Firenze University Press
Estratto da Reti Medievali Rivista, IX - 2008
<http://www.retimedievali.it>
La città bizantina tra il V e il IX secolo:
le prospettive storiografiche
La città bizantina tra il V e il IX secolo:
OHSURVSHWWLYHVWRULRJUD¿FKH
di Luca Zavagno 1. Introduzione 8QDULFRJQL]LRQHGHOODVWRULRJUD¿DUHFHQWHVXOWHPDGHOODFLWWjEL]DQWLQD QHOSDVVDJJLRGDOODWDUGDDQWLFKLWjDOO¶DOWRPHGLRHYRLPSRQHXQDSUHOLPLQDUH GLVFXVVLRQHVXOODPHWRGRORJLDDGRWWDWDÊLQHYLWDELOHLQIDWWLFRPSLHUHVFHOWH ELEOLRJUD¿FKHFKHSRVVRQRDSSDULUHDOOHWWRUHLQHOXWWDELOPHQWHOLPLWDWHHOL-mitanti1RSHJJLRDGGLULWWXUDDUELWUDULHRFFRUUHWXWWDYLDDPPHWWHUHFKHqOD VWHVVDQDWXUDULFRJQLWLYDGLXQWDOHFRQWULEXWRDLPSRUUHXQDVFHOWDFULWLFD- PHQWHPROWRVRUYHJOLDWDDO¿QHGLLQGLYLGXDUHOHULFHUFKHFKHPHJOLRUDSSUH-VHQWDQRRKDQQRUDSSUHVHQWDWRO¶HYROX]LRQHGHOSHQVLHURVWRULRJUD¿FRVXXQ WHPDWDQWRFRPSOHVVRHGLEDWWXWRFRQODFRQVDSHYROH]]DFKHWDOHVFHOWDSRWUj HVVHUHFRQWLQXDPHQWHFRQIXWDWDPDFRQODFRQYLQ]LRQHGHOODVXDFRHUHQ]DH chiarezza in termini esplicativi.$TXHVWDSUHOLPLQDUHGLI¿FROWjVLOHJDLQHYLWDELOPHQWHO¶LPSRVVLELOLWjGL esporre nel dettaglio il pensiero dei singoli autori prescelti. Ma anche a questo proposito va ricordato che il carattere ricognitivo, e succinto, di una rasse-JQDVWRULRJUD¿FDQRQFRQVHQWHGLFDUDWWHUL]]DUHOHGLIIHUHQWLLPSRVWD]LRQLVH QRQSHUFHQQLHVVHQ]LDOLSULYLOHJLDQGRODFRHUHQ]DLQWHUSUHWDWLYDHO¶DWWLWXGL- QHFRPSDUDWLYDDOODHVDXVWLYLWjLQPRGRGDVRWWROLQHDUHLPRPHQWLPDJJLRU-PHQWHVLJQL¿FDWLYLGHOO¶HYROX]LRQHGHOODVWRULRJUD¿DVXOWHPD1HOORVSHFL¿FR 1 /¶HVFOXVLRQHGLDXWRULFRPH'XUOLDWLOFXLODYRURV¶LQFDUGLQDSLVXLSUREOHPLGHOO¶DSSURYYLJLR- QDPHQWRGHOOH³PHWURSROL´LPSHULDOLFKHQRQVXOO¶DQDOLVLGLPRGHOOLGLHYROX]LRQHHVYLOXSSRXUED-QRYHULHSURSULH0DQJRLFXLODYRULVXOO¶XUEDQHVLPRFRQFHUQRQRSULQFLSDOPHQWH&RVWDQWLQRSROL VLSXzVSLHJDUHLQTXHVW¶RWWLFD6LYHGDQR-'XUOLDWDe la ville antique à la ville byzantine. Le
problème des subsistances3DULVH&0DQJRLe développement urbain de Constantinople (VIe-VIIesiècles), Paris 1985.
GLTXHVWRVDJJLRWDOLFRQVLGHUD]LRQLVSLHJDQRDGHVHPSLRODGHOLEHUDWDDWWUL- EX]LRQHGLXQRVSD]LRPDJJLRUHDVWXGLRVLFRPH&OLYH)RVVFKHKDQQRDY-YLDWR¿ORQLLQWHUSUHWDWLYLSHUO¶HSRFDQHOODTXDOHKDQQRODYRUDWRLQQRYDWLYL tanto in termini metodologici che analitici.
,Q¿QHSRWUjDSSDULUHRSLQDELOHODPDQFDQ]DGLXQDSSURFFLRDQDOLWLFRFKH VLSURSRQJDTXDOHDOWHUQDWLYDDOOHWHVLHVSRVWHHFKHFRVWLWXLVFDXQSRVVLELOH ³¿OR FRQGXWWRUH´ GHOOD FRQIXWD]LRQH FULWLFD GHOOH YDULH FDWHJRULH LQWHUSUHWDWL-YH HOHQFDWH LQ DOWUH SDUROH OD PDQFDQ]D GL XQD GH¿QL]LRQH LQ SRVLWLYR GHO FRQWHVWRXUEDQRHGHLVXRLVYLOXSSLWDUGRDQWLFKLHDOWRPHGLHYDOLQHOPRQGR EL]DQWLQR,QUHDOWjDOFXQHLGHHGLIRQGRDSURSRVLWRGHOODFLWWjEL]DQWLQDLQHYL-WDELOPHQWHULHFKHJJLDQRQHOFRPPHQWRGHOOHGLYHUVHRSLQLRQLSUHVHQWDWH2. Ma
questa autolimitazione, ovvero la proposta al lettore di una semplice passeg-giata “mussorgskyiana” tra i Quadri di una esposizione quasi del tutto trascu-rata o ignotrascu-rata nel panorama accademico italiano, quale quella concernente il SUREOHPDGHOODFLWWjEL]DQWLQDQHLFRVLGGHWWLDark Ages (in particolare, come si YHGUjQHOFRUVRGLTXHVWDUDVVHJQDLO9,,HO¶9,,,VHFRORqVWDWDGHOLEHUDWD,Q YHULWjDQFKHODVWHVVDFURQRORJLDVFHOWDSRWUHEEHFDXVDUHSHUSOHVVLWjRRELH]LR-QL6Lq³SXQWDWR´VXTXHVWDFRQJLXQWXUDSHUFKpLQTXHVWRSHULRGRLOFRQFHWWR O¶LGHD H OH VWHVVH IXQ]LRQL XUEDQH VXELVFRQR GHL GUDVWLFL PXWDPHQWL H ULSHQ-samenti che, necessariamente, vanno legati agli articolati esiti regionali delle ³VRYUDVWUXWWXUH´XUEDQHLQUDSSRUWRDOODFDQJLDQWH³VWUXWWXUD´LPSHULDOH/H LQYDVLRQLDYDURVODYHSHUVLDQHHDUDEHLOFUHVFHQWHVHQWLPHQWRGLLQVLFXUH]-za, il nuovo ruolo assunto dalla metropoli costantinopolitana, la disarticola-]LRQHGHLPRGHOOLWUDGL]LRQDOLGLVFDPELRHULGLVWULEX]LRQHGHLEHQLVLDDOLYHOOR LQWUDUHJLRQDOHVLDPHGLWHUUDQHRHLQ¿QHODULOHYDQ]DSROLWLFDVRFLDOHHFXO-WXUDOHDVVXQWDGDOODUHOLJLRQHFULVWLDQDFRQWULEXLVFRQRLQIDWWLDGLSLQJHUHLQ TXHVW¶HSRFDXQTXDGURYDULHJDWRHLQQRYDWLYRGHOO¶XUEDQHVLPREL]DQWLQR 2. 6WRULRJUD¿DGHOODFLWWjEL]DQWLQD 2.1. Continuità e discontinuità ,OWUDGL]LRQDOHGLEDWWLWRVXOGHVWLQRGHOOHFLWWjQHOO¶DOWRPHGLRHYR ha sem- SUHDYXWRTXDOHSXQWRGLSDUWHQ]DO¶LGHDGLLOOXVWUDUHHGLPRVWUDUHODFRQWLQXL-WjRDOFRQWUDULRODGLVFRQWLQXLWjGHOODFLWWjQHOODVXDIRUPDFODVVLFDRYYHUR della polisJUHFRURPDQDGXUDQWHLOPHGLRHYR7DOHSROHPLFDVWRULRJUD¿FDq sintetizzata nelle opere di due dei suoi iniziatori, Alexander Kazdhan e George Ostrogorsky3 ,O SULPR LQIDWWL VRWWROLQHDYD FRPH OD FLWWj ± RYYHUR OD polis
2
3HUXQDSLHVDXVWLYDDQDOLVLGHOO¶DUJRPHQWRULPDQGRLOOHWWRUHDOPLROLEURGLSURVVLPDSXEEOL-cazione: L. Zavagno, Cities in Transition: Urbanism in Byzantium Between Late Antiquity and
the Early Middle Ages, edito per i tipi della British Archaeological Reports-International Series.
3 G. Ostrogorsky, Byzantine Cities in the early Middle AgesLQ©'XPEDUWRQ2DNV3DSHUVª
LQWHVDLQVHQVRFODVVLFR±TXDVLVFRPSDULVVHQHOSDVVDJJLRGDOODWDUGDDQWLFKL- WjDOO¶DOWRPHGLRHYRHVRVWDQ]LDYDOHSURSULHDVVHU]LRQLVXOODEDVHGHOODSUR-JUHVVLYDHYDQHVFHQ]DGHOOHWHVWLPRQLDQ]HQXPLVPDWLFKHQHOSHULRGRIUD9H 9,,,VHFRORLOVHFRQGRULYROJHYDDOFRQWUDULRODSURSULDDWWHQ]LRQHDOOHOLVWH GHLYHVFRYLSUHVHQWLDLFRQFLOLHFFOHVLDVWLFLGHLVHFROL9,,H9,,,HDOODYLWDOLWj FRPPHUFLDOHGHOOHFLWWjEL]DQWLQHFRPSURYDWDGDOODLQLQWHUURWWDSUHVHQ]DGL FRQLD]LRQLDXUHH&LzGHWHUPLQzDFDYDOORIUDJOLDQQL&LQTXDQWDH6HVVDQWD del Novecento4 XQD SRODUL]]D]LRQH GHO SDQRUDPD VWRULRJUD¿FR HTXDPHQWH
ULSDUWLWR WUD GXH RSSRVWH ID]LRQL L ³GLVFRQWLQXLVWL´ FKH DVVHULYDQR LO WRWDOH FROODVVRGHOODRUJDQL]]D]LRQHXUEDQDGLVWDPSRFODVVLFRHDOWUHVuGHOODYLWD sociale ed economica), e i “continuisti” (orientati a sottolineare la sopravvi-YHQ]D¿VLFDGHOOHFLWWjFKH±QRQRVWDQWHSRWHVVHURRFFDVLRQDOPHQWHULGXUVLGL VXSHU¿FLHULWUDHQGRVLHQWURPXUDRFLWWDGHOOHIRUWL¿FDWHDIURQWHGLPLQDFFHR LQYDVLRQLTXDOLTXHOOHSHUVLDQHRDUDEH±PDQWHQHYDQRLOSURSULRWUDGL]LRQDOH ruolo di centri amministrativi, commerciali e produttivi)5.
4XHVWDSROHPLFDULHFKHJJLDLQYHULWjDQFRURJJLGLPRVWUDQGRTXDQWRSRV-VDHVVHUHGLI¿FLOHSHUJOLVWXGLRVLOLEHUDUVLGDOOHSDVWRLHGLXQDYLHWDHVWHULOH
impasse VWRULRJUD¿FD 5HFHQWHPHQWH DG HVHPSLR XQ IXULRVR GLEDWWLWR
VXO-O¶RSSRUWXQLWjGLXWLOL]]DUHLOWHUPLQH³GHFOLQR´SHUGHVFULYHUHLOGHVWLQRGHOOD FLWWjEL]DQWLQDGXUDQWHLOSDVVDJJLRGDOODWDUGDDQWLFKLWjDOO¶DOWRPHGLRHYR6 ha PRQRSROL]]DWRO¶DWWHQ]LRQHGHJOLVWRULFLGLIDWWRGLVWRJOLHQGRO¶DWWHQ]LRQHGD DVSHWWLSL ULOHYDQWLTXDOLLOFRQFHWWRVWHVVRHODGH¿QL]LRQHGLFLWWj 6XFFHVVLYDPHQWHODFRQWUDSSRVL]LRQHFRQWLQXLWjGLVFRQWLQXLWjFDUDWWHUL]-]zSURIRQGDPHQWHOHULÀHVVLRQLGL$UQROG+0 -RQHVFLUFDLOGHVWLQRGHOODFLWWj EL]DQWLQDXQRVFKHPDFKHLQÀXHQ]zSHVDQWHPHQWHODVWRULRJUD¿DVXOODFLWWjQH-JOLDQQL6HVVDQWD,QYHULWj-RQHVVLULIHULYDDOFRQWLQXRGHFOLQRGHJOLRUJDQLVPL XUEDQLVRWWROLQHDQGRFRPHODOLEHUWjHO¶LQGLSHQGHQ]DGDHVVLWUDGL]LRQDOPHQWH JRGXWHGHFOLQDWHHVVHQ]LDOPHQWHLQVHQVRSROLWLFRIRVVHURVWDWHVSH]]DWHGDS-prima dai sovrani ellenistici e, successivamente, dalla invasiva dominazione di Roma74XHVWRGHFOLQRDVVXPHYDQHOSHQVLHURMRQHVLDQRXQULWPRSLEUXVFR
(1954), pp. 164-188.
4 ,Q TXHVW¶RWWLFD PL VHPEUD HVVHQ]LDOH PHQ]LRQDUH ( .LUVWHQ Die Byzantinische Stadt, in
Berichte zum XI International Byzantinische Kongress0XQLFK9SSVLYHGDQR
LQROWUHLFRQWULEXWLOHWWLHSXEEOLFDWLLQRFFDVLRQHGHOFRQJUHVVRLQWHUQD]LRQDOHGL6WXGL%L]DQWLQL tenutosi ad Ocrida nel 1961.
