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Cardiac Rehabilitation

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Contemporary Cardiology

Christopher P. Cannon, md

S

ERIES

E

DITOR

Cardiac Rehabilitation, edited by William E.

Kraus,

MD, FACC, FACSM,

and Steven J. Keteyian,

PhD, FACSM

, 2007

Management of Acute Pulmonary Embolism, edited by Stavros V. Konstantinides,

MD

, 2007 Stem Cells and Myocardial Regeneration, edited

by Marc S. Penn,

MD, PhD

, 2007 Essential Echocardiography: A Practical

Handbook With DVD, edited by Scott D.

Solomon,

MD

, 2006

Preventive Cardiology: Insights Into the

Prevention and Treatment of Cardiovascular Disease, Second Edition, edited by JoAnne Micale Foody,

MD

 2006

The Art and Science of Cardiac Physical Examination: With Heart Sounds and Pulse Wave Forms on CD, by Narasimhan Ranganathan,

MD

, Vahe Sivaciyan,

MD

, and Franklin B. Saksena,

MD

 2006

Cardiovascular Biomarkers: Pathophysiology and Disease Management, edited by David A.

Morrow,

MD

 2006

Cardiovascular Disease in the Elderly, edited by Gary Gerstenblith,

MD

 2005

Platelet Function: Assessment, Diagnosis, and Treatment, edited by Martin Quinn,

MB BCh BAO, PhD

, and Desmond Fitzgerald,

MD, FRCPI, FESC, APP

 2005

Diabetes and Cardiovascular Disease, Second Edition, edited by Michael T. Johnstone,

MD, CM, FRCP(C)

, and Aristidis Veves,

MD,

DSc,

2005

Angiogenesis and Direct Myocardial Revascularization, edited by Roger J.

Laham,

MD

, and Donald S. Baim,

MD

 2005 Interventional Cardiology: Percutaneous

Noncoronary Intervention, edited by Howard C. Herrmann,

MD

 2005

Principles of Molecular Cardiology, edited by Marschall S. Runge,

MD

, and Cam Patterson,

MD

 2005

Heart Disease Diagnosis and Therapy: A Practical Approach, Second Edition, by M.

Gabriel Khan,

MD, FRCP

L

ONDON

)

FRCP(C)

,

FACP, FACC

 2005

Cardiovascular Genomics: Gene Mining for Pharmacogenomics and Gene Therapy, edited by Mohan K. Raizada,

PhD

, Julian F.

R. Paton,

PhD

, Michael J. Katovich,

PhD

, and Sergey Kasparov,

MD

,

PhD

, 2005

Surgical Management of Congestive Heart Failure, edited by James C. Fang,

MD

and Gregory S. Couper,

MD

 2005

Cardiopulmonary Resuscitation, edited by Joseph P. Ornato,

MD, FACP, FACC, FACEP

and Mary Ann Peberdy,

MD, FACC

, 2005

CT of the Heart: Principles and Applications, edited by U. Joseph Schoepf,

MD

 2005 Coronary Disease in Women: Evidence-Based

Diagnosis and Treatment, edited by Leslee J.

Shaw,

PhD

and Rita F. Redberg,

MD, FACC

 2004 Cardiac Transplantation: The Columbia

University Medical Center/New

York-Presbyterian Hospital Manual, edited by Niloo M. Edwards,

MD

, Jonathan M. Chen,

MD

, and Pamela A. Mazzeo, 2004

Heart Disease and Erectile Dysfunction, edited by Robert A. Kloner,

MD

,

PhD

 2004

Complementary and Alternative Cardiovascular Medicine, edited by Richard A. Stein,

MD

and Mehmet C. Oz,

MD

 2004

Nuclear Cardiology, The Basics: How to Set Up and Maintain a Laboratory, by Frans J. Th.

Wackers,

MD

,

PhD

, Wendy Bruni,

BS, CNMT

, and Barry L. Zaret,

MD

, 2004

Minimally Invasive Cardiac Surgery, Second Edition, edited by Daniel J. Goldstein,

MD

, and Mehmet C. Oz,

MD

, 2004

Cardiovascular Health Care Economics, edited by William S. Weintraub,

MD

 2003 Platelet Glycoprotein IIb/IIIa Inhibitors in

Cardiovascular Disease, Second Edition, edited by A. Michael Lincoff,

MD

 2003 Heart Failure: A Clinician’s Guide to Ambulatory

Diagnosis and Treatment, edited by Mariell L. Jessup,

MD

and Evan Loh,

MD

 2003 Management of Acute Coronary Syndromes,

Second Edition, edited by Christopher P.

