ContentslistsavailableatScienceDirect
NeuroImage
journalhomepage:www.elsevier.com/locate/neuroimage
Cholinergic
and
dopaminergic
effects
on
prediction
error
and
uncertainty
responses
during
sensory
associative
learning
Sandra
Iglesias
a,∗,
Lars
Kasper
a,b,
Samuel
J.
Harrison
a,
Robert
Manka
c,
Christoph
Mathys
a,d,
Klaas
E.
Stephan
a,ea Translational Neuromodeling Unit (TNU), Institute for Biomedical Engineering, University of Zurich & Swiss Federal Institute of Technology (ETH Zurich), Wilfriedstr. 6, 8032 Zurich, Switzerland
b Institute for Biomedical Engineering, ETH Zurich and University of Zurich, Switzerland c Department of Cardiology, University Hospital Zurich, Switzerland
d Interacting Minds Centre, Aarhus University, Aarhus, Denmark e Max Planck Institute for Metabolism Research, Cologne, Germany
a
r
t
i
c
l
e
i
n
f
o
Keywords: Acetylcholine Dopamine Biperiden Amisulpride Basal forebrain Ventral tegmental area Substantia nigra Neuromodulation fMRIHierarchical Gaussian Filter
a
b
s
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Navigatingthe physicalworldrequireslearningprobabilistic associationsbetweensensoryeventsandtheir changeintime(volatility).Bayesianaccountsofthislearningprocessrestonhierarchicalpredictionerrors(PEs) thatareweightedbyestimatesofuncertainty(oritsinverse,precision).InapreviousfMRIstudywefoundthat low-levelprecision-weightedPEsaboutvisualoutcomes(thatupdatebeliefsaboutassociations)activatedthe pu-tativedopaminergicmidbrain;bycontrast,precision-weightedPEsaboutcue-outcomeassociations(thatupdate beliefsaboutvolatility)activatedthecholinergicbasalforebrain.Thesefindingssuggestedselectivedopaminergic andcholinergicinfluencesonprecision-weightedPEsatdifferenthierarchicallevels.
Here,wetestedthishypothesis,repeatingourfMRIstudyunderpharmacologicalmanipulationsinhealthy par-ticipants.Specifically,weperformedtwopharmacologicalfMRIstudieswithabetween-subjectdouble-blind placebo-controlleddesign:study1usedantagonistsofdopaminergic(amisulpride)andmuscarinic(biperiden) receptors,study2usedenhancingdrugsofdopaminergic(levodopa)andcholinergic(galantamine)modulation. Pooled acrossallpharmacologicalconditionsof study1andstudy2,respectively,wefoundthatlow-level precision-weightedPEsactivatedthemidbrainandhigh-levelprecision-weightedPEsthebasalforebrainasin ourpreviousstudy.However,wefoundpharmacologicaleffectsonbrainactivityassociatedwiththese com-putationalquantitiesonlywhensplittingtheprecision-weightedPEsintotheirPEandprecisioncomponents: inabrainstemregionputativelycontainingcholinergic(pedunculopontineandlaterodorsaltegmental)nuclei, biperiden(comparedtoplacebo)enhancedlow-levelPEresponsesandattenuatedhigh-levelPEactivity,while amisulpridereducedhigh-levelPEresponses.Additionally,intheputativedopaminergicmidbrain,galantamine comparedtoplaceboenhancedlow-levelPEresponses(inabody-weightdependentmanner)andamisulpride enhancedhigh-levelprecisionactivity.Taskbehaviourwasnotaffectedbyanyofthedrugs.
Theseresultsdonotsupportourhypothesisofaclear-cutdichotomybetweendifferenthierarchicalinference levelsandneurotransmittersystems,butsuggestamorecomplexinteractionbetweentheseneuromodulatory systemsandhierarchicalBayesianquantities.However,ourpresentresultsmayhavebeenaffectedbyconfounds inherenttopharmacologicalfMRI.Wediscusstheseconfoundsandoutlineimprovedexperimentaltestsforthe future.
1. Introduction
Navigatingcomplexphysicalenvironmentsrequiresarepresentation ofprobabilisticassociationsbetweeneventsintheworld.Apopular no-tionincontemporarycomputationalandcognitiveneuroscienceisthat
∗Correspondingauthor.
E-mailaddress:iglesias@biomed.ee.ethz.ch(S.Iglesias).
thebrainmastersthischallengebyconstructingandcontinuously updat-inganinternalmodeloftheenvironment(technicallyspeaking,a gen-erativemodelofitssensoryinputs;Dayanetal.,1995;Friston,2005). Thisgenerativemodelthenservestoinferthehiddencausesofcurrent sensationsandpredictfuturesensations.
https://doi.org/10.1016/j.neuroimage.2020.117590
Received6June2020;Receivedinrevisedform20October2020;Accepted19November2020 Availableonline4December2020
This general “Bayesianbrain” notion is reflected byseveral con-crete concepts, such as predictive coding (Rao and Ballard, 1999; Friston, 2005) or hierarchical filtering (Mathyset al., 2011). In ac-cordancewithlong-standingneuroanatomicalfindings(Fellemanand VanEssen,1991;Hilgetagetal.,2000),theseconceptsassumethatthe brain’smodelhasahierarchicalstructure,providingabasisfor hierar-chicalBayesianinference.Putsimply,thekeyideaisthateachlevelof thehierarchyholdsabelieforpredictionaboutthelevelbelowthatis updatedbyascendingpredictionerrors(PEs).
One established experimental paradigm toprobe hierarchical in-ference is probabilisticassociative learning undervolatility. This in-volvescue-outcomepairswhoseassociationstrengthschangeovertime (Behrensetal.,2007;Iglesiasetal.,2013;Diaconescuetal.,2017).In thissetting,thebrainneedstocomputetwodifferenttypesofPEsfor up-datinghierarchicallycoupledbeliefs:alow-levelPEabouttheoutcome andahigh-levelPEabouttheprobabilityofthatoutcome.Importantly, thesePEsareweightedbyestimates ofuncertainty(orprecision,the inverseofuncertainty)thatmodulatethemagnitudeofbeliefupdates (Mathysetal.,2011;Mathysetal.,2014).
Wehavepreviouslyestablishedanassociativesensorylearningtask undervolatilitywhichistailoredtoanalysisbyahierarchicalBayesian model(Iglesiaset al.,2013).Afunctionalmagnetic resonance imag-ing(fMRI) studyof this task in healthyvolunteers suggested a pos-sible link between different precision-weighted PEs and activity in distinct neuromodulatory regions. In brief, we found that low-level precision-weightedPEsaboutsensoryoutcome(𝜀2)activated the
pu-tativedopaminergicmidbrain,whereashigh-levelprecision-weighted PEsabouttheoutcome’sprobability(𝜀3)werereflectedbyactivityin
thecholinergicbasalforebrain,ormoreprecisely,inits septal subre-gion(areaCh1-2;Zaborszkyetal.,2008).Asubsequentstudyusinga similarcomputationalmodelreplicatedtheseeffectsforsociallearning, withlow-levelPEsactivatingtheputativedopaminergicmidbrainand high-levelPEsactivatingthebasalforebrain(Diaconescuetal.,2017).
Thepossibility thatactivityof twodistinct neuromodulatory sys-temscouldbe probedbya singleneuroimagingparadigm is intrigu-ing,giventheneedforcomputationalassaysofneuromodulationthat couldguidedifferentialdiagnosisandtreatmentpredictionin psychi-atry(Stephanetal.,2006;Stephanetal.,2015).However,theblood oxygenleveldependent(BOLD)signaloffMRImayrepresentamixture ofdifferent neurophysiologicalprocesses,andboththemidbrainand basalforebraincontainavarietyofdifferentneurons(seeIglesiasetal., 2013fordiscussion).Itisthusnecessarytoverifytowhatdegreeour previousfindingstrulyreflectdopaminergicandcholinergicresponses. Furthermore,adirectcomparisonbetweenlow-levelPEsandhigh-level PEsinordertotestfordifferentialactivationswithinthenucleiisnot possiblewithinthecurrentanalysisframework,astheseregressorslive ondifferentscales;standardising(e.g.z-scoring)theseregressorswould change their interpretation and result in additional complex effects (Lebretonetal.,2019).Therefore,thisstudyattemptstoaddressthe questionofaninvolvementofdopaminein low-levelPEsand acetyl-cholineinhigh-levelPEsbyusing pharmacologicalmanipulationsof dopaminergicandcholinergicreceptorsinhealthyvolunteers.
Here,wepresenttheresultsfromtwopharmacologicalfMRIstudy inhealthyvolunteers(N=81participantsineachstudy;after exclu-sion,N=75(study1)andN=69(study2)).Thesestudiesemployed selective dopaminergicandcholinergicantagonists (study1: amisul-prideandbiperiden) anddopaminergic andcholinergicpotentiating drugs(study2:levodopaandgalantamine),usingthesame computa-tionalmodelingframework asin our previous study(Iglesias et al., 2013).ThebehaviouralandfMRIdatafromoneof thethreegroups instudy1(theplacebogroup)havepreviouslybeenpublishedaspart ofIglesiasetal.(2013).Herewereportdifferentialeffectsof amisul-pride/biperidenvs.placeboandlevodopa/galantaminevs.placeboon thebehaviouralandfMRIdata,aswellasanalyseswhereweaveraged acrossallthreepharmacologicalconditionswithineachstudy.
Basedonourpreviousfindings(Iglesiasetal.,2013),ourgeneral hypothesiswasthattheprecision-weightedoutcomePE(𝜀2)specifically
reflectsdopaminergicprocessesinthemidbrainandthatthe precision-weightedprobabilityPE(𝜀3)isspecificallyrelatedtocholinergic
pro-cessesinthebasalforebrain.