5 -)+DOGRQByzantium in the Seventh Century&DPEULGJHS
6 Recent Research in Late-Antique Urbanism (Journal of Roman Archaeology Supplementary
Series 42), a cura di L. Lavan, Portsmouth-Rhode Island 2001, pp. 138-145. Alla tavola rotonda
SDUWHFLSDURQRWUDJOLDOWUL//DYDQ$&DPHURQ:/LHEHVFKXHW]H%:DUG3HUNLQV
7 $+0 -RQHV Cities of the Eastern Roman Provinces 2[IRUG SS ;,,,;,9 ©, KDYH
WKHUHIRUHQRUPDOO\WDNHQDVP\VWDUWLQJSRLQWWKHFRQGLWLRQVSUHYDLOLQJXQGHUWKHODWHU3HUVLDQ HPSLUH«,KDYHQH[WWUDFHGWKHDFWLYLW\RIWKH+HOOHQLVWLFNLQJVLQIRXQGLQJFLWLHVDQGWKHFRQ-WHPSRUDU\VSRQWDQHRXVGLIIXVLRQRI*UHHNSROLWLFDOLQVWLWXWLRQVZKLFKZDVDQHVVHQWLDOSDUWRIWKH JHQHUDO+HOOHQL]DWLRQRIWKH(DVWDWWKHVDPHWLPH,KDYHUHFRUGHGWKHUHVWULFWLYHHIIHFWVRIWKH FHQWUDOL]HGDGPLQLVWUDWLYHSROLF\RIFHUWDLQG\QDVWLHVRQWKHJURZWKRIFLWLHVLQWKHLUGRPLQLRQV $VWKHVHYHUDOGLVWULFWVEHFDPHSURYLQFHVRIWKH5RPDQHPSLUH,KDYHGHVFULEHGWKHHIIHFWXSRQ WKHPRIDQQH[DWLRQ«$IWHUWKHEULHISDUHQWKHVLVRIWKH3ULQFLSDWHDSHULRGRIGHFD\RIFLYLFOLIH
GRSRLOUHJQRGHOO¶LPSHUDWRUH*LXVWLQLDQRG&TXDQGR©WKHKLVWRU\RI WKHFLW\DVDQLQVWLWXWLRQDEUXSWO\FHDVHGª82FFRUUHDOWUHVuVRWWROLQHDUHFRPH
UHFHQWHPHQWHKDIDWWR:ROIUDP%UDQGHV9FKHODGH¿QL]LRQHGLpolis avanzata
GD-RQHVLQWHVDFRPHXQLRQHIUDODFLWWjHLOSURSULRWHUULWRULRchora), vero HSURSULRRUJDQLVPRSULPDULRGLDXWRJRYHUQRSROLWLFRHEDVHHFRQRPLFDGHO-lo stato romano10, implicava quale naturale conclusione la considerazione che
TXDQGRO¶DPPLQLVWUD]LRQHPXQLFLSDOHJHVWLWDGDLFXULDOLHUDHQWUDWDLQFULVLGDO ,9VHFRORLQSRLODFLWWjpolis aveva perduto tanto il suo carattere precipua-PHQWHXUEDQRTXDQWRLOSURSULRWHUULWRULRchora11
,QWDOVHQVR-RQHVSURSRQH-va una vera e propria concezione teleologica GHOODSDUDERODVWRULFDGHOODFLWWj DQWLFD FKH VL LQWHUUXSSH EUXVFDPHQWH DOOD ¿QH GHO 9, VHFROR TXDQGR OD SULQ-cipale caratteristica della polisJUHFDRYYHURO¶DXWRQRPLDSROLWLFDVFRPSDUYH D IURQWH GHL FUHVFHQWL SRWHUL GHOOR 6WDWR H GHL VXRL JRYHUQDWRUL ©DV WKH ORFDO councils (curiaeORVWWKHLUULFKHVWDQGPRVWHQWHUSULVLQJPHPEHUVZKHWKHU WKURXJKJHQXLQHSRYHUW\RUWKURXJKWKHODFNRISXEOLFVSLULWDVWKHLUUHYHQXHV were curtailed, and as civic patriotism decayed, cities lost vitality and initiati-YHª12&RPHVLYHGUjLQVHJXLWRTXHVWRDSSURFFLR³FRQVHUYDWRUH´qDQFRUDRJJL ORQWDQRGDOO¶DYHUHSHUVRLOSURSULRappealVWRULRJUD¿FRFRQVLGHUDWRFKHVWRULFL FRPH:ROIJDQJ/LHEHVFKXHW]H+HOHQ6DUDGLQHGHQXQFLDQRLQGLUHWWDPHQWH O¶LQÀXHQ]DTXDQGRGHOLQHDQROHSURSULHWHRULHVXOO¶XUEDQHVLPREL]DQWLQRLQGH-FOLQR/¶LPSRVWD]LRQHMRQHVLDQDLQROWUHHUDSULQFLSDOPHQWHEDVDWDVXOO¶DQDOLVL GHOOHIRQWLGRFXPHQWDULHHVXOOHSRFKHULVRUVHPDWHULDOLGLVSRQLELOLSULQFLSDO-PHQWHGLQDWXUDQXPLVPDWLFDHGHSLJUD¿FD©0\PRVWODPHQWDEOHJDSLVWKH archaeological material, since I have not read the excavations reports on late 5RPDQVLWHVª13 ,QIDWWLEHQFKpDOFXQHIRQWLPDWHULDOLIRVVHURVWDWHSUHVHLQFRQ-VLGHUD]LRQHVLQGDJOLDOERULGHOGLEDWWLWRVXOODFLWWjEL]DQWLQDHVVHULPDQHYDQR SHUORSLOLPLWDWHDLUHSHUWLPRQHWDULVSHVVRULWURYDPHQWLVWUDWLJUD¿FDPHQWH GHFRQWHVWXDOL]]DWLHDOOHLVFUL]LRQLVHPSUHSLUDUHGDO9,VHFRORLQSRLGH-terminando, de factoODPDUJLQDOL]]D]LRQHGHOUXRORGHOO¶DUFKHRORJLDLQDPELWR XUEDQR/HGLI¿FROWjLQHUHQWLDOODULFHUFDDUFKHRORJLFDQHJOLDQQL&LQTXDQWDH 6HVVDQWDYHQQHURHI¿FDFHPHQWHULDVVXQWHGD'LHWULFK&ODXGHQHOLOTXDOH FRQFOXGHYDFKHVHEEHQHJOLVFDYLXUEDQLFRVWLWXLVVHURXQ¶LPSRUWDQWHIRQWHGL VWDUWHGLQWKHWKLUGVFHQWXU\SURFHHGLQJVWHDGLO\GXULQJDOOWKH%\]DQWLQHSHULRGª6LYHGDDQFKH $+0-RQHVThe Greek City from Alexander to Justinian2[IRUG
8 -RQHVCities of the Eastern Roman ProvincesFLWS;,9
9 :%UDQGHVDie Städte Kleinasiens im 7. und 8. Jahrundert, Berlin 1989, pp. 12-13.
10 $+0 -RQHV The Later Roman Empire 284-602. A social, economic and administrative
survey,,2[IRUGS
11 -RQHVThe Greek City cit., pp. 30 sgg.
12 -RQHVThe Later Roman Empire 284-602 FLWS%LVRJQDWXWWDYLDDPPHWWHUHFKH-RQHV
GLYHQQHLQVHJXLWRPHQRSHVVLPLVWDHVHJQDWDPHQWHGDOTXDQGRDPPLVHFKHQHOO¶,PSHUR 5RPDQRG¶2ULHQWHOHFLWWjSUHVHUYDURQRXQDYLWDOLWjPDJJLRUHQHO9,VHFRORHDGGLULWWXUDQHO9,, VHFRORLQ2FFLGHQWHODGGRYH©ZHKDYHZKDWLVODFNLQJLQWKH(DVWSRVLWLYHHYLGHQFHWKDWWKHFLW\ FRXQFLOVFRQWLQXHGWRKROGVHVVLRQVGRZQWRWKH¿UVWTXDUWHURIWKHVHYHQWKFHQWXU\ª-RQHVThe
Later Roman Empire 284-602 cit., p. 761.
LQIRUPD]LRQLVRORSRFKLVRQRFRPSOHWLHO¶DQDOLVLGHLULVXOWDWLGDHVVLSURGRWWL VRJJHWWDDFRQWLQXHULYDOXWD]LRQLLQROWUH
'LH $UFKlORJLVFKHQ 4XHOOHQ ]XU E\]DQWLQLVFKHQ 6WDGWJHVFKLVFKWH VLQG HUVW LQ JDQ] JHULQJHP 0DHUVFKORVVHQ REZRKO DQ YLHOHQ 2UWHQ GLH 9RUDXVVHW]XQJHQ IU JU|HUH *UDEXQJHQGUFKlXVJHJHEHQVLQG14'DVOLHJW]XP7HLODPPDQJHOGHQ,QWHUHVVHGHU lOWHUHQ$UFKlRORJLH]XP7HLODQGHQXQ]XUHLFKHQGHQ¿QDQ]LDOOHQ0LWWHOQGLHDXVJHK-GHKQWH)OlFKHQJUDEXQJHQQXULQ$XVQDKPHIDOOHQ]XOLHHQ9RUDOOHPGLH*URVWlGWH GHV5HLFKHVVLQGDUFKlORJLVFKNDXPJUHLIEDULQ.DUWDJRZXUGHQGLHIUKHUEHVWHKQ-GHQ0|JOLFKNHLWHQQXUZHQLJJHQXW],Q$OH[DQGULDXQG7HVVDORQLNHLVWGDV*HELHW GHUE\]DQWLQLVFKH6WDGWEHUEDXWHEHQVRLQ.RQVWDQWLQRSHO15'LH6WlGWHLP,QQHU .OHLQDVLHQVVLQGVRJXWZLHXQEHNDQQW6RLVWXQVHU:LVVHQXPGLH7RSRJUDSKLHGHU IUKE\]DQWLQLVFKHQ 6WDGW K|FKVW OFNHQKDIW ,P )ROJHQGHQ ZXUGHQ LP :HVHQWOLFKHQ QXUVROFKH6WlGWHEHUFNVLFKWLJWYRQGHQHQJU|HUH7HLOHGXUFK*UDEXQJHQHUVFKORVVHQ ZXUGHQ'HU1DFKWHLOGLHVHV9HUIDKUHQVOLHJWGDULQGDHVGDEHLQLFKWP|JOLFKLVW]ZHL-IHOORVEHVWHKHQGHUHJLRQDOH8QWHUVFKLHGH]XHUNHQQHQ16.
2.1.1. Le ricerche di Clive Foss
&Lz SHUPHWWH GL ULFRQRVFHUH LO YDORUH GHOO¶LPSRUWDQWH H IRUVH ULYROX]LR-QDULRFRQWULEXWRDOSUREOHPDGHOOHFLWWj³LQWUDQVL]LRQH´DSSRUWDWRGDLWHVWL
14
8QSUREOHPDFKHFROSDVVDUHGHLGHFHQQLDSSDUHFXULRVDPHQWHDWWXDOHVSHFLDOPHQWHQHOFRQ-WHVWRLWDOLDQRVLYHGDFRPHHVHPSLROLPLWDWRDOO¶DUHDYHQH]LDQDODUHFHQWHJHUHPLDGHGL6*HOLFKL
Venezia tra archeologia e storia: la costruzione di un’identità urbana, in Le città italiane tra la tarda Antichità e l’alto Medioevo. $WWLGHO&RQYHJQR5DYHQQD)HEEUDLRDFXUDGL$
Augenti, Firenze 2006, pp. 151-184.
15 Non posso astenermi dal considerare quanto il panorama archeologico sia mutato in 40 anni
re-ODWLYDPHQWHDTXHVWHJUDQGLFLWWj6LSRWUHEEHURFLWDUHJOLVFDYLVYROWLD&DUWDJLQHHD.RPHO'LNND $OHVVDQGULDLOFXLUXRORQHOFKLDULUHOHWUDVIRUPD]LRQLGHLFRQWHVWLXUEDQLqVWDWRIRQGDPHQWDOHVX &DUWDJLQHVLYHGDQRExcavations at Carthage 1978 conducted by the University of Michighan, a FXUDGL-++XPSKUH\9,,$QQ$UERUThe Circus and a Byzantine Cemetery at Carthage, DFXUDGL-++XPSKUH\,$QQ$UERUHExcavations at Carthage. The British Mission, a FXUDGL5++XUVW ,,2[IRUGVX$OHVVDQGULD.RPHO'LNNDVLYHGDQR56%DJQDOOEgypt
in the Byzantine World: 300-700&DPEULGJH5$OVWRQThe City in Roman and Byzantine Egypt/RQGRQ1HZ<RUNH+6DUDGLThe Byzantine City in the Sixth Century. Literary Images and Historical Reality,$WHQHSSVJJPDYRUUHLQHOODIDWWLVSHFLHOLPLWDUPLD
FLWDUHSHUFLzFKHFRQFHUQH&RVWDQWLQRSROL,VWDQEXOLUHFHQWLVFDYLDO*UDQ3DOD]]ROLPLWDWDPHQWH riportati da M.I. Tunay, Byzantine Archaeological Findings in Istanbul during the Last Decade, in Byzantine Constantinople. Monuments, Topography and Everyday Life. Atti del convegno, ,VWDQEXODSULOHDFXUDGL11HFLSR÷OX/HLGHQSSHDWXWW¶RJJLDQFRUD LQFRUVRHDOFRVLGGHWWR3RUWRGL7HRGRVLR<HQLNDSÕLFXLHVLWLFRQWULEXLUDQQRVLFXUDPHQWHQHL prossimi decenni a riscrivere la storia economica, culturale e sociale di Bisanzio.