Cannon,

MD

, 2003

Aging, Heart Disease, and Its Management:

Facts and Controversies, edited by Niloo M.

Edwards,

MD

, Mathew S. Maurer,

MD

, and Rachel B. Wellner,

MPH

, 2003

Peripheral Arterial Disease: Diagnosis and Treatment, edited by Jay D. Coffman,

MD

and Robert T. Eberhardt,

MD

 2003

Cardiac Repolarization: Bridging Basic and Clinical Science, edited by Ihor Gussak,

MD, PhD

, Charles Antzelevitch,

PhD

, Stephen C.

Hammill,

MD

, Win K. Shen,

MD

, and Preben

Bjerregaard,

MD, DMS

c 2003

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Cardiac

Rehabilitation

Edited by

William E. Kraus, md, facc, facsm

Professor of Medicine, Medical Director, Cardiac Rehabilitation,

Duke University Medical Center, Durham, NC

and

Steven J. Keteyian, phd, facsm

Director, Preventive Cardiology, Division of Cardiovascular Medicine, Henry Ford Hospital,

Detroit, MI

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© 2007 Humana Press Inc.

999 Riverview Drive, Suite 208 Totowa, New Jersey 07512 www.humanapress.com

All rights reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise without written permission from the Publisher.

The content and opinions expressed in this book are the sole work of the authors and editors, who have warranted due diligence in the creation and issuance of their work. The publisher, editors, and authors are not responsible for errors or omissions or for any consequences arising from the information or opinions presented in this book and make no warranty, express or implied, with respect to its contents.

Due diligence has been taken by the publishers, editors, and authors of this book to assure the accuracy of the information published and to describe generally accepted practices. The contributors herein have carefully checked to ensure that the drug selections and dosages set forth in this text are accurate and in accord with the standards accepted at the time of publication. Notwithstanding, as new research, changes in government regulations, and knowledge from clinical experience relating to drug therapy and drug reactions constantly occurs, the reader is advised to check the product information provided by the manufacturer of each drug for any change in dosages or for additional warnings and contraindications. This is of utmost importance when the recommended drug herein is a new or infrequently used drug. It is the responsibility of the treating physician to determine dosages and treatment strategies for individual patients. Further it is the responsibility of the health care provider to ascertain the Food and Drug Administration status of each drug or device used in their clinical practice. The publisher, editors, and authors are not responsible for errors or omissions or for any consequences from the application of the information presented in this book and make no warranty, express or implied, with respect to the contents in this publication.

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Acknowledgements

This volume is dedicated to Andrew G. Wallace, who as Division Chief of Duke Cardiology pioneered cardiac rehabilitation nationally and at Duke in the late 1970s, shepherding it through the early days of coverage by national insurance carriers; and to Frederick R. Cobb, who spent the last 15 years of his abruptly shortened but distinguished career dedicated to the secondary cardiovascular prevention principles that underlie modern cardiac rehabilitation. Finally, this volume is also dedicated to Sidney Goldstein, who, as Chief of Cardiovascular Medicine at Henry Ford Hospital, both appreciated and advanced the use of randomized clinical trials to evaluate a variety of secondary prevention strategies in patients with heart disease; treatment strategies that included risk factor management and exercise training.

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Preface

The era of cardiac rehabilitation in the United States dates back at least thirty years, when Herman Hellerstein at Case Western Reserve, Andy Wallace at Duke and Ken Cooper in Dallas envisioned that a comprehensive lifestyle approach to the rehabili- tation and prevention of patients having had a cardiac event would potentially yield great benefits for the individual patient and the health care system. Until that time, the thought of vigorous exercise in the cardiac patient soon after an event was close to anathema. One of us (WEK) was introduced to Herman Hellerstein in Cleveland in the late 1960’s, when his father sought medical opinion from him for a cardiac condition. WEK was introduced to Andy Wallace in 1979 by which time the latter had started a multidisciplinary, geographically regional cardiac rehabilitation program at Duke based upon consultations with Hellerstein and Cooper. By then, cardiac rehabil- itation was progressing beyond the vision of exercise only, and since then the concept of cardiac rehabilitation has grown into the comprehensive multidisciplinary program that we know today and that we attempt to describe in this volume.

