International
Journal
of
Applied
Earth
Observation
and
Geoinformation
j ou rn a l h o m ep a g e :w w w . e l s e v i e r . c o m / l o c a t e / j a g
The
Earth
Observation
Data
for
Habitat
Monitoring
(EODHaM)
system
Richard
Lucas
a,
Palma
Blonda
b,∗,
Peter
Bunting
c,
Gwawr
Jones
c,
Jordi
Inglada
d,
Marcela
Arias
d,
Vasiliki
Kosmidou
e,
Zisis
I.
Petrou
e,
Ioannis
Manakos
e,
Maria
Adamo
b,
Rebecca
Charnock
c,
Cristina
Tarantino
b,
Caspar
A.
Mücher
f,
Rob
H.G.
Jongman
f,
Henk
Kramer
f,
Damien
Arvor
g,
Jo ¯ao
Pradinho
Honrado
h,
Paola
Mairota
iaCentreforEcosystemSciences,SchoolofBiological,EarthandEnvironmentalScience,TheUniversityofNewSouthWales,HighStreet,Kensington,
NSW2052,Australia
bNationalResearchCouncil–InstituteofIntelligentSystemsforAutomation(CNR-ISSIA),ViaG.Amendola122,70126Bari,Italy cInstituteofGeographyandEarthSciences,AberystwythUniversity,Aberystwyth,CeredigionSY233DB,UnitedKingdom dCESBIO(CNES/CNRS/UPS/IRD),18,AvenueEdouardBelin,31401ToulouseCedex9,France
eInformationTechnologiesInstitute(ITI),CentreforResearch&TechnologyHellas,6thkmHarilaou–Thermi,57001Thessaloniki,Greece fAlterra,WageningenUR,Droevendaalsesteeg3,6708PBWageningen,TheNetherlands
gIRD-UMR228ESPACE-DEV,MTD-Montpellier,500rueJean-Franc¸oisBreton,34093MontpellierCedex,France
hInBIO/CIBIO&FaculdadedeCiênciasdaUniversidadedoPorto,EdifícioFC4(Biologia),RuadoCampoAlegre,s/n,4169-007Porto,Portugal iDepartmentofAgro-EnvironmentalandTerrestrialSciences,UniversityofBari,AldoMoro,ViaOrbona4,70126Bari,Italy
a
r
t
i
c
l
e
i
n
f
o
Articlehistory: Availableonlinexxx Keywords: Habitat Landcover Classification Monitoring Remotesensinga
b
s
t
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a
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t
Tosupportdecisionsrelatingtotheuseandconservationofprotectedareasandsurrounds,theEU-funded BIOdiversitymulti-SOurcemonitoringSystem:fromSpaceTOSpecies(BIOSOS)projecthasdeveloped theEarthObservationDataforHAbitatMonitoring(EODHaM)systemforconsistentmappingand mon-itoringofbiodiversity.TheEODHaMapproachhasadoptedtheFoodandAgricultureOrganizationLand CoverClassificationSystem(LCCS)taxonomyandtranslatesmappedclassestoGeneralHabitat Cate-gories(GHCs)fromwhichAnnexIhabitats(EUHabitatsDirective)canbedefined.TheEODHaMsystem usesacombinationofpixelandobject-basedprocedures.The1stand2ndstagesuseearthobservation (EO)dataalonewithexpertknowledgetogenerateclassesaccordingtotheLCCStaxonomy(Levels1to 3andbeyond).The3rdstagetranslatesthefinalLCCSclassesintoGHCsfromwhichAnnexIhabitattype mapsarederived.AnadditionalmodulequantifieschangesintheLCCSclassesandtheircomponents, indicesderivedfromearthobservation,objectsizesanddimensionsandthetranslatedhabitatmaps(i.e., GHCsorAnnexI).ExamplesareprovidedoftheapplicationofEODHaMsystemelementstoprotected sitesandtheirsurroundsinItaly,Wales(UK),theNetherlands,Greece,PortugalandIndia.
©2014TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBY-NC-ND license(http://creativecommons.org/licenses/by-nc-nd/3.0/).
Introduction
Landuseremainsasignificantdriverofhabitatdegradationand removalandassociatedlossesinbiodiversity.In Europe,Natura 2000siteswereestablishedtohaltsuchlosses(Mücheretal.,2006; Mücher,2009;EC,2011)butincreasinglypressuresfromwithin butparticularlyaroundthesesitesareleadingtodeteriorationof thehabitatstheyweredesigned toprotect (Lomba etal.,2013;
∗ Correspondingauthor.Tel.:+390805929433.
E-mailaddresses:richard.lucas@unsw.edu.au(R.Lucas),blonda@ba.issia.cnr.it (P.Blonda),pfb@aber.ac.uk(P.Bunting),jordi.inglada@cesbio.cnes.fr(J.Inglada), zpetrou@iti.gr(Z.I.Petrou),imanakos@iti.gr(I.Manakos),adamo@ba.issia.cnr.it (M.Adamo),tarantino@ba.issia.cnr.it(C.Tarantino),sander.mucher@wur.nl (C.A.Mücher),damien.arvor@ird.fr(D.Arvor),jhonrado@fc.up.pt(J.P.Honrado).
Mairotaetal.,2013;Vicenteetal.,2013).Quantitativeassessments ofthechangingextentandqualityofhabitatsandthethreatsand pressuresaffectingthesearethereforeurgentlyneeded.
