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Innovative methods of correlation and orbit determination for space debris

Farnocchia D.

1

, Tommei G.

1

, Milani A.

1

and Rossi A.

2

1 Department of Mathematics, University of Pisa, Largo Bruno Pontecorvo 5, 56127 Pisa, Italy

e-mail: farnocchia@mail.dm.unipi.it, {tommei,milani}@dm.unipi.it

2 ISTI/CNR, Via Moruzzi 1, 56124 Pisa, Italy e-mail: alessandro.rossi@isti.cnr.it

Abstract

We propose two algorithms to provide a full preliminary orbit of an Earth-orbiting object with a number of observations lower than the clas- sical methods, such as those by Laplace and Gauss. The first one is the Virtual debris algorithm, based upon the admissible region, that is the set of the unknown quantities corresponding to possible orbits for a given observation for objects in Earth orbit (as opposed to both interplanetary orbits and ballistic ones). A similar method has already been successfully used in recent years for the asteroidal case. The second algorithm uses the integrals of the geocentric 2-body motion, which must have the same values at the times of the different observations for a common orbit to exist. We also discuss how to account for the perturbations of the 2-body motion, e.g., the J2 effect.

Keywords: Space debris, Orbit determination, Admissible region, Keplerian integrals

1 Introduction

The near-Earth space, filled by more than 300000 artificial debris particles with diameter larger than 1 cm, can be divided into three main regions: the Low Earth Orbit (LEO), below about 2000 km, the Medium Earth Orbit (MEO), above 2000 km and below 36000 km, and the Geosynchronous Earth Orbit (GEO) at about 36000 km of altitude. Currently the orbits of more than 12000 objects larger than about 10 cm are listed in the so called Two Line Elements (TLE) catalogue. To produce and maintain such a catalogue a large number of optical and radar observations are routinely performed by the United States Space Surveillance Network. Nowadays also Europe has launched its Space Situational Awareness (SSA) initiative aimed to increase the knowledge of the

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circumterrestrial environment. In this context the availability of efficient meth- ods and algorithms for accurate orbit determination is extremely important.

Given two or more sets of observations, the main problem is how to identify which separate sets of data belong to the same physical object (the so-called correlation problem). Thus the orbit determination problem needs to be solved in two stages: first different sets of observations need to be correlated, then an orbit can be determined; this combined procedure is called linkage in the literature [Milani 1999].

In this paper we describe two different linkage methods, for both optical and radar data. By using the attributable vector (Sec. 2) we summarize the information contained in either optical or radar data. In Sec. 3 we describe the admissible region and the Virtual debris algorithm [Tommei et al. 2007] and we propose a general scheme to classify observed objects. Sec. 4 deals with the Keplerian integrals method, first introduced by [Gronchi et al. 2009] for the problem of asteroid orbit determination. Furthermore, the inclusion of the effect due to the non-spherical shape of the Earth is discussed. Finally, in Sec. 5, a sketch of the general procedure for the full process of correlation of different observations is outlined.

The spirit of this paper is to propose algorithms suitable for implementation with affordable computational complexity. Indeed there have been many cases in which theoretically interesting algorithms have been proposed but their practical application has faced computational challenges [Maruskin and Scheeres 2009], [Maruskin et al. 2009] and [Taff and Hall 1977].

2 Observations and attributables

Objects in LEO are mostly observed by radar while for MEOs and GEOs op- tical sensors are used. In both cases, the batches of observations which can be immediately assigned to a single object give us a set of data that can be summarized in an attributable, that is a 4-dimensional vector. To compute a full orbit, formed by 6 parameters, we need to know 2 further quantities.

Thus the question is the identification problem, also called correlation in the debris context: given two attributables at different times, can they belong to the same orbiting object? And if this is the case, can we find an orbit fitting both data sets?

Let (ρ, α, δ) ∈ R+×[0, 2π)×(−π/2, π/2) be topocentric spherical coordinates for the position of an Earth satellite. The angular coordinates (α, δ) are defined by a topocentric reference system that can be arbitrarily selected. Usually, in the applications, α is the right ascension and δ the declination with respect to an equatorial reference system (e.g., J2000). The values of range ρ and range rate ˙ρ are not measured.

We shall call optical attributable a vector

Aopt= (α, δ, ˙α, ˙δ) ∈ [0, 2π) × (π/2, π/2) × R2,

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representing the angular position and velocity of the body at a time t in the selected reference frame.

Active artificial satellites and space debris can also be observed by radar;

however, because of the 1/ρ4dependence of the signal to noise for radar obser- vations, range and range-rate are currently measured only for debris in LEO.

When a return signal is acquired, the antenna pointing angles are also available.

Given the capability of modern radars to scan very rapidly the entire visible sky, radar can be used to discover all the debris above a minimum size while they are visible from an antenna, or a system of antennas.

When a radar observation is performed we assume that the measured quan- tities (all with their own uncertainty) are the range, the range rate, and also the antenna pointing direction, that is the debris apparent position on the ce- lestial sphere, expressed by two angular coordinates such as right ascension α and declination δ. The time derivatives of these angular coordinates, ˙α and ˙δ, are not measured.

We define radar attributable a vector

Arad= (α, δ, ρ, ˙ρ) ∈ [−π, π) × (−π/2, π/2) × R+× R ,

containing the information from a radar observation, at the receive time t.

