\B1+ε(0)| ≤ |E\B1(0)| = 1 2α(E) << ε E r =1 r =1+ε E0

The proof that P(E0)≥ P(E) is easy =⇒ D(E0)≤ D(E) The proof that α(E0) =α(E) is trickier

(48)

if α(E) < δ << ε =⇒ |E\B1+ε(0)| ≤ |E\B1(0)| = 1 2α(E) << ε E r =1 r =1+ε E0

The proof that P(E0)≥ P(E) is easy

=⇒ D(E0)≤ D(E) The proof that α(E0) =α(E) is trickier

(49)

if α(E) < δ << ε =⇒ |E\B1+ε(0)| ≤ |E\B1(0)| = 1 2α(E) << ε E r =1 r =1+ε E0

The proof that P(E0)≥ P(E) is easy =⇒ D(E0)≤ D(E)

(50)

if α(E) < δ << ε =⇒ |E\B1+ε(0)| ≤ |E\B1(0)| = 1 2α(E) << ε E r =1 r =1+ε E0

The proof that P(E0)≥ P(E) is easy =⇒ D(E0)≤ D(E) The proof that α(E0) =α(E) is trickier

(51)

Thus from now on we may suppose that|E| = |B| and

(52)

Theorem

There exists C1s.t. if B1−ε(0)⊂ E ⊂ B1+ε(0), |E| = |B|,

either α(E)2≤ C1D(E)

or ∃E0=t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)], kuk

L∞ ≤ ε

(53)

Theorem

There exists C1s.t. if B1−ε(0)⊂ E ⊂ B1+ε(0), |E| = |B|,

either α(E)2≤ C1D(E)

or E0=t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)], kukL∞ ≤ ε

s.t. α(E)≤ 6|E0∆B|, D(E0)≤ 2D(E)

E r =1−ε r =1+ε e E e

(54)

Theorem

There exists C1s.t. if B1−ε(0)⊂ E ⊂ B1+ε(0), |E| = |B|,

either α(E)2≤ C1D(E)

or E0=t z : z ∈ Sn−1, t ∈ [0, 1 + u(z)], kukL∞ ≤ ε

s.t. α(E)≤ 6|E0∆B|, D(E0)≤ 2D(E)

e E

r =1−ε r =1+ε

(55)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0,

but bar(E0)6= 0

Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball. Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(56)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0, but bar(E0)6= 0 Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball. Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(57)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0, but bar(E0)6= 0 Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball.

Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(58)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0, but bar(E0)6= 0 Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball. Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(59)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0, but bar(E0)6= 0 Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball. Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(60)

E0 isnearly spherical. Can we say that bar(E0) =0?

Assume B1−ε2(0)⊂ E ⊂ B1+ε2(0) E0, but bar(E0)6= 0 Moreover B1−ε2(0)⊂ E0⊂ B1+ε2(0)

Let’s try with another ball. Let’s take |z| ≤ ε. Then

B1−2ε(z)⊂ E ⊂ B1+2ε(z) a nearly spherical set Ez

If we are lucky . . . bar(Ez) =z and we are done!

• z ∈ Bε(0)→ bar(Ez) is continuous

• if 0<|z| ≤ ε then B1−ε2(0)⊂ Ez ⊂ B1+ε2(0) • =⇒ if |z| = ε then (z− bar(Ez))· z > 0

(61)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(62)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0)

Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(63)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(64)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(65)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(66)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1]

But F Sn−1 is alsohomotopic to the identity thanks to 2) (1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(67)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

|(1 − t)F (ω) + tω| t∈ [0, 1]

(68)

1) z ∈ Bε(0)→ bar(Ez) is continuous

2) if |z| = ε then (z− bar(Ez))· z > 0

Assume by contradiction that bar(Ez)6= z ∀z ∈ Bε(0) Set R = min |z|=ε|z − bar(Ez)| > 0 F (w ) = 1 RΠBR(0)(εw − bar(Eεw)) :B7→ B \ {0} Note that F Sn−1 : S n−17→ Sn−1

F ishomotopic to the constant F (0)

|F (0)| :

F ((1− t)w)

|F ((1 − t)w)| t ∈ [0, 1] But F Sn−1 is alsohomotopic to the identity thanks to 2)

(1− t)F (ω) + tω

(69)

A related result (work in progress with A. Pratelli)

Let g : (0,∞) → [0, ∞) be a continuous, decreasing function,

such that Z

1

0

tn−1g(t) dt <

(this includes in particular the case g(t) = 1

tn−λ 0< λ < n)

There exists ε0 such that if ε≤ ε0, then

F(B) ≤ F(E), |E| = |B|

(70)

A related result (work in progress with A. Pratelli)

Let g : (0,∞) → [0, ∞) be a continuous, decreasing function,

such that Z 1 0 tn−1g(t) dt <∞ Set forε > 0 F(E) := P(E) + ε Z E Z E g(|x − y|) dxdy

There exists ε0 such that if ε≤ ε0, then

F(B) ≤ F(E), |E| = |B|

(71)

A related result (work in progress with A. Pratelli)

Let g : (0,∞) → [0, ∞) be a continuous, decreasing function,

such that Z 1 0 tn−1g(t) dt <∞ Set forε > 0 F(E) := P(E) + ε Z E Z E g(|x − y|) dxdy There exists ε0 such that if ε≤ ε0, then

F(B) ≤ F(E), |E| = |B|

(72)

min  F(E) = P(E) + ε Z E Z E

g(|x − y|) dxdy : |E| = |B| 

Again,

1) for ε small any minimizer is L1=⇒ C2,α close to B 2) ifE =t z : z∈ Sn−1, t ∈ [0, 1 + u(z)] isC1close to B

P(E )− P(B) ≥ C0 

|E∆B|2+k∇uk2L2(∂B)



3) But one can prove that Z B Z B g(|x − y|) dxdy − Z E Z E g(|x − y|) dxdy ≤ C  |E∆B|2+ Z ∂B Z ∂B|u(x) − u(y)| 2g(|x − y|) dHn−1 x dHny−1  ≤ C1  |E∆B|2+k∇uk2L2(∂B) 

(73)

min  F(E) = P(E) + ε Z E Z E

g(|x − y|) dxdy : |E| = |B| 

Again,

1) for ε small any minimizer is L1=⇒ C2,α close to B

2) ifE =t z : z∈ Sn−1, t ∈ [0, 1 + u(z)] isC1close to B

P(E )− P(B) ≥ C0 

|E∆B|2+k∇uk2L2(∂B)



3) But one can prove that Z B Z B g(|x − y|) dxdy − Z E Z E g(|x − y|) dxdy ≤ C  |E∆B|2+ Z ∂B Z ∂B|u(x) − u(y)| 2g(|x − y|) dHn−1 x dHny−1  ≤ C1  |E∆B|2+k∇uk2L2(∂B) 

(74)

min  F(E) = P(E) + ε Z E Z E

g(|x − y|) dxdy : |E| = |B| 

Again,

1) for ε small any minimizer is L1=⇒ C2,α close to B 2) ifE =t z : z∈ Sn−1, t ∈ [0, 1 + u(z)] isC1close to B

P(E )− P(B) ≥ C0 

|E∆B|2+k∇uk2L2(∂B)



3) But one can prove that Z B Z B g(|x − y|) dxdy − Z E Z E g(|x − y|) dxdy ≤ C  |E∆B|2+ Z ∂B Z ∂B|u(x) − u(y)| 2g( |x − y|) dHxn−1dHny−1  ≤ C1  |E∆B|2+k∇uk2L2(∂B) 

(75)

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