As many protected sites and their surrounds are changing rapidly,theuseofEarthObservation(EO)datacombinedwithlocal knowledgeof thesiteshasbeenadvocatedfor monitoring.The benefitofEOdataisthat theseare acquiredin differentmodes (e.g.,optical,radarandLIDAR)andoftenroutinelyatvarious spa-tialandtemporalscales.However,experts(e.g.,ecologists,reserve wardens,vegetationsurveyors)withgoodknowledgeofthesites beingobservedareoftenneededtoensurethattheinterpretation oftheEOdataisaccurateandthatclassificationoutputsare appro-priateforconservationpurposes.Commonobstaclestoachieving thislinkhaveoftenincludedpartialknowledgeofhabitatsandof theneedsofusersbyEOscientists,andskepticismamongstthe potentialusersontheabilityofEOdatatodelivertheinformation http://dx.doi.org/10.1016/j.jag.2014.10.011
Fig.1. TheFAOlandcoverclassificationschemeencompassingLevels1to3andbeyond.
neededforpracticalconservationandmanagement.Therefore,the knowledgeofbothpartiesneedstobetappedinordertooptimize mapsandmaximizebenefitforpracticalapplications(Lucasetal., 2006,2011;Blondaetal.,2013).Afurtherobstacleisthattherehas beennosystematicapproachtotheclassificationofhabitatsfrom EOdatathatisapplicabletoallsitesandavailableasastandard. Indeed,manyareasaremappedandmonitoredusingarangeof differentdatasources,typesandclassificationschemes. Further-more,theschemesusedhaveoftengenerated classesoflimited valueforconservationpurposes.
Toaddresstheseissues,theFP7-fundedBIOSOSprojectsought todeveloptheEarthObservationDataforHabitatMonitoring (EOD-HAM)system,withthisprovidingastandardizedframeworkfor consistentlandcoverandhabitatmappingandmonitoringinside and around protected areas with particular focus onEuropean Natura2000sitesandtheirsurroundings.Akeycomponentofthe systemistheinclusionofdecisionruleswithinahierarchical clas-sificationstructurewiththesegeneratedfromexpertknowledge frombothecologistsandremotesensingscientists.Thispaper con-veystheframeworkoftheEODHaMsystemandprovidesexamples ofelementsasappliedtoselectedsites.
TheEODHaMsystemoverview Overallstructure
TheEODHaMsystemadoptstheFoodandAgriculture Organi-zation’s(FAO)LandCoverClassificationSystem(LCCS)(diGregorio andJansen,2005;Fig.1),whichshowstheclosestcorrespondence ofanycommonclassificationscheme(Tomasellietal.,2013)to thehabitattaxonomyofGeneralHabitatCategories(GHCs)(Bunce et al.,2008).This hasbeentested previously in the context of habitatandbiodiversitymonitoring(Bunceetal.,2013a)and pro-videsausefulframeworkforEOandinsitudataintegrationfor AnnexImapping.ByusingGHCsincombinationwithinformation onenvironmentalvariables(e.g.,biogeographicalregions,surface moisture)andondominantorindicatorspecies,AnnexIcategories (Bunceetal.,2013b)canbedelineatedalthoughend-user interac-tionisoftenarequirementatthisstage.
TheEOcomponentoftheEODHaMsystem(Fig.2)isbasedon geographicobject-basedimageanalysis(GEOBIA;HayandCastilla, 2008;Blaschkeand Strobl,2001)and alsoincorporatesa pixel-basedanalysis.Thesystemiscomprisedof(a)datainputinvolving preparation and pre-processing (orthorectification, radiometric, atmosphericand/ortopographiccorrection),(b) spectralfeature extraction, segmentationand classification toLCCSLevel2 (1st stage),(c)classificationtoLevel3andbeyond(2ndstage),withthis
involvingexpertknowledge,and(d)translationoftheseclassesto GHCsandAnnexIClasses(3rdstage)ofconservationimportance (EUHabitatsDirective).Anadditionalmodulefocusesonchange detectionandvalidationofoutputs,whichincludemapsofland cover,habitatsandchangesinthese.Theoutputproductsfeed sub-sequentlyintomodulesthatperformecologicalmodelingatthe landscapelevel,biodiversityindicatorsextraction,andbiodiversity indicatorschangedetection.
The processing within the EODHaM is automated, withthe exception of threshold value determination, and is undertaken primarilyusingtheRemoteSensingandGISLibrary(RSGISLib) soft-ware(Buntingetal.,2014),theGeospatialDataAbstractionLibrary (GDAL),andtheORFEOToolbox(Ingladaand Christophe,2009), withXMLand PYTHONscripting. Theclassificationsystemalso makesuseoftheKEAimagefileformat(BuntingandGillingham, 2013),whichallowsforprocessingwithinarasterattributetable (RAT).WithintheRAT,whichhasbeendevelopedsuchthatlarge datasetscanbeefficientlyanalyzed(Clewleyetal.,2014),allpixels ofthesameobjectsharethesameID.Thistableisfirstpopulated withimagedataandderivedproducts(e.g.,vegetationindices)and classcodesareaddedprogressivelyastheclassificationproceeds, withthefinalattributionbeingtheLCCS,GHCsandAnnexIclasses fordifferentperiodsintime.Thisallowschangestobedetected. Allattributescanbereadilyqueriedtofinetuneanystepinthe classificationprocess.
EOdatarequirements
TheEODHaMsystemwasdevelopedforusewithveryhigh res-olution(VHR)optical(includinghyperspectral)data,buthasthe benefit ofbeingable toingestdatafrom anysensor (including radarandLIDAR)andatanyspatialscaleprovidedthatinformation extracted(e.g.,onplantleafphenologyortypeorwaterinundation extent)isrelevanttotheclassificationprocessandaccuratewithin acceptablelimits.AtVHR,theWorldview-2iscurrentlythesensor ofchoicebecausetheeightbandsofspectraldataallowcalculation ofawiderrangeofspectralindicesandimagesacquisitionscan betargetedtoperiodsthatarephenologicallyoptimalforthe dis-criminationoflandcoverclassesandthedetectionofchange.When usingopticaldata,thestandardprocessingprovidesdataexpressed inunitsoftopofatmosphere(TOA)reflectancebutthepreferenceis toremovetheeffectoftheatmospheresodataareprocessedto sur-facereflectance(e.g.,usingthe6Scode;Vermoteetal.,2003)and correctedfortopographicand/orbidirectionaleffects(e.g.,using thealgorithmofShepherdandDymond(2003).
