ContentslistsavailableatScienceDirect
Biomedical
Signal
Processing
and
Control
j ou rn a l h o m e pa g e :w w w . e l s e v i e r . c o m / l o c a t e / b s p c
Review
Acute
mental
stress
assessment
via
short
term
HRV
analysis
in
healthy
adults:
A
systematic
review
with
meta-analysis
R.
Castaldo
a,
P.
Melillo
b,
U.
Bracale
c,
M.
Caserta
a,c,
M.
Triassi
c,
L.
Pecchia
a,∗ aSchoolofEngineering,UniversityofWarwick,CoventryCV47AL,UKbMultidisciplinaryDepartmentofMedical,SurgicalandDentalSciences,SecondUniversityofNaples,Italy cDepartmentofPublicHealth,UniversityFedericoIINaples,Naples,Italy
a
r
t
i
c
l
e
i
n
f
o
Articlehistory:
Received28November2014
Receivedinrevisedform6February2015 Accepted18February2015
Availableonline7March2015 Keywords:
Acutementalstress HeartRateVariability
Systematicreviewwithmeta-analysis
a
b
s
t
r
a
c
t
Mentalstressreducesperformances,ontheworkplaceandindailylife,andisoneofthefirstcauses ofcognitivedysfunctions,cardiovasculardisordersanddepression.Thisstudysystematicallyreviewed existingliteratureinvestigating,inhealthysubjects,theassociationsbetweenacutementalstressand shorttermHeartRateVariability(HRV)measuresintime,frequencyandnon-lineardomain.Thegoalof thisstudywastoprovidereliableinformationaboutthetrendsandthepivotvaluesofHRVmeasures duringmentalstress.Asystematicreviewandmeta-analysisoftheevidencewasconducted,performing anexhaustiveresearchofelectronicrepositoriesandlinearresearchingreferencesofpapersresponding totheinclusioncriteria.Afterremovingduplicatesandnotpertinentpapers,journalpapersdescribing well-designedstudiesthatanalyzedrigorouslyHRVwereincludedifanalyzedthesamepopulationof healthysubjectsatrestandduringmentalstress.12paperswereshortlisted,enrollingoverall758 volun-teersandinvestigating22differentHRVmeasures,9ofwhichreportedbyatleast2studiesandtherefore meta-analyzedinthisreview.Fourmeasuresintimeandnon-lineardomains,associatedwithanormal degreeofHRVvariationsresultedsignificantlydepressedduringstress.ThepowerofHRVfluctuations athighfrequencieswassignificantlydepressedduringstress,whiletheratiobetweenlowandhigh frequencyresultedsignificantlyincreased,suggestingasympatheticactivationandaparasympathetic withdrawalduringacutementalstress.Finally,amongthe15non-linearmeasuresextracted,only2were reportedbyatleast2studies,thereforepooled,andonlyoneresultedsignificantlydepressed,suggesting areducedchaoticbehaviourduringmentalstress.HRVresultedsignificantlydepressedduringmental stress,showingareducedvariabilityandlesschaoticbehaviour.Thepooledfrequencydomainmeasures demonstratedasignificantautonomicbalanceshiftduringacutementalstresstowardsthesympathetic activationandtheparasympatheticwithdrawal.PivotvaluesforthepooledmeandifferencesofHRV measuresareprovided.FurtherstudiesinvestigatingHRVnon-linearmeasuresduringmentalstressare stillrequired.However,themethodproposedtotransformandthenmeta-analyzetheHRVmeasures canbeappliedtootherfieldswhereHRVprovedtobeclinicallysignificant.
©2015ElsevierLtd.Allrightsreserved.
Contents
1. Introduction... 371
2. Methodsandmaterials... 371
2.1. Searchstrategy... 371
2.2. Inclusionandexclusioncriteriaforpaperselection... 371
2.3. Papershortlisting,dataextractionandoutcomesofinterest... 372
2.4. HRVmeasures... 372
2.5. Statisticalanalysisandsoftwaretools... 372
∗ Correspondingauthorat:SchoolofEngineering,UniversityofWarwick,CoventryCV47AL,UK.Tel.:+4402476573383;mobile:+4407505716490.
E-mailaddresses:R.Castaldo@warwick.ac.uk(R.Castaldo),paolo.melillo@unina2.it (P.Melillo),umberto.bracale@unina.it(U.Bracale),triassi@unina.it(M.Triassi), l.pecchia@warwick.ac.uk(L.Pecchia).
http://dx.doi.org/10.1016/j.bspc.2015.02.012 1746-8094/©2015ElsevierLtd.Allrightsreserved.
3. Results... 372
3.1. Characteristicsoftheincludedstudies... 372
3.2. TrendsoftheHRVmeasures... 373
3.2.1. Timedomainfeatures ... 373
3.2.2. Frequenciesdomainfeatures... 373
3.2.3. Non-linearfeatures... 373
3.3. PooledpivotvaluesofHRVmeasuresmeandifferences... 373
3.4. MathematicalmodellingofHRVmeasuresduringmentalstress... 374
4. Discussion... 375
5. Conclusion... 376
References... 376
1. Introduction
Mental stress hasbeeninvestigated in various fieldsdue to
itsdestructiveeffectsonthedailyroutine.Stressmaycause
cog-nitivedysfunctions,cardiovasculardiseases,depression[1,2]and
maylead to deathand illness [3]. Thereis, in fact, an average
of 50% of employees, which suffer of ‘work stress’ [4].