16 '&ODXGHDie byzantinische Stadt im 6. Jahrundert0QFKHQSS3HUDPRUHGL
chiarezza, riporto volutamente il passo anche nella mia traduzione italiana: «Gli esiti delle cam-SDJQHGLVFDYRLQFRQWHVWLXUEDQLULPDQJRQRVSHVVRLQDFFHVVLELOLFLRqQRQSXEEOLFDWL&LzVLGHYH DOOD VFDUVH]]D GL LQWHUHVVH GD SDUWH GHJOL DUFKHRORJL ³FODVVLFL´ DOOD FDUHQ]D GL ULVRUVH ¿QDQ]LD-ULHHDOOHGLI¿FROWjDGLQWUDSUHQGHUHVFDYLGLODUJKHGLPHQVLRQL$FRPSOHPHQWRGLFLzYDDQFKH FRQVLGHUDWRFKHOHSULQFLSDOLFLWWjEL]DQWLQHULPDQJRQRSUHVVRFKpLQDFFHVVLELOLD&DUWDJLQHVRQR SRFRVIUXWWDWHOHSRVVLELOLWjHVLVWHQWLDG$OHVVDQGULDHD7HVVDORQLFDFRPHSXUHD&RVWDQWLQRSROL OHVXSHUIHWD]LRQLFRSURQRO¶DUHDOHXUEDQREL]DQWLQR$QFKHODQRVWUDFRQRVFHQ]DGHJOLLQVHGLD-PHQWLXUEDQLGHOO¶$QDWROLDqFDUHQWH1HOFRPSOHVVRVROWDQWRXQRVSDUXWRJUXSSRGLFLWWjqVWDWR HVDXVWLYDPHQWHVFDYDWRWDQWRGDFRQVHQWLUHGLWUDUUHGHOOHFRQFOXVLRQLFLUFDOHWUDVIRUPD]LRQLGD HVVHVXELWHLQWHUPLQLWRSRJUD¿FLHVWUXWWXUDOLHTXHVWHULPDQJRQRFRPXQTXHDQFRUDSDU]LDOLH PDQFKHYROLGLXQDFRPSOHVVLYDDQDOLVLGHLVLQJROLFRQWHVWLUHJLRQDOLLQFXLOHFLWWjVLWURYDQRª
H GDJOL DUWLFROL GL &OLYH )RVV17, studioso americano in grado di adottare un
SXQWRGLYLVWDLQQRYDWLYREDVDWRSULQFLSDOPHQWHVXOOHLQGDJLQLDUFKHRORJLFKH FRQGRWWH LQ GLYHUVH FLWWj GHOO¶$VLD 0LQRUH H SL UHFHQWHPHQWH GHOOD 6LULD /¶DSSURFFLR DUFKHRORJLFR GL )RVV LQIDWWL JHWWD XQD QXRYD OXFH VXL SUREOHPL LQHUHQWLLOGHVWLQRGHOODFLWWjEL]DQWLQDLQFHQWUDQGRVLLQPRGRSDUWLFRODUHVXO 9,,VHFRORTXDOHVSDUWLDFTXHVWRULFR1HLVXRLFRQWULEXWL)RVVWHQWDGLULFRQVL-derare criticamente IRQWLVFULWWHHPDWHULDOLFRQVLGHUDQGRTXHVWHXOWLPHTXDOL YHUR H SURSULR SDOLQVHVWR GHOOD GRFXPHQWD]LRQH H PHWWHQGR DOWUHVu D QXGR O¶HVLVWHQ]DGLDOFXQHVWRUWXUHPHWRGRORJLFKH 2QHRIWKHPDLQPHWKRGRORJLFDOSUREOHPVHQFRXQWHUHGLQUHVHDUFKLQJDQGLQWHUSUHWLQJ WKHIDWHRI%\]DQWLQHXUEDQLVPDVZKHQUHVHDUFKLQJWKHKLVWRU\RILQGLYLGXDOWRZQVLV WKHQHFHVVLW\RIFRPELQLQJSLHFHVRIHYLGHQFHVIURPWKHPRVWYDULHGW\SHRIVRXUFHV <HWH[SHULHQFHVKRZVWKDWGDWDDUHRIWHQUHFHLYHGDQGDFFHSWHGWRRKDVWLO\DQGZLWKRXW FULWLFDODSSUDLVDORIZKDWVXSHU¿FLDOO\ORRNVOLNHFOHDUHYLGHQFH)RUKLVWRULDQVZKR FRQFHQWUDWH SULQFLSDOO\ RQ ZULWWHQ VRXUFHV WKH UHVXOW RI DUFKDHRORJLFDO ZRUN OHG WR D QHHGWRUHDSSUDLVHGDWDDQGSURYLGLQJPHDQVIRUDVVHVVLQJWKHFUHGLELOLW\RIKLVWRUL-FDOVRXUFHVE\WKHVDPHWRNHQWKHUHVXOWVRIDPRUHLQWHQVLYHDQDO\VLVRIWKHVHZULWWHQ VRXUFHVVXJJHVWUHDSSUDLVDOVWRWKHDUFKDHRORJLVWZKRZLOORIWHQKDYHUHFRXUVHWRWKHVH sources when dating discoveries18.
/DULFHUFDFRQGRWWDGD)RVVVXOGHVWLQRGL$QNDUDqVWDWDLQTXHVWRVHQVR particolarmente rilevante, conducendo a un riesame della terminologia uti-OL]]DWDGDOOHIRQWLDUDEHHEL]DQWLQHSHUGHVFULYHUHODFLWWj19
9DWXWWDYLDFRQ-VLGHUDWR DOWUHVu LO SHULFROR GL XQD LQWHUSUHWD]LRQH GLVWRUWD FKH ± FRPH KD EHQHYLGHQ]LDWR5XVVHOO±SXzGHWHUPLQDUHODFDGXWDLQXQFLUFRORYL]LRVRQHO TXDOHXQDWHRULD©WKDWEHJDQDVVSHFXODWLRQLVHOHYDWHGWRWKHVWDWXVRIKLVWR-ULFDOIDFWª20,QTXHVWRVHQVRLOFDVRGL6DUGLVqSDUDGLJPDWLFR,QIDWWLJUD]LH
DOOHULFHUFKHGL)RVVODFDGXWDGHOODFLWWjSHUPDQRGHL3HUVLDQLDOO¶LQL]LRGHO 9,,VHFRORKDDVVXQWRLOUXRORGLLPSUHVFLQGLELOHGLVFULPLQHVWRULFR21VHEEHQH
non sussista alcuna evidenza documentaria della supposta invasione22. Una
17 & )RVV The Persians in Asia Minor and the End of Antiquity LQ ©7KH (QJOLVK +LVWRULFDO
5HYLHZªSS&)RVVLate Antique and Byzantine AnkaraLQ©'XPEDUWRQ 2DNV 3DSHUVª SS & )RVV Archaeology and the “twenty cities of Asia”, in ©$PHULFDQ-RXUQDORI$UFKDHRORJ\ªSS&)RVVEphesus after Antiquity: a
Late Antique, Byzantine and Turkish city&DPEULGJH&)RVVLife in City and Country, in The Oxford History of ByzantiumDFXUDGL&0DQJR2[IRUGSS
18 :%UDQGHVByzantine Cities in the Seventh and Eight Centuries. Different sources, Different
Histories?, in The Idea and the Ideal of the Town between Late Antiquity and the Early Middle AgesDFXUDGL*3%URJLRORH%:DUG3HUNLQV/HLGHQ%RVWRQ.|OQSSSS
19 +DOGRQ Byzantium in the Seventh Century FLW SS -) +DOGRQ The Idea of the
Town in the Byzantine Empire, in The Idea and the Ideal of the Town FLWSS%UDQGHV Byzantine Cities cit., p. 40.
20 -5XVVHOTransformation in Early Byzantine Urban Life: the Contributions and Limitations
of Archaeological Evidence, in The 17th International Byzantine Congress (Major Papers) 1986,
:DVKLQJWRQSSVJJ,QWDOVHQVRVLYHGDDQFKH-36RGLQLLa contribution de
l’archéo-logie à la connaissance du monde byzantin (IVe-VIIesiècles)LQ©'XPEDUWRQ2DNV3DSHUVª
(1993), pp. 139-184.
21 Russel, Transformation in Early Byzantine Urban Life cit., p. 140. Foss, The Persians in Asia
MinorFLW)RVVLife in City and Country cit.
UHFHQWHSXEEOLFD]LRQHGHJOLVFDYLFRQGRWWLQHOFRVLGGHWWR³TXDUWLHUHFRPPHU-ciale (shops)” di Sardis23 ha cercato, invero, di evitare qualsiasi conclusione
FLUFDOHFDXVHGHOODFULVLGHOFRQWHVWRXUEDQRHYLGHQ]LDQGRFRPHLOSURFHVVRGL RFFXSD]LRQHGLDUHHSXEEOLFKHGDSDUWHGLVWUXWWXUHSULYDWHIRVVHLQFRUVRJLj EHQSULPDGHJOLLQL]LGHO9,,VHFROR©7KH%DWK*\PQDVLXPFRPSOH[DQGWKH 6\QDJRJXHDORQJZLWKDURZRIPRGHVWWZRVWRULHGVKRSVZHUHGHVWUR\HG EHLWPDQRUQDWXUDOFDXVHVLVXQFHUWDLQª24. In ogni caso, ciò che appare
com-provato per Sardis25SRWUHEEHQRQHVVHUHYDOLGRSHUDOWUHFLWWj1HOFDVRGL
*RUWLQDQHOO¶LVRODGL&UHWDDGHVHPSLRUHFHQWLLQGDJLQLDUFKHRORJLFKHFRQ-GRWWHQHOFRVLGGHWWRTXDUWLHUHEL]DQWLQRHLQXQRGHLWHDWULGHOODFLWWjKDQQR SRVWRSHVDQWHPHQWHLQGLVFXVVLRQHLOWUDGL]LRQDOHULIHULPHQWRULSHWXWDPHQWH FLWDWRGD$QWRQLQR'L9LWD26 DLWHUUHPRWLFKHGRYHWWHURSUHVXPLELOPHQWHFD-JLRQDUHLOGHFOLQRGH¿QLWLYRGHOODPHWURSROLFUHWHVHQHOG&27. ,OFRQWULEXWRGL&OLYH)RVVqVWDWRLQYHULWjULYROX]LRQDULRVLDSHULOULOLH- YRDVVXQWRGHOO¶HYLGHQ]DDUFKHRORJLFDVLDSHULOQXRYRPRGRLQFXLHVVDYHQ-QH XWLOL]]DWD RYYHUR FRVWDQWHPHQWH SRVWD LQ GLDORJR FRQ OH IRQWL OHWWHUDULH H GRFXPHQWDULH VLD LQ¿QH SHU OH FRQVHJXHQ]H GL FDUDWWHUH PHWRGRORJLFR Tuttavia, le conclusioni dello storico americano non sono rimaste immuni da FULWLFKHDYDQ]DWHLQSDUWLFRODUPRGRGXUDQWHO¶XOWLPRGHFHQQLR
$ TXLWH FRQWUDGLFWRU\ DSSURDFK LV GLVFHUQLEOH LQ & )RVV¶V DSSURDFK WR $QDWROLDQ PDWHULDOZKLFKLQSUDFWLFHGH¿QHVDQGH[SODLQV³WKHIDWHRIWKHFLW\´LQWHUPVRIKLV-WRULFDOO\UHFRUGHGDFFLGHQWVWKLVRUWKDWEDUEDULDQRU0XVOLPth-c.) raid, this or that
HDUWKTXDNHZLWKDQHPSKDVLVXSRQWKHH[SODQDWRU\YDOXHRIVHYHQWKFHQWXU\UDLGVDQG earthquakes28.
/DFULWLFDVXHVSRVWDDYDQ]DWDGD$UFKLH'XQQSHUPHWWHGLLQGLFDUHVLD DOWUHFUHSHQHOO¶HGL¿FLRFULWLFRGL)RVVFRPHLOVXRIRFDOL]]DUVLVXFLWWjFKHQRQ costituiscono casi paradigmatici in senso stretto sia la sua ignoranza del con-WHVWRVWRULFRHVRFLDOHLQFXLOHFRPSDJLQLXUEDQHHUDQRLPPHUVH29.
$TXHVWRSURSRVLWRELVRJQDWXWWDYLDULOHYDUHFRPHDOFXQLUHFHQWLFRQWUL-EXWLGHOORVWHVVR)RVVDEELDQRDIIURQWDWR±VHEEHQHVRORSDU]LDOPHQWH±WDOL FULWLFKH,QYHULWjLVXRLUHFHQWLVFULWWLVXOOD6LULD³LQWUDQVL]LRQH´30YDQQREHQ
23 -6&UDIZRUGThe Byzantine Shops at Sardis&DPEULGJH0DVV 24 &UDIZRUGThe Byzantine Shops at Sardis cit., p. 2.
25 Anche per Sardis, tuttavia, va segnalato un recente, notevole, tentativo di rivisatione analitica
GHOVLJQL¿FDWRIXQ]LRQDOHHGHOSRUWDWRXUEDQLVWLFRGHJOL³VKRSV´FRPSLXWRGD$+DUULVShops,
Retailing and the local Economy in the Early Byzantine World: the example of Sardis, in Secular Buildings and the Archaeology of Everyday Life in the Byzantine Empire D FXUD GL . 'DUN
2[IRUGSS
26 $'L9LWDGortina di Creta. Archeologia e storia di una città antica, Atene 2000.
27 (=DQLQL(*LRUJLIndagini archeologiche nell’area del “quartiere bizantino” di Gortina:
prima indagine preliminare (campagna 2002), in «Annuario della Scuola archeologica italiana
GL$WHQHªSS
28 $'XQQThe transition from polis to kastron in the Balkans (III-VII cc.): general and
regio-nal perspectivesLQ©%\]DQWLQH2WWRPDQDQG0RGHUQ*UHHN6WXGLHVªS
29 +DOGRQByzantium in the Seventh Century cit., p. 94 e nota 4.
ROWUHO¶DQDOLVLGHOSDQRUDPDXUEDQR1HOORVYLVFHUDUHLPRGHOOLLQVHGLDWLYLLQ WDOHUHJLRQHLQIDWWL)RVVKDULOHYDWRO¶LPSRUWDQ]DGHOnetworkGLFLWWjPHU-cantili, villaggi e piccoli insediamenti, prendendo quale punto di partenza le ricerche di Tchalenko, Tate e Sodini31
(JOLKDFRVuFHUFDWRGLHVDOWDUHO¶HYLGHQ-]DVWUXWWXUDOHSXUQHJDQGRO¶HVLVWHQ]DGLXQDFXOWXUDXUEDQLVWLFDRGLHGL¿FL SXEEOLFLFKHGLIIHUHQ]LDQRLOFRQWHVWRXUEDQRGDTXHOORUXUDOH32HODIXQ]LRQH
economica di siti che vengono tipologicamente distinti in villaggi33,
mona-steri e insediamenti cosiddetti “secondari”34, e che concorrono DIRUPDUHXQ
complesso modello insediativo a carattere regionale. Questo gli ha permesso GLGHOLQHDUHO¶HVLVWHQ]DLQWDOHUHJLRQHGLXQGHQVRnetworkFRPSRVWRGDGLI-IHUHQWLWLSRORJLHUHVLGHQ]LDOLHJHUDUFKLHVRFLDOL35. Tuttavia, la correzione
del-O¶LPSLDQWRDQDOLWLFR FRPSLXWDGD)RVVQRQqJLXQWDDOOHHVWUHPHFRQVHJXHQ]H HJOLLQIDWWLQRQKDULQQHJDWRODVXDRSLQLRQHFLUFDLOEUXVFRGHFOLQRGHOODYLWD XUEDQDDSDUWLUHGDOODVHFRQGDPHWjGHO9,VHFROR 7KHFLWLHVZHUHQRWVWDWLFEXWHDFKIROORZVLWVRZQDQGUHJLRQDOGHYHORSPHQWV,Q PRVWSODFHVWKHKHLJKWVRISURVSHULW\ZHUHUHDFKHGLQWKHODWH¿IWKDQGHDUO\VL[WKFHQ-WXU\$OPRVWDOOKRZHYHUVXFFXPEHGWRWKHLQYDVLRQVDQGWKHHFRQRPLFFKDQJHVRIWKH HDUO\VHYHQWKFHQWXU\WR\LHOGLQ*UHHFHDQG$VLD0LQRUWRIRUWUHVVHVDQGLQ6\ULDWR WKHQHZFHQWUHVRI,VODP36. 5LDVVXPHQGR)RVVGHVFULYHXQDSDUDERODGLVFHQGHQWHGHOORVYLOXSSRXU- EDQR6HGDXQODWRHJOLULYHODODSURSULDDELOLWjQHOSURSRUUHXQQXRYRDSSURF-FLRDQDOLWLFRGDOO¶DOWURWUDGLVFHODVXDSURIRQGD dipendenza dalla prospettiva GLFRWRPLFDGHOODFRQWLQXLWjGLVFRQWLQXLWj7DOHGLSHQGHQ]DYLHQHLQXQFHUWR VHQVRUHVDSLVIXPDWDGDOO¶LGHDFKHDOFXQLHYHQWLFDWDVWUR¿FLTXDOLLQYDVLRQL LQFXUVLRQLHWHUUHPRWLSRVVDQRDYHULQÀXHQ]DWRLPRGHOOLLQVHGLDWLYLHJOLVWLOL GLYLWDXUEDQLQHOOHGLIIHUHQWLUHJLRQLGLFXLVLFRPSRQHYDO¶LPSHUREL]DQWLQR
7XWWDYLDqRSLQLRQHGL)RVVFKHLO9,,VHFRORGDOG&LQDYDQWLYDGDLQ-Syria in transition A.D. 550-750: An Archaeological ApproachLQ©'XPEDUWRQ2DNV3DSHUVª
SS)RVVLife in City and Country cit.
