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Chapter 1

Anorectal Anatomy: The

Contribution of New Technology

Andrew P. Zbar

Introduction

Recent imaging utilizing direct coronal and sagittal images, as well as recon- structed axial anatomical images, has largely clarified the disposition of the sphincters in humans and the relevant gender differences (1,2). Despite these studies, there is no uniform consensus regarding their anatomic nomenclature (3). Recent attempts to incorporate matched images obtained by three-dimensional (3D) reconstructions of the anal canal with attendant level-orientated physiologic readings, where morphologically demonstrable and separable recognizable muscle groups have been equated with resting and squeeze contributions to recorded pressures (4), have provided results that are somewhat contradictory to manometric reports, particularly in what is represented by the anal high-pressure zone (5). In this chapter, an outline of basic anorectal embryology is provided, along with an anatomical description of the internal anal sphincter (IAS), external anal sphincter (EAS)–puborectalis complex, the longitudinal muscle, and the rectogenital septum of relevance to the colorectal surgeon based on anatomical dissections and recent imaging. The specific pharma- cology of the IAS as it pertains to proctologic practice may be found in Chapter 4.

Anorectal Embryology for the Adult Coloproctologist

A working knowledge by the adult coloproctologist of current concepts in

anorectal embryology permits an understanding of congenital anorectal

anomalies and their surgical aftermath. For the adult surgeon, description,

diagnosis, and management of neonates and young children with congeni-

tal anorectal anomalies appears confusing. Little is known about the genetic

and teratogenic influences on hindgut development, and this is com-

pounded by an incomplete knowledge concerning normal anorectal growth

and its interrelationship with the developing pelvic musculature and inner-

3

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vation. Recent advances in whole embryo scanning electron microscopy and immunostaining have permitted 3D reconstruction of hindgut struc- tures in well-established animal models, allowing their re-characterization and providing avenues for working classifications of the main types of anomalies (6).

Classical descriptions of the developing rectum have been based upon early independent work by Tourneux (7) and Retterer (8) towards the end of the last century that postulated the formation of a primitive cloaca sub- divided by a urorectal septum into an anterior urogenital sinus and a pos- terior anorectal tract (Figure 1.1). Caudal continuity with a proctodeal anlage was separable from the ectoderm by a cloacal membrane whose abnormal development was believed to result from either craniocaudad arrest (resulting in some variant of anal/anorectal agenesis or an imperfo- rate anal membrane) or a disturbance in lateral fusion (producing an H- type complex rectourinary fistula between the blind-ending rectal pouch and some portion of the urinary tract). Although the cloacal concept is useful in practical definition of low anomalies in the female (9), this sim- plistic view has been challenged by detailed studies largely performed in pig embryos with a high hereditary expressivity of anorectal malformations resembling those observed in humans (10). This misunderstanding about

Allantois

Cloacal Membrane

4mm Embryo Stage (4 weeks)

Hindgut

Trigone

Renal Blastema

Ureteric Bud 70mm Embryo Stage (male)

(12 weeks) Wolffian

Duct

Figure 1.1. Traditional concepts in cloacal development. (Left) At the 4-week stage, a common cloaca incorporates the allantois, hindgut, and Wolffian ducts. The cloacal membrane joins the ectodermal edge and separation of the urorectal septum pro- ceeds in the craniocaudal and lateral directions. (Right) By the 12th week, the bladder and rectum are separated by the urorectal septum. The distal Wolffian duct atrophies and the ureteric bud fuses with its contralateral partner to form the trigone (male). In the female, the Mullerian ducts intervene and fuse in a cranio- caudal direction. The formed sinovaginal bulb represents the distal vaginal vault. In the male, these ducts atrophy and persist as the utriculus masculinus.

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the nature of the cloacal membrane and the urorectal septum has been com- pounded by the traditional concept originally proposed by Bill and Johnson that the rectum and anal anlage tends to migrate backwards relatively late in the course of embryonic growth (11). This view purported to explain the observed anal ectopia in both sexes, as manifested by the covered anus, perineal anus, and anocutaneous fistula in the male and the anovestibular fistula in the female. These anomalies present in association with a normally disposed sphincter complex and are dealt with satisfactorily via a perineal approach with excellent long-term functional outcomes. This traditional view of anorectal embryology provided a basic division of anomalies into high, intermediate, and low dependent upon their relationship to the levator plate and into those either communicating or not communicating with the genitourinary tract.