More-over,stressreducesperformancesindailylife[5]andparticularly
in the work places[1,6]. Thismay be particularly relevant for
those jobs that expose the workers or other persons to risky
situations. This is the case of surgeons performing long
surg-eries,inwhichthelossofattentionorconcentrationmaycause
severeeffects onthepatient,orpilots flyingonlongdistances,
whose stress may be dangerous for them and the passengers
[7].
Mental stress influences the Autonomous Nervous System
(ANS),whichcontrolsourcapabilitytoreacttoexternalstimuli
[3,5]. Therefore, the acute stress may be evaluated with
non-invasivebiomarkermeasurements,whichareconsideredreliable
estimatorsofANS statuses.Thisis thecase of HeartRate
Vari-ability(HRV),whichisconsidereda reliablemeanstoindirectly
observeANS[8],alsoinreallifesettings.HRVreferstothe
varia-tionsofbothinstantaneousheartrateandtheseriesofinter-times
betweenconsecutivepeaksoftheR-waveoftheECG(RRseries)
[9].ThisvariationisunderthecontroloftheANS,whichthrough
theparasympatheticandthesympatheticbranches,isresponsible
foradjustingtheHRVinresponsetoexternalorinternalphysicalor
emotionalstimuli.Anormalsubjectshowsagooddegreeof
varia-tionoftheheartrate,reflectingagoodcapabilitytoreacttothose
stimuli[9].
SeveralstudiesinvestigatedinthelastyearshowHRV could
beusedtoassessacuteorchronicmentalstress,inhealthy
sub-jects or in specific groups of patients, of different ages. These
studiescollectedandanalyzedHRVwithdifferentmethodsand
tools: long or short term registrations were utilized;HRV was
extracted fromECG orSpO2 or viaothermeans; a wide range
ofdeviceswasemployed(i.e.fromcommercialsmartphonesto
CEmarkedmedicaldevices forECGmonitoring,includingsome
advancedbiomedicalamplifiers);HRVwasanalyzedwith
commer-cialsoftwaretools,sometimeswellvalidatedones;HRVfeaturesin
timeand/orfrequencywereextractedandbothlinearand/or
non-lineardomainswereexplored;differentstatisticaltests,pattern
recognitionordataminingmethodswereusedtoexploreresults
[4,9,10].
Thegoalofthisstudywastoreviewhomogenouslydesigned
studies,inordertoprovidereliableinformationaboutthetrends
and the pivot values of HRV measures during mental stress.
Therefore, thisreviews investigatedsystematically studies
pub-lishedinpeer-reviewedjournalsandfocusingontheassociations
between acute mental stress and HRV, using short term HRV
excerpts,extractedfromECGs,inhealthysubjectsabove18years
old.
2. Methodsandmaterials
2.1. Searchstrategy
Relevantstudiesonthedetectionofacutementalstressthrough
theanalysisoftheHRVwereidentifiedandselectedbysearching
onPubMedandOvidSPdatabases.
PertinentarticlesweresearchedusingBooleancombinations
of the following keywords or their equivalent Medical Subject
Heading(MeSH)terms:HeartRateVariability,HRV,mentalstress,
psychologicalstress,andemotionalassessment.
Thefollowingcriteriawereutilizedtolimittheresearch:papers
publishedinthelast10years(since2004),studyonadulthumans
(i.e.notanimals),notchildren,notcancer,notpregnancy.
2.2. Inclusionandexclusioncriteriaforpaperselection
Afterafirstscreeningofthetitlesandabstracts,studies
pub-lished beforeNovember2014wereconsidered suitablefor this
reviewiftheymetallofthefollowingcriteria:
• Paperpublishedonscientificjournalswithpeerreview;
• PaperfocusedmainlyonmentalstressinvestigationusingHRV;
• The experiments were conducted witha robust design, well
described, includingrepeatedmeasuresin thesame groupof
healthysubjectsatrestandduringstresssection.Studieswere
consideredrobustiftheacquisitionoftheHRVwasadequately
standardized(i.e.stressandrestsessionsinthemomentofthe
daytominimizethecircadianeffectandwiththesubjectsinthe
sameposition).
• Thestudywasnot focusingonchronicstress,and onlyacute
stressorswhereused,asdefinedin[11].
• Thesubjectswerehumansbeingsover18yearsold;
Studieswereexcludedifthey:
• focusedonchronicstress;
• utilizedHRVanalysisonexcerptswerelongerthan10min;
• enrolledprofessionalathletesandobservedthemduringsport
trainingsessions;
• investigatedpainperception;
• reportedHRVmeasureswithnotsufficientquality(i.e.nounit
measuresstated,notappropriatestatisticaldescriptors);
• didnotreportinclusion/exclusioncriteriaforsampleselection.
Twoauthors(RCandPM)independentlyassessedthe
method-ologicalqualityofthepapers,giventheinclusion/exclusioncriteria.
2.3. Papershortlisting,dataextractionandoutcomesofinterest
Followingtheresearchstrategydescribedabove,allthetitles
respondingtothechosenkeywordswereidentified.After
exclud-ingrepetitions(titlesindexedbothinPubMedandOvidSp),studies
wereshortlistedaccordingtoinclusions/exclusionscriteria,
inves-tigatingtitles,abstractsandfull-papers.