31 Foss, Dead cities cit.
32 Foss, Life in City and Country cit., p. 95. 33 Foss, Syria in transition cit.
34 * 'DJURQ Entre village et cité. La bourgade rurale des siècles LQ ©.RLQRQLDª
SS & 0RUULVVRQ -3 6RGLQL The sixth-century economy, in The Economic History of
Byzantium. From the Seventh through the Fifteenth CenturyDFXUDGL$(/DLRX:DVKLQJWRQ
VRQRYROXPLODQXPHUD]LRQHqSURJUHVVLYD"S©,QWKHXUEDQKLHUDUFK\WKHUHWKXV DSSHDUVDQLQWHUPHGLDU\OHYHOEHWZHHQFLW\DQGYLOODJHODUJHWRZQVkomai, metrokomai,
komo-poleis) (...) which call to mind the “secondary centres” that were developing in the west during the
VDPHSHULRGYHIRXUWKVHYHQWKFHQWXU\7KHHPSRULDZKLFKZHUHQRWQHFHVVDULO\ORFDWHGRQ WKHVHDDQGZKLFKDUHDPSO\DWWHVWHGLQ7KUDFH%LWK\QLDDQG0RHVLDGXULQJWKHODWHHPSLUHIDOO XQGHUWKLVFDWHJRU\RIXUEDQKDELWDWLRQ>WKHVHZHUH@³VDWHOOLWHWRZQV´WRXVH'DJURQ¶VSKUDVHLQ ZKLFKIDLUVpanegyreis, nundinaeZHUHKHOGDQGLQZKLFKPHUFKDQWVFLUFXODWHGª6LYHGDDQFKH %:DUG3HUNLQVThe Cities, in Cambridge Ancient History, XIII. Late Antiquity: Empire and
Successors A.D. 425-600,&DPEULGJHS
35 -36RGLQLArchaeology and Late Antique Social Structure, in Theory and Practice in Late
Antique ArchaeologyDFXUDGL//DYDQH:%RZGHQ/HLGHQ%RVWRQSS
terpretato quale summa di diversi punti di svolta a carattere regionale, i quali GHWHUPLQDURQRODVFRPSDUVDGHOO¶HVVHQ]DXUEDQDLQWHVDQHOVHQVRFODVVLFRGHO WHUPLQH1HOODQDUUD]LRQHVWRULFDIRVVLDQDLVHFROLVXFFHVVLYL¿QRDOODULQD-scita del IX secolo, sono punteggiati da rovine e caratterizzati dalla riduzione GHOOHDUHHLQVHGLDWLYHGDOGLIIRQGHUVLGLLVWDOOD]LRQLGLIHQVLYHHGDOGHFUHPHQWR GHPRJUD¿FR37
,OVLVWHPDGHOOHFLWWjEL]DQWLQHQHO9,,H9,,,VHFRORVLVDUHE-EHLPSHUQLDWRVX$QNDUDXQD³FLWWDGHOOD´IRUWL¿FDWD6DUGLV0LOHWRHG(IHVR (per la quale si parla addirittura di geminazione del sito classico in due centri GRWDWLGLPXUD&LzFKH)RVVSDUHGLPHQWLFDUHWXWWDYLDqFKHO¶LGHD³FODVVLFD´ WUDGL]LRQDOHGLFLWWjQRQUDSSUHVHQWDO¶XQLFRSRVVLELOHFRQWHQLWRUHGHOODFRP- SOHVVLWjVRFLDOHHGHOODUHDOWjPDWHULDOHXUEDQDLQYHURJOLLQVHGLDPHQWLIRUWL- ¿FDWLHFLQWLGLPXUDUDSSUHVHQWDQRVROWDQWRXQRGHLGLIIHUHQWLHVLWLGHOODWUDQ- VL]LRQHGHOODFLWWjEL]DQWLQDQHOSDVVDJJLRGDOODWDUGDDQWLFKLWjDOO¶DOWRPHGLRH-YR$OWUHSRVVLELOLWUDLHWWRULHFRQGXFRQRDFLWWjFKHGLPRVWUDQRXQEXRQOLYHOOR GLFRQWLQXLWj(IHVRH6PLUQHDFLWWjFRVLGGHWWH³DLVROH´*RUWLQD(XFKDLWD +LHUDSROLV38HLQ¿QHDVHPSOLFLDYDPSRVWLIRUWL¿FDWL,QROWUHFRPH+DOGRQ
KDEHQ HYLGHQ]LDWRO¶HYROX]LRQHVWRULFDGHOO¶XUEDQHVLPR QHO PRQGREL]DQWL-QRQRQVHJXuXQSHUFRUVROLQHDUHRFRQWLQXR39ODULFHUFDGLHYHQWLFDWDVWUR¿FL
SXzRVFXUDUHODSRVVLELOLWjFKHFHQWULPXQLWLSRVVDQRHVVHUHFRQVLGHUDWLXQD risposta da parte del governo imperiale a mutati contesti strategici (come ad esempio avvenne per Amastris lungo la costa anatolica del Mar Nero)40.
2.1.2. Ancora nell’impasse continuità/discontinuità: Liebeschuetz e Saradi $SSDUH SHUFLz HYLGHQWH FRPH QHL FRQWULEXWL GL )RVV WUDVSDLDQR QXRYD- PHQWHLQWXWWDODORURHYLGHQ]DOHVWRUWXUHGHOGLEDWWLWRFRQWLQXLVWDGLVFRQ-WLQXLVWD SXU PHGLDWH GDOOD IUHVFKH]]D GHO FULWHULR G¶LQGDJLQH DUFKHRORJLFD 6WRUWXUHFKHULHPHUJRQRDOWUHVuLQODYRULFKHHVSUHVVDPHQWHULYHODQRUHOD-]LRQLGL¿OLD]LRQHGLUHWWDFRQORJLFKHPHWRGRORJLFKHGLVWDPSRFRQVHUYDWLYR TXDOL DG HVHPSLR TXHOOL GL :ROIJDQJ /LHEHVFKXHW]41, il quale, nonostante la
37 6X TXHVWR WHPD VL YHGD SULQFLSDOPHQWH & )RVV H ' :LQ¿HOG %\]DQWLQH IRUWL¿FDWLRQV $Q
Introduction, Pretoria 1986.
38 6X +LHUDSROLV VL YHGD SULQFLSDOPHQWH 3 $UWKXU Byzantine and Turkish Hierapolis
(Pammukkale),,VWDQEXO
39 -)+DOGRQThe Palgrave Atlas of Byzantine History, New York 2005, pp. 32-44. 40 +DOGRQThe Palgrave Atlas cit.
41 ,QSDUWLFRODUHVLYHGDQR-+:*/LHEHVFKXHW]Administration and Politics in the cities of
the 5thand 6thcenturies with special reference to the circus factions, in /D¿QGHODFLWpDQWLTXH
HWOHGpEXWGHODFLWpPpGLpYDOH'HOD¿QGX,,,emeà l’avènement de Charles Magne. Actes du
FROORTXHWHQXjO¶8QLYHUVLWpGH3DULV;1DQWHUUHDFXUDGL&/HSHOOH\%DULSS -+:*/LHEHVFKXHW]Administration and Politics in the cities of the 5thto the mid-7th
centu-ries, in Cambridge Ancient History;,9 Late Antiquity: Empire and Successors A.D. 425-600,
&DPEULGJHSS-+:*/LHEHVFKXHW]Decline and Fall of the Roman City2[IRUG ,QROWUHLQTXHVWDSURSHWWLYDSDUWLFRODUPHQWHXWLOLVRQRDQFKH-+:*/LHEHVFKXHW]The
end of the ancient city, in The City in Late AntiquityDFXUDGL-5LFK/RQGRQ1HZ<RUN
FRPSOHWH]]DGHOODVXDDQDOLVLGHOOHUHDOWjXUEDQH GHOO¶LPSHUREL]DQWLQRVLDUH-na nel pantano discontinuista: «cities sometimes did decline catastrophically WRWKHSRLQWRIH[WLQFWLRQLQWKHVHQVHWKDWWKHUHZDVYHU\OLWWOHVRFLDODFWLYLW\ RIDQ\NLQGOHIW'HFOLQHLVHPSKDWLFDOO\WKHRQO\ZRUGWRH[SUHVVZKDW KDSSHQHGLQODUJHDUHDVLQWKH:HVWDQGHYHQWXDOO\LQWKH(DVWWRRª42. In tal PRGR/LHEHVFKXHW]DSSDUHLOGHJQRHUHGHGLXQ¿ORQHVWRULRJUD¿FRFKHWURYDL SURSULDOERULQHOODVRSUDFLWDWDRSHUDGL$UQROG-RQHV43. ,QYHURWDOHSURVSHWWLYDSRWUHEEHHVVHUHFRQVLGHUDWDTXDOHDUFKHWLSRVWR-ULRJUD¿FRGLDOFXQHFRUUHQWLLQWHUSUHWDWLYHUHFHQWLVXOO¶HYROX]LRQHGHLFRQWHVWL LQVHGLDWLYL XUEDQL QHO SDVVDJJLR IUD WDUGD DQWLFKLWj H DOWR PHGLRHYR44 0D q
VHQ]DGXEELRDOWUHWWDQWRYHURFKHWDOLQXRYHLQWHUSUHWD]LRQLVLVRQRGLVWDFFDWH dalla matrice jonesiana, esaltando il ruolo del contesto sociale ed economico FKHVRVWLHQHHPDQWLHQHO¶DXWRQRPLDXUEDQD45O¶LPSRUWDQ]DGLIRQWLPDWHULDOL
GLYHUVHGDTXHOOHHSLJUD¿FKHOHLQIHUHQ]HPHWRGRORJLFKHGHOPDWHULDOHGRFX-mentario e archeologico46
ODULOHYDQ]DGHOUDSSRUWRIUDWHUPLQRORJLDVLJQL¿-FDWRHFRQWHVWRXUEDQRVLJQL¿FDQWH47HLQ¿QHODFHQWUDOLWjGHOOH©XQGHUO\LQJ
VWUXFWXUDOWHQGHQFLHVLQWKHHYROXWLRQRIFLWLHVLQWKHFRQWH[WRIODWH5RPDQVWD-WHDQGLWVVRFLHW\GHWHUPLQLQJWKHH[WHQWWRZKLFKWKHSROLWLFDOHYHQWVUHIHUUHG WRLQWKHOLWHUDU\VRXUFHVDQGHYLGHQFHGLQWKHDUFKDHRORJLFDOUHFRUGLQWHQVL¿HG RU RWKHUZLVH DIIHFWHG WKDW SURFHVVª48 ,Q DOWUH SDUROH FLz FRQVHQWLUHEEH XQD
FRPSOHVVDHGHVDXVWLYDGH¿QL]LRQHGHOODFLWWjHGHOOHVXHIXQ]LRQLDOO¶LQWHUQRGL XQFRQWHVWRVWRULFRJHQHUDOH/LHEHVFKXHW]LQYHULWjSDGURQHJJLDRSSRUWXQD- PHQWHODGRFXPHQWD]LRQHDUFKHRORJLFDVHEEHQHODVXDYLVLRQHULPDQJDDYXO-VDGDOODSURVSHWWLYDHYROXWLYDVXHVSRVWDQHOVXRSHQVLHURODFLWWjUDSSUHVHQWD unicamente un centro amministrativo al servizio dei territori rurali viciniori49
LQROWUH OD QDWXUD GHOOH WUDVIRUPD]LRQL GDWDELOL DL SULPL GHFHQQL GHO 9, VHFR-ORFRQVHUYDXQVLJQL¿FDWRSUHYDOHQWHPHQWH politico50PHQWUHJOLDOWULDPELWL
TXDOLTXHOORHFRQRPLFRHGHPRJUD¿FRYHQJRQRPDUJLQDOL]]DWL,OPRGHOORXU-the Fifth and Sixth Centuries A.D.: Trends and ProblemsLQ©1RWWLQJKDP0HGLHYDO6WXGLHVª
(1988), pp. 25-49.
/LHEHVFKXHW]Decline and Fall cit., p. 29.
42 /LHEHVFKXHW]Decline and Fall cit.
43 -RQHVThe Greek City FLW6LYHGDDQFKH'XQQThe transition from polis to kastron cit., pp.
67-68.
44 4XL PL ULIHULVFR DOOD SDUDGLJPDWLFD RSLQLRQH VHFRQGR OD TXDOH ©E\ WKH ODWHU VL[WK FHQWXU\
WKHFLW\RIWKHHPSLUHKDGORVWWKHLU¿VFDOHFRQRPLFDQGSROLWLFDOLQGHSHQGHQFHª+DOGRQ
Byzantium in the Seventh Century cit., p. 98.
45 +DOGRQThe Idea of the Town cit., p. 12.
46 6LYHGDQRWUDJOLDOWUL/%UXEDNHU-)+DOGRQByzantium in the Iconoclast Era (ca.
680-850): the Sources. An annotated Survey$OGHUVKRW%UDQGHVDie Stadte KleinasiensFLW
Brandes, Byzantine Cities cit., Russel, Transformation in Early Byzantine Urban LifeFLW6RGLQL
La contribution cit.