This generalhypothesisallowsfortwomorespecificandtestable predictions.Beforewedescribetheseindetail,itisworthpointingout that testing dopaminergicandcholinergic mechanismswith systemi-callyactiveantagonistsiscomplicatedbytheexistenceoftwo oppos-ingpharmacologicaleffects:ontheonehand,antagonistscanblock in-hibitory autoreceptors(locatedonsomataandaxon terminals), lead-ingtodisinhibition(CraggandGreenfield,1997).Ontheotherhand, antagonists inhibitpostsynapticreceptors; these couldbe located on neuronsinremoteprojectionsites(wheretheyareactivatedby synap-ticorvolumetransmission;Zolietal.,1999;Craggetal.,2001)oron nearbyinterneurons(wheretheyareactivatedbyparacrinereleaseof transmitters;Zolietal.,1999).Thisdualmodeofactioncanmake in-terpretationsofpharmacologicalstudieswithsystemicapplication dif-ficult.Forexample,for amisulpride,itis assumedthatlowandhigh doseshaveoppositeneteffects,withinhibitionofautoreceptors domi-natingatlowdosesandinhibitionofpostsynapticreceptorsprevailing athighdoses(Schoemakeretal.,1997;Rosenzweigetal.,2002). Sim-ilarly,thesystemicapplicationofpharmacologicalsubstanceslike lev-odopaandgalantamine,whichincreasetheavailabilityofthe respec-tiveneurotransmitter,doesnotallow forstraightforwardconclusions aboutwhichofthemechanismsmentionedabovemightdominate. Fi-nally,intheabsenceofplasmalevelmeasurementsandinorderto(at leastpartially)accountforindividualdifferencesinpharmacokinetics, weincludedbodyweightasacovariateinoursecond-levelfMRI anal-yses.Thiswasmotivatedbythefactthatbodyweightisonefactorof individualvariabilityinpharmacokinetics,forexample,becauseitcan influenceadrug’svolumeofdistribution(withlargerbodyweight typ-icallyassociatedwithlargervolumeof distribution)and,foragiven dose,plasmaconcentrationdecreaseswiththevolumeofdistribution.
Withthesecaveatsinmind,afirstpredictionconcernsactivityin theneuromodulatorynucleithemselves.Specifically,acorollaryofour generalhypothesisis thatonewouldexpecttosee thatthemidbrain activationby 𝜀2 andthebasalforebrainactivationby𝜀3 arealtered
specificallybydopaminergicandcholinergicsubstances,respectively. Thiscorrespondstothefollowinginteractioneffects:
(i) Theeffectof𝜀2onmidbrainactivityshouldbealteredsignificantly
morestronglybyamisulpridecomparedtobiperidenandplacebo, andbylevodopa,comparedtogalantamineandplacebo.1
(ii) Theeffectof𝜀3onbasalforebrainactivityshouldbealtered
signifi-cantlymorestronglyunderbiperidencomparedtoamisulprideand placebo,andundergalantaminecomparedtolevodopaandplacebo. Notably,eitheroftheseeffectscouldbeexertedby𝜀2 or𝜀3intoto
(ascompoundquantities)orcouldresultfromoneofthecomponents (i.e.,thePEortheprecision-weight).
Asecond(andequivalent)predictionconcernsremotetargetareasof dopaminergicandcholinergicprojections.Giventhewidespread distri-butionofcholinergicand,toalesserdegree,dopaminergicprojections totherestofthebrain,itismoredifficulttospecifyexanteinwhich re-gionsoneexpectspossiblealterationsofPE-relatedactivityby dopamin-ergicandcholinergicdrugs(seeDiscussion).Wethereforetestedthis predictioninaspatiallylessinformedmannerusingwhole-brain analy-ses.
Inbrief,ouranalysesexaminingprecision-weightedPEsintotoand theirseparatecomponents,respectively,didnotprovideclear-cut evi-denceforanunambiguousone-to-onerelationbetweenquantitiesfrom
1Onewouldliketoaddthehypothesis“significantlymoreinthemidbrain
thaninthebasalforebrain”.Testingthistypeofregion-by-conditioninteraction, however,isprohibitedinfMRIasthescalingofBOLDsignalcandifferacross regionsduetodifferencesinneurovascularcoupling.
ourhierarchicalBayesianmodelanddistinctneuromodulatorysystems, aswehadhopedtofind.Thereareseveralreasons– inadditiontothis relationbeingtrulyabsent,ofcourse– thatcouldexplainourresults.We discussthesepossibilitiesindetail,outliningfuturetestsbasedonthe existingdata.Moregenerally,weusethecurrentexample,toshowcase thecomplexitiesandambiguitiesinherenttopharmacologicalfMRI.
2. Methods
2.1. Subjects
Eighty-onehealthymalevolunteers(meanage±standarddeviation, SD;study1:22±2.4years;study2:22±3.0)participatedineachof thetwoplacebo-controlleddouble-blindpharmacologicalstudieswith abetween-subjectdesign.Withineachstudyvolunteerswererandomly assignedtooneofthreepharmacologicalconditionssuchthateach phar-macologicalconditioncontainedtwenty-sevenvolunteers.Toexclude variationsof hormonal effectson the BOLDsignal (Goldstein et al., 2005),weonlyrecruitedmaleparticipants.Volunteerswereall right-handed,non-smokers,withoutanypsychiatricorneurologicaldisorders intheirpastmedicalhistory,andwerenottakinganymedicationatthe time.Additionally,before includingvolunteers inthestudy,an elec-trocardiogram(ECG)wasrecordedandevaluatedbyaboard-certified cardiologist(R.M.)toexclude thepresenceof potentially arrhythmo-geniccardiacpredispositionsthatcouldhaveposedrisksfor pharma-cologicaltreatment.Notably,thesestudieswereacquiredconsecutively andseparatelyfromeachother.Whiletheinclusionandexclusion cri-teria wereidentical in both studies, participantswere not explicitly matchedbetweenstudies,andnoanalysesbetweenstudieswere per-formed.Participantswerenotexplicitlymatchedacrossdrugconditions either.However,ournarrowinclusionandexclusioncriteriaprevented differencesinmostrelevantvariablesexceptage.Agewasnot signif-icantlydifferent betweendrug groupsin eitherof thestudies(study 1:F(2,72) =0.467,p=0.629,BF10=0.164;study2:F(2,66) =0.194, p=0.824,BF10=0.141).
Ethicsapprovalwasobtainedbythelocallyresponsibleauthorities (KantonaleEthikkommission,KEK2011-0101/3).Allparticipantsgave writteninformedconsentbeforeparticipatinginthestudy.
Priortodataanalysis,eachsubject’sbehaviouraldata(seebelow) wereexaminedforinvalidresponses.Twobehaviouralmeasureswere examinedforeachsubject:trial-wisereactiontimes (RT)andpercent correctresponses(%CR).%CRmeasureswereadjustedtoaccountfor theprobabilisticnatureofthetask,thatis,theywereexpressedin rela-tiontothemaximum%CRthatanagentwithperfectknowledgeofthe probabilistictaskstructurecouldachieve(i.e.74%).Invalidtrialswere definedbythelackofanyresponse(missedresponses)orbyexcessively longreactiontimes(lateresponses;>1500msaftercuepresentation,i.e. atstartoftargetpresentation).Participantswithmorethan15%invalid trialsorlessthan65%CRwereexcludedfromfurtheranalyses.These criterialedtotheexclusionoffiveparticipantsinstudy1(twofromthe amisulpridegroupandthreefromthebiperidengroup)andsix partici-pantsinstudy2(threefromthelevodopagroup,twofromtheplacebo group,andonefromthegalantaminegroup).Furthermore,wehadto excludeoneparticipantperstudyduetoclaustrophobia(biperidenand galantaminegroup,respectively)andfromstudy2twoparticipantsdue tolargemovementartefacts(morethan40additionalregressors censor-ingscanswith≥1mm(translation)or≥1º (rotation)scan-to-scanhead movement;bothfromthegalantaminegroup),oneduetonausea (lev-odopagroup),oneduetodrop-outsinthemidbrainregioninthefMRI data(galantaminegroup),andoneduetoproblemswithmodel-fitting ofthewinningmodel(galantaminegroup).Asaconsequence,thefinal dataanalysisincluded75participants(22±2.3years)instudy1(25 participantsintheamisulpridecondition,23inthebiperiden,and27in theplacebocondition)and69participants(22±3.1years)instudy2 (22participantsinthelevodopacondition,22inthegalantamine,and 25intheplacebocondition).
2.2. Drugadministration
Drug administrationwas performedin arandomisedand double-blindfashion.
In study1 each participantreceived eithera single oraldose of thecholinergic(muscarinic)antagonistbiperiden,thedopaminergic an-tagonistamisulpride,orplacebo(lactose).Basedonpreviousstudies, dosagewaschosenas4mgbiperiden(Guthrieetal.,2000)or400mg ofamisulpride(Rosenzweigetal.,2002),respectively.Drug administra-tiontookplace90minutesbeforestartingthefirsttask(seebelow),as forbothbiperidenandamisulpride,thepeakplasmalevelisattained withinapproximately1.5h(Grimaldietal.,1986;Hamon-Vilcotetal., 1998).
Instudy2subjectsreceivedeitherasingleoraldoseof8mg galan-tamine(acetylcholinesteraseinhibitor),200mglevodopa(prodrugof dopamine)combinedwith50mgoftheperipheraldecarboxylase in-hibitorbenserazide,orplacebo(lactose).Drugadministrationstarted 60 minbefore startingthefirsttask,asforbothsubstancesthepeak plasma level is attained within approximately 1–2 h (Farlow, 2003; KhorandHsu,2007;NoetzliandEap,2013).
2.3. Experimentaldesign:associativelearningtask
Inboth studies,participantsperformed thesameaudio-visual as-sociative learningtask(stimulus-stimulus learning,SSL) asdescribed previously(fMRIstudy2inIglesiasetal.,2013;Iglesiasetal.,2019). Inbrief,participantshadtolearnthepredictivestrengthsofauditory cues (AC)inorder topredict,asquickly andaccuratelyas possible, whichoftwopossiblevisualtarget(VT)categorieswouldfollow(aface orahousepicture,Fig.1A).Importantly,thecue-outcomeassociation strength changedover time(volatility),includingstronglypredictive cues(probabilitiesof0.9and0.1),moderatelypredictivecues(0.7,0.3) andnon-predictivecues(0.5;Fig.1B).Participantswerenotinformed aboutthesequenceofprobabilities.Theywereinstructedexplicitlythat learningone associationwas sufficienttoinfertheentire probabilis-ticstructureofthetask(seeSupplementaryMaterialinIglesiasetal., 2013).
The two possible ACs, lasting for 300 ms, included high tones (576Hz)andlowtones(352Hz),werefollowedbytheVT(presented for300ms) 1200mslater.Duringthisinterval,theparticipantshad toindicatebybuttonpresswhethertheypredictedafaceorhouseto appear,providinguswithanexplicitbehaviouralreadoutofprediction (Fig.1A).TheappearanceoftheVTgaveparticipantsexplicitfeedback abouttheirpredictionsandallowedthemtoupdatetheirbeliefs trial-by-trial.Therewerenotrial-wisemonetaryrewards.Participantsreceived afixedpaymentforparticipatinginthestudy,whichwasindependent oftheirtaskperformance.