Given the attributable A, to define an orbit the values of two unknowns quantities (e.g., ρ and ˙ρ in the optical case, ˙α and ˙δ in the radar case) need to be found at the same instance in time as the attributable. These two quantities, together with A, give us a set of attributable orbital elements

X = [α, δ, ˙α, ˙δ, ρ, ˙ρ]

at a time ¯t, computed from t taking into account the light-time correction: ¯t = t−ρ/c. Of course the information on the observer station must be available. The Cartesian position and velocity (r, ˙r), in a geocentric frame, can be obtained, given the observer geocentric position q at time t, by using the unit vector

ˆ

ρ= (cos α cos δ, sin α cos δ, sin δ) in the direction of the observation:

r= q + ρ ˆρ , ˙r = ˙q + ˙ρ ˆρ+ ρd ˆρ

dt , d ˆρ

dt = ˙α ˆρα+ ˙δ ˆρδ , (1) ˆ

ρα= (− sin α cos δ, cos α cos δ, 0) , ρˆδ= (− cos α sin δ, − sin α sin δ, cos δ) .

3 Admissible region theory

Starting from an attributable, we would like to extract sufficient information from it in order to compute preliminary orbits: we shall use the admissible region tool, as described in [Tommei et al. 2007]. For ease of reading, we recall here the basic steps of the theory.

The admissible region replaces the conventional confidence region as defined in the classical orbit determination procedure. The main requirement is that the geocentric energy of the object is negative, so that the object is a satellite of the Earth.

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3.1 Optical admissible region

Given the geocentric position r of the debris, the geocentric position q of the observer, and the topocentric position ρ of the debris we have r = ρ + q. The energy (per unit of mass) is given by

E(ρ, ˙ρ) =1

2||˙r(ρ, ˙ρ)||2− µ

||r(ρ)||, (2)

where µ is the Earth’s gravitational parameter. Then a definition of admissible region such that only satellites of the Earth are allowed includes the condition

E(ρ, ˙ρ) ≤ 0 (3)

that, by substituting (1) in (2), could be rewritten as 2E(ρ, ˙ρ) = ˙ρ2+ w1˙ρ + T (ρ) − 2µ

pS(ρ) ≤ 0 , (4)

T (ρ) = w2ρ2+ w3ρ + w4 , S(ρ) = ρ2+ w5ρ + w0

and coefficients wi depending on the attributable [Tommei et al. 2007]:

w0= ||q||2, w1= 2 ˙q · ˆρ, w2= ˙α2cos2δ + ˙δ2= η2, w3= 2 ( ˙α ˙q · ˆρα+ ˙δ ˙q · ˆρδ) , w4= || ˙q||2, w5= 2 q · ˆρ,

where η is the proper motion. In order to obtain real solutions for ˙ρ the dis- criminant of 2E (polynomial of degree 2 in ˙ρ) must be non-negative:

∆ = w21

4 − T (ρ) + 2µ pS(ρ) ≥ 0 . This observation results in the following condition on ρ:

pS(ρ) ≥ Q(ρ) = w2ρ2+ w3ρ + γ , γ = w4−w12

4 . (5)

Condition (5) can be seen as an inequality involving a polynomial V (ρ) of degree 6:

V (ρ) = Q2(ρ)S(ρ) ≤ 4µ2.

Studying the polynomial V (ρ) and its roots, as done by [Milani et al. 2004], the conclusion is that the region of (ρ, ˙ρ) such that condition (3) is satisfied can admit more than one connected component, but it has at most two. In any case, in a large number of numerical experiments with objects in Earth orbit, we have not found examples with two connected components.

The admissible region needs to be compact in order to have the possibility to sample it with a finite number of points, thus a condition defining an inner boundary needs to be added. The choice for the inner boundary depends upon

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the specific orbit determination task: a simple method is to add constraints ρmin ≤ ρ ≤ ρmax allowing, e.g., to focus the search of identifications to one of the three classes LEO, MEO and GEO. Another natural choice for the inner boundary is to take ρ ≥ hatm where hatm is the thickness of a portion of the Earth atmosphere in which a satellite cannot remain in orbit for a significant time span. As an alternative, it is possible to constrain the semimajor axis to be larger than R+ hatm= rmin, and this leads to the inequality

a(ρ, ˙ρ) = − µ

2E(ρ, ˙ρ) ≥ rmin ⇐⇒ E(ρ, ˙ρ) ≥ − µ

2rmin = Emin , (6) which defines another degree six inequality with the same coefficients but for a different constant term. The qualitative structure of the admissible region is shown in Fig. 1.

0 1 2 3 4 5 6 7 8

−150

−100

−50 0 50 100 150

E=0

E=Emin

ρ=ρmin ρ=ρmax

ρ (R) dρ/dt (R/day)

Figure 1: An example of admissible region, optical case, in the (ρ, ˙ρ) plane. The region (painted in grey) is bounded by two level curves of the energy, (E = Emin) and (E = 0), and by the two conditions on the topocentric distance (ρ = ρmin

and ρ = ρmax).