47 Brandes, Byzantine CitiesFLW+DOGRQThe Idea of the TownFLW-)+DOGRQByzantium. A
History%ULPVFRPEH cit.
48 +DOGRQByzantium in the Seventh Century cit., p. 94. 49 /LHEHVFKXHW]Decline and Fall cit., p. 1.
EDQR SURSRVWR GD /LHEHVFKXHW] ©WKH FODVVLF FLW\ ZLWK DQ XUEDQ SRSXODWLRQ PRQXPHQWDOEXLOGLQJVJDPHVDQGDKLJKO\OLWHUDWHXSSHUFODVVª51DIIRQGDOH
SURSULHUDGLFLQHOOHWHRULHGL-RQHVHVLOLPLWDDGXQ¶DQDOLVLGHOOHLPSOLFD]LRQL SROLWLFRDPPLQLVWUDWLYHGHLPXWDPHQWLDYYHQXWLQHLFRQWHVWLXUEDQLVHQ]DUL-JXDUGRSHUOHLQIHUHQ]HHFRQRPLFKH52. In tal guisa, lo sviluppo delle istituzioni
FLYLFKHG¶DXWRJRYHUQRULYHVWHXQUXRORGLDVVROXWRULOLHYR3UHQGHQGRLQSUHVWLWR le parole di Orlando Figes53SHU/LHEHVFKXHW]ODFLWWjDSSDUHHVVHUHLQVRPPD
XQDVRUWDGL©VFRPPHVVDVXLSLIRUWLªLOFXRUHGHOSUREOHPDVWDQHOODQHFHVVLWj GLGLPRVWUDUHFKHLOSDHVDJJLRXUEDQRG¶HSRFDFODVVLFDGHFOLQDQHOSDVVDJJLRIUD WDUGDDQWLFKLWjHDOWRPHGLRHYRXQLFDPHQWHSHUFKpDVFRPSDULUHVRQRLcuria- lesRYYHURODFODVVHGLULJHQWHXUEDQDG¶HSRFDJUHFRURPDQD&RQHVVL±VHFRQ-GR/LHEHVFKXHW]±VYDQLVFHDQFKHXQRVWLOHGLYLWDSUHWWDPHQWHXUEDQRHTXHOOD VWHVVDFXOWXUDDULVWRFUDWLFDFKHGLVWLQJXHYDODFLWWj¿QRDO,,VHFRORG&©EHLW >LHWKHFLW\@D*UHHNRU(DUO\5RPDQ¿OOHGZLWKSXEOLFPRQXPHQWVHUHFWHG WKURXJKORFDODULVWRFUDWLFPXQL¿FHQFHDQGSDLGIRUH[SHQVLYHDPHQLWLHVDQG HQWHUWDLQPHQWVLQRUGHUWRFUHDWHDVXLWDEOHEDFNGURSWRFLYLOL]HGOLIHª54. 5LVXOWDTXLQGLSDWHQWHFRPHO¶DQDOLVLGHOIHQRPHQRXUEDQRVLDVWUHWWDPHQ-WH LQFDUGLQDWD VXO ELQRPLR UHOD]LRQDOHélites aristocratiche-strutture monu- PHQWDOLTXHVWHXOWLPHHVSUHVVLRQLSULQFLSL±XQLWDPHQWHDOODFXOWXUDOHWWHUD-ULDSURIDQD55±GHOO¶aretèFXULDOHLOGHFOLQRGHOOHSULPH±WUDWDUGDDQWLFKLWjH
DOWRPHGLRHYR±LPSOLFDQHFHVVDULDPHQWHODGHFDGHQ]DGHOOHVHFRQGH/¶DVFHVD GL XQD QXRYD FODVVH GLULJHQWH XUEDQD L FRVLGGHWWL ³QRWDELOL´56, rappresenta,
QHOODYLVLRQHGL/LHEHVFKXHW]ODUHDOHFDUWLQDGLWRUQDVROHGLWDOHGHFOLQRGH-FDGHQ]DHVVLULYHVWRQRLOUXRORVFUH]LDWRGLQHJDWLYLWjGLVHPSOLFLVRVWLWXWL dei curiali e suonano, perciò, la campana a morto tanto per la originaria li-EHUWjSROLWLFDGHOODFLWWjTXDQWRSHUODORURDSSDUHQ]DHFXOWXUDGLSXEEOLFD PRQXPHQWDOLWj57$FFDQWRDL³QRWDELOL´XQUXRORIRQGDPHQWDOHJLRFDQRDQFKH
LYHVFRYLTXDOLIXOFULGHOODQXRYDVRFLDOLWjHFXOWXUDFULVWLDQD58.
Tuttavia, risulta, a mio avviso, necessario mettere in discussione tale vi-VLRQH ³HOLWDULRFHQWULFD´ GHOOH WUDVIRUPD]LRQL XUEDQH VRSUDWWXWWR LQ TXDQWR HVVDVLLPSHUQLDVXXQDEDVHOLPLWDWDGLIRQWL/LHEHVFKXHW]VLOLPLWDSHUORSL DXWLOL]]DUHOHIRQWLOHWWHUDULHOHLVFUL]LRQLHSLJUD¿FKHLSDSLULHLWHVWLJLXUL-GLFL&LzULVXOWDHVL]LDOHWDQWRVXOSLDQRPHWRGRORJLFRGRYHQRQqDSSURQWDWD DOFXQDHVHJHVLFULWLFDGHOOHIRQWLVSHVVRVRFLDOPHQWHRULHQWDWHDUDSSUHVHQWD-UHO¶habitus mentale e culturale delle élites dominanti, che ne rappresentano VSHVVR WDQWR L IUXLWRUL TXDQWR L SURGXWWRUL FLz FKH 0F&RUPLFN IHOLFHPHQWH
51 /LHEHVFKXHW]Decline and Fall cit., pp. 1-2. 52 /LHEHVFKXHW]Decline and Fall cit., pp. 7 sgg.
53 O. Figes, A People’s Tragedy. The Russian Revolution 1895-1924, London 1997. 54 :DUG3HUNLQVThe Cities cit., p. 377.
55 /LHEHVFKXHW]Decline and Fall cit.
56 /LHEHVFKXHW]Decline and Fall cit., p. 401. 57 /LHEHVFKXHW]Administration and Politics cit.
58 (3DWODJHDQPauvreté économique et pauvreté sociale à Byzance, 4e-7esiècles3DULV3
GH¿QLVFH©IDWWRUHFROOHJLDOHªcollegiality factor)59, quanto sul piano pratico GRYHVWULGHODODWLWDQ]DGHOOHHYLGHQ]HDUFKHRORJLFKHGHLFRQWHVWLVWUDWLJUD¿FL GHOODQXPLVPDWLFDGHOODVLJLOORJUD¿DGHOODFHUDPRORJLDHFF,QROWUHO¶LQWHU- SUHWD]LRQHGDWDGD/LHEHVFKXHW]DLULVXOWDWLGHOOHFDPSDJQHGLVFDYRDUFKHROR-JLFRDSSDUHVSHVVRIXRUYLDQWHO¶XVRGHJOLarchaelogical reportsqVXERUGLQD-WRDOO¶LGHDFKHOHFLWWjQHOODVHFRQGDPHWjGHO9,VHFRORVLFDUDWWHUL]]LQRSHUOD VFRPSDUVDGHOODPRQXPHQWDOLWjXUEDQD e il declino dello stereotipo “classico” GHOODFLWWjDQWLFD60. Rimane, tuttavia, mia opinione che tale concezione
dipen-da, principalmente, da una negativa interpretazione della demonumentaliz-]D]LRQHGHLFRQWHVWLXUEDQLFKHLPSOLFKHUHEEHXQPXWDPHQWRIRQGDPHQWDOH GHOSDHVDJJLRXUEDQRVSD]LSXEEOLFLVSRJOLDWLGLRJQLIXQ]LRQHDVVHPEOHDUH strade ove i colonnati sono tamponati e ripartiti a creare singole strutture residenziali-commerciali e il crescente ruolo assunto dal cristianesimo) e se-JQHUHEEHOD¿QHGHOODSURVSHULWjHGHOODPDJQL¿FHQ]DGHOODFLWWj³LPSHULDOH´ ©WKHVWRU\RIWKHFLW\LQODWHDQWLTXLW\LVDVWRU\RIGHFOLQHª61. 8QHFRGLWDOHPRGHOORDQDOLWLFRVLSXzLQYHULWjULWURYDUHQHOUHFHQWHHG HVDXVWLYROLEURGL+HOHQ6DUDGL62$QFKHODVWXGLRVDHOOHQLFDLQIDWWLVSLHJDLO GHVWLQRGHOODFLWWjEL]DQWLQDLQWHUPLQLGLSDUDERODGHFOLQDQWHqLO9,VHFRORD UDSSUHVHQWDUHLOSXQWRGLQRQULWRUQRGLXQDFULVLFKHVLHYLGHQ]LDJLjQHO,9 XQD FULVL FKH ULJXDUGD OD GLPHQVLRQH SXEEOLFD PRQXPHQWDOH DUFKLWHWWRQL-ca63, ma anche spirituale64 e ideologica65GHOO¶XUEDQHVLPRODWUDVIRUPD]LRQH
GHJOLVSD]LSXEEOLFLHODORURFUHVFHQWHSULYDWL]]D]LRQHYHQJRQRFDXVDWHGDOOD ¿QHGHOVLVWHPDGLDXWRJRYHUQRFLWWDGLQRHGHOOHSURFHGXUHDPPLQLVWUDWLYHGL DXWRJHVWLRQH¿QDQ]LDULDGLVWDPSRFXULDOH66 FRQHVVHYLHQHPHQRODPRQX-PHQWDOLWjDUFKLWHWWRQLFDGHOODpolisFODVVLFDODSURVSHULWjGHOOHélites locali e ODYLWDOLWjHFRQRPLFDGHOODFLWWj 6DUDGLH/LHEHVFKXHW]67 ULVHUYDQRJUDQGHVSD]LRDOO¶DQDOLVLGHOOHIRQWLOHW-WHUDULHOHTXDOLWXWWDYLDWHQGRQRDULÀHWWHUHRSLQLRQLHYDORULFXOWXUDOLGHJOL VWUDWLVRFLDOLSLHOHYDWL4XHVWRQRQSHUDVVHULUHXQDVXSSRVWDVXSHULRULWjGHO-OHIRQWLPDWHULDOLVXTXHOOHOHWWHUDULHPDDOFRQWUDULRSHUVRWWROLQHDUHFRPH JOLDSSURFFLLQWHUSUHWDWLYLDOOHIRQWLSRVVDQRGLVWRUFHUHODUHDOHFRPSUHQVLRQH GHOOHGLQDPLFKHDOODEDVHGHOODWUDVIRUPD]LRQHGHLFRQWHVWLXUEDQLQHOSHULRGR storico preso in esame. 8QDGH¿QL]LRQHGLFLWWjFKHqFROSHYROPHQWHDVVHQWH WDQWR QHLWHVWL GL/LHEHVFKXHW]TXDQWRLQTXHOORGL6DUDGL GRYUHEEHLQIDWWL
59 00F&RUPLFNOrigins of European Economy. Communications and Commerce A.D.
300-900&DPEULJH0DVVS
60 /LHEHVFKXHW]Decline and Fall cit., pp. 28-102. 61 /LHEHVFKXHW]Decline and Fall cit., p. 414. 62 Saradi, The Byzantine City cit.
63 Saradi, The Byzantine City cit., pp. 148-352.
64 Saradi, The Byzantine City FLWS©7KHDQFLHQWHYHUJHWLVPGHULYHGIURPDQFLHQWZD\RI
OLIHDQGDQFLHQWYDOXHVDQGLWZDVSHUFHLYHGDVGLUHFWO\FRQQHFWHGZLWKDQFLHQWFXOWXUHª
65 Saradi, The Byzantine City cit., pp. 49-146 e pp. 353-470. 66 Saradi, The Byzantine City cit., pp. 156-157.
considerare come il corpo sociale si rispecchi nelle strutture del paesaggio ur-EDQRVHQ]DWXWWDYLDGLPHQWLFDUHLOUXRORSRUWDQWHFKHODFLWWjKDFRQWLQXDWRD JLRFDUH©ZLWKLQWKHRYHUDOODGPLQLVWUDWLYH¿QDQFLDODQGPLOLWDU\VWUXFWXUHV RIFKXUFKDQGVWDWHLQWKHVHYHQWKDQGHLJKWKFHQWXU\ª68,QWDOVHQVRqVWDWR
UHFHQWHPHQWHVRWWROLQHDWRFRPHVLDSRVVLELOHLSRWL]]DUH un diverso modello di VYLOXSSRXUEDQRXWLOL]]DQGRODVWHVVDWLSRORJLDGRFXPHQWDOHLSDSLULHJL]LDQL XVDWD GD /LHEHVFKXHW]69 L SDSLUL H JOL HVLWL GHJOL VFDYL DUFKHRORJLFL
DXWRUL]-]DQR LQIDWWL D WUDWWHJJLDUH LO TXDGUR GHOOH GLQDPLFKH LQVHGLDWLYH GL PDWULFH privata, a sottolineare OH SHFXOLDUL YDULHWj GHOOD GHQVLWj XUEDQD QHO FRQWHVWR HJL]LDQRHLQEXRQDVRVWDQ]DDFRQWURELODQFLDUHO¶HQIDVLSRVWDLQPRGRXQSR¶ LUULÀHVVR VXLPRQXPHQWLSXEEOLFLHVXOODVIHUDSROLWLFRDPPLQLVWUDWLYD4XHOOR FKH/LHEHVFKXHW]H6DUDGLSDLRQRGLPHQWLFDUHqO¶LPSRUWDQ]DGHOODGLDOHWWL-FDWUDDWWLYLWjHFRQRPLFKHXUEDQHHFHQWUDOLWjDPPLQLVWUDWLYDLQWHUPLQLGL diretto intervento imperiale, patrocinio dei governatori provinciali e di muni-¿FHQ]DGHOOHélitesORFDOLFKHLQÀXHQ]DLOSUR¿ORGHPRJUD¿FRHSDHVDJJLVWLFR GHOODFLWWj1RQF¶qGXEELRFKHQHO9H9,VHFRORODWUDVIRUPD]LRQHGHOODQDWXUD delle élites XUEDQH implicò la scomparsa dei curiales (intesi quali organo di DXWRJRYHUQRGHOODFLWWjLQYHVWLWRGHOSRWHUHGLHVD]LRQH¿VFDOHYLWWLPHGHOOD FUHVFHQWHWHQVLRQHIUDVWDWRFLWWjHSRVVLGHQWLWHUULHUL70GHWHUPLQDQGRDOWUHVu
ODFRPSDUVDGLXQDQXRYD³LQIRUPDOH´JHUDUFKLDXUEDQDORFDOHFRPSRVWDGD-JOL VWHVVL SRVVLGHQWL GD PHPEUL GHOO¶RUGLQH VHQDWRULR GD DXWRULWj ORFDOL GDO YHVFRYRHGDJOLDSSDUWHQHQWLDOODEXURFUD]LDPLOLWDUHHDPPLQLVWUDWLYD71. Ma
DTXHVWRIHQRPHQRVLGRYUHEEHLQYHULWjJXDUGDUHSLFRPHHVLWRGHOODFUH- VFHQWHLQÀXHQ]DGHOOHJHUDUFKLHVWDWDOLHGHFFOHVLDVWLFKHVXOSLDQRSROLWLFRLVWL-WX]LRQDOHFKHFRPHVHJQRGLXQDPLQRUHYLWDOLWjGHOODIDEEULFDVRFLDOHXUEDQD 6LHYLGHQ]LDTXLQGLFKLDUDPHQWHFRPHO¶HURVLRQHGHOUXRORSROLWLFRGHOOHDUL-stocrazie locali (curiales) e della loro autonomia, ad opera del potere centrale GHOOR VWDWR DEELD GHWHUPLQDWR XQ FDPELDPHQWR IRQGDPHQWDOH FRQ SURIRQGH ULSHUFXVVLRQLVXOODFXOWXUDHO¶LGHQWLWjDULVWRFUDWLFD&LzYLHQHULVSHFFKLDWRGDL PXWDPHQWLGHOORVWLOHGLYLWDXUEDQRPRPHQWLOXGLFLVSHWWDFROLGLLQWUDWWHQL-mento)72HGHOODVWUXWWXUDPRQXPHQWDOHHGHVWHWLFDGHOODFODVVLFDFLWWjURPDQD
FDXVDWLGDOODFHVVD]LRQHGHOODPXQL¿FHQ]DFLYLFDGHOOHélites73 (quale sostegno
HFRQRPLFRLPSUHVFLQGLELOHSHUODYLWDFLYLOHHSHUXQDWUDGL]LRQHSROLWLFDHFLYL-OL]]DWULFHSURIRQGDPHQWHLQWUHFFLDWDFRQODYLWDXUEDQDGHOODpolis e civitas)74.