To ensure that participantsperceived both tones equallyloudly, they performedapsychophysicalmatchingtask withintheMR scan-ner(denOudenetal.,2010),priortothetask.Stimuliwerepresented usingCogent2000(www.vislab.ucl.ac.uk/Cogent/index.html).
2.4. Questionnaires
To controlfor potential changes in vigilanceand arousal due to the drugs,two questionnaires wereapplied: theEpworth Sleepiness Scale (ESS; Johns, 1991) and the Karolinska Sleepiness Scale (KSS; AkerstedtandGillberg,1990).However,onlytheKSSscoreswereused ascovariatesinthefMRIgroupanalyses.
IntheKSS,thesubjectivelevelofsleepinessatdifferenttimepoints duringthedayismeasured.Hereweexplicitlyaskedthemtoratetheir alertnessduringthefMRImeasurements.Subjectshadtoindicateona 9-pointscale,fromextremelyalert(1)toextremelysleepy(9),whichlevel bestreflectstheirpsycho-physicalstate(AkerstedtandGillberg,1990).
Fig.1. Taskandcomputationalmodel
A)Thesensory-sensoryassociativelearningtask(SSL).Subjectshadtopredictwithin1200mswhichvisualstimulus(faceorhouse)followedanauditorycue(high orlowtone).B)Black:theprobabilistictrajectoryvisualizingthechangeintheassociationstrengthbetweentheauditorycuesandthevisualtargets,including highassociations(probabilitiesof0.9and0.1),moderateassociations(0.7,0.3)andnoassociations(0.5);red:trajectoryexampleofasubject-specificposterior expectationofthevisualoutcome“Face” giventheauditoryhightone(HT).C)HGF:HierarchicalGaussianFilter:x1representstheidentityofthestimulus(stimulus
category),x2thetendencytowardsoneofthecategories(theconditionalprobabilityofthetargetgiventhecueinlogitspace),andx3representsthe(log)volatility
oftheenvironment.Thefigurehasbeenadapted,withpermission,fromIglesiasetal.(2013).
2.5. Computationalmodelingofbehaviouraldata
ThebehaviouraldatawereanalysedusingtheHierarchicalGaussian Filter(HGF).Thismodeldescribeshierarchicallearningatmultiple lev-elsintermsof coupledGaussianrandomwalks(Mathysetal.,2011; Mathysetal.,2014).Theupdateequationsinthismodelareanalytic andcontainclassicaldelta-ruleorreinforcementlearningasaspecial case,withprecision-weightedPEsdrivingbelief updatingatdifferent levelsofthehierarchicalmodel.
Here,weusedanidenticalimplementationoftheHGFasinour pre-viousstudy(Iglesiasetal.,2013)andconsideredthreealternative mod-els:Afirstmodel,hgf3l,correspondedtothestandardthree-levelHGF
asdescribedbyMathysetal.(2011);Fig.1C.Forourlearningtask, thefirstlevelofthismodelrepresentedtheoccurrenceoftheauditory andvisualstimuli,thesecondleveltheconditionalprobabilityofthe visualstimulusgiventheauditorycue,andthethirdlevelthechange inthisconditionalprobability(i.e.,log-volatility).Freesubject-specific learningparametersincludedϑ (thespeedoflearningaboutthe(log) volatilityoftheenvironment)and𝜅 (whichdeterminedhowmuchthe estimatedenvironmentalvolatilityaffectedthelearningrateatthe sec-ondlevel).AsexplainedinMathysetal.(2014),forHGFapplications wherethebelief trajectoryat thethirdlevel doesnotinformthe re-sponsemodel,notalloftheperceptualparametersoftheHGFare iden-tifiable.Therefore,inordertoensureparameteridentifiabilitywefixed thelearningparameter𝜔(whichisaconstantcomponentofthe learn-ingrateatthesecondlevel)to-4.Theperceptualmodelwascombined witharesponsemodelthatlinkedtrial-wiseestimatesoftheconditional probability(ofthevisualstimulusgiventheauditorycue)totrial-wise behaviouralresponses(i.e.,thesubjects’predictionsofvisualstimulus category)bymeansof asigmoidfunctionwithparameter𝜁.This en-abledustoinverttheHGFinordertoobtainsubject-specificparameter estimatesandbelieftrajectories(ofPEsandprecisions)foralllevelsof themodel.However,itshouldbenotedthatforthebehavioural anal-ysesoftheHGFparameters,werestrictedourselvesto𝜅 and𝜁,which
couldbewellrecoveredinsimulations,whereasϑ wasnotrecoverable (seeFigureS3,SupplementaryMaterial).
The HGF software used for the analyses in this paper (hgfTool-Box_v1.0)isavailableatwww.translationalneuromodeling.org/tapasas opensourcecode(GPLv3).Allupdateequationsaredescribedindetail byMathysetal.(2011,2014).
UsingrandomeffectsBayesianmodelselection(BMS;Stephanetal., 2009; Pennyetal.,2010),we comparedthis three-levelHGF(hgf3l) to two additional models: (i)a reduced model, hgf2l, in which the
thirdlevel(thelog-volatilityoftheenvironment)wasomitted;this rep-resentedthepossibilitythatparticipantsdidnot trackandmake use ofvolatility;and(ii),anon-hierarchicalRescorla-Wagner(RW)model withfixedlearningrate.BMSoperatesonthelog-evidence,which cor-respondstothenegativesurpriseofencounteringthedatagiventhe model,andquantifiesthetrade-off betweenaccuracy(fit)andmodel complexity. Please note that we could not use model “HGF2” from
Iglesiasetal.(2013)becausethisreferredtothepredictionoftrial-wise rewards– whichdidnotexistinthepresentstudy.
UsingtheHGFweestimatedsubject-specifictrajectoriesofdifferent computationalquantitiesthatwereusedforsubsequentfMRIanalyses. Inourfirstgenerallinearmodel(GLM1)analysisoffMRIdata,the fol-lowingthreequantitieswereusedasparametricmodulators,asinour previousanalysis(Iglesiasetal.,2013):
(i) 𝜀2(= 𝜓2⋅ 𝛿1),theprecision-weightedPEaboutvisualstimulus
out-come2(whichupdatestheestimateofvisualstimulusprobabilityin
logitspace,𝜇2);
(ii) 𝜀3(≈ 𝜓3⋅ 𝛿2)theprecision-weightedPEaboutvisualstimulus
prob-ability3(whichupdatestheestimateofenvironmentallogvolatility,
𝜇3);
2Forthemathematicaldefinitionofprecisionweight𝜓
2andPE𝛿1,seeEq.
A.7inSupplementaryMaterialtoIglesiasetal.,2013.
3Forthemathematicaldefinitionofprecisionweight𝜓
3andPE𝛿2,seeEq.
(iii) 𝜀𝑐ℎ,theprecision-weightedchoicePEaboutvisualstimulusoutcome. Inasubsequentanalysis(GLM2), wesplittheprecision-weighted predictionerrorsintotheircomponents,resultinginthefollowing parametricmodulators:
(i) 𝛿1,thePEaboutvisualstimulusoutcome;
(ii) 𝛿2,thePEaboutvisualstimulusprobability;
(iii) 𝜓2, precisionweight at thesecond level; this corresponds tothe
learningratebywhichvisualstimulusprobabilityestimatesare up-dated;
(iv) 𝜓3,precisionweightatthethirdlevel; thisisproportional tothe
learningratebywhich(log)volatilityestimatesareupdated; (v) 𝛿𝑐ℎ,thechoicePEaboutvisualstimulusoutcome.
Notethatowingtotheunambiguousnatureof theoutcomes,our sensoryassociativelearningtaskinvolvedinformationaluncertainty(or estimationuncertainty,i.e.theuncertaintyaboutoutcome probabili-ties,capturedby𝜓2)andenvironmentaluncertainty(i.e.changesinthe
probabilitieswithtime,capturedby𝜓3),butdidnotinvolvesensory
uncertainty.
As thepredictions in this task were of a categorical nature and theprobabilitieswerecoupledforbothlearningtrajectories,we com-putedtheabsolutevalueofboth,theprecision-weightedpredictionerror (𝜀2),andofthepredictionerror(𝛿1)abouttheoutcome(thisis
iden-ticaltocomputing separate trajectoriesfor bothstimuluscategories; seeSupplementaryMaterialtoIglesiasetal.,2013).Thus,the lower-levelprecision-weightedpredictionerror(𝜀2)andthelower-level
pre-dictionerror(𝛿1)representthedifferencebetweentheactualvisual
out-comeanditsaprioriprobability.Bycontrast,theprecision-weighted choicepredictionerror(𝜀𝑐ℎ)andthelower-levelpredictionerror(𝛿𝑐ℎ) aresignedpredictionerrorsandrepresentthedifferencebetweenthe participant’schoicebeingcorrectandtheaprioriprobabilityofthe cor-rectnessofthischoice.Therefore,thechoicepredictionerrorispositive whentheparticipantmadeacorrectchoiceandnegativewhenthe par-ticipantwaswrong(seeSupplementaryMaterialtoIglesiasetal.,2013). 2.6. Classicalinference
Weperformedunivariateanalysesofcovariance(ANCOVA)totest whetherthereweresignificantdifferencesinbehaviouracrossthe phar-macologicalconditions.ForthisweusedthetwoHGFparameters, reac-tiontime(RT),andpercentcorrectresponses(%CR)asdependent vari-ables,weight,andKSSscoresascovariates,anddrugconditionas inde-pendentvariable.WereportsignificanteffectsataBonferroni-corrected significancethresholdof0.05/4=0.0125.BeforerunningtheANCOVAs weverifiedthattherewerenodifferencesacrossgroupsinthe covari-ates.ThesestatisticalanalyseswereperformedinIBMSPSSStatistics (Version23.0).
Atthesuggestionofareviewerwecomplementedourfrequentist analyseswiththeirBayesiancounterpartsusingthesoftwareJASP (Ver-sion0.13.1; JASP Team, 2020) andreport thecorresponding Bayes factor expressed as BF10, which is computed as the ratio between the probability of the data giventhe alternative hypothesis H1 and theprobability ofthedatagiventhenullhypothesisH0.Asstatedin
Wagenmakersetal.(2018b),BF10 “...grades thedegree ofevidence thatthedataprovidedforH1versusH0“.Accordingtotheir classifi-cation,aBF10rangingfrom3-10reflects“moderate” evidence,aBF10
1030“strong” evidence,aBF1030-100“verystrong” evidence,anda
BF10>100“extreme” evidenceinfavourofthealternativehypothesis
(Wagenmakersetal.,2018a).ForallBayesiananalyses,Cauchyprior distributionswere used, as is default in JASP (Wagenmakers et al., 2018a).Asacaveat,thecurrentBayesianANOVAimplementationdoes notaccountforpotentialviolationsofsphericityandnormality, there-fore,theseresultsshouldbeinterpretedwithcaution (vandenBergh etal.,2020).