Another possible way to find an inner boundary is to exclude trajectories impacting the Earth in less than one revolution, that is to use an inequality on the perigee rP, already proposed in [Maruskin et al. 2009]:

rP = a(1 − e) ≥ rmin. (7)

Note that this condition naturally implies (6) and ρ ≥ hatm. To analytically develop the inequality (7) we need the formulae involving the angular momen- tum:

c(ρ, ˙ρ) = r × ˙r = D ˙ρ + Eρ2+ Fρ + G (8)

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D= q × ˆρ, E= ˆρ× ( ˙α ˆρα+ ˙δ ˆρδ), F= q × ( ˙α ˆρα+ ˙δ ˆρδ) + ˆρ× ˙q, G= q × ˙q .

From the 2-body formulae we have that a = −µ

2E , a(1 − e2) = ||c||2

µ ⇒ e2= 1 + 2E||c||2 µ2 and substituting in (7) we obtain:

s

1 + 2E||c||2

µ2 ≤ 1 + 2Ermin

µ . (9)

Since the left hand side is e ≥ 0, we need to impose 1 + 2Ermin/µ ≥ 0: this is again a ≥ rmin. Finally, by squaring (9), we obtain:

||c||2≥ 2rmin(µ + Ermin) . (10) Using (4) and (8), the above inequality become algebraic in the variables (ρ, ˙ρ):

(r2min− ||D||2) ˙ρ2− P (ρ) ˙ρ − U(ρ) + r2minT (ρ) −2r2minµ

pS(ρ) ≤ 0 , (11)

P (ρ) = 2D · Eρ2+ 2D · Fρ + 2D · G − r2minw1,

U (ρ) = ||E||2ρ4+ 2E · Fρ3+ (2E · G + ||F||22+ 2F · Gρ + ||G||2− 2rminµ . The coefficient of ˙ρ2 is positive, thus to obtain real solutions for ˙ρ the discrimi- nant of (11) must be non negative:

P = P2(ρ) + 4(r2min− ||D||2) U (ρ) − r2minT (ρ) +2rmin2 µ pS(ρ)

!

≥ 0 .

This condition is equivalent to the following:

pS(ρ) ≥ W (ρ) = −4(rmin2 − ||D||2)(U (ρ) − r2minT (ρ)) + P2(ρ)

4r2min(rmin2 − ||D||2) . (12) Note that the inequality (12) is similar to (5). However, in this case, the function in the right hand side is much more complicated, and there is no easy way to use the condition (7) to explicitly describe the boundary of the admissible region;

e.g., we do not have a rigorous bound on the number of connected components.

Condition (7) will be used only a posteriori as a filter (Sec. 3.3).

Fig. 2 shows also this inner boundary; note that the boundaries of the re- gions defined by (6) and by ρ ≥ hatmare also plotted in the figure, but these

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0 1 2 3 4 5 6 7 8

−150

−100

−50 0 50 100 150

rP=r min rA=rmax

ρ (R) dρ/dt (R/day)

Figure 2: The same example of Fig. 1, with the two further conditions on the pericenter (rP ≥ rmin) and the apocenter (rA≤ rmax) distances.

constraints are not necessary. We have also plotted an alternative outer bound- ary constraining the apocenter rA= a(1+e) at some large value rmax, described by the following relationships (obtained similarly to the pericenter case):

E ≤ − µ 2rmax

||c||2≥ 2rmax(µ + Ermax)

;

this outer boundary can be used in the same way, as an a posteriori filter.

3.2 Radar admissible region

Given a radar attributable Arad, we define as radar admissible region for a space debris the set of values of ( ˙α, ˙δ) such that

2E(α, δ) = z11˙α2+ z22˙δ2+ 2z13˙α + 2z23˙δ + z33≤ 0 , (13) where zij depend on the attributable [Tommei et al. 2007]:

z11= ρ2cos2δ , z22= ρ2, z13= ρ ˙q · ˆρα, z23= ρ ˙q · ˆρδ, z33= ˙ρ2+ w1˙ρ + w4− 2µ

pS(ρ).

The boundary of the admissible region is then given by E( ˙α, ˙δ) = 0 and this equation represents an ellipse with its axes aligned with the coordinate

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−150 −100 −50 0 50 100 150

−150

−100

−50 0 50 100 150

dα/dt cosδ (rad/day)

dδ/dt (rad/day)

E=0

E=Emin

Figure 3: An example of admissible region, radar case, in the ( ˙α cos δ, ˙δ) plane.

The region (painted in grey) is the circular annulus bounded by the two level curves of the energy (E = Emin) and (E = 0).

axes in the ( ˙α, ˙δ) plane. Actually, in a plane ( ˙α cos δ, ˙δ), with the axes rescaled according to the metric of the tangent plane to the celestial sphere, the curves E( ˙α, ˙δ) = constant are circles.

The region defined by negative geocentric energy, the inside of a circle, is a compact set, and the problem of defining an inner boundary is much less important than in the optical attributable case. Anyway, it is possible to define an inner boundary by constraining the semimajor axis a > rmin, that is by eq.

(6), resulting in a concentric inner circle, thus in an admissible region forming a circular annulus (see Fig. 3).

