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Advanced transceivers for spectrally-efficient communications

Andrea Modenini SPADiC Lab

Dept. of Information Engin.

University of Parma Parma, Italy

June 20th, 2014

1/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

2/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

3/29 Advanced transceivers for spectrally-efficient communications

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Introduction

THE MISSION: maximize the achievable spectral efficiency η = I

R

T W [bit/s/Hz]

where

T ,W are respectively the symbol time and the reference bandwidth I

R

is the achievable information rate.

4/29 Advanced transceivers for spectrally-efficient communications

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Introduction

Information rate:

I(c; r) = E{− log

2

p(r)} − E{− log

2

p(r|c)} (1) Achievable information rate:

I

R

= E{− log

2

q(r)} − E{− log

2

q(r|c)} (2) where

c, r are respectively the transmitted symbols and the observable p(r|c) is the channel law, and p(r) = P

c

p(r|c)P (c) q(r|c) is the channel law considered at the detector, and q(r) = P

c

q(r|c)P (c)

5/29 Advanced transceivers for spectrally-efficient communications

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What are we going to do?

Channel

TX

RX

c r c ˆ

Our march of optimization:

Receiver: channel shortening.

Transmitter: optimization of the transmit filter and time-frequency packing technique.

Transceiver: we will combine all the presented techniques. We will consider, as example, their application to the satellite channel.

6/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

7/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: considerations

Let us consider a discrete-time ISI channel H(ω)

BCJRon soft

information

G

r

(ω) H

r

(ω)

r

Optimal detection adopts

H

r

(ω) = H(ω), G

r

(ω) = |H(ω)|

2

and has complexity O(M

ν

).

We consider detectors with memory L < ν. How we should set H

r

(ω) and G

r

(ω)?

I

OPT

= max

Hr,Gr

I

R

The optimization problem can be a hard task. However it can be solved for Gaussian input [1].

[1] F. Rusek and A. Prlja, “Optimal channel shortening for MIMO and ISI channels,” IEEE Trans.

Wireless Commun., vol. 11, pp. 810818, Feb. 2012.

8/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: considerations

Let us consider a discrete-time ISI channel H(ω)

BCJRon soft

information

G

r

(ω) H

r

(ω)

r

Optimal detection adopts

H

r

(ω) = H(ω), G

r

(ω) = |H(ω)|

2

and has complexity O(M

ν

).

We consider detectors with memory L < ν. How we should set H

r

(ω) and G

r

(ω)?

I

OPT

= max

Hr,Gr

I

R

The optimization problem can be a hard task. However it can be solved for Gaussian input [1].

[1] F. Rusek and A. Prlja, “Optimal channel shortening for MIMO and ISI channels,” IEEE Trans.

Wireless Commun., vol. 11, pp. 810818, Feb. 2012.

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Channel shortening: a numerical example

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-9 -6 -3 0 3 6 9 12

I

R

[bit/ch. used]

||h||

2

/N

0

[dB]

Optimal det., L=3 CS, L=2 CS, L=1 trunc., L=2 trunc., L=1

Figure : AIRs of the CS detector on the EPR4 channel for BPSK modulation.

9/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: our work

Our contribution

Adaptive channel shortening

Optimized transmit filter for CS detector Extension to MIMO-ISI channels Extension to continuous-time channels

I

AWGN channel: CS detector and optimal shaping pulse

I

FDM: CS detector

Due to a lack of time we will shortly describe only the Optimal transmit filter for CS detector.

10/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: optimal transmit filter

We now assume that the transmitted symbols are a precoded version of the information symbols

Optimization problem

max

P (ω)

I

OPT

such that R

π

−π

|P (ω)|

2

dω = 2π . Solution

|P (ω)|

2

= max

0, N

0

p|H(ω)|

2

v u u t

L

X

`=−L

A

`

e

j`ω

− N

0

|H(ω)|

2

where A

`

have Hermitian symmetry.

11/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: numerical results

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-10 -5 0 5 10

I

R

[bit/ch.use]

||h||

2

/N

0

[dB]

flat L=1 flat L=2 flat L=3 opt. L=1 opt. L=2 opt. L=3

Figure : AIRs for BPSK modulation when different values of the memory L are considered at receiver.

12/29 Advanced transceivers for spectrally-efficient communications

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Channel shortening: numerical results

10

-6

10

-5

10

-4

10

-3

10

-2

10

-1

10

0

-4 -3.5 -3 -2.5 -2 -1.5 -1 -0.5 0

BER

||h||

2

/N

0

[dB]

flat L=1 flat L=2 flat L=3 opt. L=1 opt. L=2 opt. L=3

Figure : Bit error rate for BPSK modulation, 64,800 DVBS2 LDPC code with rate 1/2, for different values of the memory L considered at receiver.

12/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

13/29 Advanced transceivers for spectrally-efficient communications

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Time packing

What we usually do...

t

PSD

f p(t− 2T )

p(t− T ) p(t)

T

...and what we could do

t

PSD

f T

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Time packing

What’s the point?