HRVmeasuresintimeandfrequencydomains,bothlinearand
non-linear,wereextractedbythepapersincludedinthisreview
[1,5,6,12–20].FurtherdetailsaboutHRVmethodological
conven-tionsadoptedinthisreviewcanbefoundintwoopenaccesspapers
[21,22].
ThechangesofHRVmeasuresduringstressandrestsessions
wereinvestigatedobservingtheirtrends.Atrendwasrepresented
witharrowspointedup,ifthemeanvalueofaHRVmeasurewas
increasingduringthestresssection,withrespecttothevalueof
thesamemeasureregisteredduringtherestingsession.Anarrow
pointeddownwasusedifthemeanvalueof theHRV measure
wasdecreasing.Twoarrowswereutilizedforsignificantchanges
(p-values<0.05).Sincepapersreportedonlyparametersof
mea-suredistributions(i.e.meansandstandarddeviations)thep-values
werecalculatedwithat-testandnotwithparametrictests,which
insomecaseswouldhavebeenmoreappropriated.
2.4. HRVmeasures
RegardinglinearHRVmeasuresintimeandfrequencydomains,
therecommendationsoftheEuropeanSocietyofCardiologyand
theNorthAmericanSocietyofPacingandElectrophysiology
guide-lines[9]werefollowed. Therefore,thepowerspectrum density
measures were considered if reported in normalized units or
ms2,forthelowfrequencybands(LF,0.04–0.15Hz)andthehigh
frequencybands (HF, 0.15–0.4Hz). Whenpapers shortlisted for
meta-analysisreportedfeaturesinanon-conventionalway,these
measureswereexcludedfromthepoolingorconvertedinms2,if
possible.Forinstance,threestudies[16,17,19]reportedfrequency
domainfeatures log-transformed(LFLog and HFLog). Thesewere
untransformedaccordingto[23],usingthefollowingformula:
meanLF(ms2)=exp(meanLFLog)
stdLF(ms2)=stdLF
Log×[exp(meanLFLog)]2
Onestudyreported frequencymeasures inms2/Hz [14] and
thereforeitsresultswerenotreportedinthisreview.
2.5. Statisticalanalysisandsoftwaretools
HRVmeasureswerepooledifreportedinmorethanonepaper.
Standardmethodsforsystematicreviewswithmeta-analyseswere
employedinthispapertopooltheHRVmeasures[24]:mean
differ-ence(MD)with95%confidenceintervals(95%CI)andp-values(p).
Randomorfixedeffectmodelswereusedaccordingtostudy
het-erogeneitymeasuredwithaQstatistictest.AsignificantQstatistic
isindicativeofdissimilareffectsizesacrossstudiesandto
comple-menttheQtest,wealsocalculatedtheI2statistic,whichprovidesan
indexofthedegreeofheterogeneityacrossstudies.Inparticular,I2
indicatesthepercentageofthetotalvariabilityineffectsizesdueto
between-studiesvariability,andnotduetosamplingerrorwithin
studies[25].Percentagesofaround25%(I2=25),50%(I2=50),and
75%(I2=75)maybeinterpretedaslow,medium,andhigh
hetero-geneity,respectively[25].Differencesand95%CIwereconsidered
significantifthep-valuewaslessthan0.05.TheOpenMeta-analyst
Softwaretoolwasutilizedtocomputethesestatistics.
Fig. 1. Flow chart of literature search: titles, abstract and full-papers included/excluded.
3. Results
Accordingtothesearchstrategydescribedabove,894titleswere
identified,345inPubMedand549inOvidSp.Afterremoving279
duplicates,615titleswereconsidered.Ofthese,510wereexcluded
afterreadingtheabstractsastheydidnotmeettheinclusion
crite-ria.Fromtheremaining105abstracts,77wereremovedduetothe
exclusioncriteria.Finally,28full-textswereanalyzedandamong
these,16wereexcludedduetoinclusion/exclusioncriteria.
There-fore,12studieswerefinallyconsideredappropriateforinclusionin
thissystematicreview.Aflowchartoftheliteraturesearchresults
isshowninFig.1.
3.1. Characteristicsoftheincludedstudies
The12studiesenrolledfrom12to399subjecteach,fora
cumu-lativepopulationof785subjects,whichwasfinallypooledinthis
review.Detailsaboutpopulation,HRVanalysisreportedineach
study,HRVlengthand statisticalmethods employedtoexplore
significantvariationsarereportedinTable1.
Onlythreestudiesusednon-parametricstatistictests(NPST),
which are specifically designed to investigate significant
dif-ference of features non-normally distributed [26]. Ninestudies
[1,6,12–14,16,17,19,20]usedANOVA,ANCOVAort-studenttestto
investigatehowHRVmeasureschangedbeforeandafterthestress
section.Ofthese,Trainaetal.,Papouseketal.,andLackeneretal.