It is also possible to exclude the ballistic trajectories by imposing the condi- tion (7) in which ˙α, ˙δ are to be considered as variables. The angular momentum is given by

c( ˙α, ˙δ) = r × ˙r = A ˙α + B ˙δ + C , (14) A= ρ r × ˆρα, B = ρ r × ˆρδ, C = r × ˙q + ˙ρ q × ˆρ.

By substituting (13) and (14) in (10), the condition on the pericenter is expressed by a polynomial inequality of degree 2:

l11˙α2+ 2 l12˙α ˙δ + l22˙δ2+ 2 l13˙α + 2 l23˙δ + l33≥ 0 ,

l11= ||A||2− r2minz11, l12= A · B, l13= A · C − r2minz13,

l22= ||B||2− r2minz22, l23= B · C − rmin2 z23, l33= ||C||2− rmin(rminz33+ 2µ).

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Thus the admissible region can be geometrically described as a region bounded by three conics: the first two are concentric circles, the third one can be either an ellipse or a hyperbola (depending on the sign of l11l22− l122 ), with a different center and different symmetry axes. Fig. 4 and 5 show the possible qualitatively different cases.

−150 −100 −50 0 50 100 150

−150

−100

−50 0 50 100 150

dα/dt cosδ (rad/day)

dδ/dt (rad/day)

rP=r min

Figure 4: An example of admissible region, with the further condition on the pericenter distance (rP ≥ rmin), bounded by an ellipse.

3.3 Virtual debris algorithm

The admissible region can be used to generate a swarm of virtual debris: we sample it using the Delaunay triangulation [Milani et al. 2004] for the optical case and the cobweb [Tommei et al. 2007] for the radar case, as shown in Fig. 6 and 7. The condition on the pericenter is not used at this step, because we could lose some important geometrical properties: this condition is used as filter, the nodes with a low pericenter are discarded.

The idea is to generate a swarm of virtual debris Xi, corresponding to the nodes of the admissible region of one of the two attributables, let us say A1. Then we compute, from each of the Xi, a prediction Ai for the epoch t2, each with its covariance matrix ΓAi. Thus for each virtual debris Xiwe can compute an attribution penalty K4i [Milani et al. 2005], [Milani and Gronchi 2009][Cap.

8] and use the values as a criterion to select some of the virtual debris to proceed to the orbit computation.

Thus the procedure is as follows: we select some maximum value Kmaxfor the attribution penalty and if there are some nodes such that K4i ≤ Kmax we

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−150 −100 −50 0 50 100 150

−150

−100

−50 0 50 100 150

dα/dt cosδ (rad/day)

dδ/dt (rad/day)

rP=rmin

rP=rmin

Figure 5: An example of admissible region, with the further condition on the pericenter distance (rP ≥ rmin), bounded by a hyperbola.

proceed to the correlation confirmation. If this is not the case, we can try with another method, such as the one described in Sec. 4.

Note that other methods have been in use for long time to select a very small number of virtual debris; as an example, it is possible to select just circular orbits. [Fujimoto et al. 2010] show that is always possible to find from one to three circular orbits compatible with an optical attributable. Also this method can be useful if there is no confusion between the concept of virtual debris and the one of an orbit determined by the observations.

3.4 Universal classification of objects

The method of the admissible region is also useful to provide insight on the relationship between the different populations, in particular how they can mix in the observations. For a given optical attributable, supposedly computed from a short arc of optical observations, the Fig. 8 shows the region in the (ρ, ˙ρ) half-plane ρ > 0 where Earth satellites (ES) can be, but also where ballistic trajectories (either launches L or reentries R) can be, and where an asteroid serendipitously found in the same observations would be. Other more exotic populations, which are very unlikely, also have their region in the half plane:

e.g., there are regions for direct departure/arrival to the Earth from interstellar space, which we have labeled as ET trajectories.

The same “universal” figure can be generated from a given radar attributable (Fig 9). In this case the regions corresponding to different populations partition

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0 1 2 3 4 x 10−4

−6

−4

−2 0 2 4 6

x 10−3

ρ (AU)

dρ/dt (AU/day)

Figure 6: An example of admissible region, defined by imposing negative geo- centric energy, for an optical attributable, with the Delaunay triangulation. The nodes of the triangulation corresponding to the ballistic trajectories (on the left of the curve cutting the outer part of the triangulation) can be discarded.

the plane ( ˙α cos δ, ˙δ). The curve Esun= 0, for the heliocentric energy, has been computed with formulas very similar to the ones for the geocentric energy.

4 Keplerian integrals method

We shall describe a method proposed for the asteroid case in [Gronchi et al. 2009]

and based on the two-body integrals, to produce preliminary orbits starting from two attributables A1, A2 of the same object at two epoch times, t1 and t2. We assume that the orbit between t1 and t2 is well approximated by a Keplerian 2-body orbit, with constant energy E and angular momentum vector c:

(E(t1) − E(t2) = 0

c(t1) − c(t2) = 0 . (15)

4.1 Optical case

Using (8), the second equation of (15) becomes

D1˙ρ1+ E1ρ21+ F1ρ1+ G1= D2˙ρ2+ E2ρ22+ F2ρ2+ G2. (16)

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−1.5 −1 −0.5 0 0.5 1 1.5

−1

−0.5 0 0.5 1

dα/dt cosδ

dδ/dt

Figure 7: An example of admissible region, defined by imposing Emin≤ E ≤ 0, for a radar attributable, with the cobweb sampling. The nodes of the cobweb corresponding to the ballistic trajectories (between the two branches of the hyperbola) can be discarded.