Thesystemhastheadvantageofbeingabletobringin knowl-edge fromthe users (e.g.,whether water bodies are persistent
→
→
→
→
→
Fig.2. OverviewoftheEOcomponentswithintheEODHaMsystem.ThesystemishierarchicalandtopdownandcommenceswiththeclassificationofLevels1and2,with thisbasedonspectralprocessingalone,andcontinuestoLCCSLevel3andbeyond.ThefinalLCCScategoriesarethentranslatedtoGHCsandsubsequentlytoAnnexI.Change analysesarethenperformed.
orotherwise)andalsofromotherdatasources,includingdigital terrainmodels(DTMs),canopyheightmodels(CHMs),estimates ofthenumberofvegetationstrata,andoutputsfromhydrological models(e.g.,inundationextent).Thematicinformationrelatingto thedistributionofurbaninfrastructure,productionagricultureand forestry,andwaterbodies(e.g.,reservoirs)canalsobeincluded. Inthelattercase,ahighlevelofgeometriccorrectionaccuracyis essential.
Fordetailedclassification,informationontheseasonal pheno-logicalbehaviorofvegetation(Fisheretal.,2006;Bhandarietal., 2012;ZhuandWoodcock,2012)isapre-requisitetodistinguish manyoftherequiredlandcoverandhabitattypes.However, phen-ologydiffersdependingontheenvironmentbeingconsidered.For example,inthehumidtropics(e.g.,BrazilianAmazonia),onlyone imageisgenerallyneededbecauseofthegenerallylowvariation inspectralreflectanceovertime.However,forotherareas,what istermedasa‘pre’ora‘post’flushanda‘peak’flushimageare requiredwiththeserelatingtotheperiodsoflowestandhighest productivityofvegetation,respectively. InnorthernEurope,the preandpeakflushimageswouldbeacquiredintheearlyspring andmidsummerrespectively,whereasintheMediterranean,the periodsofacquisitionwouldbeassociatedwiththespring(peak flush)andsummer(postflush).Thiswouldalsobethecasein sea-sonalforests(e.g.,inIndia)wherethereisadistinctdry(preor postflush)seasonandawetseason(peakflush).Insomeregions (e.g.,southern Italy, Wales, India)with seasonalenvironments, moreacquisitionswouldbeneededtodefinethedifferentland cover categoriesand associatedhabitats withtheseacquiredin whatis termedhereas‘transition’periods.Theseoftenpresent thebestopportunitiesfordiscriminatingspecifichabitats, partic-ularlywheretheseareonlydistinguishablespectrallyforavery shortperiodoftime.Multi-dateimageryisalsorequiredtocapture hydrologicalcyclesandparticularlytheperiodicityofinundation, ortodealwiththeseasonalmanagementofsomelanduseclasses (e.g.,ploughingandotherpracticesofannualfarmingcycles).In theLCCSclassification,forexample,waterseasonalityand persis-tenceareconsidered.Waterseasonalityisdefinedonthebasisof sitesbeinginundatedfor2–4monthsormorethan4monthsand waterloggedareas arealsodistinguished.For naturaland artifi-cialwaterbodies,waterpersistenceisdefinedonthebasisofthese beingnon-perennial(1–3months,4–6monthsand7–9months) orperennial(>9months).Tidalareas(withdiurnalvariations)and inundationwithincultivated areasare furtherconsidered.Such informationcanbeobtainedfromtemporalimagery,byreferencing hydrologicalmodelsorfromlocalknowledge.
TheEODHaM1ststage
The EODHaM 1st stage uses only spectral information for extracting objects,segmenting theimagery, and classifyingthe landscapetoLCCSLevel2(Fig.2).Thethreeessentialstepsinthe
EODHaM1ststageare(a)initialextractionofdistinctand identi-fiablefeaturesofvaryingsizeanddimensionwithinthelandscape followedby(b)segmentationoftheremainingareastodividethe landscapeintospectrallyhomogeneousunitsand,oncecompleted, (c)aclassificationofobjectswithintheimagedscene.
Objectextraction
Whilst many studies have focused on segmentingan entire image(e.g.,Lucasetal.,2006),alimitationisthatthealgorithms usedperformwellindelineatingsomelandscapeobjectsbutrarely allobjectsof interest. Indeed,many segmentation methodsare notadaptedtodetectthevarietyofgeographicalentities compris-ingacomplexscene(Marceauetal.,1994).BlaschkeandStrobl (2001)alsoconsiderthatsegmentsinanimagewillnever repre-sentmeaningfulobjectsatallscalesandaddressallapplications, andrecommendamulti-scalesegmentationapproach.
Forthisreason,theEODHaMsystemfirstautomaticallyextracts recognizableobjectsfromtheimagepriortosegmentationthrough an extractionprocedure that utilizesspecific spectral bands or derivedindices(Ariasetal.,2013).Theseobjects,observedinVHR data,includeindividualtrees,hedgerows,roadsandponds.Their detectionistypicallyvalidatedthroughreferencetoexisting the-matic layers(e.g.,buildingsextentorground observations;e.g., oftreecrowns).For example,inWales,over76%ofmobileand staticcaravansweredetectedusingthisapproach.However,the successinextractiondependsuponfactorssuchastheground sur-facetopographyandsolarilluminationaswellasthecontrastofthe featureswithothersinthescene.Thereliabilityofextractionwill alsodecreaseforcompositeobjects(e.g.,farmyards).Asthe resolu-tiondecreases,mostoftheseobjectsbecomelessdistinct(Marceau etal.,1994).Hence,thenumberofobjectsofdifferenttypethatcan beextractedfrom,forexample,10mSPOTHRGor30mLandsat sensordatadecreasewiththespatialresolution.