[12,13,15]convertedfrequenciesdomainHRVfeatureswithalog
transform,whiletheremainingapplieddirectlystandard
statisti-calsignificanceteststofrequencydomainmeasures,whicharenot
normallydistributed,beingasymmetricdistributions ofpositive
Table1
Characteristicsofstudies. No.of
paper
Author/year Subjects(total/women) HRVanalysis HRVlength(min) Significancetests
1 Hjortskov2004[6] 12/12 Timeandfrequency 3 ANOVA
2 Kofman2006[1] 30/– Frequency 10 t-Tests,ANOVA
3 Vuksanovic2007[12] 23/13 Frequencyandnon-linear 5 t-Tests
4 Li2009[13] 399/209 Timeandfrequency 0.5 ANOVA
5 Schubert2009[14] 50/28 Time,frequencyandnon-linear 3 ANCOVA
6 Tharion2009[15] 18/9 Timeandfrequency 5 Non-parametricstatisticaltests
(Wilcoxonsignedranktest)
7 Papousek2010[17] 65/53 Timeandfrequency 3 ANOVA
8 Lackner2011[16] 20/20 Timeandfrequency 5 ANOVA
9 Melillo2011[5] 42/– Non-linear 5 Non-parametricstatisticaltests
(Wilcoxonsignedranktest) 10 Taelman2011[18] 43/22 Timeandfrequency 6 Non-parametricstatisticaltests
(WilcoxonandFriedmantests)
11 Traina2011[19] 13/6 Frequency 5 t-Test
12 Visnovcova2014[20] 70/39 Timeandfrequency 6 t-Test,non-parametricstatistical tests(notspecified)
TheselectedstudiesreportedECGrecordingsatrest(resting
session, RS) and during induced mental stress sessions (stress
session,StS).Onlyonestudy[15]didnotreportECGrecordings
duringtheStS,buttheECGwasregisteredonthedayofa
univer-sityexamination,whichwasassumedtobethestressingevent.This
maygenerateheterogeneity,astheresponsetostressmaychange
duringorafterStS[27].
Mentalstresswasinducedaskingvolunteerstoperform,under
controlled circumstances, one or more of the following tasks:
ComputerWork Task(CWT), StroopColourWordTask(SCWT),
Arithmetictask(AT),Gametask(GT),publicSpeechtask(ST),
Aca-demicexamination(AE),otherPhysical-MentalTask(PMT).Abrief
descriptionofeachmentaltaskisgiveninTable2.Additionally,
inonestudy[18]wereaskedtoperformalsoaphysicaltask.HRV
measuresregisteredduringthosephysicaltaskswerenotincluded
inthisreviewsinceproducingadifferentkindofresponsethan
mentalstresstasks[28].
3.2. TrendsoftheHRVmeasures
Tables3–5reportedthetrendsandthevaluesofHRVmeasure
inRSandStSintime,frequencyandnon-lineardomains
respec-tively.Additionally,thesetablesreportedthenumberofsubjects
enrolledineachstudyandtherelativeweightofeachstudyduring
thepooling.
3.2.1. Timedomainfeatures
TimedomainHRVmeasuresreportedbythepapersshortlisted
forthismeta-analysisincluded:themeanofR-Rintervals(RR),a
standarddeviationofanR-R interval(SDRR),thesquarerootof
meansquareddifferenceofsuccessiveR-Rs(RMSSD),anda
pro-portionofNN50dividedbytotalnumberofNNthatdiffermore
than50ms(pNN50)asshowninTable3.
InallthestudiestherewasconsensusthatthemeanRR,pNN50
andRMSSDdecreasedduringStS,althoughsomestudiesdidnot
demonstratedasignificantreductionofthesefeatures.Adecreased
SDRRwasobservedinthemajorityofstudies[15,18,20]withahigh
levelofsignificance.Onlyonestudyreportedcontradictoryresults
[14].InfactSchubertetal.[14]reportedadiscordantincreaseof
SDRR,whichtheauthorsjustifiesasduetoaslowrespirationrate
andarelativereductioninventilationcausedbythespeechtask
usedintoinducestressinthisstudy[14].
3.2.2. Frequenciesdomainfeatures
FrequencydomainHRVmeasuresextractedfromtheshortlisted
papersincluded:thelowfrequencypower(LF),thehighfrequency
power(HF)andtheLF/HFratioasshowninTable4.
RegardingLF, among the8papers reportingthis measure,5
studiesagreedthat LFincreased(3withstatisticalsignificance),
while3reportedanoppositetrend.Alsothiscase,thefindingsby
Tharionetal.[15]werenotconsistentwiththegeneraltrend,
prob-ablybecauseinthisstudythestresssectionwasrecordedintheday
oftheexaminationandnotduringtheexaminationsession.In
addi-tion,Hjortskovetal.[6]alsoshowedcontroversialresults,which
inthiscasemightbeexplainedconsideringthatthiswastheonly
studyinwhichanintroductionsessionwasranbeforethe
registra-tionoftheRSandStS.Finally,Taelmanetal.[18]alsoreporteda
decreasedLFduringStS,whichmightbealsoduetothedifferent
protocoladopted,whichconsistedinaphysicaltasksbeforethe
metalstresssession.
RegardingHF,thereisconsensus,amongthedifferentstudies,
thatthismeasuredecreasedduringacutementalstress.Onlyone
studyindicatedacontroversialtrend,whichhoweverwasnot
sta-tisticalsignificant[12].
RegardingLF/HFratio,therewasageneralconsensus(5studies
outof7)thatitincreasedduringStS.Theremaining2studies[12,15]
reportedanopposite trend,whichhoweverisnotsupportedby
statisticalsignificance.