By scalar product between (16) and D1× D2 we obtain the equation of degree 2:

q(ρ1, ρ2) = q11ρ21+ q22ρ22+ 2q13ρ1+ 2q23ρ2+ q33= 0 ,

q11= (D1× D2) · E1, q13= (D1× D2) · F1/2, q33= (D1× D2) · (G1− G2), q22= −(D1× D2) · E2, q23= −(D1× D2) · F2/2.

Geometrically, this equation defines a conic section in the (ρ1, ρ2) plane. By vector product between (16) and D2 followed by scalar product with D1× D2 we have

˙ρ1= (E2ρ22+ F2ρ2+ G2− E1ρ21− F1ρ1− G1) × D2

||D1× D2||2 · (D1× D2) . In a similar way the expression for ˙ρ2is

˙ρ2= D1× (E1ρ21+ F1ρ1+ G1− E2ρ22− F2ρ2− G2)

||D1× D2||2 · (D1× D2).

Using the above formulae the energies E1, E2can be considered as functions of ρ1, ρ2 only. Thus we obtain:

(E11, ρ2) − E21, ρ2) = 0 q(ρ1, ρ2) = 0 ,

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0 2 4 6 8 10 12 14 16 18 20

−500

−400

−300

−200

−100 0 100 200 300 400 500

ρ (R) dρ/dt (R/day)

Eearth=0 rp=rmin

Esun=0

dρ/dt=0 L

R ES

ES

A

A

ISC ISC

ETA ETL

IPR IPL

Figure 8: Partitioning of the (ρ, ˙ρ) half plane ρ > 0 in regions corresponding to different populations, for an optical attributable with proper motion η = 10.1980 rad/day. The labels mean: L Launch, R Reentry, ES Earth Satellite, A Asteroid, ISC Interstellar Comet, ETA ET Arriving, ETL ET Leaving, IPR Interplanetary Reentry, IPL Interplanetary Launch.

a system of 2 equations in 2 unknowns, already present in [Taff and Hall 1977]:

they proposed a Newton-Raphson method to solve the system, but this results in a loss of control on the number of solutions. In [Gronchi et al. 2009] the authors have applied the same equations to the asteroid problem, and proposed a different approach to the solution of the system.

The energy equation is algebraic, not polynomial, because there are denom- inators containing square roots. By squaring twice it is possible to obtain a polynomial equation p(ρ1, ρ2) = 0 of order 24. Thus the system

(p(ρ1, ρ2) = 0 q(ρ1, ρ2) = 0

has exactly 48 solutions in the complex domain, counting them with multiplicity.

Of course we are interested only in solutions with ρ1, ρ2real and positive; more- over, the squaring of the equations introduces spurious solutions. Nevertheless, we have found examples with up to 11 nonspurious solutions.

We need a global solution of the algebraic system of overall degree 48, pro- viding all the possible couples (ρ1, ρ2). This is a classical problem in algebraic geometry, which can be solved with the resultant method. We build an aux- iliary 22 × 22 Sylvester matrix, having polynomials in ρ2 as coefficients; its

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−600 −400 −200 0 200 400 600

−600

−500

−400

−300

−200

−100 0 100 200 300 400

dα/dt cosδ (rad/day)

dδ/dt (rad/day) Eearth=0

Esun=0 rP=r

min

rP=r min L/R

ES

ES A

A

ISC

ISC

ET ET

IPL/IPR IPL/IPR

Figure 9: Partitioning of the ( ˙α cos δ, ˙δ) plane in regions corresponding to differ- ent populations, for a radar attributable with ρ = 1 R. The labels mean: L/R Launch or Reentry, ES Earth Satellite, A Asteroid, ISC Interstellar Comet, ET interstellar launch/reentry, IPL/IPR Interplanetary Launch or Reentry.

determinant, the resultant, is a polynomial of degree 48 in ρ2 only. The values of ρ2 appearing in the solutions of the polynomial system are the roots of the resultant [Cox et al. 1996].

Because the computation of the resultant is numerically unstable due to the wide range of orders of magnitude of the coefficients, one must use quadru- ple precision. Once the resultant is available, there are methods to solve the univariate polynomial equations, providing at once all the complex roots with rigorous error bounds [Bini 1996]. Given all the roots which could be real, we solve for the other variable ρ1, select the positive couples (ρ1, ρ2) and remove the spurious ones due to squaring. If the number of remaining solutions is zero, the attributables cannot be correlated with this method.

4.2 Radar case

The formulae for geocentric energy and angular momentum are given by (13) and (14), polynomials of degree 2 and 1 in the unknowns ( ˙α, ˙δ), respectively.

The system (15) has overall algebraic degree 2; such a system can be solved by elementary algebra.