Within the EODHaM system, and prior to segmentation of VHRimagery,algorithmsforautomaticallyextractingobjects cor-responding to individual tree crowns and clusters of crowns, buildings(including caravans)andhedgerowshavebeen devel-oped within the ORFEO Toolbox. These utilize individual or combinationsofbands,derivedindices(e.g.,entropy)or context-sensitive features such as geometric (e.g. area, compactness, elongatedness), morphological, topological(e.g., adjacency) and non-topological(e.g.,distancebetweenobjects)attributes(Arias et al.,2013).For extracting hedgerows,for example,thresholds ofHaralicktexturemeasuresandbinarymorphologicaloperators (e.g.,dilation,erosionandclosure)areused;connectionsarethen madebetweensegmentssuchthathedgerowsareformed.These thresholdshavebeendefinedwithreferencetoVHRimageryfrom arangeofEuropeansitesbutcanbevariedbytheuser.An exam-pleofdelineatedtreecrownsandclustersofcrownswithinbotha naturalandmanagedsettingisprovidedinFig.3.Dependingupon
Fig.3.Treecrownsandclustersoftreecrownsdelineated(usingfeatureextractionbasedonapixel-basedanalysis)in(a)olivegrovesneartheKalamasDeltainGreeceand (b)anaturalsettingnearRemondesinPortugal.
theirspectraluniformity,largerfieldunitscanalsobedelineated. However,thisiscompromisedwhereboundariesareindistinctora largenumberofobjectswithahighspectraldiversityoccurwithin eachunit.
Segmentation
Followingautomatedextractionoflandscapeobjects,two algo-rithmsareavailablewithintheEODHaM1ststageforsegmenting theremainingareas,withthesebasedprimarilyonspectral infor-mation.However,LIDARdatacanbeintegratedasthisoftenleads toimprovementsinthesegmentationofforestareas.Within RSG-ISLib,andforimagesegmentation,aclusteringandsmallobject eliminationalgorithmisappliedwhilsttheORFEOToolboxuses thealgorithmofComaniciuandMeer(2002).
At this stage, the concept of ‘small’ and ‘large’ objects is introduced.‘Small’objectsaretypicallythosethatcanbediscerned within theimagery and include (in the case of the VHR data) previously extracted objects (e.g.,buildings, trees, hedgerows). These‘smallobjects’areextractedusingtheproceduresoutlined intheobjectextractionsection.However,smallobjectscanalso beobtainedfromwithintheremainderoftheimageby parame-terizingthesegmentationalgorithmssuchthattheobjectsizeis commensuratewithmanyof thefinerbutoftenless distinctor recognizableelementsofthelandscape(e.g.,patchesofshrubor marshygrasslandsinotherwisedryfields).Existingthematic lay-ers(e.g.,representingbuildingsor fieldboundaries)canalsobe integratedwithinthesegmentationprocess,whichoftenresults in splitting of objects. However,the benefit is that the result-ingobjectsalignwithunits(e.g.,roads) thathave alreadybeen mapped.Aseparatesegmentationisthenperformedfortheentire imagetogenerate‘large’ objects,which canbeassociatedwith well-definedlandscapeandmanagement units,includingfields, forestryplantations,urbaninfrastructure (e.g.,airport runways, largeindustrialbuildings)andreservoirs.Theselargerobjectsare generated through parameterization of the segmentation algo-rithm and delineation of specific features (e.g., field or forest boundaries)can often be validated through reference to exist-ingthematiclayers.Thelandscapeobjectsalreadyextracted(e.g., buildings,individualtrees)areignoredinthissegmentation pro-cesssuchthatthese largerunitsarecaptured in theirentirety. However,reference can be made interchangeably betweenthe largeandsmallobjectsthroughtheRATofboththelargeandsmall objectlayers.Thesmallandlargesegmentationgeneratedusingthe RSGISLibcodeisillustratedinFig.4.Inthissegmentation,which
isbasedonanunsupervisedK-meansclusteringoftheimagery, objectsbelowacertainsizeareeliminatedfollowingeachiterations andassociatedpixelsarereassignedtonewclustersinsubsequent iterations.Thenumberofclusters,maximumnumberofiterations anddegreesofspectralchangerequiredbythealgorithmcanbe alteredfromdefaultvaluesascantheminimumsizeofobjectsto beeliminated.Thealgorithmgivesthesameresultwiththesame inputparameters(Clewleyetal.,2014).
Linkingsmallandlargeobjects
Largeobjectscontainsmallerobjects,whichareoftenrelatively homogeneous(spectrally)andspatiallyrelated(Couclelis,2010). Forexample,olivegroves(thelargeobjects)containolivetrees, witheachindividualshowingdifferentcharacteristics(e.g.,crown dimensions,height,speciestype)orsharingattributeswithother similarindividuals (e.g.,orientation,distanceto).Insomecases, however,thelargerobjectmaynotcaptureallofthecomponents ofacompositefeature(e.g.,anairportorcaravanpark)ina land-scapeasitisnotsufficientlywelldelineated.Thisisparticularlythe casewherethecompositefeatureiscomprisedofalargenumberof smallerobjectswithdifferingspectralcharacteristics.Inthiscase, alargeobjectcanbeconstructedfromthesmallersimplerobjects (e.g.,treesofdifferentspeciestypeorbuildings)(Couclelis,2010). Asanexample,acaravanparkmightconsistofindividualcaravans butalsoroadsandgrassvergesandlawns.Hence,byfirst classi-fyingandthencombiningtheseobjects(iftheycanbeextracted) basedon,forexample,proximitybyobjecttypeandconnectivity,a largerobjectcanbeformedanddescribed.Anotherexamplewould beanairportwithrunways,grass areas,terminalbuildingsand roadinfrastructure.Throughthesetwoapproaches,largeobjects aredefinedanddescribed.