3.2.3. Non-linearfeatures
Non-linearHRVmeasuresextractedfromtheshortlistedpapers
included:theShannonandtheSampleEntropy(respectivelyShEn
andSampEn),thelargestLyapunovexponent(LLE),the
correla-tiondimension(D2),short-andlongtermfluctuationslope(˛1and
˛2),thestandarddeviationofthePoincare’plotperpendicularand
alongtothelineofidentity(respectivelySD1andSD2),recurrence
plotdeterminism(DET)andrecurrencerate(REC),maximallength
oflines(lmax)andmeanlengthoflines(lmean).Finally,the
Approxi-mateEntropy(En)computedwiththethresholdrsetto0.2×SDNN,
tothevaluemaximizingtheentropyandtothevaluecomputedby
Chonetal.[29],andreportedrespectivelyasEn(0.2),En(rmax)and
En(chon)asshowninTable5.
Onlytwofeatureswereinvestigatedbymorethanonestudy:D2
[5,14]wasreportedasconsistentlyreducedduringStS(academic
examinationinMelilloetal.[5]andarithmeticaltaskinShubert
etal.[14]);˛1[5,12]whichwasreportedwithsignificantlyopposite
trends.
3.3. PooledpivotvaluesofHRVmeasuresmeandifferences
Fromtheincludedstudies,8HRVmeasureswerepooledinthis
systematicmeta-analysisbecausereportedatleastintwopapers:4
measuresinthetimedomain(RR,SDRR,pNN50%,rMSSD),3inthe
Table2
Descriptionofstudydesign.
No.ofpaper Author/year Stressor Description
1 Hjortskov2004[6] ComputerWorkTask (CWT)
Thetaskconsistedofkeyinginrandomnumberswiththedominanthand usingthenumericalpartofthekeyboard.
2 Kofman2006[1] StroopColourWord
Task(SCWT)
Thetaskrequirednamingtheinkcolourinwhichcolours’nameswereprinted onascreedbeingeithercongruentorincongruentwithrespecttothecolour words.
3 Vuksanovic2007[12] Arithmeticaloudtask (AT)
Thetaskrequiredsubtracting17from1000.Subjectswereaskedtoansweras accurateaspossible.Theytoldtheresultsafter5s.
4 Li2009[13] Gametask(GT) Theinstructionsforvideogametask‘Breakout’havebeenstandardizedvia video.Thesubjectswillliesupineonahospitalbedandamonitor25inch colourTVwasplaced2maway.
5 Schubert2009[14] Speechtask(ST) Thistaskinvolvedpreparingandpresentingaspeechinresponsetooneoftwo situations.Subjectshad3mintoprepareand3mintopresenttheirspeech. 6 Tharion2009[15] Academicexamination
(AE)
Thefirstrecordingwasdoneonthedayoftheacademicexaminationandthe secondduringholiday.
7 Papousek2010[17] Academicexamination (AE)
Participantsweretoldtonotmovelegsandhandswhilespeaking,toreadout thequestionsloudbeforeansweringit.
8 Lackner2011[16] ArithmeticalTask(AT) Thetaskconsistedoftwotripletofone-digitnumbers,whichweretobeadded orsubtracted.
9 Melillo2011[5] AcademicExamination (AE)
Thefirstrecordwasperformedduringverbalexaminationandthesecondone wasperformedafterholiday.
10 Taelman2011[18] Physical-MentalTask (PMT)
Thetaskconsistedofcontinuousmentalcalculationoffiveoperationswitha twoorthreedigitnumber,whichhadtobeperformedwithoutverbal stimulation.Participantsusedthemousecursortoindicatethecorrectanswer choosingbetweenthreealternatives.Theparticipantswouldhavebeen rewardedwithamovieticket
11 Traina2011[19] ArithmeticalTask(AT) Thetaskrequiredtosubtractingthenumber17startingfromthenumber986. 12 Visnovcova2014[20] StroopColourWord
Test(SCWT) ArithmeticTest(AT)
Thetaskrequiredtoreadthecolours(green,yellow,orange,red,blue,purple) onthewordsdisplayedonascreen,whichwerecongruentorincongruent withthewrittenword.
(Resultsnotreportedinthisreview)Thetaskrequiredtocalculatethree-digit numbersdisplayedindifferentrandomplacesonthescreenintoonedigit numbers.Subsequently,participantsdecidedthatthefinalresultwasevenor oddbypushingthekeyboardarrow.
(˛1,D2).Therelativepoolingweightofeachstudywasreportedin
Tables3–5,respectivelyfortime,frequencyandnon-lineardomain.
TheresultsofthepoolingwerereportedinTable6,wherealsothe
trendofthepooledHRVmeasuresisreported.
3.4. MathematicalmodellingofHRVmeasuresduringmental
stress.
Twostudies[5,19]proposedamathematicalmodelto
automat-icallydetectmentalstress.
Melilloetal.[5]proposedamodelbasedonLinearDiscriminant
Analysis(LDA),employingthreeHRVnon-linearmeasures:SD1,
SD2andEn(0.2).Theproposedmodelachievedaccuracy,
sensitiv-ityandspecificityrespectivelyof90%,86%and95%inautomatically
detectingsubjectsunderstress.Theseperformanceswereachieved
testing thedeveloped classifierusing a 10-foldcross validation
technique,basedonsubjects’exclusions.
Trainaetal.[19]studiedthePearsoncorrelationbetween
fre-quencydomainmeasures(highandlowcomponentsofthepower
spectrum)beforeand afterthestressingsession, demonstrating
Table3
Timedomainfeatures.