The practice of cardiac rehabilitation has grown and metamorphosed in the last thirty years in parallel with the growth and metamorphosis of the practice of cardio- vascular medicine. During the formative stages of cardiac rehabilitation, the use of coronary care units was in its infancy. The coronary artery bypass operation was less than ten years old. The LIMA bypass had not been invented. There were no statins and the use of angiotensin converting enzyme inhibitors was just beginning.

And of course, angioplasty was just a twinkle in the eye of forward looking pioneers in cardiovascular medicine. Thus, the modern practice of both cardiac rehabilitation and cardiovascular medicine represent new realities that are ever evolving. As an example, just last year, in 2006, the Center for Medicare and Medicaid Services (CMS), approved three new indications for cardiac rehabilitation reimbursement (Percutaneous Coronary Intervention-PCI, cardiac transplantation and valvular surgery) to accompany the previous three indications of chronic stable angina, post bypass and post myocardial infarction. More importantly and significantly, CMS recognized cardiac rehabilitation as the truly multidisciplinary program that it is – beyond just exercise therapy for the cardiac patient. And, as this text is in development, the American Association of Cardiovascular and Pulmonary Rehabilitation, the American Heart Association and the American College of Cardiology are combining efforts to publish the first set of performance measures for referral to and delivery of Cardiac Rehabilitation.

To reflect this new reality, we are pleased to have developed this volume. However, this text is not meant as a comprehensive compendium of the history and medical liter- ature supporting the medical practice of cardiac rehabilitation. Rather, such overviews are available in other texts and in Cochrane reviews. Rather, we have specifically designed this as a practical manual for those newly introduced to the specialty, such as ancillary health personnel or cardiology fellows, or for established cardiologists wishing to begin a program in their practice or assuming the role as Medical Director

vii

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viii Preface

of established programs. We trust that it will serve this purpose well. The text is divided into several sections.

After an Introduction and Overview by the editors (Kraus and Keteyian) and a brief introduction to Exercise Principles, we delve into the essential components of a comprehensive cardiac rehabilitation program. In a section devoted to nutrition, Gene Erb and Julie Pruitt discuss the use of contemporary diets in cardiac rehabilitation and Joh Ehrman discusses the approach to obesity.

Assessment of psychological state and supporting behavior and lifestyle change, whether in nutrition, exercise, smoking cessation or stress and anger management is an essential component of a comprehensive cardiac rehabilitation program. In a section on behavioral aspects of cardiac rehabilitation, Krista Barbour discusses the approaches to depression, and Ruth Quillian-Wolever the approach to stress management. Readiness for Change theory, or the Transtheoretical Model is used a basis for behavior change in multiple venues and Charlotte Collins presents this paradigm for treatment. Last in this section, Jennifer Davis presents the essential approach to smoking cessation.

Exercise Testing is used for prognostication, diagnosis and assessment of exercise capacity and therapeutic progress in the cardiac rehabilitation setting. In this section Bill Kraus presents the basis and uses of exercise testing and Clinton Brawner presents the essential of performing and interpreting the exercise stress test. Dan Bensimhon describes the indications, performance standards and interpretation of the cardiopul- monary exercise test and Vera Bittner does the same for the six minute walk test.

Medical therapy is a mainstay of the comprehensive cardiac rehabilitation program.

Treating to goal has become a standard of cardiac post event and prevention programs.

As the medical therapy for cardiac often cannot be optimized during their hospital admission, the outpatient cardiac rehabilitation setting when one patient can be seen up to 36 times over the course of three months has become an optimal setting to titrate medical therapies to goal. In this section, Christie Ballantyne and Ryan Neal describe treating lipids to goal in the cardiac rehabilitation setting. Neil Gordon does the same for diabetes mellitus and hypertension.