ClassificationintheEODHaM1ststage
TheEODHaM1ststageinvolvesclassificationatthepixeland smallobject leveland, in itscurrent implementation, utilizesa sequenceofdecisionrules,withtheseminimizedtoincludeonlya narrowrangeofspectralindicesthatallowdiscriminationofLCCS Level1andLevel2categories(i.e.vegetatedandnotvegetated ter-restrialandaquatic).Whilstthesequenceofrulesanddatalayers usedisset,thethresholdsappliedaresubjecttochangedepending upontheusers’aprioriknowledgeandinterpretationofthescene althoughtheyaregenerallysimilarwithinandoftenbetween envi-ronments(e.g.,TemperateorMediterranean).Atthepixellevel,
Fig.4. ThemeanWorldview-2reflectance(nearinfrared2,redandblueinRGB)associatedwith(a)smalland(b)largeobjectsforamixedforestandagriculturallandscape innorthernPortugal.Featuresextractedpriortosegmentationarealsoindicatedwithtreesdepictedasgreenandurbanareasasblack.
simplebinarymasksrepresenting,forexample,theextentof veg-etationcoveraregenerated. However,atthesmallobjectlevel, therasterattributetable(RAT)associatedwiththeKEAformatis accessedforclassification(BuntingandGillingham,2013).Within theRAT,eachsmallobjecthasauniqueIDwithallpixels associ-atedwitheachobjecthavingthesamecharacteristics.Eachobject withintheRATis thenprogressivelyattributedwiththemeans ofreflectancedataandderived indicescalculatedfromthe pix-elscontained,binarymaskinformation(e.g.,water,notwater)and ultimatelytheclassassigned(e.g.,vegetated,non-vegetated).The largeobjectlayerusedlateralsousestheRAT.
Pixellevel
Classificationatthepixellevelisundertakentogeneratebinary masksoftheextentofdifferentvegetativestates(Table1)andopen water,basedonindicessuchastheNormalizedDifference Veg-etationIndex(NDVI),Plant SenescenceReflectanceIndex(PSRI) andtheWaterBandIndex(WBI)(SimsandGamon,2002;Fig.5). Theseareusedtodiscriminategreen(photosynthetic)andbrown (non-photosynthetic;deadorsenescent)vegetationbutoptions arealsoavailableformappingtheextentofotherstates,including non-submerged,submerged(e.g.,algae)orburnt.Oncemapped, all vegetated states are merged into a vegetated category and remainingpixelsassociatedwithanon-vegetatedcategory.Within thevegetationcategory,woodyvegetationisdifferentiatedusing theratiooftheblueand greenreflectanceortheLIDARcanopy heightmodel(CHM),inpreparationforsubsequentclassification atLevel4.Wheredualormulti-seasonimagesareavailable,the
pixel-levelclassificationofthedifferentvegetativestatesateach timestepisusedtodeterminetheextentofevergreen,deciduous andalsolowproductivityvegetation(e.g.,inaquaticenvironments) andhenceindicatephenology,whichisacomponentoftheLCCS classification.
Smallobjectlevel
Atthesmallobjectlevel,non-vegetated areasareassociated with(a)openwaterandurbaninfrastructure,(extractedfromthe image eithera priori (e.g.,buildings; seeobject extraction sec-tion) or classified using the indices given in Table 2), and (b) remainingobjectsnot classifiedasvegetationusing theindices giveninTable1.Thislattercaseavoidsseparateclassificationof the wide range of non-vegetated surfacesthat are common to manyscenes.Asecondcomponentthenidentifiesaquaticsurfaces, withtheseincludingtheopenwater areasusedforthe classifi-cationofnon-vegetationbutalsosubmergedandnon-submerged aquatic vegetation.Theselatter categories are oftendifficult to differentiatebecauseofenvironmentalvariability(e.g.,extentof inundation,type(water,iceorsnow)andturbidity)andmay war-rant theuse of more specific spectral indices, digital elevation modelsorancillaryinformation(e.g.,theoutputfromhydrological models).Oncedefinedasaquatic,allremainingobjectsareassigned asterrestrialusinganinverserule.TheclassificationatLCCSLevel 2(i.e.,vegetatedornon-vegetatedterrestrialoraquatic)isthen achievedthroughcrosstabulationoftheareasofvegetationand non-vegetationwiththosethatareaquaticandterrestrial.
Table1
Indicesusedintherule-basedimplementationoftheEODHaMSystemforidentifyingvegetatedstates.
Greenvegetation Formula Othervegetativestates Formula Woodyvegetation Formula NDVI NIR1−R NIR1+R PSRI a RE−G NIR1 BG B G Greennessc G R REPrel b RE−(NIR2−R) CHM d HEIGHT FDIe NIR1−(RE+C) aNon-photosynthetic/senescent(brown)vegetation. bNon-submergedaquaticvegetation.
c Submergedaquaticvegetation(usedincombinationwiththeWBI;seeTable2). d CanopyHeightModel(e.g.,derivedfromLIDARdata).
Fig.5. (a)theNDVIand(b)thePSRIrepresentingareasofgreenandbrownvegetationrespectivelyand(c)theWBI,LeCesine,Italy.Thescalebarindicatesvaluesranging fromlow(black)tohigh(white).
TheEODHaM2ndstage
TheEODHaM 2ndstage hastwo maincomponents focusing onclassification toLCCS Level3 and, subsequently, Level 4. In
itscurrentimplementation,theclassificationutilizesuser-defined thresholdsofreflectancedataor derivedindices butotherdata can beincorporated includingDigital Elevation Models (DEMs) andderived measures(such asDTMsandCHMsobtainedfrom,
Table2
Indicesusedintherule-basedimplementationoftheEODHaMsystemforidentifyingnon-vegetatedareas.
Water Formula Soil Formula Urban Formula
NDWI C−NIR2 C+NIR2 NDSI G−Y G+Y NHFD RE−C RE+C WBI B NIR1 Brightness B+G+R+NIR1 4 DSMa Height
A11 A12 A23 A24 B15 B16 B27 B28 Primarydescriptors 1 Lifeform1,2,3 2 Cover1,2 3 Height1,2,3 4 Spatialdistribution1,2,3 5 Leaftype1 6 Phenology1 7 Lifecycle1 8 Stratification2 9 Spatialaspects1,2,3 10 Cropcombination1,3
11 Cover-relatedculturalpractices
12 Waterseasonality1,3 13 Surfaceaspect1,2 14 Macropattern1,2 15 Physicalstatus1,3 16 Persistence1,3 17 Depth1,2 18 SedimentLoad1
Additionalenvironmentaldescriptors
20 Landform1,2 21 Climate 22 Altitude2,3 23 Lithology/Soils 24 Erosion1,2 25 Cropcover/density1 26 Waterquality1 27 Surfaceaspect1,2 28 Vegetation1,2 29 Croptype1,3 30 Floristicaspect1 31 Builtupobjects1,2,3 32 Salinity3
LCCScomponentsarederivedfrom1opticaland/or2LIDARdata.Somecodescanbeallocatedusing3polarimetricorinterferometricradardata,eithersingularlyorin
combinationwithopticalorLIDARdata.Allinformationcanbeobtainedoraugmentedbygroundsurveysorinsitudata/knowledge.Notalllayersrequirepopulationfora classificationtobegenerated.