Timedomainfeatures Authors Featurestrend Weightofmeta-analysis N Stress Rest
Mean SD Mean SD MeanRR(ms) Lackner2011[16] ↓ 1.82% 20 765.31 314.3 837.1 324.5 Papousek2010[17] ↓↓ 11.65% 65 617.92 210.0 819.7 244.1 Schubert2009[14] ↓↓ 9.25% 50 686.49 240.8 808.6 206.2 Taelman2011[18] ↓↓ 19.98% 43 755.44 134.5 863.5 147.1 Tharion2009[15] ↓↓ 12.83% 18 777.40 114.3 867.3 114.0 Visnovcova2014[20] ↓↓ 41.22% 70 675.99 120.7 847.8 130.4 Vuksanovic2007[12] ↓ 3.25% 23 740.74 263.2 806.5 249.5 SDRR(ms) Schubert2009[14] ↑↑ 3.50% 50 96.00 86.6 33.20 23.83 Taelman2011[18] ↓↓ 37.56% 43 35.40 16.4 46.73 19.48 Tharion2009[15] ↓↓ 8.90% 18 52.40 21.7 74.20 25.93 Visnovcova2014[20] ↓↓ 50.05% 70 48.98 17.9 56.23 21.67 RMSSD(ms) Li2009[13] ↓↓ 26.85% 105 55.50 29.6 68.40 37.70 Li2009[13] ↓↓ 14.61% 84 57.20 36.9 74.20 44.90 Taelman2011[18] ↓↓ 54.38% 43 19.39 13.8 28.74 16.58 Tharion2009[15] ↓ 4.17% 18 49.99 31.07 74.03 39.64 pNN50(%) Taelman2011[18] ↓ 78.43% 43 26.82 16.10 31.83 18.73 Tharion2009[15] ↓↓ 21.57% 18 20.57 19.04 39.37 23.79
↓↓(↑↑):significantlylower(higher)understress(p<.05). ↓(↑):lower(higher)duringstresssection(p>.05).
Table4
Frequencydomainfeatures.
Frequencydomainfeatures Authors Feat.trend Weightofmeta-analysis N Stress Rest
Mean SD Mean SD LF(ms2) Hjortskov2004[6] ↓↓ 8.52% 12 1391 1028 1664 808 Lackner2011[16] ↑ 10.16% 20 1339 1205 812.4 649.9 Papousek2010[17] ↑ 14.33% 65 1644 987.0 997.3 598.6 Taelman2011[18] ↓↓ 14.83% 43 466.9 460.2 868.4 641.0 Tharion2009[15] ↓↓ 5.74% 18 1192 723.6 2155 2157 Traina2011[19] ↑↑ 15.36% 13 1241 312.0 511.0 114.5 Visnovcova2014[20] ↑↑ 15.69% 70 607.9 457.7 454.9 380.6 Vuksanovic2007[12] ↑↑ 15.37% 23 464.0 356.1 387.6 260.3 HF(ms2) Hjortskov2004[6] ↓↓ 5.45% 12 1131 718 1776 1092 Lifemale2009[13] ↓↓ 8.39% 84 1200 1454 2001 2066 Limale2009[13] ↓↓ 11.82% 105 1072 1058 1677 1751 Papousek2010[17] ↓ 18.14% 65 668.5 401.5 1097 665.1 Taelman2011[18] ↓↓ 15.62% 43 552.5 428.0 1005 782.6 Tharion2009[15] ↓↓ 1.54% 18 1691 2096 2892 2622 Traina2011[19] ↓ 17.91% 13 252.1 263.6 273.1 246.2 Visnovcova2014[20] ↓↓ 11.50% 70 445.9 1082 639.1 1337 Vuksanovic2007[12] ↑ 9.66% 23 665.1 925.1 595.9 714.4 LF/HF(–) Hjortskov2004[6] ↑ 15.12% 12 1.57 1.09 1.16 0.74 Papousek2010[17] ↑ 22.90% 65 1.11 0.59 0.01 0.80 Schubert2009[14] ↑ 19.88% 50 1.80 1.20 1.50 1.11 Tharion2009[15] ↓ 12.74% 18 1.30 0.80 1.40 1.80 Traina2011[19] ↑↑ 4.61% 13 5.81 2.88 2.57 2.10 Vuksanovic2007[12] ↓ 4.61% 23 1.07 3.83 1.08 2.92 Kofman2006[1] ↑ 20.14% 30 1.48 1.02 0.97 0.68
↓↓(↑↑):significantlylower(higher)understress(p<.05). ↓(↑):lower(higher)duringstresssection(p>.05).
thatthosecorrelationsweresignificant.However,thisispartially
arguableasthePearsoncorrelationwouldeventuallylayonthe
assumptionthattheHRVmeasuresarenormallydistributed,while
HRVfrequency measuresare not.Thispaperdidnot develop a
predictivemodelanddidnotvalidatethecorrelationwithacross
validationtechniques.
4. Discussion
This paper presented the results of a systematic literature
reviewwithmeta-analysisofthearticlesinvestigatinghow
short-HRVmeasureschangedduringinducedacutementalstress.Inthis
review, 12studies wereshortlisted and changesduring mental
stressof22HRVmeasuresweresystematicallyreported.Finally,
9HRVmeasureswerepooled.
Theresultsdemonstrated that4 HRVmeasures(RR,RMSSD,
pNN50andD2)decreasedduringstress[13–15,17,18,20].