The angular momentum equations are

A1˙α1+ B1˙δ1+ C1= A2˙α2+ B2˙δ2+ C2 , (17)

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which represents a system of 3 linear equations in 4 unknowns ( ˙α1, ˙δ1, ˙α2, δ2) and can be solved for three unknowns as a function of one of the four. For example, if we take the scalar product between (17) and B1× A2 we have

˙α1=A2· (B1× B2) ˙δ2− (C1− C2) · (A2× B1) B1· (A1× A2) , and in a similar way we obtain

˙δ1=B2· (A1× A2) ˙δ2− (C1− C2) · (A1× A2) B1· (A1× A2) ,

˙α2=A1· (B1× B2) ˙δ2− (C1− C2) · (A1× B1) B1· (A1× A2) .

When the equations for ( ˙α1, ˙α2, ˙δ1) as a function of ˙δ2are substituted in the equation for the energies E1( ˙α1, ˙δ1) = E2( ˙α2, ˙δ2) we obtain a quadratic equation in ˙δ2, which can be solved by elementary algebra, giving at most two real so- lutions. Geometrically, equation (17) can be described by a straight line in a plane, e.g., in ( ˙α2, ˙δ2), where the energy equation defines a conic section.

4.3 Singularities

There are some cases in which the Keplerian integrals method can not be ap- plied.

In the optical case we have to avoid the condition D1× D2 = (q1× ˆρ1) × (q2× ˆρ2) = 0. This can happen when:

• q1is parallel to ˆρ1, i.e., the observation at time t1is done at the observer zenith;

• q2is parallel to ˆρ2, i.e., the observation at time t2is done at the observer zenith;

• q1, q2, ˆρ1and ˆρ2are coplanar. This case arises whenever a geostationary object is observed from the same station at the same hour of distinct nights.

As it is normal, the mathematical singularity is surrounded by a neighborhood in which the method is possible for zero error (both zero observational error and zero rounding off in the computation), but is not applicable in practice due to the limited numerical accuracy; e.g., this method fails even for non-geostationary, nearly geosynchronous orbits with hours of observations over different nights differing by only a few minutes each night.

In the radar case the procedure fails only if the four vectors A1, A2, B1and B2 do not generate a linear space of dimension 3, i.e., when:

(Ai· (B1× B2) = 0

Bi· (A1× A2) = 0 i = 1, 2.

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For i = 1 we obtain

21ρ2[ ˆρδ2· (r1× r2)][r1· ( ˆρα1× ˆρδ1)] = 0 ρ21ρ2[ ˆρα2· (r1× r2)][r1· ( ˆρδ1× ˆρα1)] = 0

and for i = 2 the formulae are analogous. Thus there is singularity when:

• r1 is parallel to r2;

• ri· ( ˆρδi× ˆραi) = cos δi(qi· ˆρi+ ρi) = 0, but this can never happen, apart from coordinate singularities, because qi· ˆρi≥ 0;

• r1· ( ˆρδ1× ˆραi) = 0 and r1· ( ˆρδ1× ˆρδi) = 0, i.e., ˆραi and ˆρδi for i = 1, 2 belong to the orbital plane.

4.4 Preliminary orbits

Once a solution of (15) is computed the values of attributable elements can be obtained for the epochs ¯t1 and ¯t2, and they can be converted into the usual Keplerian elements:

(aj, ej, Ij, Ωj, ωj, ℓj) , j = 1, 2 ,

where ℓjare the mean anomalies. The first four Keplerian elements (aj, ej, Ij, Ωj) are functions of the 2-body energy and angular momentum vectors Ej, cj, and are the same for j = 1, 2. Thus the result can be assembled in the 8-dimensional vector:

H = (V, Φ1, Φ2) , V = (a, e, I, Ω) , Φ1= (ω1, ℓ1) , Φ2= (ω2, ℓ2) . (18) There are compatibility conditions between Φ1and Φ2 to be satisfied if the two attributables belong to the same object:

ω1= ω2 , ℓ1= ℓ2+ n(¯t1− ¯t2) , (19) where n = n(a) is the mean motion. We cannot demand the exact equality in the formulae above, because of various error sources, including the uncertainty of the attributable, and the changes on the Keplerian integrals due to the perturbations with respect to the 2-body model. Thus we need a metric to measure in an objective way the residuals in the compatibility conditions.

4.5 Covariance propagation

The two attributables A1, A2 have been computed from the observations by using a least squares fit to the individual observations, thus 4 × 4 covariance matrices ΓA1 and ΓA2are available; they can be used to form the block diagonal 8 × 8 covariance matrix for both attributables ΓA. The Keplerian integral method allows to compute explicitly the vector H of (18) and, by means of the implicit function theorem, its partial derivatives, thus it is possible by the

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standard covariance propagation formula [Milani and Gronchi 2009][Sec. 5.5]

to compute also ΓH, the covariance of H. With another transformation we can compute the average elements Φ0 = (Φ1+ Φ2)/2 (as the best value for the angular elements at time ¯t0 = (¯t1+ ¯t2)/2) and the discrepancy ∆Φ in the compatibility conditions (19), and to propagate the covariance also to this 8- dimensional vector:

ΓA=⇒ ΓH=⇒ ΓV,Φ0,∆Φ.

The above argument is a generalization of the one in [Gronchi et al. 2009], where explicit computations are given for the optical attributables case.