What has become evident from the work of van der Putte (10) and Kluth and Lambrecht (6) is that there is no embryological evidence of such a dorsal shift in the anal anlage, but rather a ventral outgrowth of the cloacal membrane (with a failure of normal posterior membrane development), as well as an impairment in the movement of the membrane from a vertical to a horizontal orientation (Figure 1.2). This “new” description has resulted

Hindgut Ureter

Wolffian Duct

Cloacal Membrane UR

X

Figure 1.2. Newer concepts in disposition of the cloacal membrane. The cloacal membrane re-orientates to a horizontal disposition with ventral outgrowth (move- ment by arrows of the dotted line). This pushes the anal anlage posteriorly at its fixed point (marked as X), provided that the dorsal cloaca develops normally. The urorectal septum (UR) moves downward to separate the hindgut from the uro- genital sinus.

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from the work of these groups using whole embryo scanning electron microscopy at different stages of gestation for on-line 3D assessment. Both studies failed to show either lateral septation of the cloacal elements or dorsal anal migration, as previously described (12,13). This work has been assisted by the presence of characterized animal models of anorectal mal- formations, most notably the Danforth SD-mouse mutant, which carries a gene affecting tail, rectal and urogenital development, and which pheno- typically demonstrates a range of anorectal anomalies that bear a striking resemblance to those observed in pigs and humans (14–16). This model has been re-examined recently using the new whole-embryo techniques (17).

In summary, improved genetic understanding of anorectal deformities will occur through mutational analyses of candidate loci in patients with recog- nizable syndrome complexes or co-existent dysganglionoses. New whole- embryo immunostaining and scanning has provided a different view of cloacal membrane development as the primary abnormality in many cases and has highlighted the inadequacy of conventional concepts of hindgut embryology as they pertain to observable categories of human anorectal malformations. Consequently, no simple classification system for anorectal anomalies based upon embryological considerations currently exists (18).

The Internal Anal Sphincter

Historically, there have been many conflicting anatomical reports of the

IAS and its relationship to the EAS. Prior to 1950, it was believed that the

IAS was the main contributing influence to resting continence, although

subsequently it had been suggested that preservation of the EAS was crit-

ical in the maintenance of overall continence (19,20). Resting pressure

analyses in human subjects during general and spinal anesthesia indepen-

dently conducted by Duthie, Ihre, and von Euler had shown that the IAS

is the main contributor to resting anorectal pressure (21–23). Only recently

has it has become evident that IAS division or damage by itself may be

associated with troublesome soiling (24), and this finding may be allied to

those studies that have shown that resting anal function, anorectal sampling

(the ability to differentiate between flatus and fluid), and the presence of

the IAS-driven rectoanal inhibitory reflex (RAIR) are all impaired follow-

ing low anterior resection and coloanal anastomosis where there is exten-

sive endoanal manipulation (25). The restoration of both the anorectal

sampling mechanism and the return of the RAIR both correlate with clin-

ical improvement in functional outcome and less nocturnal incontinence

and urgency after this type of restorative rectal resection (26). In this

regard, incontinence has been shown to occur (although not be strictly pre-

dictable) after isolated IAS injury (27), with inherent differences in basal

IAS manometry and sphincter graphics in those patients prospectively fol-

lowed through their internal anal sphincterotomy for topically resistant

anal fissure where differences were represented in those who remained

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continent and those who became incontinent based entirely on their IAS manometric pattern (5,28). Moreover, the inherent parameters of the RAIR (an IAS function) appear to be different in those patients with dif- ferent anorectal disorders (29–31) whereby a more rapid recovery is demonstrable in those cases where there is already fecal incontinence and EAS atrophy, implying that IAS function itself may differentially contribute towards continence defense where continence is already compromised.

Recently, endoanal ultrasound (US) [as well as magnetic resonance imaging (MRI)] has clarified the expected age and gender variations of the IAS, as well as the IAS/EAS, disposition in what may be regarded as the constitutive overlap of these sphincter components (32). This effect has proved of clinical relevance where it has been shown in some patients that there is such poor constitutive overlap, particularly in chronic anal fissure.

In these cases, injudicious internal anal sphincterotomy may render the distal anal canal relatively unsupported, leading to predictable postopera- tive leakage (33).

Although there are no longitudinal studies, there is ample evidence to show morphological increases in the IAS thickness with age, probably asso- ciated with degeneration in the muscle component and its replacement with fibrous tissue (34). This effect has been equated with the development of passive leakage consequent upon isolated IAS degeneration (35). Although the exact morphological interrelationship between the IAS and the other sphincter musculature in health and disease remains to be determined, direct comparisons between endoluminal US and MRI cannot strictly be made because both modalities variably identify the intersphincteric space and US appears less capable of defining the outer extremity of the EAS muscle.An overall greater IAS dimension determined by US may be indica- tive of the relationship of the IAS to variable components of the longitu- dinal muscle (vide infra, 36).