2.7. fMRIdataacquisitionandstatisticalanalysis
InbothstudiesstructuralandfunctionalMRIdatawereacquired ona3TeslaPhilipsAchievawholebodyMRScanner(PhilipsMedical Systems)equippedwithaneight-channelPhilipsSENSEhead-coil.The structuralimagewasacquiredusingaT1-weightedsequence(inversion
recoveryMPRAGEsequence;resolution=1.1×1.1×0.6mm; inver-siontime(TI)=875ms;repetitiontime(TR)=2.8s).AT2∗-weighted
echo-planarimagingsequencecoveringthewholebrainwasusedfor functionaldataacquisitionandlastedfor∼23min,ormore specifi-callyfor550volumeswithaTRof2500ms,aslicethicknessof3mm; in-planeresolutionof2×2mm;interslicegapof0.6mm;ascending continuousin-planeacquisition;TE=36ms;flipangle=90°;fieldof view=192×192×118mm;SENSEfactor=2;EPIfactor=51(as inIglesiasetal.,2013).Asecondorderpencil-beamvolumeshim (pro-videdbyPhilips)wasappliedtoaccountforfieldinhomogeneities.The fMRIsequenceweusedwasoptimisedforsignalqualityinbrainstem andbasal forebrain,resulting in signal dropoutsin theorbitofrontal cortex(seeFig.S6).Therefore,noconclusionscanbedrawnaboutthe representationofourcomputationalquantitiesinthisregion.
Inordertoenablephysiologicalnoisecorrectionofbreathingand heartbeatrelatedsignalvariance,participantsworeabreathingbelt, andanelectrocardiogramwasobtainedduringfMRIdataacquisition.
WeanalysedallfMRIdata– includingtheplacebogroupdata pre-viouslypublishedinIglesiasetal.(2013)– usingStatisticalParametric Mapping(SPM),version12(r7487).Preprocessingstepsincluded mo-tioncorrectionofthefunctionalimages(realignment),co-registration tothestructuralimage,warping ofthefunctionalandstructural im-ages toMNI spaceusing the“New Segment” toolboxin SPM12, re-sampling to 1.5 × 1.5 × 1.5 mm resolution, andsmoothing of the functionalimageswitha6mmfull-widthathalfmaximumGaussian kernel. Signal-to-noiseratiooptimizationforrelevantregions suchas the brainstem, wasperformed by correctingforphysiological noise using RETROICOR (Glover et al., 2000) based on the PhysIO tool-box(expansionorderoftheregressors:3rd,4th,1storderforcardiac, respiratoryandinteractionbetweenrespiratoryandcardiaccycle, re-spectively (Harvey etal., 2008)) andbyentering intothefirst-level GLMsregressorsobtainedfromprincipalcomponentanalysis(PCA)of white matterandcerebrospinalfluid(CSF; Behzadietal., 2007) us-ingthePhysIOtoolbox(version2019b,v7.2.1)(Kasperetal.,2017; www.translationalneuromodeling.org/tapas).
Wespecifiedtwodifferentvoxel-wisegenerallinearmodels(GLMs) foreachparticipant.Inbothofthesefirst-levelGLMswespecified re-gressorsrepresentingthetwovisualtrialtypes(face,house),eachof whichwasmodulatedbyseveralcomputationalquantitiesthatwere es-timatedfromtheindividualbehaviour.Specifically,inGLM1weused thesubject-specifictrajectoriesofprecision-weightedPEs𝜀2,𝜀3,𝜀𝑐ℎas computational(parametric)modulators.InGLM2wesplitour computa-tionalquantitiesintoprecisionandpredictionerrorcomponents, result-inginthefollowingparametricmodulators:𝛿1,𝛿2,𝜓2,𝜓3,𝛿𝑐ℎ.Inboth GLMs,theregressorswerenotorthogonalisedtoeachotherandwere time-lockedtotheoutcomephase.Additionally,wemodeledmissedand lateresponses,respectively,byseparateregressors.Allregressorswere convolvedwithacanonicalhemodynamicresponsefunctionandits tem-poralderivative.
Inadditiontotheseregressorsofinterest,ourfirst-levelGLMsalso includedregressorsrepresentingpotentialconfounds.Thisincludedthe realignment parameters, their first derivative, a regressor censoring scanswith≥1mmor≥1º scan-to-scanheadmovement,physiological confoundvariablesrelatedtocardiacactivityandbreathing(provided bythePhysIOtoolbox),andthePCAregressorsforwhitematterand CSF.
Contrastsofinterestsatthefirstlevelincludedtheaverageeffectof each computationalquantity(parametricmodulator)specifiedabove. Thesecontrastswereenteredintostudy-specificseparatesecond(group) levelANOVAs(fullfactorialdesign)thatcomparedthethreedifferent
drug groups,together withthetwo covariates(KSSscore,andbody weight).Totestourhypotheses,we comparedequivalentdrugtypes across neuromodulators (i.e.amisulpride/biperiden/placebo and lev-odopa/galantamine/placebo). KSS accounted for individual variabil-ityin drug-inducedvigilance. Thecovariatebodyweight was mean-centeredandincludedaninteractionwiththefactordrug.Bodyweight servedasaproxyforthevolumeofdistributionandthusasa(rough) approximationtoindividualdifferencesinpharmacokinetics.In addi-tiontotestingforamaineffectofdrug,wetestedwhetherdrugeffects oncomputationalquantitiesshowedabody-weightdependenteffect.
In addition to whole-brain analyses, we performed region-of-interest(ROI) analysesbasedonacombinedanatomicalmaskof pu-tativedopaminergicandcholinergicnuclei,asinour previousstudy (Iglesiasetal.,2013).Theanatomicalmaskincluded(i)the dopamin-ergic midbrain (substantia nigra, SN, and ventral tegmental area, VTA;Bunzeck andDuzel, 2006), (ii)the cholinergicbasal forebrain (Eickhoff et al.,2005; Zaborszkyetal.,2008),and(iii)theputative cholinergicnucleiinthetegmentumofthebrainstem,i.e.,the peduncu-lopontinetegmental(PPT)andlaterodorsaltegmental(LDT)nuclei.The latterwerebasedonmanualdelineationusingMRICronandanatomical landmarks(Naidichetal.,2009;Zrinzoetal.,2011).
Finally,we alsohad access toinformation about two single nu-cleotidepolymorphisms (SNPs) in ourvolunteers: COMT(related to dopamine)andChAT(related toacetylcholine;formore details,see SupplementaryMaterialSection“SupplementalResults”). Inorderto exploreinteractioneffectsofthepharmacologicalinterventionand com-putationalquantitieswithgenotype,weperformedwhole-brainandROI group-levelanalysesasdescribedpreviously,butaddingCOMTorChAT asacovariate.However,asoursamplesizemaynotbesufficientfor ro-bustanalysesoftheinfluencebygenotype,wereporttheseresults in theSupplementaryMaterialonly.
Ouranalysesfocusedonouranatomicalregionsofinterest(ROIs), testingeachcomputationalquantityforgroupdifferences(e.g., differ-encesin 𝜀2-relatedactivitybetween biperiden andplacebo).Forthe
pharmacologicaleffectsinourROIs,weuseBayesianstatisticstoassess theevidenceforthenullhypothesisrelativetothealternative hypoth-esis.Sinceitismethodologicallychallengingtodealwithspatial de-pendenciesacrossvoxelsincurrentimplementationsofBayesiantests whencorrectingformultiplecomparisons,theBayesianprocedurewe useddiffersfromthestatisticalanalysisperformedwithSPM. Specif-ically,fortheBayesianapproach, wesummarisedthedataacross all voxelswithinagivenROI(intermsofthefirsteigenvariate)whereas fortheSPManalyseswe wereperforming voxel-wiseanalyses.More specifically,intheBayesianapproachweextractedthefirst eigenvari-ate(orprincipalcomponent)separatelyforeachregionfromourapriori anatomicalmask,i.e.,SN/VTA,basalforebrain,andPPT/LDT.This ex-tractionwasperformedforeachregionseparately,withoutapplyingany threshold,andremovingalleffectsrelatedtobodyweightand sleepi-ness.Foreachcomputationalquantityandeachofthethree anatomi-calregions,theextractedfirsteigenvariateswereenteredintoseparate BayesianANOVAs,withtherespectivefirsteigenvariateasdependent variable,andgroupasindependentvariable.Themodelcontainingthe factorgroup(H1)wasthencomparedtoanullmodel(H0).Post-hoc
tests– i.e.pairwisecomparisonswithBayesiant-testsusingaCauchy prior(0,r=1/sqrt(2))– wereonlycomputediftheANOVAdisplayedat leastmoderateevidenceforthealternativehypothesis(i.e.ifBF10>3).
InJASP,multipletestingisaccountedforbyadjustingthepriorodds. MultiplyingtheprioroddswiththeestimatedBFresultsintheposterior odds(i.e.therelativeplausibilityofthemodelafterobservingthedata (vanDoornetal.,2020).
Additionally,anumberofregionsthroughoutthebrainshowed sig-nificantdrugeffectsonactivityrelatedtothedifferentcomputational quantities.Asthesefindingsdidnotdirectlyrelatetoourhypotheses, wereporttheseresultsintheSupplementaryMaterial(TablesS32and S33).RegardlesswhetheranalyseswereconductedforROIsoracrossthe wholebrain,wealwayscorrectedstringentlyformultiplecomparisons;
intheformercase,thesearchvolumecorrespondedtothetotalvolume ofallROIscombined.Allfindingsreportedinthispapersurvived family-wiseerrorcorrectionformultiplecomparisons(p<0.05),eitheratthe peak-leveloratthecluster-levelwithacluster-definingthreshold(CDT) ofp<0.001.ThisCDTaffordsvalidcluster-levelinferenceinSPM(see Eklundetal.,2016;FlandinandFriston,2016).