In the 8 × 8 covariance matrix ΓV,Φ0,∆Φ, the lower right 2 × 2 block is the marginal covariance matrix of ∆Φ, from which we can compute the normal matrix and the χ2:

C∆Φ= Γ−1∆Φ , χ2∆Φ= ∆Φ · C∆Φ∆Φ ,

which can be used as control, that is the discrepancy in the compatibility con- ditions is consistent with the observation error and the correlation between the two attributables is considered possible only if χ2∆Φ≤ χ2max.

The upper left 6 × 6 block is the covariance matrix of the preliminary orbit, that is of the orbital elements set (V, Φ0) (at epoch ¯t0). Although this pre- liminary orbit is just a 2-body solution, it has an uncertainty estimate, arising from the (supposedly known) statistical properties of the observational errors.

This estimate neglects the influence of perturbations, such as the spherical har- monics of the Earth gravity field, the lunisolar differential attraction and the non-gravitational perturbations; nevertheless, if the time span ¯t2− ¯t1 is short, the covariance obtained above can be a useful approximation.

4.6 Precession model

We can generalize the method, including the effect due to the non-spherical shape of the Earth. The averaged equation for Delaunay’s variables ℓ, ω, Ω, L = √µa, G = L√

1 − e2 and Z = G cos I are [Roy 2005][Sec. 10.4]:

























¯˙ℓ= n − 34n R

a

2

J2(1 − 3 cos2I) (1 − e2)3/2

¯˙ω = 3 4n R

a

2J2(4 − 5 sin2I) (1 − e2)2 Ω = −¯˙ 3

2n R

a

2

J2cos I (1 − e2)2 L = ¯˙¯˙ G = ¯˙Z = 0

, (20)

where J2 is the coefficient of the second zonal spherical harmonic of the Earth gravity field. In applying the Keplerian integral method to the case with J2

perturbation, one can no longer use conservation of angular momentum. Since

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L =p−µ2/2E, G = ||c|| and Z = c · ˆz, we can replace (15) with:









 E1= E2 c1· ˆz = c2· ˆz

||c1||2= ||c2||2 cos(Ω2) = cos

1+ ¯˙Ω(¯t2− ¯t1)

. (21)

In the optical case the first equation is algebraic and by squaring twice is pos- sible to obtain a polynomial equation; in the radar case this relation is already polynomial. The second and the third equations are always polynomial, while the last equation needs to be linearized in the parameter ¯˙Ω(¯t2− ¯t1):

cos Ω2= cos Ω1−¯˙Ω(¯t2− ¯t1) sin Ω1. (22) The following relationships hold [Roy 2005][Sec. 4.11]:

cos Ωi= ˆz× ci

||ˆz × ci|| · ˆx , sin Ωi= ˆz× ci

||ˆz × ci||· ˆy , a(1 − e2) =||c1||2 µ , cos I = c1· ˆz

||c1|| , n =

s

−8E13

µ2 , ¯˙Ω(t2− t1) =ξp−8E13(c1· ˆz)

||c1||5 where ξ = −3µJ2R2(¯t2− ¯t1)/2. Substituting in (22) we obtain

ˆ z× c2

||ˆz × c2||· ˆx = ˆz× c1

||ˆz × c1|| · ˆx −ξp−8E13(c1· ˆz)

||c1||5

ˆ z× c1

||ˆz × c1|| · ˆy . Since ||ˆz × c|| = ||c|| sin I is constant we have:

||c1||5[ˆz× (c2− c1)] · ˆx = −ξq

−8E13(c1· ˆz)(ˆz × c1) · ˆy ,

that is an algebraic equation. Furthermore, by squaring twice in the optical case and only once in the radar case it is possible to obtain a polynomial equation.

Finally the new compatibility conditions, in place of (19) need to take into account the precession of the perigee and the secular perturbation in mean anomaly:

ω1= ω2+ ¯˙ω(¯t1− ¯t2) , ℓ1= ℓ2+¯˙ℓ(¯t1− ¯t2) .

The overall degree of system (21) is summarized in Table 1. We conclude that this method is unpractical for optical attributables, could be used for radar attributables, with computational difficulties comparable with the optical case without precession.

To solve the problem (even in the optical case) we begin by considering the parametric problem ¯˙Ω = K, where K is constant. Thus we replace (15) with:

(E1− E2= 0 R c1− RTc2= 0

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Table 1: Degrees of the equations in system (21), in both optical and radar cases.

Optical case Radar case

E1= E2 16 2

c1· ˆz = c2· ˆz 2 1

||c1||2= ||c2||2 4 2

cos Ω2= cos Ω1−¯˙Ω(¯t2− ¯t1) sin Ω1 54 12

Total 6912 48

where R is the rotation by ∆Ω/2 = K(¯t2− ¯t1)/2 around ˆz. This means that for a fixed value of K the problem has the same algebraic structure of the unperturbed one. The only thing needed is to substitute D1, E1, F1 and G1

with RD1, RE1, RF1 and RG1 in the optical case and A1, B1 and C1 with RA1, RB1 and RC1 in the radar case; similarly the vectors with index 2 are multiplied by RT.

The compatibility conditions contain the precession of the perigee and the secular perturbation in mean anomaly, related to the one of the node by linear equations

ω1= ω2+ KCω(¯t1− ¯t2) , ℓ1= ℓ2+ (n + KC)(¯t1− ¯t2) ,

where the coefficients Cg, Ccan be easily deduced from (20). Thus we can com- pute the χ2∆Φ(K) and set up a simple procedure to minimize this by changing K, then the control on the acceptability of the preliminary orbit is

minK χ2∆Φ(K) ≤ χ2max.