Overall, the physiological and clinical significance of IAS integrity is increasingly being recognized, where all attempts are made to preserve the muscle by avoidance of excessive anal distraction, particularly in patients where continence is already compromised (37,38). This view recently has carried over to deliberate IAS preservation in anorectal surgery where normally the IAS is deliberately destroyed, most notably in high trans- sphincteric fistula-in-ano, where resting pressures and continence appear to be maintained when cutting setons are rerouted through the intersphinc- teric space for attendant EAS division with concomitant IAS repair (39).

The External Anal Sphincter

Recent endoluminal imaging has clarified the widely held view that the

EAS is represented by a three-tiered structure (1,40,41). This view owes

much to the original anatomical descriptions of the subcutaneous, superfi-

cial, and deep components of the EAS as espoused by Riolan and Santorini

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(42,43) and by von Holl (44), Milligan and Morgan (45), and Gorsch (46).

These new imaging modalities have permitted the abandonment of confusing systems of bi-tiered anatomical configurations as reported by Courtney (47), Fowler (48), and Wilson (49), as well as more recent often- quoted expositions (50). This also has cast doubt on the more controversial models of interconnecting muscle loops as proffered by Shafik (51). Some of the confusions of the component muscle parts of the EAS have arisen as a result of descriptions of encasing fascia that extended laterally and that are inserted into the perianal skin, a point of some importance in defining and classifying the spread and presentations of perirectal infections (52).

However, this area still requires considerable work because both endoanal and transvaginal imaging have failed to delineate adequately the anatomi- cal composition of the perineal body (53), a difficulty that may account for variation in the reported incidence of anterior postobstetric anal EAS defects following vaginal delivery (54). The “misimpression” provided by conventional unreconstructed endoanal ultrasonography of a shorter anterior EAS in women has resulted in a more complex and sophisticated view of a greater relative physiological contribution by the posterior puborectalis muscle. Given that there is a clear plane of cleavage between these two muscle entities (namely the puborectalis and the deep compo- nent of the EAS; 55), this area needs to be revisited in the dissecting room (56,57).

The Longitudinal Muscle and Distal Anal Supporting Structures

There is remarkably little data concerning the disposition of the anal lon- gitudinal muscle. It is evident during intersphincteric rectal dissection and has been demonstrated by routine endoanal ultrasonography (58) and endoanal MRI (59). This muscle is in direct contiguity with the outer muscle coat of the rectum and has been variously reported as supplemented by stri- ated musculature derived from the levator ani (45,60), the puboanalis (61), and the pubococcygeus (62), as well as by the levator muscle fascia (47,63).

The complexity of the intersphincteric musculofibrous contribution and the way it splits to attach to the perianal skin has formed the basis of Shafik’s classification of attendant perianal spaces and has given rise to his complex classification of perirectal sepsis (64).

The medial and lateral extensions of these bands and contributions

abound in a series of historical eponyms that are used in various texts. Com-

munications between the submucosal and intersphincteric planes have been

described (65,66), being labeled by Milligan and Morgan as the anal inter-

muscular septum, limiting the spread of rectal infection to the inferior ter-

mination of the IAS, as well as surrounding the lowermost border of the

subcutaneous portion of the EAS muscle (45). These fascial bands were

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considered of some clinical importance both in the understanding of the spread of perirectal infection and in their classification, being labeled by Parks as the mucosal suspensory ligament that medially confined the ductal system of the anal glands (and crypts) and that inferolaterally separated the perianal from the ischiorectal space (67–70). Extensions of this musculo- fascial band have been described as running submucosally for variable dis- tances, independently being labeled as the musculis canalis ani (71), Treitz’s muscle (72), the sustentator tunicae mucosae (73), and the musculus sub- mucosæ ani (74,75). Lateral extensions of the longitudinal muscle have been described by Courtney (47) as encircling the urethra and contributing to the rectourethralis muscle as the most medial fibers of the levator ani complex (76–78). This muscle is a principal landmark in the anterior aspect of the rectal dissection during perineal proctectomy by angulating the rectum, where division of the right and left columns of the rectourethralis muscle permits the rectum to fall backwards, protecting the prostate (or vagina) from inadvertent injury. The most caudal extensions of these fibers extend to the skin in a variably reported way, enclosing the perianal space and separating it from the ischiorectal fossa, with formation of the corru- gator cutis ani muscle bands extending into the perianal skin. This latter muscular component originally described by Ellis (79) has been attributed as part of the panniculus carnosus, and its existence in many cases has been questioned (48).