In a section unto its own, John Schaier and Steven Keteyian describe the various Cardiac Populations for which cardiac rehabilitation is typically prescribed and the vagaries of exercise therapy in these settings. Coronary artery disease is a disease that often presents in the setting of other co-morbid conditions that may require significant modifications of the standard therapeutic approaches. In this section on exercise and co-morbidities, Dalynn Badenhop addresses hypertension and Jennifer Green offers what one needs to know about diabetes mellitus. Neil Macintyre, a well known expert in pulmonary rehabilitation, addresses the needs of the pulmonary patient with cardiac disease. Chris Womack discusses the special needs of the patient in cardiac rehabilitation that has peripheral artery disease. Kim Huffman discusses the issues associated with the cardiac rehabilitation patient with associated arthritis and Dan Forman discusses the challenges and approaches for the elderly patient.

One of the particularly satisfying part of being involved in cardiac rehabilitation is the programmatic advances that have taken place over the course of the last thirty years.

When cardiac rehabilitation first started, there was no reimbursement for services.

Now, the Program and Medical Directors require broad knowledge regarding several

dimensions about running a program, including how to handle referrals, the physicians

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Preface ix

role, and billing and reimbursement. In this Programmatic section we address these issues. Linda Hall discusses soliciting and handling programmatic referrals. Phil Ades addresses the physician Medical Director’s role. Bill Kraus presents an innovative way to provide programmatic assessment and treatment of risk in the cardiac rehabilitation and associated clinic setting. Greg Lawson presents the various staffing models and Pat Comoss discusses billing and reimbursement.

We are pleased to present to you, the interested reader, what we hope will be a useful and thorough overview of the component elements of state of the art cardiac rehabilitation. We trust that the new initiate to cardiac rehabilitation will find useful information. To facilitate communication and quick reference, many of the chapters have highlighted summary tables of important information. We hope that even seasoned veterans will find some innovative hints on how to improve their programs. And we welcome feedback from the reader on how we can make this effort better as we all participate in the coming future evolution of cardiac rehabilitation in the 21st century.

William E. Kraus, MD

Durham

Steven J. Keteyian, PHD

Detroit

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Contents

Acknowledgements . . . . v

Preface . . . . vii

Contributors . . . . xv

1 Introduction . . . . 1

William E. Kraus and Steven J. Keteyian 2 Principles for Prescribing Exercise in Cardiovascular Disease . . . 7

Steven J. Keteyian Part I Nutrition 3 Nutrition in Cardiac Rehabilitation . . . . 15

Gene Erb and Julie Pruitt 4 Weight Management in Patients with Established Cardiovascular Disease . . . . 25

Jonathan K. Ehrman Part II Behavioral 5 Assessment and Management of Depression in Cardiac Rehabilitation Patients . . . . 45

Krista A. Barbour 6 Managing Stress to Manage Heart Disease . . . . 53

Ruth Q. Wolever 7 Use of Readiness for Change in Cardiac Rehabilitation Programs . . . . 67

Charlotte A. Collins, Meghan L. Butryn, and Ernestine G. Jennings 8 Smoking Cessation: The Prescription that Every Smoker Should be Given . . . . 77

Jennifer Davis Part III Testing 9 Utility of Graded Exercise Testing in the Cardiac Rehabilitation Setting . . . 103

William E. Kraus 10 Graded Exercise Testing . . . 111

Clinton A. Brawner

xi

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xii Contents

11 The Use of Cardiopulmonary Exercise Testing in Cardiac

Rehabilitation: A Primer and Case Analysis . . . 121 Paul Chase and Daniel Bensimhon

12 Role of the 6-Minute Walk Test in Cardiac Rehabilitation . . . . 131 Vera Bittner

Part IV Medical Therapy

13 Cardiac Rehabilitation: Statins and the Rationale

for Implementation of Lipid-Lowering Therapy . . . 141 Ryan Neal and Christie Ballantyne