Themajorityofstudies[6,13,15,17–20]agreedthatSDRRandHF
decreasedduringstress,whileLF/HFandLFincreasedduringstress
[1,6,12,14,16,17,19,20].RegardingSDRR,onlyonestudy[14]outof the4[15,18,20]consideringthismeasure,reportedanincreasing
valueduring stress.Thismaybe due tothefactthat [14]
ana-lyzedHRVexcerptsof3min,while[15,18,20]analyzed5minHRV
excerpts.
Regarding LF, 3 studies [6,15,18] out of 8 [12,16,17,19,20]
consideringthismeasure,reportedadecreasingvalueduringstress.
However,thesestudiesadoptedstudydesignssignificantly
differ-entfromtheothers.Differentlyfromtheother,thefirsttwostudies
usedphysicalmovementsduringthestresssection:inHjortskov
etal.[6],participantsusedthedominanthandtodigitrandomly
Table5
Non-linearfeatures.
Non-lineardomainfeatures Authors Featurestrend Weightofmeta-analysis N Stress Rest
Mean SD Mean SD ˛1(–) Melillo2011[5] ↓↓ 49.41% 42 1.05 0.44 1.41 0.16 Vuksanovic2007[12] ↑↑ 50.59% 23 0.97 0.19 0.85 0.19 D2(–) Melillo2011[5] ↓↓ 45.89% 42 1.65 1.28 2.83 1.09 Schubert2009[14] ↓↓ 54.11% 50 3.2 0.33 3.5 0.27 SD1(ms) Melillo2011[5] ↓↓ – 42 0.02 0.01 0.02 0.01 SD2(ms) Melillo2011[5] ↓↓ – 42 0.05 0.02 0.08 0.02 En(0.2)(–) Melillo2011[5] ↓↓ – 42 0.99 0.24 1.09 0.13 En(rchon)(–) Melillo2011[5] ↓↓ – 42 0.98 0.24 1.11 0.11 En(rmax)(–) Melillo2011[5] ↓ – 42 1.09 0.17 1.12 0.10 ˛2(–) Melillo2011[5] ↓ – 42 0.76 0.13 0.78 0.18 ShEn(–) Melillo2011[5] ↑↑ – 42 3.42 0.39 3.17 0.23 DET(%) Melillo2011[5] ↑ – 42 98.75 1.28 98.61 0.86 REC(%) Melillo2011[5] ↑↑ – 42 42.24 12.05 33.46 6.27
lmean(beats) Melillo2011[5] ↑↑ – 42 14.88 6.77 11.09 2.48
lmax(beats) Melillo2011[5] ↓↓ – 42 213.4 136.5 286.7 111.2
LLE Vuksanovic2007[12] ↑ – 23 0.06 0.019 0.06 0.019
SampEn(–) Vuksanovic2007[12] ↓↓ – 23 1.65 0.06 1.77 0.04
↓↓(↑↑):significantlylower(higher)understress(p<.05). ↓(↑):lower(higher)duringstresssection(p>.05).
Table6
PooledHRVmeasures.
Outcome Subjects Heterogeneity(I2,p) Model Units MD CI95% p-value Trend
Time RR 289 33%,0.17 Fixed ms −142.2 (−168.9;−115.47) <0.01 ↓↓ SDRR 181 92%,<0.01 Fixed ms −7.627 (−12.20;−2.97) <0.01 ↓↓ RMSSD 250 0%,0.50 Fixed ms −12.03 (−16.78;−7.28) <0.01 ↓↓ pNN50 61 65%,0.09 Fixed – −7.98 (−14.52;−1.45) <0.05 ↓↓ Frequency LF 264 91%,<0.01 Random ms2 156.1 (157.6;469.8) 0.33 ↑ HF 433 62%,<0.01 Random ms2 −359.7 (−559.20;−160.25) <0.01 ↓↓ LF/HF 211 75%,<0.01 Random – 0.61 (0.14;1.08) <0.01 ↑↑ Non-linear ˛1 65 96%,<0.01 Random – −0.12 (−0.59;0.35) 0.63 ↓ D2 92 91%,<0.01 Fixed – −0.35 (−0.46;−0.23) <0.01 ↓↓
↓↓(↑↑):significantlylower(higher)understress(p<.05). ↓(↑):lower(higher)duringstresssection(p>.05).
MD:meandifference;CI95%:confidenceintervalat95%;DL:dimensionless. Boldvaluesindicatesignificantchanges.
numbersontheleftpartof a keyboard;inTaelman etal. [18],
participantsusedthemousecursortoindicatethecorrectanswer
choosingbetweenthreealternatives.Differentlyfromtheother
protocols,theuseofthehandactivatedacorticalareathatisnot
triggeredbythedesignsadoptedbytheremainingstudies,where
thereisnophysicalactivity.Theseresultswerealsoconsistedwith
thefindingsreportedinYuetal.[30]witharithmetictest,inwhich
theparticipantswererequiredtousethekeyboard.Theotherstudy
reportingadecreasedvalueofLFduringthestresssessionwas
Thar-ionetal.[15],whichhowevermeasuredthephysiologicalresponse
tothementalstressduringthedayoftheUniversityexamination,
andnotduringtheexamination,asdonein[5,17],whichalsoused
Universityexaminationasstressor.Atthis regard,there is
con-sensusthatthereactiontoastressingsituationis composedby
severalphases[27],eachimplyingadifferentresponseoftheANS
andthereforeadifferentHRVmodulation.Finally,onlyoneHRV
measure,˛1,wasreportedbytwostudies[5,12]achieving
com-pletelyoppositeresults,andbothwithstatisticalsignificance.No
clearexplanationforsuchheterogeneousresultscanbeinferredby
thetwopapers.