3. Results
3.1. Behaviouraldata:classicalanalysis
Here,wereportbehaviouraldatafromtheN=75 participantsin study1andN=69instudy2,whosedatawereincludedinthefMRI analyses,respectively.First,withineverystudywetestedforany sig-nificant differencesin the sleepiness ratings (KSS) andbody weight betweenthepharmacologicalgroups.Wedidnotfindanysignificant groupdifferences,neitherinstudy1(KSS:F(2,72)=0.229,p=0.796,
BF10=0.137,i.e.thedatais1/0.137=7.3timesmorelikelyunderH0 thanunderH1;bodyweight:F(2,72)=1.354,p=0.265,BF10=0.326) norin study2(KSS:F(2,66) = 1.012,p= 0.369,BF10 = 0.260;body
weight:F(2,66)=0.674,p=0.513,BF10=0.203).
We subsequentlyperformed one-wayanalyses (ANOVA) on reac-tiontimes(RT)andpercentcorrectresponses(%CR).Because normal-ityand/orhomoscedasticitywerenotalwaysmet,Welch’sANOVAwas performed for all variablesusing drug as independentvariable. No-tably,usingthis testwecannotaccountfortheeffectsofthe covari-atesKSS andweight. Wedidnot find anysignificant maineffectof drug onthese variables(study1:RT: F(2,47.675) = 0.621,p= 0.542,
BF10=0.182;%CR:F(2,44.343)=1.193,p=0.313,BF10=0.308;study2: RT:F(2,43.167)=0.567,p=0.571,BF10=0.175;%CR:F(2,43.280)=1.544, p=0.225,BF10=0.431).
3.2. Behaviouraldata:computationalmodeling
Using Bayesian modelselection (BMS;Stephan etal., 2009), we tested,following ourprevious study(Iglesiaset al.,2013),which of severalalternativegenerativemodelsbestexplainedourparticipants’ behaviour.Specifically,wecomparedathree-levelHGFmodel(hgf3l),
areducedversionoftheHGF(hgf2l),andtheclassicalRescorla-Wagner
model(RW)ofassociativelearningthathasafixedlearningrateand isagnosticaboutenvironmentalvolatility.ForBMSanalyseswehadto excludeparticipantsduetonumericalproblemsduringinversionofthe RWmodel(study1:fiveparticipantsexcluded;study2:fourparticipants excluded)andinversionofthehgf3lmodel(1participantexcludedfrom
study2aslistedinthe“Subjects” session).
Independentlyofdrugcondition,randomeffectsBMSyieldeda pos-teriormodelprobability(PP)of87.0%and79.9%instudy1andstudy 2,respectively,andaprotectedexceedanceprobabilityof>0.99inboth studiesinfavorofmodelhgf3l.Thissuggeststhatourparticipantsnot
onlylearnedthetask-relevantconditionalprobabilitiesofvisualstimuli, butwerecapableoftrackingthevolatilityoftheenvironmentand up-datingtheirlearningratedynamically(FigureS4AandS5A,TableS3). (PPistheexpectedprobabilitythatthemodelinquestiongeneratedthe dataforarandomlychosensubject.Theexceedanceprobability(XP)of amodeldenotestheprobabilitythatthismodelhasagreaterposterior probabilitythananyothermodeltested;andtheprotectedexceedance probability(PXP)accountsforthepossibilityofmodelshavingidentical frequencies;(Rigouxetal.,2014)).Furthermore,wheneach pharmaco-logicalconditionwasconsideredseparately,hgf3lwasthemost
com-pellingofthemodelstested(study1:placebo:PP=87.9%,PXP>99%; amisulpride:PP=81.0%,PXP>98%;biperiden:PP=71.7%,PXP> 97.9%;FigureS4B-D,TableS3;study2:placebo:PP=65.0%,PXP> 94%;levodopa:PP=85.9%,PXP> 99%;galantamine:PP=72.2%, PXP>93%;FigureS5B-D,TableS3).
Havingidentifiedanoptimalmodel(amongstthemodelstested),we proceededtotestingwhetherwithinstudythereweresignificant
differ-encesinparameterestimatesacrossdrugconditions(seeTableS4).(In thesubsequentanalyses,weexcluded onesubject forwhich wehad encounterednumericalfittingproblemsforhgf3l).Tothisend,we
per-formedWelch’sone-wayanalysesofvarianceandaBayesianANOVAfor thedependentvariables𝜅 (thelearningparameterreflectinghowmuch theestimatedenvironmentalvolatilityinfluenceslearningatthesecond level)and𝜁 (theparameterencodingdecisionnoiseintheobservation model)withdrugasindependentvariable.Wedidnotfindany signifi-cantmaineffectofdrugonthesemodelparameterestimates(study1: 𝜅:F(2,44.937) =0.296,p=0.745,BF10=0.157;𝜁:F(2,45.737)=0.344, p= 0.711,BF10 =0.144;study2: 𝜅: F(2,43.368) = 1.237,p=0.300,
BF10=0.275;𝜁:F(2,41.511)=2.375,p=0.106,BF10=0.514). Finally,multipleregressionwasappliedseparatelyinbothstudiesto testwhetherthemodelparameterestimatescouldexplaintask perfor-mance(percentcorrectresponses(%CR))andreactiontimes(RT)across allpharmacologicalconditions.Notably,iftheidentifiedmodelis rea-sonable,onewouldexpectthatitisassociatedwith%CRbutnotRT; thisisbecausethemodelwaschallengedtoexplainthebinarynature oftrial-by-trialdecisions,butwithoutreferencetotheirspeed.Thistest wasconductedwhilecontrollingforpotentiallyconfoundingfactorsin relationtopharmacology,i.e.KSS,andbodyweight.Inafirststepwe onlyconsideredtheconfoundvariablesandexaminedwhether,ontheir own,theyaffectedindividual%CR.Thiswasnotthecaseinstudy1:the combinedinfluenceofpotentialconfoundsonlyexplained6.5%ofthe variancein %CR(study 1;F(2,72) =2.486,p= 0.09;BF10 = 0.627). However,we founda significantinfluencein study2 (R2= 11.7%; F(2,66) = 4.388, p = 0.016;BF10 = 2.843). Notably, this effect was
onlysignificantinthegalantaminegroup(R2=30.6%;F(2,19)=4.187, p=0.031;BF10=2.434).
Wethenadded thetwomodelparameter estimates(𝜅 and𝜁; Ta-bleS4)totheregressionmodel;thisexplainedadditional58.9%and 47.9%of the variancein %CRin study1and study2, respectively (study1:R2change=58.9;F(2,70) =59.508,p<0.001;BF10 >150;
study2:R2change=47.9;F(2,64)=37.892,p<0.001;BF10>150). Themainparameterdrivingthisresultwas𝜁 (study1:𝛽 =0.793,p< 0.001;BFInclusion>150;study2:𝛽 =0.737,p<0.001,BFInclusion>150;
BFInclusionrepresentstheevidenceinthedataforincludingapredictor
inthemodel(vandenBerghetal.,2020)).Theseresultswerenotdriven byanysinglepharmacologicalcondition,butwerefoundsimilarlywhen consideringeachdruginisolation(seeSupplementaryMaterial).
Bycontrast,asexpected,addingthemodelparameterestimatesto theregressionmodeldidnothelpexplainRT(study1:across condi-tions:R2change=0.02;F(2,70)=0.822,p=0.444,BF10=0.333;study
2:across conditions:R2 change= 0.057;F(2,64) =2.218,p=0.117, BF10=0.844).
Finally, it is worth noting that the behavioural results reported here (both in terms of model comparison and analyses of parame-ter estimates) are perfectly consistent with the results of the non-pharmacologicalfMRIstudyinIglesiasetal.(2013).
3.3. fMRIresults
First, we tested for main effects of each computational variable (withinevery study pooledacross drug conditions),both across the wholebrainandwithinouranatomicalmask(thecombinedROIsof dopaminergicandcholinergicnuclei).Thisservedtotestwhether, aver-agedacrossallpharmacologicalconditions,wewouldobtain compara-bleresultstothenon-pharmacologicalresultsasinIglesiasetal.(2013). Forthis,weusedthesamestatisticalcriteriaasinIglesiasetal.(2013), i.e.,family-wiseerrorcorrectionformultiplecomparisons(p<0.05),at thepeak-level.
Second,wetestedfordifferentialdrugeffectsonthecomputational quantitiesandinteractioneffectsbetweenbodyweight,drug,and com-putationalquantities;thistestwasappliedbothacrossthewholebrain andwithinanatomicallydefinedROIs.AsdetailedintheMethods sec-tion,weonly reportresults thatsurviveFWEcorrectionfor multiple
comparisons.Unlessmentionedotherwise,thepharmacologicalresults survivep<0.05atthecluster-levelwithacluster-definingthreshold (CDT)ofp<0.001.
Third,weconductedanalternativetestofdifferentialdrugeffects on the computationalquantities usingBayesian ANOVAs (see Meth-ods).Here,wefocusedonthethreeanatomicalregionsSN/VTA,BFand PPT/LDTwithinourapriorianatomicalmaskandassessedtheevidence foramodelincludingthepharmacologicalgroupfactorcomparedtoa nullmodel.
AsexplainedintheMethods,weusedtwodifferentGLMs.InGLM1 weusedprecision-weightedPEs(𝜀2,𝜀3,𝜀𝑐ℎ)ascompoundcomputational
quantitiesforparametricmodulation.InGLM2,wesplitthesequantities intoprecisionandPEcomponents,resultinginfiveparametric modula-tors(𝛿1,𝛿2,𝜓2,𝜓3,𝛿𝑐ℎ).
3.3.1. GLM1:averageeffectofprecision-weightedPEsacrossdrug conditions
Wefirstexaminedinbothstudiesseparatelythelow-level precision-weightedPEs,theabsoluteprecision-weightedoutcomePE𝜀2 andthe
precision-weightedchoicePE𝜀𝑐ℎ.Inbothstudies,whole-brainanalyses showedasignificant activationof numerousregionsby𝜀2, including
parietal,prefrontal,visual,insularareas,andcerebellum(seeFigs.2A and3AandTableS8).Additionally,weobservedadeactivationof op-ercular,insular,cingulate,auditory,hippocampalandprefrontalareas (seeTableS9fordetails).ThechoicePE(𝜀𝑐ℎ)notonlyactivatedawide rangeofprefrontal,cingulate,insular,temporal,andparietalregions, butalsoventralstriatum,basalforebrain,putamen,andhippocampus (Figs.2Band3B,foracompletelist,seeTableS10).Deactivationsby 𝜀𝑐ℎ werefoundinsupplementarymotorcortex,middlecingulate cor-tex,superiorparietalcortex,middlefrontalgyrus,calcarinecortexand precuneus(TableS11).