&RQVHJXHQWHPHQWHDSSDUHFKLDURFRPHLOSDHVDJJLRXPDQRHVWUXWWXUDOHGHO-68 :DUG3HUNLQVThe Cities cit., p. 410.
69 &:LFNKDPFraming the early Middle Ages. Europe and Mediterranean 400-8002[IRUG
2005, pp. 609-613. Si veda anche Alston, The City in Roman and Byzantine Egypt cit., pp. 130 sgg.
70 +DOGRQThe Palgrave Atlas cit., p. 34.
71 /LHEHVFKXHW]Decline and Fall cit., pp. 110 sgg. 72 :DUG3HUNLQVThe Cities cit., pp. 377-378.
73 1 &KULVWLH, From Constantine to Charlemagne. An Archaeology of Italy A.D. 300-800,
Aldershot 2006, p. 268.
ODFLWWjVFDWXULWRGDWDOHWUDVIRUPD]LRQHQRQSRVVDHVVHUHSUHVHQWDWR±FRPH /LHEHVFKXHW]VFULYH±TXDOHULVXOWDWR¿QDOHGLXQDVWRULDGLGHFOLQR75.
4XHVWHRVVHUYD]LRQLWXWWDYLDQRQYRJOLRQRVPLQXLUHO¶LPSRUWDQ]DGHOO¶DQD-lisi GHOORVWXGLRVREULWDQQLFRPLUDELOHLQWHUPLQLTXDOLWDWLYLHDUULFFKLWDGDOOD inclusione dei risultati di molte campagne di scavo condotte tanto in Occidente TXDQWRLQ2ULHQWH$OFRQWUDULRFLzFKHVLYXROHDIIHUPDUHqFKHVDUHEEHDXVSL-FDELOHFRQVLGHUDUHLcurialesFRPHXQDVRUWDGLVSHFFKLRPDJLFRFKHULIUDQJH WUHGLIIHUHQWLLPPDJLQLODSULPDULJXDUGDODFXOWXUDXUEDQDGLVWDPSRFODVVLFR LQFDUQDWDGDOO¶RUWRJRQDOLWjLSSRGDPHDGDOOHOXVVXRVHVWUXWWXUHPRQXPHQWDOL e dai luoghi del ludus e della ricreazione (quali terme, gymnasia, stadiaHFF ODVHFRQGDVLIRFDOL]]DVXOOHUHOD]LRQLIUDFRQWHVWLXUEDQLHUXUDOLFRQOHUHODWLYH LPSOLFD]LRQL HFRQRPLFKH H DPPLQLVWUDWLYH FRQVLGHUDWR FKH ©DJULFXOWXUH IRU-PHGWKHRYHUZKHOPLQJEDVLVRIWKHHFRQRP\ZKHWKHUDVUHJDUGVWKHSHDVDQWU\ ZKLFKSURYLGHGWKHPDVVLYHEXONRIWKHSRSXODWLRQDQGZKLFKH[LVWHGRQOLW-WOHLIDQ\WKLQJDERYHVXEVLVWHQFHOHYHORUZKHWKHUDVUHJDUGWKHPXFKVPDOOHU QXPEHUVRIODQGRZQHUVDQGDERYHDOOWKHVWDWHZKLFKH[SORLWHGLWE\HQFRXUD-JLQJFRPSHOOLQJLWWRSURGXFHDVXUSOXVWKDWWKH\WKHQDSSURSULDWHGIRUWKHLU RZQSXUSRVHVRIUHQWRUWD[DWLRQª76ODWHU]DULVSHFFKLDLOOHJDPHGLELXQLYRFLWj
IUD FODVVH GLULJHQWH XUEDQD H VRYUDVWUXWWXUD VWDWDOH XQD UHOD]LRQH SULQFLSDO-PHQWHLQFDUGLQDWDVXOFUXFLDOHUXROR¿VFDOHLQWHUSUHWDWRGDOOHcuriae, come «in-WHUPHGLDULHVEHWZHHQVWDWHDQGSRSXODWLRQLQWKHDVVHVVPHQWFROOHFWLRQDQG IRUZDUGLQJWKHUHYHQXHVGHPDQGHGE\WKHVWDWHª778Q¶DQDOLVLFKHWHQJDQHOOD GHELWDFRQVLGHUD]LRQHORVYLOXSSRGLTXHVWLWUHDVSHWWLHYLGHQWHPHQWHLQWHUUH-ODWLIUDORURSRWUHEEHTXLQGLFRQWULEXLUHDVSLHJDUHODSHUGLWD±QHOSDVVDJJLR IUDWDUGDDQWLFKLWjHDOWRPHGLRHYR±GHOUXRORIXQ]LRQDOHGHWHQXWRGDLcuriales HODVFRPSDUVDGHOORURHYHUJHWLVPRLGHRORJLFROHFXLHVSUHVVLYLWjPRQXPHQWDOL ¿JXUDQRTXDOHSULQFLSDOLYLWWLPHGHOGHJUDGRGHJOLDVVHWWLSXEEOLFLSROLDGL /DSHUVLVWHQ]DGHOO¶RWWLFDXUEDQRFHQWULFDGHLJUXSSL³LQIRUPDOL´LFRVLG-GHWWL³QRWDELOL´FRPH/LHEHVFKXHW]±ORVLqJLjDFFHQQDWR±DPDGH¿QLUOL78
che rimpiazzarono i curiales FRQWULEXuFRQWUDULDPHQWHDFLzFKH/LHEHVFKXHW] DVVHULVFHDOPDQWHQLPHQWRGHOODYLWDOLWjGHLFRQWHVWLXUEDQLLQWHUPLQLHFR-QRPLFLHVRFLDOL©,WLVFOHDUWKDWZKLOHWKH\PD\KDYHXQGHUJRQHFRQVLGHUDEOH FKDQJHLQLQWHUQDOVWUXFWXUHXVHRIVSDFHDUFKLWHFWXUDOVW\OHDQGVWUHHWSODQ PDQ\FLWLHVFRQWLQXHGWRÀRXULVKLQWKHVHFRQGKDOIRIWKHVL[WKFHQWXU\DQG HYHQEH\RQGWKH\FRQWLQXHGWREHWKHVLWHRILQWHQVHFRPPHUFLDODQGLQGX-strial activity and to support intense ecclesiastical and government admini-VWUDWLYHDFWLYLWLHVª79.
75 /LHEHVFKXHW]Decline and Fall cit., p. 414.
76 0+HQG\Economy and State in Late Rome and Early Byzantium: an Introduction, in The
Economy, Fiscal Administration and Coinage of Byzantium, Northampton 1989, p. 22.
77 +DOGRQ Byzantium. A History FLW S 6L YHGD DQFKH 6 &RVHQWLQR 3ROLWLFD H ¿VFDOLWj
nell’Italia bizantina (secc. VI-VIII), in Le città italiane tra la tarda Antichità e l’alto Medioevo
cit., pp. 37-54.
78 /LHEHVFKXHW]Decline and Fall cit., p. 401. 79 +DOGRQThe Palgrave Atlas cit., p. 41.
, PXWDPHQWL GHOOR VWLOH GL YLWD XUEDQR H GHL PRGL GL LQYHVWLPHQWR GHOOD ULFFKH]]DFRVWLWXLURQRLSULQFLSDOLIDWWRULQHOSURFHVVRGLULRULHQWDPHQWRGHO-OHIXQ]LRQLVRFLDOLHGHFRQRPLFKHXUEDQHFRQGLUHWWHLPSOLFD]LRQLVXOPRGR LQFXLORVSD]LRXUEDQRYHQQHSLDQL¿FDWRHGL¿FDWRHLQ¿QHXWLOL]]DWR80. Le
³LQIRUPDOL´VHEEHQHDQFRUDXUEDQRFHQWULFKHélites determinavano, tenendo DOWDODGRPDQGDORFDOHORVYLOXSSRGLDWWLYLWjFRPPHUFLDOLHDUWLJLDQDOLFKH VSLHJDYDQRVHEEHQHVRORSDU]LDOPHQWHODGHPRQXPHQWDOL]]D]LRQHVXELWDGD-JOLVSD]LHPRQXPHQWLSXEEOLFLGLPDWULFHFODVVLFD,QDOWUHSDUROHVHOHDUHH monumentali venivano riattate a scopi diversi (commerciali, industriali ecc.), FLzVLGRYHYDPHQRDOGHFOLQRHFRQRPLFRHDOO¶DEEDQGRQRGHJOLDPELWLXUEDQL FRPH/LHEHVFKXHW]H6DUDGLDIIHUPDQR81FKHDOODORURYLWDOLWjHFRQRPLFDH
DOORVYLOXSSRGLXQDQXRYDWLSRORJLDGLXUEDQHVLPR
,QVRPPDLOFRQWULEXWRGL/LHEHVFKXHW]DSSDUHURPDQWLFDPHQWHLOFDQWR GHO FLJQR GL XQD ± TXHVWD Vu GHFDGHQWH ± WUDGL]LRQH VWRULRJUD¿FD 8QD WUD-GL]LRQH WXWWDYLD FKH DQFRUD SURYRFD ULJXUJLWL UHIXWDWRUL QHOOH QXRYH JHQH-UD]LRQLGLVWXGLRVLGHOIHQRPHQRXUEDQREL]DQWLQRQRQqXQFDVRFKH0DUN :KLWWRZ82DEELDUHFHQWHPHQWHFRQIXWDWRODWHVLGHOFROODVVRGHOODFLWWjFRPH
FHQWURGLYLWDHRUJRJOLRDULVWRFUDWLFRHGLULYDOLWjORFDOLGLstatus83:KLWWRZ
non sottostima, invero, il ruolo dei curiales, ma nega che esso possa essere de-¿QLWRTXDOHODFDXVDXOWLPDGHOFROODVVRHWLFRPRUDOHHFXOWXUDOHGHLFRQWHVWL XUEDQL8WLOL]]DQGRXQDHI¿FDFHFRPPLVWLRQHGLIRQWLOHWWHUDULHHPDWHULDOL84,
OR VWRULFR LQJOHVH HVDOWD LQIDWWL OD FRQWLQXLWj GHOOH FLWWj GHO 9LFLQR 2ULHQWH VHEEHQHOLPLWDQGRODDOO¶LQL]LRGHO9,,VHFRORWXWWDYLDVHSSXUFROORFDQGRVL DQFRUDQHOODORJLFDGLFRWRPLFDGHOFRQWLQXLVPRGLVFRQWLQXLVPRVHSSXUGH¿-QHQGRODFLWWjXQLFDPHQWHLQVHQVRIXQ]LRQDOHVHSSXULQ¿QHFRQFHQWUDQGRVL VX XQ XQLFR FRQWHVWR UHJLRQDOH HJOL ULHVFH DG DPSOLDUH O¶RUL]]RQWH DQDOLWLFR LQFOXGHQGRYLJOLDVSHWWLHFRQRPLFLVRFLDOLHFXOWXUDOLGHOORVYLOXSSRXUEDQR IUD 9 H 9,, VHFROR &RPH q IDFLOPHQWH LQWXLELOH OH FRQIXWD]LRQL GL :KLWWRZ KDQQR ULJHWWDWR OD SDOOD QHO FDPSR VHPSUH SL ULVWUHWWR GHL GLVFRQWLQXLVWL LQFXLVRQR¿RULWLLQWHUHVVDQWLGLVWLQJXRTXDOHTXHOORGL%U\DQ:DUG3HUNLQV ©$OWKRXJKWKHGHFD\RIWKHFLYLFPRQXPHQWVLVDQLPSRUWDQWFKDQJHLWLVLP-portant to put it into perspective. This change did not damage the Roman city DVDFHQWUHRISRSXODWLRQDQGDVDFHQWUHRIHFRQRPLFDFWLYLW\QRUHYHQQHFHV-VDULO\DVDFHQWUHRIDULVWRFUDWLFOLIHDQGRIDULVWRFUDWLFSULGHDQGFRPSHWLWLRQ IRUORFDOVWDWXV:KDWKDGFKDQJHGZDVKRZWKH>FLYLF@VWDWXVDQGWKHSULGH ZHUHH[SUHVVHGª85.
80 +DOGRQThe Palgrave Atlas cit.
81 /LHEHVFKXHW]Decline and Fall FLWSS6DUDGLThe Byzantine City cit., pp. 288 sgg. 82 0:KLWWRZThe Making of Orthodox Byzantium (600-1025), Basingstoke 1996. 83 :DUG3HUNLQVThe Cities cit., p. 381.