14 Treating to Goal: Diabetes and Hypertension . . . 157 Neil F. Gordon

Part V Exercise and Cardiac Populations

15 Exercise in Patients with Cardiovascular Disease . . . 169 John R. Schairer and Steven J. Keteyian

Part VI Exercise and Comorbidities

16 Exercise as a Therapeutic Intervention for Hypertension . . . 185 Dalynn T. Badenhop and Javier Jurado

17 Diabetes Mellitus and Cardiac Rehabilitation

in Clinical Practice . . . 197 Jennifer B. Green

18 Pulmonary Issues Related to Cardiac Rehabilitation . . . 211 Neil MacIntyre

19 Exercise Rehabilitation for Patients with Peripheral

Arterial Disease . . . 221 Christopher J. Womack

20 Dealing with Arthritis as a Comorbidity in Cardiac

Rehabilitation Programs . . . 231 Kim M. Huffman

21 Cardiac Rehabilitation for Elderly Cardiac Patients . . . 243 Daniel E. Forman

Part VII Programmatic

22 Expanding Your Model: Optimizing Referrals and Introducing Disease Management . . . 253 Linda K. Hall

23 The Role of the Physician-Medical Director in Cardiac

Rehabilitation . . . 263

Philip A. Ades

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Contents xiii

24 Assessment and Treatment of Risk in the Clinic Setting . . . 271 William E. Kraus

25 Cardiac Rehabilitation Staffing . . . 277 Gregory J. Lawson

26 Reimbursement Issues . . . 289 Patricia McCall Comoss

Index . . . 299

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Contributors

Phil A. Ades, md • University of Vermont, College of Medicine, Burlington, VT Dalynn T. Badenhop, phd • University of Toledo Medical Center, Toledo, OH Christie Ballantyne • Director, Center for Cardiovascular, Disease Prevention,

Methodist DeBakey Heart Center, Houston, TX 77030

Krista A. Barbour, phd • Clinical Associate, Medical Psychiatry, P.O. Box 3119, Duke University Medical Center, Durham, NC 27710

Daniel Bensimhon, md • Associate in Medicine, 3912 Hazel Ln., Greensboro,

NC 27408

Vera Bittner, md • Professor of Medicine, University of Alabama at Birmingham, Birmingham, AL

Clinton A. Brawner, ms • Henry Ford Hospital, ACSM Registered Clinical Exercise Physiologist Detroit, MI

Meghan L. Butryn Paul Chase

Charlotte A. Collins , phd • One Hoppin Street, Providence, RI 02903

Patricia McCall Comoss, rn • Nursing Enrichment Consultants, Harrisburg, PA Jennifer Davis, MS • Clinical Psychologist, P.O. Box 3022, Duke Center for Living,

Duke University Medical Center, Durham, NC 27710 Jonathan K. Ehrman • Henry Ford Hospital, Detroit, MI

Gene Erb, jr • Clinical Dietician, P.O. Box 3487, Duke University Medical Center, Durham, NC 27710

Daniel E. Forman, md • Brigham and Women’s Hospital, Boston, MA

Neil F. Gordon, md, phd • INTERVENT USA, Inc., 340 Eisenhower Drive, 1400 Central Park, Suite 17, Savannah, GA 31406

Jennifer B. Green, md • Assistant Clinical Professor, Division of Endocrinology, Metabolism and Nutrition, Department of Medicine, P.O. Box 3222, Duke

University Medical Center, Durham, NC 27710 Linda K. Hall, phd • Hattiesburg, MS

Kim M. Huffman, md, phd • P.O. Box 3327, Duke University Medical Center, Durham, NC 27710

Ernestine G. Jennings

Javier Jurado • University of Toledo Medical Center, Toledo, OH Steven J. Keteyian, phd • Henry Ford Hospital, Detroit, MI

William E. Kraus, md, • Professor of Medicine, Medical Director, Cardiac Rehabil- itation, Duke University Medical Center, Durham, NC 27710

Gregory J. Lawson, ms • Providence Everett Medical Center, Everett, WA

Neil MacIntyre, md • Professor, Department of Medicine, Division of Pulmonary Medicine, P.O. Box 3911, Duke University Medical Center, Durham, NC 27710 Ryan Neal • Professor of Medicine and Pediatrics, Baylor College of Medicine, 6565

Fannin St. MS A601, Houston, TX 77030

xv

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xvi Contributors

Julie Pruitt • ActivHealth Coordinator, P.O. Box 3022, Duke University Medical Center, Duke Center for Living, Durham, NC 27710

John R. Schairer, do • Henry Ford Hospital, Detroit, MI

Ruth Q. Wolever , phd • Assistant Clinical Professor, Medical Psychiatry, Duke Center for Integrative Medicine, P.O. Box 3022, Duke University Medical Center, Durham, NC 27710

Christopher J. Womack, phd • Department of Kinesiology, Harrisonburg, VA

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