5 Correlation confirmation

The multiple orbits obtained using the methods described in the previous sec- tions are just preliminary orbits, solution of a 2-body approximation (as in the classical methods of Laplace and Gauss), or possibly of a J2-only problem. They have to be replaced by least squares orbits, with a dynamical model including all the relevant perturbations.

Even after confirmation by least squares fit, it might still be the case that some linkages with just two attributables can be false, that is the two attributa- bles might belong to different objects. This is confirmed by the tests with real data reported in [Tommei et al. 2009] for the virtual debris method and in [Milani et al. 2009] for the Keplerian integrals method. [Gronchi et al. 2009]

have found the same phenomenon in a simulation of the application of the same algorithm to the asteroid case. Thus every linkage of two attributables needs to be confirmed by correlating a third attributable.

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The process of looking for a third attributable which can also be correlated to the other two is called attribution [Milani 1999, Milani et al. 2001]. From the available 2-attributable orbit with covariance we predict the attributable AP at the time t3of the third attributable, and compare with A3computed from the third set of observations. Both AP and A3 come with a covariance matrix, we can compute the χ2 of the difference and use it as a test. For the attributions passing this test we proceed to the differential corrections. The procedure is recursive, that is we can use the 3-attributable orbit to search for attribution of a fourth attributable, and so on. This generates a very large number of many- attributable orbits, but there are many duplications, corresponding to adding them in a different order.

By correlation management we mean a procedure to remove duplicates (e.g., A = B = C and A = C = B) and inferior correlations (e.g., A = B = C is superior to both A = B and to C = D, thus both are removed). The output catalog after this process is called normalized. In the process, we may try to merge two correlations with some attributables in common, by computing a common orbit [Milani et al. 2005]. For a description of the sequence of steps in this procedure see [Milani and Kneˇzevi´c 2005].

6 Conclusions

We have described two algorithms to solve the linkage problem, that is to com- pute an orbit for an Earth-orbiting object observed in two well separated arcs.

The first method exploits the geometric structure of the admissible region of negative geocentric energy orbits, which is sampled to generate virtual orbits.

The latter are propagated in time to find other observations which could belong to the same object. The second method exploits the integrals of the 2-body problem, which are constant even over a significant time span and thus should apply to both observed arcs of the same object.

This top level description is enough to understand that the virtual debris algorithm should be applied to short time intervals between observed arcs, less than one orbital period or at most a few orbital periods. The Keplerian inte- grals method can be used for longer time spans, spanning several orbital pe- riods; it is near to a singularity for very short time spans and in some other near-resonance conditions, such as observations of a geosynchronous orbits at the same hour in different nights. We conclude that each method should be used in the cases in which it is most suitable. Both algorithms have been tested for the optical case with real data from the ESA Optical Ground Station [Tommei et al. 2009, Milani et al. 2009] with good results. The analogous algo- rithms have been tested for asteroids in simulations of next generation surveys [Milani et al. 2005, Gronchi et al. 2009]. Future work should include the tests of the radar case and the solution of other related problem, like orbit identifi- cation between two objects for which an orbit is already available.

AcknowledgementsPart of this work was performed in the framework of ESOC Con- tract No. 21280/07/D/CS, “Orbit Determination of Space Objects Based on Sparse

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Optical Data”.

The authors wish to thank M. Granvik and J. M. Maruskin for their useful comments.

References

[Bini 1996] Bini, D. A.: Numerical Computation of Polynomial Zeros by Means of Aberth’s Method. Numerical Algorithms. 13, 179–200 (1996).

[Cox et al. 1996] Cox, D. A., Little, J. B., O’Shea, D.: Ideals, Varieties and Algorithms. Springer (1996).

[Fujimoto et al. 2010] Fujimoto K., Maruskin J. D., Scheeres D. J.: Circular and zero-inclination solutions for optical observations of Earth-orbiting ob- jects. Celestial Mechanics & Dynamical Astronomy. 106, 157–182 (2010).

[Gronchi et al. 2009] Gronchi, G. F., Dimare, L., Milani, A.: Orbit Determina- tion with the two-body Integrals. Celestial Mechanics & Dynamical Astron- omy. Accepted (2010).

[Maruskin and Scheeres 2009] Maruskin, J. M., Scheeres, D. J.: Metrics on the space of bounded Keplerian orbits and space situational awareness. Proc. of the 48th IEEE Conference and Decision Control. 5912–5917 (2009).

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[Milani et al. 2004] Milani, A., Gronchi, G. F., de’ Michieli Vitturi, M., Kneˇzevi´c, Z.: Orbit Determination with Very Short Arcs. I Admissible Re- gions. Celestial Mechanics & Dynamical Astronomy. 90, 59–87 (2004).

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[Milani et al. 2009] Milani, A., Gronchi, G. F., Farnocchia, D., Tommei, G., Dimare, L.: Optimization of space surveillance resources by innovative pre- liminary orbit methods. Proc. of the Fifth European Conference on Space Debris. 30 March–2 April 2009, Darmstadt, Germany, SP-672 on CD-Rom.

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