Regardingthemeta-analysis,thepooledvaluesof7HRV
meas-ures(RR,SDRR,RMSSD,pNN50,D2,HFandLF/HF)outofthe9
meta-analyzedchangedsignificantlyduringmentalstress.Thepooled
valuesofthose7measuresshouldberegardedastheyaremore
reli-ablethanthosepresentedbyeachpaperandshouldbeconsidered
aspossiblepivotvaluesforfuturestudies.Forinstance,theincrease
ofthepolledLF/HFwasstatisticallysignificantwhileitwasnot
sta-tisticallysignificantin6outofthe7papersreportingthisHRV
mea-sure.Sincethep-valueisstronglydependentbythesamplesize,a
possibleexplanationisthatthenumberofvolunteersenrolledin
eachofthose6studieswastoosmallcompared withtheLF/HF
meandifferencesmeasured,which,inturn,weretoosmall
com-paredwiththestandarddeviationsmeasuredineachgroupduring
stressandrest[24].RegardingtheLF,thepooledresultswould
havebecomestatisticalsignificantifthesethreestudiesemploying
adifferentdesign(asdiscussedabove[18,6]movinghandsand[15]
measuringstressinthedayofexaminationandnotduringit)were
excluded.Infact,removingthese3studiesthepooledmean
dif-ferenceforLFduringstresswas286.56ms2(CI95%183.89–389.23,
p<0.01,fixedeffectmodel),calculatedon164subjectswithavery
smallheterogeneity(I294%,p<0.001).Finally,itwashardto
dis-cusstheresultsabout˛1,sincethetwostudiescalculatingthisHRV
measuresadoptedsimilarprotocolsandcomparablesamplesizes.
Melilloetal.[5]enrolledaboutthedoubleofsubjects,buttheSD
measuredinthestressingsessionwastoohigh,affectingtheweight
ofthestudy.Therefore,futureresearchesinvestigatingnon-linear
HRVfeaturesduringmentalstressarestillneeded.
ThedecreasesofRR,RMSSD,pNN50,SDRRreflectedadepressed
HRVduringstress.Thisisconsistentlyconfirmedbypooled
val-uesofHRVfrequencymeasures,amongwhichHFwasprovedto
decreasesignificantly,reflectingadecreasedHRVvariability.
More-over,theobserveddecreaseofD2duringstressingsectionscanbe
interpretedasareducedcomplexityoftheHRV,reflectingalower
adaptabilityandfitnessofthecardiacpacemakerandafunctional
restrictionoftheparticipatingcardiovascularelements[14].
Finally,thefrequencydomainmeasuresconsistentlysupported
theideathatduringstressthereisageneraldepressionofHRV
with a relative displacement of the vago-sympathetic balance,
duringwhichsympatheticactivationrelativelyovercome
parasym-patheticonce.Infact,theLFaccountingforanactivationofboth
parasympathetic and sympathetic system,increased, while the
HF,whichisassociatedtotheparasympatheticsystemactivation,
decreased.ThisresultwasconfirmedbytheincreaseofLF/HF.These
outcomesconfirmedtheinductedshiftoftheANSbalancetowards
thesympatheticactivationandtheparasympatheticwithdrawal
duringacutementalstress[20].Thisphenomenonwasexplained
throughthetheoryofthefightorflightresponse,whichsupport
theideathatthereisaninhibitionofthevagoandaprevalence
ofthesympatheticsystemduringastressingsituation[27].This
resultcouldchangeifthestressingsession wasmeasuredafter
(andnotduring)thestressingevent,asdemonstratedin[15]and
consistentlywiththephasesofthestressasdescribedin[27].
5. Conclusion
In conclusion, these review proved that there was
consen-susabouttheHRVmeasureschangingconsistentlyduringmental
stress.Particularly,theresultsofthepoolingoftheHRVmeasures,
providedpivotvaluesforatleast7HRVmeasuresthatchanged
significantlyduringstressingsections.Thesesignificantchanges
confirmedpreviousresultsabouttheinducted shiftoftheANS
balancetowardsthesympatheticactivationandthe
parasympa-theticwithdrawal duringacute mental stress.However,a huge
heterogeneityamongstudiesinvestigatingphysiologicalresponse
tomentalstresswasobservedinthisreview.Moreover,thisreview
provedthatfuturestudiesareneededtoconfirmthebehaviourof
non-linearHRVmeasuresduringstress.
Finally,futurestudiesarerecommendedto:definethestudy
design(i.e.lengthofHRVmeasures)andthestudyprotocol(i.e.
definitionofstressor,avoidphysicalactivityifnotrequired)
accord-ingtothebestavailableevidence;toanalysestheHRVfeatures
(i.e.usingmeasurement units accordingtointernational
distribution(i.e.checkifHRVmeasuresarenormallydistributed
ofnot);tocheckHRVstationaryifHRVmeasuresarelongerthan
5min;tomeasurestressingsessionaccordingtothegoalofthe
study(i.e.during,beforeorafterthestressingsession).
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