forexample,LIDAR),andthematicinformation(e.g.,presenceof
buildings).SuchinformationisintegratedintotheRAT.Thematic
informationmaybeincludedasanumericvalue(e.g.,indicating
overlaporotherwise)orastring.Thisprovidesawide rangeof
informationthatcanbeexploitedbytheusersforlandcoverand
subsequentlyhabitatdescriptionthroughtheEODHaMprocess.For
theclassificationatLevel3andparticularlyLevel4,expert
knowl-edgeoftheinformationcontentofremotesensingdatainrelation
tothelandcoversbeingconsideredcanbeincorporatedintothe
rules(e.g.,indefiningthresholdbandsandvalues;Adamoetal.,
2014).
ClassificationtoLevel3
TheLCCSLevel3classificationrequiresthatthelandscapebe differentiated according to elements that are cultivated, man-agedorartificialornatural orsemi-natural.Thesystemfocuses onclassifyingthelandscapethrough referencetotheextracted context-sensitiveobjects(e.g.,largeobjectscontainingindividual treesinrows)orexistingthematic(e.g.,cadastral,infrastructure) layers.
Initially,objectsinthesmallobjectlayerareassociatedwith theclasstheyrepresentusing thethematiclabelappliedwhen thesewereextracted(e.g.,trees,buildings).IntheRATforthelarge objectlayer,theproportionofthearearepresentedbythesesmall objectsiscalculated,withthispotentiallyexpandabletoinclude thenumberofobjects,theirorientationandsoon.Somemeasures arecalculatedtoallowfordescriptionofobjectsordisambiguation. Forexample,roundnessisameasureofhowdifferentashapeis
fromacircleandthismeasurecanbeusedtoidentifyanddescribe treecrowns(e.g.,olivetrees).Suchinformationcanthenbeusedto classifyforestplantations(basedontheproportionofpixels repre-sentingwoodyvegetation),orchards(basedonthesizeanddensity oftrees)andurbanareas(basedonthenumber,sizeanddensity ofbuildings)andhencemanagedandcultivatedareas.Eachlarge objectisalsoassociatedwithafieldsizeclassastheLCCS differen-tiatesbetweensmall(≤8ha),medium(≥8haand≤20ha)andlarge (>20ha)areas.Akeycriterionhereistoensureappropriate delin-eationofthelargerenclosingobjects,whichcanbeproblematic (e.g.,whendealingwitholivegroves)andmaynecessitatetheuse ofexistingancillaryinformation(e.g.,relatingtofieldboundaries). Onceareasareassociatedwiththeselabels(i.e.,‘terrestrial’or ‘aquatic’, ‘vegetated’or ‘not vegetated’, ‘cultivated, managedor artificial’,or‘naturalorsemi-natural’),thesearecross-tabulated togenerateaclassificationof Level3categories (e.g.,terrestrial vegetated cultivated/managed; see Fig.1).The accuracy in the classificationofthesecategoriesneedstobehighasseparate clas-sificationsofeachareperformedsubsequentlywhen classifying beyondLevel3.
ClassificationbeyondLevel3
Whenclassifying beyondLevel3, thirty-two separatelayers (columnsintheRAT)aregenerated,whicharepopulated subse-quentlywithclasscodesdefinedwithintheLCCS(Table3).These codesarethencombinedwithintheRATtogeneratethefinal classi-ficationlabel.Asanexample,elevencodesareusedforvegetation. In thefirstinstance,woody(A1)and herbaceous(A2)lifeforms
Fig.6.Classificationsofvegetationasafunctionof(a)heightand(b)coverbasedonLIDARandVHRopticaldatarespectivelyand(c)theresultingLCCSclassificationfor Veluwe,theNetherlands.
andcryptograms(A7)aredifferentiated.Inthewoodycategory, trees(A3)andshrubs(A4)areseparatedwhilstintheherbaceous category,forbs(A5)andgraminoids(A6)aredistinguished. Cryp-togramsaredividedintolichens(A8codeifterrestrialvegetated (A2)andA10ifaquaticvegetated(A24))andmosses(A9ifA12; A11ifA24).Lifeformsarethencategorizedaccordingtotheircover (A12–A20codes,fordifferentpercentagecovers),height(B1–B10, fordifferentvegetationheights),spatialdistribution(continuous
(C1)or fragmented(C2)), leaf type (broad-leaved (D1), needle-leaved(D2)oraphyllous(D3)),seasonality/leafstrategy(evergreen (E1),deciduous(E2),semi-evergreen,E3))and/orlifecycle(annual (E5)orperennial(E6))andstratification(one,twoormorelayers; F1,F2etc.).Theassignedcodesarethencombinedandtranslated toameaningfuldescription;forexample,A12.A3.A11.B5.C1.D1.E1 translatestosemi-naturalopencontinuoushighbroadleaved ever-greenforest.Anexampleof theclassification fortheVeluwein
Fig.7.Areasofthegrassland(GRA),whichcanbedifferentiatedwheretheseoccur adjacent(withaborder)tourbanbuildings(URB).
theNetherlandsisprovidedinFig.6.Inthiscase, the classifica-tionbenefitsfromtheinclusionofLIDARdataastheLCCSdescribes vegetatedareasonthebasisoftheirheight(withdivisionsat0.03, 0.3,0.5,0.8,3,5,7,14,and30m)andcover(withdivisionsat1, 4,15,40and65%).TheLIDARpointclouddatacanalsobebinned onaperunitareabasistodifferentiatevegetationwithoneortwo ormorelayers,withthisdescribingtheirstratification(Miuraand Jones,2010;Buntingetal.,2013).Watercansimilarlybedescribed inrelationtoitsstate(water,iceorsnow),persistence,depth, sed-imentloadandsalinity.IntheEODHaMSystem,notalllayersneed tobepopulatedtogeneratethefinalclassification.Forexample, informationonleaftype(D1,D2orD3)maybemissingorwoody shrubsareunabletobedistinguishedfromtreesandhenceremain aswoody(A1).Hence,landcovermapscanstillbegeneratedeven thoughsomeLCCScodesarenotavailable.