Withinouranatomicalmask,wefounda significant𝜀2 activation
inthemidbrain(asalreadyobservedinthewholebrainanalysis;see Figs.2Dand3DfortheanatomicalROIanalysis),butalsoinPPT/LDT (TableS12)andasignificant𝜀2deactivationinthebasalforebrain
(Ta-bleS13).Similarly,thechoicepredictionerror𝜀𝑐ℎactivatedthebasal forebrain(Figs.2Eand3E,Table S14),asin thewholebrain analy-sis, anddeactivatedin bothstudiesputatively thecholinergicnuclei (PPT/LDT;TableS15)andadditionallyinstudy1themidbrain.
Subsequently,wemovedtothenexthigherlevelofthehierarchyin ourmodelandexaminedtheprecision-weightedprobabilityPE,𝜀3.In
whole-brainanalyses,wefound𝜀3activationsinthehippocampus,ACC,
MCCopercularandinsularregions(Figs.2Cand3CTableS16). Deac-tivationswerefoundinnumerousregions,includingoccipital,insular, prefrontal,parietal,temporalareasaswellascerebellum(TableS17). Restrictingtheanalysestoouranatomicalmask,wefoundtheexpected 𝜀3activationwithinthebasalforebrain(Figs.2Fand3F,TableS18)and
adeactivationofthemidbrain(TableS19).
3.3.2. GLM1:drugeffectsonprecision-weightedPEs– ROI(anatomical mask)
InanalysesrestrictedtoouranatomicalROIs,wedidnotfind signif-icantdifferencesbetweendrugconditionsforanyofthecomputational quantities(𝜀2,𝜀3,𝜀𝑐ℎ)thatsurvivedcorrectionformultiplecomparisons.
UsingBayesianANOVAwetested,foreachcomputationalquantity andineachROI(i.e.SN/VTA,BF,PPT/LDT),theevidenceforamodel thatincludedthefactorpharmacologicalgroupvs.anullmodel.For almostalltests,theBayesfactorsshowedthatthedatawerebetter ex-plainedbythenullmodel,althoughtheevidencewasonlymoderate atbest(seeTableS5).Bycontrast,evidencefordrugeffectswasonly foundinonecase(𝜀3inPPT/LDT,weakevidence).
3.3.3. GLM2:averageeffectsofPEsandprecisionsacrossdrugconditions Thepredictionerrorabouttheoutcome,𝛿1producedasimilar
whole-brainactivationpatternas𝜀2(Figs.4Aand5A),includingprominent
Fig.2. Study1-Activationsbytheprecision-weightedPEs
A)whole-brainactivationsby𝜀2;B)whole-brainactivationsby𝜀𝑐ℎ;C)whole-brainactivationsby𝜀3;A-C)Activationmapsareshownatathresholdofp<0.05,
FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain.D)activationsby𝜀2;E)activationsby𝜀𝑐ℎ;F)activationsby𝜀3;D-F)Activationmaps
areshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrosstheanatomicalmask(red)overlayedonactivationthresholdedat p<0.05,FWEcluster-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001(orange).WB:whole-brain;AM:anatomicalmask.
Fig.3. Study2-Activationsbytheprecision-weightedPEs
A)whole-brainactivationsby𝜀2;B)whole-brainactivationsby𝜀𝑐ℎ;C)whole-brainactivationsby𝜀3;A-C)Activationmapsareshownatathresholdofp<0.05,
FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain.D)activationsby𝜀2;E)activationsby𝜀𝑐ℎ;F)activationsby𝜀3;D-F)Activationmaps
areshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrosstheanatomicalmask(red)overlayedonactivationthresholdedat p<0.05,FWEcluster-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001(orange).WB:whole-brain;AM:anatomicalmask.
Fig.4. Study1-ActivationsbythePEs
A)whole-brainactivationsby𝛿1;B)whole-brainactivationsby𝛿𝑐ℎ;C)whole-brainactivationsby𝛿2;A-C)Activationmapsareshownatathresholdofp<0.05,
FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain.D)activationsby𝛿1;E)activationsby𝛿𝑐ℎ;F)activationsby𝛿2;D-F)Activationmaps
areshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrosstheanatomicalmask(red)overlayedonactivationthresholdedat p<0.05,FWEcluster-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001(orange).WB:whole-brain;AM:anatomicalmask.
wellasbasalganglia,thalamus,and(instudy2)midbrain(fordetailed results,seeTableS20).Deactivationswerefoundinthebasalforebrain, hippocampus,insula,aswellasinvariousothercorticalareas(Table S21).
Inouranatomicalmaskwefoundasignificant𝛿1activationwithin
themidbrainandPPT/LDT(Figs.4Dand5D).Deactivationswerefound intheseptumandbasalforebrain(spreadingtoparahippocampalgyrus butstillwithintheprobabilisticallydefinedboundariesofthebasal fore-brain;TablesS22andS23).
Concerningthechoicepredictionerror,𝛿𝑐ℎ,wefoundasimilar ac-tivationpatternascomparedtoitsprecision-weightedcounterpart,𝜀𝑐ℎ, describedabove.Thisincludedactivationsinstriatum,basalforebrain, vmPFC,midandposteriorcingulatecortex(fordetailsandother acti-vations,seeFigs.4Band5B,andTableS24;fordeactivations,seeTable S25).IntheanatomicalROIanalyses,wefounda𝛿𝑐ℎactivationin bilat-eralbasalforebrain(Figs.4Eand5E,TableS26)andadeactivationin theputativelycholinergicnucleiandSN(TableS27).
Whole-brainanalysesofthehigh-levelpredictionerror(about prob-ability),𝛿2,activatedthehippocampusandanteriorcingulategyrusas
previouslyobservedforitsprecision-weightedcounterpart𝜀3,butalso
theseptumandmiddlecingulategyrus(Figs.4Cand5C;TableS28). Interestingly,theseptal𝛿2 activationwasconsiderablystrongerthan
for𝜀3,suggestingthatseptalactivitywasmorestronglydrivenbythe
PEthanbyprecision.The𝛿2deactivationsweresimilartothosefor𝜀3
(TableS29).IntheanatomicalROIanalyses,wefoundtheexpected ac-tivationofseptum(Figs. 4F and5F;TableS30),anddeactivationsin PPT/LDTandmidbrain(TableS31).
Finally,weexploredactivityrelatedtotheprecisionweights. No-tably,theseprecisionweightshaveslightlydifferentformsacrossthe twolevelsofourmodel.Atthelower(second)level,theprecisionweight 𝜓2correspondstovarianceoruncertainty(aboutstimulusoutcome);see
Mathysetal.(2014).Inwhole-brainanalyses,thisquantityledto ac-tivationsof angularandfrontalgyri,parietalcortex,with additional activationsinbasalganglia,anteriorinsula(onlystudy1)and cerebel-lum(Figs.6Aand7A,TableS32).Adeactivationwasfoundintheright thalamusandprecentralgyrus(TableS33).Noresultswerefoundfor 𝜓2intheanatomicalROIanalyses.
Concerning thehigher (third) level, theprecision weight𝜓3
cor-responds to a ratio of second- and third-level uncertainties; see Mathyset al.(2014)for details.Forwhole-brainanalyses of𝜓3, we
foundsignificantactivationsoffusiformandlingualgyri,parietal, tem-poral,frontalareas,anteriorinsulaandbrainstemregions(Figs.6Band 7B;TableS34;nooverlappingdeactivationsacrossbothstudieswere found;TableS35).Withinouranatomicalmask,we foundan activa-tioninthemidbrain,andcholinergicnucleiPPT/LDT(Figs.6Dand7D; TableS36).
3.3.4. GLM2:drugeffectsonPEsandprecisions– ROI(anatomicalmask) Forthelow-levelPE,wefoundthat,comparedtoplacebo, galan-tamineenhancedthepositive relationshipbetween bodyweight and 𝛿1-relatedactivityin themidbrain (FWE peak-levelandcluster-level
corrected;x=0;y=-27;z=-18;tscore:4.46;clustersize:23 vox-els;Fig.8A).Furthermore,biperidenasopposedtoplaceboincreased the𝛿1-relatedactivityintherightPPT/LDT(FWEpeak-levelcorrected;
x=6;y=-36;z=-16;tscore:4.19;Fig.9A).Thesameregion(x=6; y=-36;z=-18)showedanear-significantactivationby𝛿1under
amisul-prideascomparedtoplacebo(FWEpeak-levelcorrected;tscore:3.99; p=0.051).
Forthehigh-levelPE,wefoundthatbiperidendecreased𝛿2-related
activityintherightPPT/LDT(FWEpeak-levelcorrected;x=6;y=-36; z=-18;tscore:4.29;Fig.9B).Additionally,wefoundadecreased𝛿2
Fig.5. Study2-ActivationsbythePEs
A)whole-brainactivationsby𝛿1;B)whole-brainactivationsby𝛿𝑐ℎ;C)whole-brainactivationsby𝛿2;A-C)Activationmapsareshownatathresholdofp<0.05,
FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain.D)activationsby𝛿1;E)activationsby𝛿𝑐ℎ;F)activationsby𝛿2;D-F)Activationmaps
areshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrosstheanatomicalmask(red)overlayedonactivationthresholdedat p<0.05,FWEcluster-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001(orange).WB:whole-brain;AM:anatomicalmask.
Table1
Summaryofallsignificantpharmacologicaleffectsonbrainactivityassociatedwithourcomputationalquantitiesinapriorianatomicalregionsof interest.Notethatnoeffectwasfoundforlevodopa.
Computational quantity/anatomical region 𝛿1 SN/VTA 𝜓 3 SN/VTA
galantamine ↑ vs. placebo interaction
with body weight
amisulpride ↑ vs. placebo
Computational quantity/anatomical region 𝛿1 PPT/LDT 𝛿2 PPT/LDT 𝛿2 PPT ∕ LDT 𝛿2 PPT ∕ LDT
biperiden ↑ vs. placebo ↓ vs. placebo
amisulpride ↓ vs. placebo ↑ vs. biperiden interaction
with body weight
toplacebo(FWEpeak-levelcorrected;x=6;y=-36;z=-18;tscore: 5.30;Fig.9C)andamodulationofdrugeffectson𝛿2-relatedactivityby
bodyweightinrightPPT/LDT(FWEpeak-levelcorrected;x=6;y=-34; z=-15;tscore:3.99):underamisulpridewefoundapositiverelation between𝛿2-relatedactivityandbodyweightwhereasthisrelationwas
inverted(negative)underbiperiden(Fig.9D).Moreprecisely,𝛿2-related
activityin thePPT/LDTincreasedwithlowerbodyweight(andthus presumablyhigher plasmalevelsofbiperiden)andwithhigher body weight(andhenceputativelylowerlevelsofamisulpride).