84 6FDYLDUFKHRORJLFLPDHJOLYROJHODSURSULDDWWHQ]LRQHDQFKHDXQDVSHFL¿FDDUHHUHJLRQDOH
TXDOH LO 9LFLQR 2ULHQWH WHVRUL TXDOL TXHOOR ULWURYDWR QHOOD UHJLRQH VLULDQD GHO .RSHU .RUDRQ PRQHWD]LRQHEURQ]HDHGHGL¿FLPRQXPHQWDOLXQLWDPHQWHDOO¶DQDOLVLGHOPDWHULDOHGRFXPHQWDULR
85 :DUG3HUNLQVThe CitiesFLWS6LYHGDDQFKH%:DUG3HUNLQVThe Fall of Rome and the
3. Superare la dicotomia, partendo dagli studi regionali (ovvero: lo Stato,
motore della persistenza urbana)
3.1. Modelli regionali: Italia e Asia minore
Appare dunque evidente come la prospettiva dicotomica, che ha rivelato ODSURSULDLQDGHJXDWH]]DDVSLHJDUHOHRULJLQLO¶HVVHQ]DOHIXQ]LRQDOLWjHLYD-ULHJDWLDVSHWWLDVVXQWLGDLFRQWHVWLXUEDQLLQXQHSRFDGLPXWDPHQWR86, tenda
QHFHVVDULDPHQWHDLQDULGLUVL,QWDOVHQVRQXRYLHGLIIHUHQWLRULHQWDPHQWLKDQ-QRFDUDWWHUL]]DWRODULFHUFDLQWHPSLSLUHFHQWLPHWWHQGRLQHYLGHQ]DLVLQJROL comparti regionali attraverso la piena considerazione degli esiti degli scavi e dei
surveys archeologici. In questo senso gli studi di Zanini87, incentrati sui
carat-WHULSHFXOLDULGHOOHYDULHDUHHGHOODSHQLVRODLWDOLDQDULPDVWHWUD9,H9,,VHFROR VRWWRODGRPLQD]LRQHEL]DQWLQDUDSSUHVHQWDQRDQFKHSHUO¶HI¿FDFHFRPELQDUVL GLIRQWLDUFKHRORJLFKHHGRFXPHQWDULHXQFRQWULEXWRGL LQHOXGLELOHLPSRUWDQ- ]D,PSRUWDQ]DLPSXWDELOHWDQWRDOUXRORFHQWUDOHDWWULEXLWRDOOH³,WDOLHEL]DQ-WLQH´ GD VHPSUH FRQVLGHUDWH SHULIHULFKH GDOOD VWRULRJUD¿D HUXGLWD88, quanto
DOO¶DQDOLVLGHOODFRPSOHVVLWjGHOUXRORIXQ]LRQDOHGHOOHFLWWj=DQLQLLQYHURUL-FRQRVFHFRPHODSHQLVRODQHOSDVVDJJLRGDOODWDUGDDQWLFKLWjDOO¶DOWRPHGLRHYR QRQIRVVHSXQWHJJLDWDXQLFDPHQWHGDkastra: le dinamiche della riorganizza-]LRQHDPPLQLVWUDWLYDHWHUULWRULDOHQHOO¶,WDOLDEL]DQWLQDHUDQRLQIDWWLPROWRSL FRPSOHVVH7DOLGLQDPLFKHVHEEHQHLQFDUGLQDWHSULQFLSDOPHQWHVXOELVRJQRGL SURWH]LRQHGHLFHQWULLQVHGLDWLYLDVVXPHYDQRFRQQRWD]LRQLGLIIHUHQWLFKHVLLQ-FDUQDYDQRWDQWRQHOODPLOLWDUL]]D]LRQHGHOODVRFLHWj89TXDQWRQHOO¶LPSRUWDQ]D
GHJOLDYDPSRVWLIRUWL¿FDWLTXDQWRLQ¿QHQHOUXRORHVVHQ]LDOHFKHOHFLWWjFRQ-tinuavano a rivestire sia quali centri politico-amministrativi e religiosi90, sia
TXDOLHOHPHQWLVWUDWHJLFLGHOORUJDQL]]D]LRQHGLIHQVLYDWHUULWRULDOH
8QXOWHULRUHHVHPSLRLQTXHVWDFDWHJRULDGLVWXGL³UHJLRQDOL´qUDSSUHVHQ-WDWRGDOWHVWRGL:ROIUDP%UDQGHVVXOOHFLWWjG¶$VLD0LQRUHIUDLO9,,HO¶9,,, VHFRORLQFXLO¶DXWRUHWHQWDGLHQXFOHDUHXQFRQFHWWRBegriff GLFLWWjDWWUD-YHUVRXQDHVDXVWLYDDQDOLVLGHOO¶LQWHURFDPSLRQDULRGLIRQWLVFULWWHGDWDELOLWUD LO 9, H O¶9,,, VHFROR91. In tal modo egli delinea tanto le origini e le linee di
sviluppo del termine kastron (de facto smentendo la semplicistica teoria di una involuzione delle polis in kastra)92, quanto i tratti di una ricerca sulla
86 6LYHGD-)+DOGRQSome considerations on Byzantine society and Economy in the Seventh
Century LQ ©%\]DQWLQLVFKH )RUVFKXQJHQª 10 (1985), pp. 76-77, per una critica al concetto di
transizione in tale periodo.
87 (=DQLQLIntroduzione all’archeologia bizantina5RPD(=DQLQLLe Italie bizantine.
Territorio, insediamenti ed economia nella provincia bizantina d’Italia (VI-VIII sec.), Bari 1998.
88 %DVWL SHQVDUH FKH OH GXH SL LPSRUWDQWL VLQWHVL UHFHQWL GL VWRULD EL]DQWLQD ± TXDOL O¶Oxford
History of ByzantiumDFXUDGL&0DQJR2[IRUGHThe Economic History of Byzantium
FLW±QRQGHGLFDQRFKHSRFKLVVLPHULJKHDOFRQWHVWRLWDOLDQR
89 Zanini, Le Italie bizantine cit., p. 32.
90 Su questo recentemente anche P. Arthur, Alcune considerazioni sulla natura delle città
bizan-tine, in Le città italiane tra la tarda Antichità e l’alto Medioevo cit., pp. 27-36.
91 Arthur, Alcune considerazioni cit., pp. 28-44.
WHUPLQRORJLD XWLOL]]DWD GDOOH IRQWL DUDEH UHODWLYH DO PRQGR EL]DQWLQR93. Tale
SURVSHWWLYDPHWRGRORJLFDYLHQHPHJOLRDGHOLQHDUVLLQXQDOWURFRQWULEXWRGHO-lo studioso tedesco94, dove egli estrinseca le precauzioni da adottarsi quando
FLVLDFFRVWDDOOHIRQWLOHWWHUDULH&RVuDGHVHPSLRULVXOWDFKHODWHUPLQRORJLD ecclesiastica95 può determinare96©DXVH>RI@WKHWHUPpolisWRUHIHUWRYLUWXDOO\
HYHU\(SLVFRSDOVHDW>DELVKRSULF@ZDVE\LWVYHU\QDWXUHDpolis, as is made FOHDULQDODZGHFUHHGE\WKH(PSHURU=HQR&-,ª97.
7UDVFXUDQGROHLPSOLFD]LRQLPHWRGRORJLFKHFKHSDOHVHUHEEHURXQDSRVVL-ELOHGH¿QL]LRQHGLFLWWjLQVHQVRPXOWLIXQ]LRQDOH98, Brandes evidenzia,
inol-WUHODUHDOHLPSRUWDQ]DGHOOHSURWHLIRUPLGHFOLQD]LRQLGHOIHQRPHQRXUEDQR HQWURGLVWLQWLDPELWLUHJLRQDOLHVXEUHJLRQDOL99. Un approccio analitico quasi
PDL ULVFRQWUDELOH QHOOD VWRULRJUD¿D ³FRQVHUYDWULFH´ DQFKH VH /LHEHVFKXHW] sviluppa delle sezioni a carattere regionale)100
HDWWXDELOHLQYLUWGHOODFHQ-WUDOLWjDVVXQWDGDOO¶HYLGHQ]DDUFKHRORJLFD101 ,QIDWWLqPLDRSLQLRQHFKHYDGD- QRULFHUFDWHOHGLIIHUHQWLVWUDWHJLHGLVWDPSRUHJLRQDOHRSLVHPSOLFHPHQ-WHORFDOHFKHOHFLWWjHODERUDURQRDO¿QHGLDGDWWDUVLDOOHQXRYHFLUFRVWDQ]H storiche102FRQVLGHUDQGROHORFDOLSHFXOLDULWjJHRPRUIRORJLFKHHJHRJUD¿FKH 5LVXOWDFRVuSRVVLELOHVRWWROLQHDUHODULOHYDQ]DGHOFRQFHWWRGLGHFRVWUX]LRQHH ULFRVWUX]LRQHGHOODIXQ]LRQDOLWjHGHOO¶HVVHQ]DXUEDQDQHOSDVVDJJLRIUDWDUGD DQWLFKLWjHDOWRPHGLRHYRRYYHURIUD9H,;VHFRORXQFRQFHWWRFKHVSLHJKL OHUHDOLUDJLRQLFKHFRQWULEXLURQRDULGH¿QLUHOHVWUXWWXUHHODGH¿QL]LRQHGHO FRQFHWWRFODVVLFRGLFLWWjHOHVXHOLQHHGLVYLOXSSRQHOOXQJRSHULRGR
3.2. Wickham e Haldon tra regioni e impero
$PLRDYYLVRTXHVWHUDJLRQLYDQQRULFHUFDWHSURSULRQHOODSHFXOLDULWjGHOOH SDUDEROHXUEDQHHQWURLVLQJROLFRQWHVWLUHJLRQDOLRVXEUHJLRQDOL103: si
deli-Raum von der Antike zum MittelalterLQ©*\PQDVLXPªSS*5DYHJQDQL &DVWHOOLHFLWWjIRUWL¿FDWHQHO9,VHFROR5DYHQQD7(*UHJRU\Kastro and Diateichisma as Responses to early Byzantine Frontier CollapseLQ©%\]DQWLRQªSS'XQQ The transition from polis to kastron cit.
93 Brandes, Die Städte Kleinasiens cit., p. 42. 94 Brandes, Byzantine Cities cit.
95 Liste di presenza nei concili ecumenici, le cosiddette Notitiae Episcopatuum, i canoni e la
OHWWHUDWXUDDJLRJUD¿FD
96 ,QSDUWHSHUFKpORVIRQGRVRFLDOHHVWRULFR©>LV@UHSUHVHQWHGE\WKHUROHSOD\HGE\ELVKRSVLQ
WRZQVZKLFKJUHZVRPXFKLQLPSRUWDQFHWKDWIURPWKHVL[WKFHQWXU\WKH\RFFXSLHGFHQWUDOSRVL-WLRQVLQWKHWRZQVª%UDQGHV Byzantine Cities cit., p. 29.
97 Brandes, Byzantine CitiesFLWS%UDQGHVDie Städte Kleinasiens cit., p. 23. 98 Brandes, Byzantine Cities cit., p. 26.
99
&LzqOHJDWRDOOHGLIIHUHQ]HGLQDWXUDUHJLRQDOHFKHULJXDUGDQRJOLLQVHGLDPHQWLXUEDQLLQUHOD-]LRQHDOODYDULHWjGLHYHQWLVWRULFLFKHFDUDWWHUL]]DURQROHVLQJROHDUHHGHOO¶LPSHUR
100 /LHEHVFKXHW]Decline and Fall cit., pp. 30 sgg. 101 Brandes, Die Städte Kleinasiens cit., pp. 81-131.
102 /¶DSSURFFLRUHJLRQDOHDGRWWDWRGD:LFNKDPFraming the early Middle Ages cit., si rivela in
questo senso molto utile.
QHDQRFRVuVLQJROLPRGHOOLG¶XUEDQHVLPRFKHFRPHVLQJROHWHVVHUHFRPSRQ-gono il quadro di un variegato mosaico su scala imperiale, senza dimenticare ODUHOD]LRQHIUDODPXWDQWHVRYUDVWUXWWXUDLPSHULDOHHODFLWWj7DOHUHOD]LRQH qVWDWDUHFHQWHPHQWHDQDOL]]DWDGDGXHVWXGLRVLTXDOL&KULV:LFNKDPH-RKQ +DOGRQ104LTXDOLKDQQRWHQWDWRGLSUHVHQWDUHODWUDVIRUPD]LRQHGHOOD³FLWWj
EL]DQWLQD´DOODOXFHGLXQDQXRYDSURVSHWWLYDFKHFRQVLGHUDJOLVYLOXSSLDOXQJR WHUPLQHGHOFRQWHVWRXUEDQRHODVXDPXWHYROHULOHYDQ]DIXQ]LRQDOHHQWUROD cornice delle relazioni sociali ed economiche nel periodo tardo antico.
7KHFUXFLDOSRLQWLVTXLWHVLPSO\WKDWWKH%\]DQWLQHµFLW\¶ZDVGLIIHUHQWIURPLWVFODVVLF DQWHFHGHQWVEHFDXVHLWQRORQJHUIXO¿OVWKHVDPHUROHHLWKHULQWKHVRFLDOIRUPDWLRQDV ZKROHRULQWKHDGPLQLVWUDWLYHDSSDUDWXVRIWKHVWDWH:LWKLQWKLVJHQHUDOFRQWH[W WKHQLWVHHPVHQWLUHO\UHDVRQDEOHWKDWZHVKRXOGH[SHFWWKHFRQWLQXHGRFFXSDWLRQLI RQ D VPDOOHU VFDOH RI VRPH VLWHV WKH DEDQGRQPHQW RI RWKHUV DQG HYHQ IRU VSHFL¿F UHDVRQVWKHSUHVHUYDWLRQRIFHUWDLQFLWLHVZLWKLQWKHLURULJLQDOOLPLWVUDUHWKRXJKWKLV PLJKWEH105. 6HSHUFLzGDXQODWRORVWHVVRSDHVDJJLRXUEDQRYHQQHDPXWDUHFLzULV-SHFFKLzLOSURIRQGRFDPELDPHQWRGHOORVWLOHGLYLWDFLWWDGLQRSURIRQGDPHQWH LQÀXHQ]DWRGDOODFRPSDJLQHVWDWDOHHQRQFDJLRQzODULGX]LRQHGHOOHDWWLYLWj HFRQRPLFKHHGHOO¶LQWHUVFDPELRFRPPHUFLDOH106. 7KHKLVWRULFDOFRQWH[WLVSURYLGHGE\WKHORQJWHUPDQGFRPSOH[SURFHVVRIHURVLRQRI WKHVRFLDODQGHFRQRPLFQHWZRUNVZKLFKVXSSRUWHGWKHFLW\DVDXWRQRPRXVDQGVHOI± JRYHUQLQJERG\«7KLVSURFHVVLQFOXGHGDQLQFUHDVLQJLQWHUYHQWLRQLVPRQWKHSDUW RIWKHVWDWHLQFLYLFDGPLQLVWUDWLRQHVSHFLDOO\LQUHVSHFWRI¿VFDOVWUXFWXUHVRQWKHRQH KDQGDQGWKHFRQFRPLWDQWHURVLRQRIWKHSRVLWLRQRIWKHPLGGOHDQGORZHUOHYHOVRIWKH curial strata, on the other107.