EODHaM3rdstage:translationtoGHCs
Inthe3rdstageofEODHaM,GHCsandAnnexIhabitatmaps areautomaticallyproducedbasedonatranslationfromtheLCCS classes extracted in theprevious stages. Mapping relationships and discrepancies in definitions between the LCCS and GHCs taxonomiesareoutlinedinKosmidouetal.(2014).Several one-to-manyrelationshipsfromLCCStoGHCsclasseshavebeenobserved. Toresolvesuchambiguities,additionalsite-specificexpertrules, usingancillarydata,morphologicalandtopologicalfeaturesand contextual information (e.g., proximity, adjacency), have been identifiedandreportedbyAdamoetal.(2014),withthese inte-grated within the EODHaM system. For example, herbaceous graminoids(CHE)adjacenttobuildings(URB),regardlessof den-sity,aredescribedasUrban/Herbaceous(GRA;Fig.7),asdiscussed byBunceetal.(2011).LIDARdatacanalsobeusedtodeterminethe GHCsrelatingtolow,medium,tallorforestphanaerophytes(i.e., LPH,MPH,TPHandFPHrespectively;Bunceetal.,2008,2011).In caseLIDARdataarenotavailable,textureanalysismeasures(i.e., localentropy)areusedassurrogatestodiscriminatevegetation heightcategories(Petrouetal.,2012,2014a;Adamoetal.,2014).
Toincrease therobustness and transferability of the frame-worktolandscapesindifferentgeographicallocations,ascheme
Therationaleistohandleuncertaintyintheoutcomeofexpertrules andmissinginformationandcounteractboththepotentialnoise afflictionofthedataandinaccuraterulethresholdsprovidedbythe experts.Usingalinearmembershipfunction,eachpotentialGHC classeventofacertainobjectisgivenabasicprobabilityassignment value.Incaseinadequateinformationisavailabletodiscriminate among certainpotentialGHCclasses,eventsconsistof multiple GHCclasses.Beliefandplausibilityvaluesarethenassignedtoeach event.Thefinaleventisselectedastheonewiththesmallest num-berofclassesundertherequirementofminimumbeliefvalueof 0.75or0.94,foreventswithsingleormultipleclassesrespectively (Petrouetal.,2014b).
TheEODHaMapproachhasbeenextendedtoincludethe extrac-tionofAnnexImaps,withrulesetsdefinedforthetranslationof LCCStoGHCandtoAnnexIclasses(usingGHCqualifiers)(Tomaselli etal.,2013).TheLCCSattributesandGHCqualifiersreferto addi-tionallayersofinformation(e.g.,lithology,moisture,soilaspect, acidity,elevation,climate),whichhelptoresolveambiguitiesinthe classificationtoAnnexI.Wheneversuchdatalayersare unavail-able,multipleAnnexIclassesmayresultwhentranslated from someGHCsclasses.
Several approaches to asses the accuracy of the land cover and habitatclassificationsare available,withthesebased upon theLCCCclasscomponents,thecombinedLCCSclasscodes, the GHCstranslatedfromtheseand/ortheAnnexIcategories. Accu-racycanbeassessedagainstinsitudataorotherremotesensing data(e.g.,aerialphotography).Asanexample,forthesites con-sidered,usersandproducersaccuracies(Congalton,1991)forthe LCCSclassesweregenerallygreatest(typicallyover97%)for homo-geneous classes(e.g.,coniferous plantations,openwater,active raisedbogintemperateenvironments)butleast(sometimesaslow as∼30%;closetochance)formorecomplexand heterogeneous landcovers(e.g.,naturalaquaticperennialgraminoidsinItalyand mossesonfloodedlandinWales).
Changedetectionmodules
Awiderangeoftechniqueshavebeendevelopedfordetecting changeusingEOdata(Singh,1989;Bovoloetal.,2012).Common amongsttheseareimageandclassdifferencing,changevector anal-ysis,andcrosscorrelationanalysis(KoelnandBissonnette,2000; Blaschke,2010;Chenetal.,2012).WithintheEODHaMsystem,six typesofchangeassessmentareconsidered,withthesebasedon theuseoftheRATmatrixoftheKEAfileformat:changesin(i)LCCS classes(orGHCs),(ii)LCCScomponentcodes,(iii)thenumberof extractedobjectsbelongingtothesamecategory(e.g.,buildings), (iv)objectsizeandgeometry(splittingormerging),(v)EOdata andderivedmetrics(e.g.,LIDAR-derivedheightortheNDVI),and (vi)calculatedlandscapeindicators.Changedetectionispossible, even whensomeinformation onhabitatsor indicatorsis miss-ing.ExamplesofchangesthataredetectedareprovidedinFig.8, wherebyindividualcaravansaretrackedovertime(delineatedtree crownscouldsimilarlybemappedovertimetoquantifylosses)and changesinclassassignment(vegetationtowater)andthePSRIare indicated.