Finally,amisulpridecomparedtoplaceboincreasedthe𝜓3-related
activityinthemidbrain (FWEpeak-level andcluster-level corrected; x=11;y=-25;z=-21;tscore:4.26;clustersize:33voxels;Fig.8B).
Therewerenosignificantdrugeffectsfor𝛿𝑐ℎ, 𝜓2ineitherstudynor
foranyofthecomputationalquantitiesinstudy2,exceptfortheone ef-fectmentionedabove(ofgalantamineontherelationbetween𝛿1-related
activityinthemidbrainandbodyweight).Allsignificant pharmacologi-caleffectsacrosstheanatomicalmaskhavebeensummarizedinTable1.
Instudy1,aBayesianANOVAfoundmoderateevidenceforadrug effecton𝛿1-relatedactivityinPPT/LDT(BF10=9.105).Inlinewiththe
SPMresults,Bayesianpost-hoctestsrevealedmoderateevidencefora differencebetweenplaceboandbiperiden(posteriorodds=4.924)and between placeboandamisulpride(posteriorodds=3.505;seeTable S7).Fortheotherregions(SN/VTAandbasalforebrain),therewasweak tomoderateevidenceinfavourofthenullmodel,i.e.absenceofdrug effects(seeTableS6).
Finally,forallothercomputationalquantities(except𝛿2,werewe
foundaweakeffectinPPT/LDT)usingBayesianANOVAtheevidence showedthatthedata(extractedfromthethreeanatomicalregions, re-spectively)wasbestpredictedbythenullmodel(seeTableS6).
4. Discussion
Thenotionthatthedifferentneuromodulatorytransmitters– such asdopamine,acetylcholine,serotoninornoradrenaline– mightserveto
Fig.6. Study1-Activationsbytheprecision-weights
A)whole-brainactivationsby𝜓2;Activationmapsareshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain
(red)overlayedonactivationthresholdedatp<0.05,FWEpeak-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001(orange).
B)whole-brainactivationsby𝜓3;Activationmapsareshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacrossthewholebrain.
C)activationsby𝜓2;D)activationsby𝜓3;C-D)Activationmapsareshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiplecomparisonsacross
theanatomicalmask(red)overlayedonactivationthresholdedatp<0.05,FWEcluster-levelcorrectedformultiplecomparisonswithaninitialCDTofp<0.001 (orange).WB:whole-brain;AM:anatomicalmask.
signaldistinctcomputationalquantitieshasalonghistory(forreviews, seeDoya,2008;Dayan,2012;Iglesiasetal.,2017).Aseminalfinding wasthatphasicdopaminereleaseappearstoreflectrewardPEsthatmay provideateachingsignalduringinstrumentallearning(Schultzetal., 1997;Montagueetal.,2004).HumanfMRIstudieshavefound represen-tationsofPEsinputativedopaminoceptiveregions,suchasthemidbrain (D’Ardenneetal.,2008;Klein-Fluggeetal.,2011;Diederenetal.,2016; HowardandKahnt,2018)orventralstriatum(Pessiglioneetal.,2006; Glascheretal.,2010; Dawetal.,2011; DanielandPollmann,2012; Hackeletal.,2015;Diederenetal.,2016;Guggenmosetal.,2016). Ad-ditionally,recent meta-analysesdifferentiating betweenabsolute PEs (i.e. “surprise PE”; deviation between prediction and outcome) and signed PEs found that the former was represented in the putative dopaminergicmidbrain,whereasthelatterwererepresentedinthe ven-tralstriatum(Garrisonetal.,2013;Fouragnanetal.,2018).Inourstudy, thelow-levelabsolutePEs(𝛿1andprecision-weighted𝜀2,respectively)
resemblethepreviouslymentionedsurprisePEandactivatedsimilar re-gions,suchasthemidbrain.Similarly,thechoicePEs(𝛿𝑐ℎand
precision-weighted𝜀𝑐ℎ,respectively)showedasimilaractivationpatternasthe signedPE.Itmustbekeptinmind,however,thatdifferencesin interpre-tationexistsbetweenourBayesianPEsandPEsfromRLmodels.Whilst inRLthegoalistomaximizereward,inourBayesianframeworkthe goalistominimize(anapproximationto)surprisebybeliefupdatingat multiplelevels(Mathysetal.,2014),wheretheuncertaintyofbeliefs affectsthewayPEsimpactonlearning.
ThesignedchoicePEcomputedinthisstudyisdifferentfromthe signedrewardPE(RPE)usedinRL:whileRPEsencodewhetheran out-comewasbetter(positiveRPE)orworsethanpredicted(negativeRPE; Schultzetal., 1997; Fouragnanetal., 2018),in ourcasethesigned choicePErepresentsthedifferencebetweentheparticipant’schoice be-ingcorrectandtheaprioriprobabilityofthischoicebeingcorrect(see Iglesiasetal.,2013).Finally,ourlow-levelabsolutePEcorrespondsto Bayesiansurprise,i.e.thedifferencebetweentheoutcomeanditsa pri-oriprobability.
Although RPEs andoutcome PEshave been linkedto dopamine, questionsofspecificityandcontext-dependencyhavearisen,evenfor
Fig.7. Study2-Activationsbythe precision-weights
A)whole-brainactivationsby𝜓2;Activation
mapsareshownatathresholdofp<0.05, FWEpeak-levelcorrectedformultiple compar-isonsacrossthewholebrain(red)overlayedon activationthresholdedatp<0.05,FWE peak-levelcorrectedformultiplecomparisonswith aninitialCDTofp<0.001(orange). B)whole-brainactivationsby𝜓3;Activation
mapsareshownatathresholdofp<0.05, FWEpeak-levelcorrectedformultiple compar-isonsacrossthewholebrain.C)activationsby 𝜓2;D)activationsby𝜓3;C-D)Activationmaps
areshownata thresholdofp< 0.05,FWE peak-levelcorrectedformultiplecomparisons acrossthe anatomicalmask(red)overlayed onactivationthresholded atp< 0.05,FWE cluster-level correctedfor multiple compar-isonswithaninitialCDTofp<0.001(orange). WB:whole-brain;AM:anatomicalmask.
thismostwell-establishedlinkbetweenneurotransmittersand compu-tations. Forexample,recentworkin humans using invasive voltam-metrymeasurementsofsubsecond striatalDArelease(Kishida etal., 2016)failedtofindasimplelinkbetweenrewardPEsandDArelease. Instead,thisstudysuggestedthatstriatalDAreleasereflectsthe inte-grationofrewardPEswithcounterfactualpredictionerrors.More gen-erally,dopaminewasalsofoundtosupporttheformationof associa-tionsbetweenneutralstimuli,withoutanyreinforcement(Youngetal., 1998).Furthermore,followinghumanfMRIfindingsthatsuggestedthe signallingofsensoryPEsbymidbrainneurons(Iglesiasetal.2013),this hasbeencorroboratedbysubsequentstudies(Takahashietal.,2017; Stalnakeretal.,2019),leadingtothenotionthatdopaminetransients mightencodegeneralizedPEsthatarenotnecessarilytiedtorewards (Gardneretal.,2018).
BeyondPEs,therearenumerousstudiesindicatingthatdopamine might also signal uncertainty (or its inverse, precision) in a vari-ety of contexts (Fiorillo et al., 2003; deLafuente and Romo, 2011; Fristonetal.,2012;Hartetal.,2015;Schwartenbecketal.,2015). Alto-gether,thesepotentiallydiverserolesofdopaminecouldbeinterpreted asthepossiblereflectionofamultiplexingprinciple(Nakahara,2014; Gardner et al., 2018), where different computational quantities are broadcastin different frequencybands; this maybe linkedto differ-encesineffectsofphasicvs.tonicdopaminerelease(Grace,1991).An alternativecauseofdiversityindopaminefunctionisthemarked hetero-geneityofdopamineneuronswithregardtodevelopment,physiological propertiesandanatomicalprojectionpatterns(forreview,seeRoeper, 2013).
PEsanduncertainty/precisionarefundamentalcomponentsofmany theoriesoflearningandperceptualinference,andtheirsignallinghas alsobeenlinkedtoacetylcholine(YuandDayan,2005;Okadaetal., 2011; Moranetal., 2013;Vossel etal., 2014;Marshallet al.,2016; Naude et al., 2016), noradrenaline (Yu and Dayan, 2005; Payzan-LeNestouretal.,2013),andserotonin(Cohenetal.,2015).These at-temptstounderstandthephysiologicalimplementationsof computa-tionshavereceivedconsiderableattention, notleastbecauseoftheir clinicalimplications:Ifatightlinkbetweenneuromodulatorsand spe-cificcomputationalquantitiesexisted,thismightenablethe develop-mentofcomputationalassaysthatinferredpathologicalalterationsof neuromodulatory transmitters from combined behavioural and neu-roimaginganalyses(Stephanetal.,2015;Iglesiasetal.,2017).
In aprevious fMRI study usinga sensory learningparadigm un-dervolatility,wefound(andreplicatedintwoseparatesamples)that twohierarchicallyrelatedPEswerereflectedbyactivityintwo neu-romodulatorysystems:low-levelprecision-weightedPEsaboutsensory outcomesactivatedtheputativedopaminergicmidbrain,whereas high-levelprecision-weightedPEsabouttheprobabilityoftheoutcome acti-vatedthecholinergicbasalforebrain(Iglesiasetal.,2013),specifically theseptum(Ch1-2complex;Zaborszkyetal.,2008).Theseresultswere intriguingsincetheysuggestedthefeasibilityofassayingtwoclinically relevantneuromodulatorysystemswithasingleparadigm.However,as highlightedinthispreviousstudy,itwasnotpossibletoconcludewith certainty thatthesefMRI resultstruly reflectedDA andAChsignals. This is becausethemidbrain andbasalforebrainarenotexclusively composedofdopaminergicandcholinergicneurons, respectively,but
Fig.8. Significantpharmacologicalresultsin themidbrain
A)Galantamineascompared toplacebo in-creasedthebody-weightdependent𝛿1activity
inthemidbrain;theactivationmapisshown ata thresholdof p < 0.05,FWE peak-level correctedformultiplecomparisonsacrossthe anatomicalmask(blue)overlayedon activa-tionthresholdedatp<0.05,FWEcluster-level correctedformultiple comparisonswith an initialCDTofp<0.001(yellow).B) Amisul-prideascomparedtoplaceboincreasedthe 𝜓3-relatedactivityinthemidbrain;the
activa-tionmapisshownatathresholdofp<0.05, FWEcluster-levelcorrectedformultiple com-parisonsacrossthewholebrain,withan ini-tialCDTofp<0.001.Thedatawereextracted fromthesignificantpeakvoxelatthegroup level,removingtheeffectsofgroupand sleepi-ness(A)orremovingtheeffectsofthe covari-atesbodyweightandsleepiness(B), respec-tively.
containnumeroustypesofneurons,e.g.GABAergicandglutamatergic neurons(forreviews,ZaborszkyandDuque,2003;Duzeletal.,2009). Additionally,dopaminergicmidbrainneuronsreceivecholinergic affer-ents(Bolametal.,1991;Oakmanetal.,1995;Yeomansetal.,2001; KobayashiandOkada,2007),andcholinergicbasalforebrainneurons receivedopaminergicinputs(Gaykemaand Zaborszky,1996).These twofactorscomplicatetheinterpretationofmidbrain/basalforebrain activationsconsiderably,asbothdopaminergicandcholinergic mecha-nismscouldexplainactivationofeitherregion.Toaddevenmore com-plexity,cholinergicmechanismscannot onlyalter thefiringpattern ofDAneuronsinmidbrain(e.g.,Yeomansetal.,2001;Kobayashiand Okada,2007),butcanalsotriggerstriatalDAreleaseviapresynaptic re-ceptorsonmesostriatalprojectionsandindependentlysofromDA neu-ronactivity(Threlfelletal.,2012).