4XHVWR PRGHOOR LQWHUSUHWDWLYR GHOLEHUDWDPHQWH SURSRQH XQD GH¿QL]LR-QHGHOODFLWWjLQWHUPLQLGLIXQ]LRQDOLWjHFRQRPLFDH¿VFDOH108, stimolando,
LQROWUH XQD UHDOH FRPSUHQVLRQH GHO SURFHVVR GL IRUPD]LRQH GHOOH VWUXWWXUH sociali quale esito dei rapporti di produzione ed evidenziando, al contempo, ODVWUXWWXUDHFRQRPLFDGHOODVRFLHWjHQWURFXLLFRQWHVWLSROLWLFLOHJDOLLGHROR-gici (ma anche culturali) sono inseriti e con cui essi si relazionano109,QIDWWL
FRPH:LFNKDPDIIHUPDEHQSRFKHFLWWjFUHEEHURTXDOLFHQWULHFRQRPLFLVHQ-HQWLWjXUEDQDQRQSRWUHEEHHVVHUHFRPSUHVRVHQRQLQUHOD]LRQHQRQVRORDOODVenetia ma anche DOO¶DUHDFRVWLHUDODJXQDUH6XTXHVWRVLYHGD*HOLFKLVenezia tra archeologia e storia cit.
104 :LFNKDPFraming the early Middle AgesFLWH+DOGRQThe Palgrave Atlas cit.
rappresen-WDQRLORURFRQWULEXWLSLUHFHQWL
105 +DOGRQByzantium in the Seventh century cit., pp. 94-95.
106 -)+DOGRQ+.HQQHG\The Arab-Byzantine Frontier in the eighth and ninth centuries:
mi-litary organization and society in the borderlandsLQ©=ERUQLN5DGYD9L]DQWRORJRVN,QVWLWXWDª
SS +DOGRQ Some considerations FLW +DOGRQ The Idea of the Town FLW +DOGRQByzantium. A HistoryFLWH+DOGRQThe Palgrave Atlas cit.
107 +DOGRQThe idea of the Town cit., pp. 1-2.
108
3HUODFLWWjLQWHVDFRPHFRPSRQHQWHIXQ]LRQDOHLQWHJUDOHGLXQVLVWHPDFRPSOHVVLYRGLUHOD-]LRQLHFRQRPLFKHVLYHGDQR+DOGRQ.HQQHG\The Arab-Byzantine Frontier cit. H+DOGRQSome
considerations cit.
za alcun apporto esterno (da parte imperiale o statale)110
,QROWUHOHFLWWjGL-pendevano anche dal potere (in parte sociale, in parte politico) di acquisto delle elitesDULVWRFUDWLFKH:LFNKDPFRQFOXGHSHUFLzFKHODSUHGLOH]LRQHGHOOH
élitesXUEDQHEL]DQWLQHSHUXQRVWLOHGLYLWDXUEDQRIXO¶HVLWRGLXQDVFHOWDYR-ORQWDULD©ZKHQDULVWRFUDWVOLYHGLQFLWLHVWKXVXQGHUSLQQLQJDUHODWLYHXUEDQ VXUYLYDOWKH\GLGVREHFDXVHWKRVHFLWLHVZHUHVWLOOLPSRUWDQWDGPLQLVWUDWLYH FHQWUHVª111
,QTXHVWRVHQVRDIIHUPD+DOGRQDSSDUHHYLGHQWHFKHODGLFRWR-PLD FRQWLQXLWjGLVFRQWLQXLWj QRQ FRQGXFH D QXOOD VH QRQ YLHQH LQVHULWD QHO contesto del sistema economico e politico tardo antico:
7KHFRQWLQXHGSK\VLFDOH[LVWHQFHDQGRFFXSDWLRQRIXUEDQVLWHVWHOOVXVOLWWOHDERXWWKH changes in economic and social relations which developed during the seventh century DQGDIWHU7KHEXLOGLQJRIFLW\IRUWL¿FDWLRQWKHGLVDSSHDUDQFHRIH[WUD±PXUDOXUEDQ VXEXUEVDQGWKHUHGXFWLRQLQVL]HRIXUEDQVHWWOHPHQWVLVRQO\WREHH[SHFWHGLQWKH FRQGLWLRQVSUHYDLOLQJLQWKHVHYHQWKFHQWXU\7KDWWKHVHXUEDQVHWWOHPHQWVFRQWLQXHG WRH[LVWLQDSK\VLFDOIRUPVKRZVRQO\WKDWSDUWRIWKHORFDOSRSXODWLRQFRQWLQXHG WRUHJDUGDGHIHQGHGDUHDDVVDIHUWKDQWKHRSHQFRXQWU\VLGHIRUWL¿HGVHWWOHPHQWV continued to act as administrative and ecclesiastical centres112.
/¶DWWHQ]LRQHFDGHTXLQGLVXTXDWWURIDWWRULSULQFLSDOLODPXWDWDUHOD]LRQH WUDJRYHUQRFHQWUDOHHSURYLQFHHTXHOODIUDSRVVLGHQWLWHUULHULFRQWDGLQLHOR stato113
O¶DFFUHVFLXWDULOHYDQ]DGL&RVWDQWLQRSROLHQWURXQDQXRYDUHWHGLVFDP-ELFRPPHUFLDOL114 e i derivati modi di investimento sociale della ricchezza115, la
ULGH¿QL]LRQH GHOOH SROLWLFKH DPPLQLVWUDWLYH VWDWDOL FKH LQ SUDWLFD DJJLUDYDQR OHFLWWjTXDOLFHQWULGLFHQVLPHQWRUDFFROWDHGLVWULEX]LRQHGHOODWDVVD]LRQHH LQ¿QHO¶HPHUJHUHGLXQVHQWLPHQWRGLLQVLFXUH]]D116. Le avvisaglie di tale
mu-WDPHQWRVLPDQLIHVWDURQRJLjGXUDQWHLO9VHFROR117FRQWULEXHQGRDVSLHJDUHLO
GHVWLQRGHOODFLWWjFRPHRUJDQLVPRFRRSHUDWLYRHGHOOHFODVVLGLULJHQWLXUEDQH (curiales). Nonostante le valutazioni economiche, che incoraggiano a conside-UDUHODFLWWjTXDOHFHQWURGLFRQVXPRqVRSUDWWXWWRXQDGH¿QL]LRQHVRFLRORJLFD che emerge da questo approccio analitico118,QWDOJXLVDODFLWWjGLYLHQHWDQWR
O¶DSLFHGLXQDVWUXWWXUDDPPLQLVWUDWLYDLVWLWX]LRQDOHTXDQWRIXOFURUHVLGHQ]LDOH GHOOHUHJRODULDWWLYLWjGLLQWHUVFDPELRFRPPHUFLDOHHFHQWURUHOLJLRVR
110 :LFNKDPFraming the early Middle Ages cit., p. 594. 111 :LFNKDPFraming the early Middle Ages cit., pp. 594-595. 112 +DOGRQ.HQQHG\The Arab-Byzantine Frontier cit., p. 87. 113 +DOGRQSome considerations cit., p. 99.
114 M. Angold, The Shaping of the Medieval and Byzantine “city”LQ©%\]DQWLQLVFKH)RUVFKXQJHQª
10 (1985), pp. 1-38.
115 +DOGRQSome considerationsFLW+DOGRQByzantium. A HistoryFLWH0:KLWWRZRuling
the late Roman and early Byzantine city: a continuous History LQ ©3DVW DQG 3UHVHQWª
(1990), pp. 3-29.
116 ©,IFLWLHVVXUYLYHGSK\VLFDOO\GXULQJWKHSHULRGIURPFLWZDVEHFDXVHWKH\RIIHUHGVRPH
VKHOWHUWRERWKSHRSOHDQGWKHLUSRVVHVVLRQVDQGSURYLGHGLQDGGLWLRQXVHIXOEDVHVIRUDGPLQLVWUDWL-YHRI¿FLDOV´7KLVSLFWXUHLVRIFRXUVHUDWKHUJHQHUDOLVHGDQGOHDYHVRXWWKHODUJHUHPSRULDDQG DGPLQLVWUDWLYHFHQWUHVRIWKHHPSLUHª+DOGRQ.HQQHG\The Arab-Byzantine Frontier cit., p. 92.
117 +DOGRQSome considerations cit., p. 99. 118 +DOGRQThe Idea of the Town cit.
,QYHULWjVHEEHQHVLD:LFNKDPVLD+DOGRQFRQFRUGLQRQHOVRVWHQHUHFKH LOGLEDWWLWRVXOO¶XUEDQHVLPREL]DQWLQRGHEEDSULYLOHJLDUHODULFHUFDDUFKHRORJL-ca119 HFKHGDOWDUGR9,VHFRORO¶LPSHURGL&RVWDQWLQRSROLDEELDVXELWRXQDWUD-VIRUPD]LRQHGHOODSURSULDVWUXWWXUDSROLWLFDFRQVLGHUDWRFKHOHcuriae quale RUJDQLVPRIRUPDOHGLDXWRJRYHUQRORFDOH120YHQQHURULPSLD]]DWHGD©ELVKRSV DQGFOHUJ\ULFKODQGRZQHUVVRPHRIWKHFHQWUDOO\DSSRLQWHGRI¿FHUVRIWKHLP-SHULDO¿VFDOEXUHDX[DORQJZLWKWKHQRZUHODWLYHO\XQLPSRUWDQWcurialesª121, ORVWHVVR+DOGRQVHPEUDIRFDOL]]DUHPDJJLRUPHQWHODSURSULDDWWHQ]LRQHVXO UXRORGHOODDPPLQLVWUD]LRQHFHQWUDOHGHOORVWDWRVXOOHLVWLWX]LRQL¿VFDOLHPLOL- WDULHVXOUXRORGLUHWWLYRGHOODFKLHVDQHOOHWUDVIRUPD]LRQLGHOO¶HFRQRPLDXUED-na122
DPPHWWHQGRFRQFLzFKHODFLWWjULVXOWDLQWLPDPHQWHFRQQHVVDDOO¶LGHR-ORJLD GHO PRQGR EL]DQWLQR TXDOH HOHPHQWR IRQGDQWH GHOO¶LGHQWLWj VRFLDOH123.
:LFNKDPDOFRQWUDULRDVVHULVFHFKHOHEDVLGHOO¶HFRQRPLDXUEDQDVRQRFRVWL-WXLWHGDOODFRPPLVWLRQHGLLQWHUHVVLGLQDWXUDSROLWLFD¿VFDOHDULVWRFUDWLFDH commerciale124FLzORFRQGXFHLQROWUHFRPHVRSUDVLqHVSRVWRDGDIIHUPDUH
FKHODGLIIHUHQ]DIUDOHUHJLRQLVHPEUDVSLHJDUVLDWWUDYHUVROHGLIIHUHQ]HQHOOH attitudini e comportamenti delle élitesFKHDSDUWLUHGDO9,,VHFRORDSSDLRQR VHPSUHSLDWWUDWWHGDOODSRVVLELOLWjGLHVVHUHUHFOXWDWHIUDOHIRUPDOLJHUDUFKLH HFFOHVLDVWLFKHHVWDWDOLFKHKDQQRVHGHD&RVWDQWLQRSROL©>7KHDULVWRFUDWV@ UHPDLQHGWKHRQO\ELJVSHQGHUVWKHRQO\SHRSOHFDSDEOHRISD\LQJIRUOX[XU\ LWHPVIRUDUWLVDQVWRFORWKHWKHPDQGWREXLOGRUGHFRUDWHWKHLUKRXVHWKDW LVWRVD\IRUWKHEDVLFGHPRJUDSKLFHOHPHQWVLQDQ\VXFFHVVIXOFLW\RQFHWKH ¿VFDOVXSSRUWWRXUEDQHFRQRPLHVRIWKH5RPDQHPSLUHZDVUHPRYHGª125.
3.3. Walmsley e Spieser: tra case studies regionali e modelli di
trasformazione urbana
$OWULDSSURFFLDQDOLWLFLDOSUREOHPDGHOODFLWWjEL]DQWLQDWUDWDUGDDQWLFKLWj HDOWRPHGLRHYRKDQQRFLWWDGLQDQ]DDOO¶LQWHUQRGLTXHVWRFRPSOHVVRGLEDWWLWR 6HEEHQHSHURYYLHUDJLRQLQRQFLVLDODSRVVLELOLWjGLWUDWWDUHHVDXVWLYDPHQWH in questa sede la massa GLOLEULHDUWLFROLFKHDIIURQWDQRGLUHWWDPHQWHRLQ-GLUHWWDPHQWH WDOH SUREOHPD ULWHQJR XWLOH VRWWROLQHDUH LO UHFHQWH FRQWULEXWR IRUQLWRGDGXHVWXGLRVL,OSULPRq$ODQ:DOPVOH\LFXLUHFHQWLWHVWLVLVRQR
119 :LFNKDP Framing the early Middle Ages FLW S +DOGRQ Byzantium in the Seventh
Century cit., pp. 99 sgg.
120 :LFNKDPFraming the early Middle Ages cit., pp. 598 sgg. 121 +DOGRQByzantium in the Seventh Century cit., p. 98.
122 +DOGRQByzantium in the Seventh CenturyFLWS©:KHWKHU>FLWLHVDUH@GH¿QHGLQWHUPV
RIWKHLUHFRQRPLFIXQFWLRQWKHLUSRVLWLRQDVFHQWUHVRIVRFLDOZHDOWKDQGLQYHVWPHQWRULQWHUPV RIWKHLUFRQVWLWXWLRQDOVWDWXVWKHLUDGPLQLVWUDWLYHFKDUDFWHURUIXQFWLRQVRUWKHLUUROHLQWKHH[-WUDFWLRQRIUHYHQXHVRQEHKDOIRIWKHVWDWHª
123 +DOGRQByzantium in the Seventh Century cit., p. 124. 124 :LFNKDPFraming the early Middle Ages cit., p. 616. 125 :LFNKDPFraming the early Middle Ages cit., p. 671.