Discussion
UseoftheLCCSandGHCstaxonomies
WhenclassifyinglandcoversfromEOdata,acommonapproach has been to take training areas for pre-defined classes (e.g.,
Fig.8. Classificationsofchange(circled)inCorsFochno,Wales,showing(a)anincreaseinthenumberofextractedobjects(inthiscase,mobilecaravans),(b)waterinundation (blue)fromfloodingandtides,withthisdeterminedasachangeintheLCCSclasslabelandsub-code,and(c)diebackofstandsofP.australis(whitershades)betweenTime 1andTime2,asindicatedbyanincreaseinthePSRI.ThesechangeobservationsgivelandmanagersevidenceofthechangesoccurringwithinandsurroundingtheNatura 2000site.
broadleaveddeciduousforest)and usethestatistics fromthese toprovideaclassificationresult(e.g.,Muchoneyetal.,2000;Xie etal.,2008).TheEODHaMsystemtakesa differentapproachby classifyingthecomponentsofeachLCCSclass(e.g.,broadleaved, deciduousand forest)basedonarange ofinputdata(airborne, spaceborne, thematic) and then combining these to provide a meaningful description(i.e.,broadleaveddeciduousforest).The mainbenefitisthattheclasses,whichcanbenumerous,are rel-evanttoanylocationworldwide(byvirtueofusingtheLCCSand GHCtaxonomies)andtheclassificationcanbeappliedatanyspatial scaleprovidedthatfeatureswithinthelandscapecanbeadequately resolvedandappropriate spectraldata (intermsof wavelength regions)areavailable.Hence,sensorssuchastheWorldview-2, Quickbirdand/orLandsatdatacanbeusedtoclassifysitesranging insizefromseveraltohundredsofkm2.Whereavailable,LIDAR
datahave alsobeen integrated primarily to classifyvegetation
heightandcover.Whereonlycoarserspatialresolutiondataare available,suchasprovidedbytheLandsatsensors,the classifica-tionofsomeelementsofthelandscape(e.g.,buildings,hedgerows) maynotbeachieved.Ingeneral,thesequence ofrulesusedfor classificationremainsthesamebutthethresholdvaluesmayvary dependingupon theimage dataused,prevailingenvironmental conditionsandlocalknowledge.Thresholdsaregenerally trans-ferabletootherregionswhenusingdatafromthesamesensors, withpreferencegiventoimageryacquiredpriortoandduringthe peakvegetationflushperiod.
Detectionofchange
Mostchangedetectiontechniquestypicallyfocusonjustone elementofthechangeprocess, whetherit bea changeinclass (e.g.,toindicateprocessesofdeforestation)orreflectancevalues
cessconsidersdifferencesintheLCCSclasscodes(includingtheir components),thenumbers,sizesanddimensionsofobjectsinthe landscape,anddifferencesinimagedatavaluesandderived meas-ures.Assuch,theEODHaM systemprovidesusers witha more completeinsightintothechangesthatareoccurringwithin pro-tectedareasandtheirsurroundsandalsoresultsthatareeasierto interpret.Ratherthanstatingonlythatachangehastakenplace, thechangeitselfisdescribedindetail.
Limitationsofapproach
Thegreatest difficultyinthemapping oftheLCCSclasses is thedifferentiationofaquaticvegetationaswellascultivatedand managedareas.Thiscanbepartlyovercomebydeveloping context-sensitive rules or referring to existing ancillary data layers or hydrologicalmodels.Inthecaseofancillarylayers,cadastral infor-mationcanbeusedtoidentifyvegetationoccurring,forexample,in riceorcottonfields.Whilsttheclassificationiscurrentlyrule-based, outputsfromotherclassificationprocedures(e.g.,supervised, sup-portvectormachines)canbeused.Forexample,componentsof theseclassifications(e.g.,mapsof forestextent,waterorurban areas)canbeusedasdirectinputtotheEODHaMsystem.A fur-therlimitationisthatsubpixelproportions(e.g.,ofplantfunctional types)arenotyetintegratedwithintheclassification.Thesecan, however,bedeterminedaprioribasedon,forexample,spectral end-memberunmixingorfuzzyclassificationandaddedtotheRAT. EachobjectwouldthenbeclassifiedaccordingtotheLCCS taxon-omybasedonthedominantclass(e.g.,woodyshrubs,graminoids, forbs)orbygenusorspecies,withinformationontherelative pro-portionsoftheremaininglifeforms,generaorspeciesoccurring withintheobjectalsoretainedforfurtheranalysis.
Summaryandconclusions
TheEODHaMsystem(whichisoutlinedinFig.2)iscomprised of softwarethat allows for classification withinthe framework oftheFAOLCCSandsubsequenttranslationoftheLCCSclasses (Level3andbeyond)toGHCsand AnnexIhabitats(takinginto accountambiguities).Thesetaxonomiesarerecognizedfortheir globalapplication.TheEODHaMsystemwasdevelopedusingVHR databutdatafrommoderateresolutionopticalsensorscanalso beusedasthesameLCCStaxonomyisapplied.However,thereis ascaledependencyonthenumberandtypesofclassesthatcan bediscriminated.Classificationscanalsobeundertakenbasedon knowledgeoftheuserwithouttheneedforextensivegroundtruth datasets.Changedetectionmodulesareavailablewiththesebased onchanges inLCCScodes andclasses,spectral dataand indices andcountsofextractedobjects(e.g.,trees,buildings).Thesystem islargelyautomated,withuserinteractionrequiredprimarilyto fine-tunethethresholdsusedintherule-basedsystem.Thesystem benefitsfrominteractionsbytheendusersinrefiningtherulesused forclassificationandselectingancillarydata(e.g.,tidallevels) rele-vanttothediscriminationoflandcovertypes.Overall,theEODHaM systemprovidesaframeworkandpotentiallyoperationalapproach tothemonitoringofprotectedareasandtheirsurroundsfromEO data.
BasedonEOdataavailability,themethodshavebeen success-fullyappliedtoNatura2000sitesandtheirsurroundsinWales,the NetherlandsandItalyandhavebeenevaluatedatotherlocations inGreece,Portugaland India,thereby coveringarangeof envi-ronmentalandbiogeographiccontexts.Ineachcase,aconsistent
source software and uses a diversity of EO and also ancillary datasets.Thesystemcanbereadilyadoptedbymanagersof pro-tectedsitesandtheirsurroundsforconsistentlandcover,habitat andultimatelybiodiversitymonitoringwithinandbetweensites andimprovingtheeffectivenessofpolicyandmanagementwhilst copingwithnationalandinternationalreportingobligations.
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