Thepresentstudyrepresentsaninitialattempttoscrutinizethe inter-pretabilityofourpreviousfMRIfindingsbyinvestigatinghow pharma-cologicalperturbationsofDAandAChwouldaltertherepresentation ofprecision-weightedPEsin dopaminergicandcholinergicnuclei.In humans,thiscanonlybetestedbysystemicadministrationofdrugs,in combinationwithhumanneuroimaging.(Unfortunately,asdiscussed below, this approach hasmany possible confounds andlimitations.) Here,fortwoseparatestudies,weusedabetween-subjectdesignwhere participantsinstudy1eitherreceived400mgoftheD2/D3-receptor antagonistamisulpride,4mg ofthemuscarinic(M1)receptor antag-onistbiperiden,orplacebo,andinstudy2either200mgofthe pro-druglevodopacombinedwith50mgofbenserazide,8mgofthe acetyl-cholinesteraseinhibitorgalantamine,orplacebo. Theidealresultwe hopedtofindwasthatlow-andhigh-levelprecision-weightedPE activ-ityinthemidbrainandbasalforebrainwouldbeselectivelyaffectedby pharmacologicalmanipulationsofDAandACh,respectively.
Thishypothesiswasnotsupportedbyourdata.Inbrief,wedidnot find clear-cutevidencefor adichotomybetween low-level precision-weighted PEs and DA on the one hand, and high-level precision-weightedPEsandAChontheotherhand.Thishypothesiseddichotomy didnotemergeeitherwhensplittingtheprecision-weightedPEsintheir PEandprecisioncomponents.Wedid,however,findeffectsofinterest acrosstheanatomicalROIsthatdeservediscussion.
First,wefoundabody-weightdependentpharmacologicaleffecton 𝛿1-relatedactivityintheSN/VTA:comparedtoplacebo,galantamine
enhancedthepositiverelationbetweenbodyweightandlow-levelPE (𝛿1)-relatedactivityinthisregion(Fig.8A).Morespecifically,δ1-related
midbrainactivitydecreasedwithhigherbodyweightintheplacebo con-ditionbutincreasedundergalantamine.Whilethecholinergiceffecton themidbrainisnotdirectlyin linewithourprevioushypothesisand thecurrentliteraturelinkingsensoryPEstomidbrainDAsignalling,the effectsof galantaminemight haveoccurredvia cholinergicreceptors on dopaminergicmidbrainneurons. Forexample,cholinergic projec-tionsfromPPTandLDTaffectDAneuron activityviabothnicotinic andmuscarinicreceptors(Zhouetal.,2003).Galantamineisan acetyl-cholinesteraseinhibitorenhancingAChlevelsandalsoactsasallosteric modulatorofpresynapticnicotinicAChreceptors,increasingreceptor sensitivity(NoetzliandEap,2013).Moststudiesexaminingthe activa-tionofnicotinicandmuscarinicreceptorsonDAmidbrainneuronshave foundexcitatoryeffects(e.g.DaniandBertrand,2007;Schilstrometal., 2007;Blahaetal.,1996;forreview,Zhouetal.,2003).Unlessthese effectsfollowanonlineardose-responserelationship,theyshould de-crease withhigherbody weight(and thus presumablylowerplasma levelsofgalantamine), whereaswefoundtheopposite.Activationof muscarinicreceptorsondopamineneuronsintheSN/VTAcanalso ex-ertinhibitoryeffectsonmidbraindopamineneuronsbutthismaybe
re-Fig.9. Significantpharmacologicalresultsinputativelythecholinergicnuclei
A)Biperidenascomparedtoplaceboincreasedthe𝛿1-relatedactivityinPPT/LDT;B)biperidenascomparedtoplaceboreducedthe𝛿2-relatedactivityinPPT/LDT;
C)amisulprideascomparedtoplaceboreducedthe𝛿2-relatedactivityinPPT/LDT;D)amisulprideascomparedtobiperidenincreasedthebody-weightdependent
𝛿2-relatedactivityinPPT/LDT.ThefMRIresultsoverlayedonthestructuralimageareshownatathresholdofp<0.05,FWEpeak-levelcorrectedformultiple
comparisonsacrossthewholebrain(blue)anduncorrectedatthecluster-level,withaninitialCDTofp<0.001(yellow).Thedatawereextractedfromthe significantpeakvoxelatthegrouplevel,removingtheeffectsofthecovariatesbodyweightandsleepiness(A,B,C)orremovingtheeffectsofgroupandsleepiness (D),respectively.
strictedtophasiccholinergictransmission(FiorilloandWilliams,2000; butseeMillerandBlaha,2005).Inbrief,itisnotimmediatelyclearhow theobservedincreaseinδ1-relatedmidbrainactivitywithhigherbody
weight(andthuspresumablylowergalantaminelevels)canbe recon-ciledwiththeknowninteractionsbetweenthedopaminergicmidbrain andcholinergicPPT/LDT.
Asecondfindingwasthatbiperidenaffectedlow-levelPEs(𝛿1)and
thehigh-levelPE(𝛿2)inabrainstemregioncorrespondingtoputatively
thecholinergicPPT/LDT(Fig.9AandB,regionsoverlap).Theseeffects wereindependentofbodyweight,i.e.reflectingmeanpharmacological effectsonactivityin PPT/LDTrelatedtobothpredictionerrors.This ispartly compatiblewithourpreviousstudy(Iglesiasetal.,2013) – wherewehadfoundanactivationoftheprecision-weightedhigh-level PEinacholinergicregion,thebasalforebrain– andresultsfromrecent behaviouralstudiesthatusedtheHGFandcholinergicmanipulations (Vosseletal.,2014;Marshalletal.,2016).Thebiologybehind possi-bledopaminergicandcholinergiceffectsonPPT/LDTactivity,however, iscomplexanddeservesabriefdiscussiontoillustratethenumerous waysinwhichdrugscanaffectthesenucleiandtheirinteractionswith thedopaminergicmidbrain.PPT/LDTnotonlycontaincholinergic,but alsoglutamatergic,GABAergicanddopaminergicneurons(Pahapilland Lozano,2000; KobayashiandOkada, 2007; Okadaet al.,2011), re-ceive cholinergic, glutamatergic and GABAergicafferents (Ye etal., 2010),andprojectwidelytoother(sub)corticalregions,includingthe dopaminergicmidbrain(LodgeandGrace,2006;vonBohlenund Hal-bach&Dermietzel,2006;Mena-Segoviaetal.,2008;Okadaetal.,2011). ProjectionsfromtheSNtoPPTincludebothinhibitoryandexcitatory connections (Granata and Kitai, 1991; Okada etal., 2011), andSN neuronsareendowedwithmuscarinicreceptors(Vilaró et al., 1990; Leveyetal.,1991;ZubietaandFrey,1993).Furthermore,thePPT re-ceivesinputfromtheventralpallidumwhich,inturn,receives
GABAer-gicprojectionsfromthedopaminergicallyinnervatedventralstriatum (Leeetal.,2000).ThiscircuitryoffersampletargetsforDAandAChin affectingPPT/LDTactivity.
Athirdfindingwasthatamisulpridesignificantlyincreased activa-tionoftherightmidbrainby𝜓3,theprecision-weightonthethirdlevel
ofourmodel(Fig.8B);thisparticularprecision-weightcorrespondsto thedegreeoftheagent’suncertaintyaboutthelog-volatility𝑥(3𝑘) (i.e. theprecisionthatmodulatestheinfluenceofthehigh-levelPEon log-volatilityestimates).IntheplaceboconditionSNresponseswere nega-tivelyrelatedtotheparticipant’sprecision-weightatthethirdlevel,and this negativerelationdisappearedunderamisulprideandturnedinto apositiverelation.Theprecisionofbeliefsaboutactionselectionhas beenrelatedtodopaminergicprocesses(deLafuenteandRomo,2011; Schwartenbeck etal.,2015; Parr andFriston,2017),while expected uncertainty(i.e.thedifferencebetweenthedegree(conditional prob-ability) of cue validity and certainty) has been linked to choliner-gic signalling (Yu and Dayan, 2005; Iglesiaset al., 2013; Parr and Friston, 2017) and unexpected uncertainty (uncertainty about state transitions)tonoradrenergicsignalling(YuandDayan,2005; Payzan-LeNestouretal.,2013;ParrandFriston,2017).Herewefinda dopamin-ergicmodulationof𝜓3-relatedactivityinadopaminergicregion,
sug-gestingadopaminergicroleinsignallinghigherlevelprecisionestimates (asfurthershownbytheaverageeffectof𝜓3).
Oursecondhypothesisconcerningpharmacologicaleffectson rep-resentations of the computational quantities across the whole-brain was moreexploratory.Nevertheless,giventheprominenceof certain neuroanatomicallycharacterisedprojections,forthelower-level com-putational quantities (𝜀2, 𝛿1, and 𝜓2) effects would have been
ex-pectedinmajordopaminergicprojectionregionssuchasthebasal gan-glia,hippocampus,amygdala,cingulateandfrontalcortex(Wise,2004; BentivoglioandMorelli,2005;Schultz,2012)andforthehigher-level