The Rectovaginal Septum

There has been a long-standing debate concerning the existence and

integrity of the rectovaginal septum. Several early anatomical studies, which

were entirely histologic in nature (where there were no correlative anatom-

ical dissections), were unable to define its presence (80,81). These fre-

quently quoted studies have been contradicted by the fetal and adult

cadaveric work of Uhlenluth et al. (82,83) and Nichols and Milley (84,85),

who were able to identify a definitive anatomic and histologic fascial struc-

ture between the rectum and the vagina in all dissections. More recently,

Fritsch and colleagues, revisiting this area using transparent plastinated

fetal and adult pelvic specimens with sectional radiographic [computed

tomography (CT) and MR] correlations, also were unable to demonstrate

visceral fasciae surrounding the pelvic organs (86–89), suggesting that the

disposition of pelvic connective tissue and the designation of potential

pelvic spaces bound by visceral and parietal pelvic fascia are actually less

complicated than previously reported in classical textbooks of anatomy and

embryology (90–93). Very recent comparative fetal and adult dissections by

Fritsch and her team specifically addressing the rectovaginal septum have

confirmed its presence in plastinated specimens, showing it to be completely

developed in the newborn (94–98).

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These early studies recently have been confirmed by the cadaveric work of DeLancey, who showed the fibers of the rectovaginal septum running ver- tically and blending with the muscular wall of the vagina. He has suggested a multifaceted posterior vaginal support reliant upon the endopelvic fascia, levator ani muscle, and perineal membrane. Distally, the perineal membrane fibers are effectively horizontal and become parasagittal in the mid vagina, connecting the vaginal channel to the pelvic diaphragm. It has been sug- gested that these structures may become important in vaginal support in the pelvis if the main levator muscle is damaged or denervated (99,100).

Anatomically, it is believed that the rectovaginal septum represents the female analogue of the male rectovesical fascia first described by Denonvilliers in 1836 (101–105). The surgical importance of this fascia was first recognized by Young during radical perineal prostatectomy for cancer as a surgical landmark for urologists (106). Its anatomy was confirmed inde- pendently at the turn of the century by Cuneo and Veau (107) and Smith (108) and has been re-highlighted extensively in the dissection of the extraperitoneal rectum for rectal cancer. Recently our group has used macroscopic dissections on embalmed human pelves and plastination his- tology in both fetal and newborn pelvic specimens, showing that the recto- genital septum is formed by a local condensation of mesenchymal connective tissue during the early fetal period and that the longitudinal muscle bundles can be traced back to the longitudinal layer of the rectal wall. Immunohistochemical staining methods using mono- and polyclonal antibodies for tissue analysis and neuronal labeling (most notably PGP 9.5, S-100, Substance P, and Choline acetyl transferase) has revealed that auto- nomic nerve fibers and ganglia appear to innervate these muscle cells, sug- gesting that parasympathetic co-innervation of both the rectal muscle layers and the adjacent longitudinal muscle fibers of the septum is relevant in the function between the two structures and that the rectogenital septum has intrinsic sensory innervation that might be important in rectal filling and asymmetric rectal distension (109).

In recent years, Richardson has called attention to the presence of

“breaks” within this septum that are anatomically evident using a trans-

vaginal approach to rectocele repair, highlighting the importance of what

he has described as “defect-specific” rectocele repairs (110,111). In this

sense, although short-term follow-up data is coming out in the literature of

such repair types for symptomatic rectocele, it really represents a gyneco-

logical “rediscovery” of the importance of defect-specific repair, which has

been the cornerstone of the endorectal route (as advocated by the colo-

proctological fraternity) for many years. In Richardson’s cadaveric and clin-

ical operative work, he has described a taxonomy of fascial breaks, with the

most common type appearing as a transverse posterior separation above

the attachment of the perineal body, resulting in a low rectocele. The most

recent work assessing the ultrastructural anatomy of the rectogenital

septum, as described above, shows that this septum is formed within a local

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condensation of collagenous fibers from the beginning of the fetal period as early as the 9

th

week. In plastination studies, it has been found that the tissue components of the rectogenital septum in both sexes are not deriva- tives of any fascial structures demonstrable at any developmental stage that have undergone fusion either from the lateral pelvic wall or from the peri- toneal pouch. Instead, it is suggested that they result more from an anatomic separation between the rectum and the bladder and prostate in men and the rectum and the vagina in women, where longitudinal muscle bundles can be found both within the rectogenital septum extending to and inter- mingling with the anal sphincter musculature and terminating in the per- ineal body in both sexes. This is of clinical and operative significance because this component of the levator ani complex (namely the rec- tourethralis muscle) is an important landmark in the anterior perineal dis- section of the rectum during abdominoperineal resection, where it tethers and angulates the rectum against the membranous urethra (vide supra, 78).

Conclusions

An improved understanding of rectal and anal canal anatomy has resulted from advances in coronal and sagittal modality imaging in vivo, as well as from ultrastructural whole-image work and fetal and adult plastination (112). This improvement in anatomical definition has re-highlighted the clinical importance of the IAS as a central component in the maintenance of continence and has shown the significance of the rectogenital septum repair in low and mid rectocele (113).

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