0.00 0.25 0.50 0.75 1.00 1.25 1.50 1.75 2.00 2.25 2.50

-10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20

I [bit/ch. use]

ES/N0 [dB]

RRC, α=0.2, F=1.2, T=1.0 RRC, α=0.2, F=1.0, T=0.8

0.00 0.25 0.50 0.75 1.00 1.25 1.50 1.75 2.00 2.25 2.50

-10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20

η [bit/s/Hz]

ES/N0 [dB]

RRC, α=0.2, F=1.2, T=1.0 RRC, α=0.2, F=1.0, T=0.8

η = I

R

T W

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Time packing

Original faster-than-Nyquist

In FTN, T is selected as the smallest value giving no reduction of the minimum Euclidean distance with respect to the Nyquist case [2].

Extended to both time and frequency by Rusek and Anderson [3].

time-frequency packing

We use low-complexity receivers

We accept a degradation of the information provided the spectral efficiency is increased

In other words, if we keep the same code, the performance degrades but an improvement is obtained by using a code with lower rate (higher overhead)

[2] J. E. Mazo. A geometric derivation of Forneys upper bound. In: Bell System Tech. J. 54 (1975),

pp. 10871094.

[3] F. Rusek and J. B. Anderson. The two dimensional Mazo limit. In: Proc. IEEE International Symposium on Information Theory. Adelaide, Australia, Nov. 2005, pp. 970974.

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Time packing: numerical results

0 0.5 1 1.5 2 2.5 3 3.5

-2 0 2 4 6 8 10 12 14

η

M

[bits/s/Hz]

E

b

/N

0

[dB]

MF, orth. signaling MMSE equalizer FS-MMSE equalizer MFMF+WF

MF+WF, trellis proc., S=512 MF, trellis proc., S=512 Shannon Limit

Figure : ASE for 8PSK with a RRC pulse having α = 0.2.

17/29 Advanced transceivers for spectrally-efficient communications

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Time packing: numerical results

0 1 2 3 4 5 6

0 5 10 15 20

η

M

[b/s/Hz]

E

b

/N

0

[dB]

CS, S=8, T-pack.

CS, S=64, T-pack.

trunc., S=8, T-pack.

trunc., S=64, T-pack.

64QAM, orth. sign.

256QAM, orth. sign.

AWGN Capacity

Figure : ASE for time packing and CS detection when the modulation is QPSK, with Gray mapping and RRC pulse α = 0.2.

18/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

19/29 Advanced transceivers for spectrally-efficient communications

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Satellite channel

h

o

(t)

w(t)

s(t) r(t)

h

i

(t)

Satellitetransponder

HPA

P

k

c

k

p(t − kT )

Figure : Block diagram of the satellite channel.

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Satellite channel

A suitable approximate model is based on a simplified Volterra-series expansion [4].

PSK modulations: the model reduces to a linear AWGN channel.

⇒CS detector for AWGN continuous-time channels.

APSK modulations: the model reduced to a MIMO-ISI channel.

⇒CS detector for MIMO-ISI channels.

[4] G. Colavolpe and A. Piemontese, ”Novel SISO detection algorithms for nonlinear satellite channels,” IEEE Wireless Communications Letters, vol. 1, pp. 22-25, February 2012.

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Satellite channel

A suitable approximate model is based on a simplified Volterra-series expansion [4].

PSK modulations: the model reduces to a linear AWGN channel.

⇒CS detector for AWGN continuous-time channels.

APSK modulations: the model reduced to a MIMO-ISI channel.

⇒CS detector for MIMO-ISI channels.

[4] G. Colavolpe and A. Piemontese, ”Novel SISO detection algorithms for nonlinear satellite channels,” IEEE Wireless Communications Letters, vol. 1, pp. 22-25, February 2012.

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Satellite channel

A suitable approximate model is based on a simplified Volterra-series expansion [4].

PSK modulations: the model reduces to a linear AWGN channel.

⇒CS detector for AWGN continuous-time channels.

APSK modulations: the model reduced to a MIMO-ISI channel.

⇒CS detector for MIMO-ISI channels.

[4] G. Colavolpe and A. Piemontese, ”Novel SISO detection algorithms for nonlinear satellite channels,” IEEE Wireless Communications Letters, vol. 1, pp. 22-25, February 2012.

21/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

22/29 Advanced transceivers for spectrally-efficient communications

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Spectrally-eff. comm. over the sat. channel

IMUX

from adjacent transponders HPA OMUX

e

−j2πFdt

e

j2πFdt

x(t)

e

−j2πFut

e

j2πFut

s(t)

Satellite transponder for user withℓ = 0

Figure : System model.

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Spectrally-eff. comm. over the sat. channel

0 1 2 3 4 5

-12 -8 -4 0 4 8 12 16 20 24

η [b/s/Hz]

P

sat

/N

0

F [dB]

QPSK 8PSK 16APSK 32APSK 64APSK

Figure : Spectral efficiency of DVB-S2 modulations with roll-off 0.2, data predistortion, and memoryless detection. Comparison with a constellation of increased cardinality (64APSK).

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Spectrally-eff. comm. over the sat. channel

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

-12 -8 -4 0 4 8 12 16 20 24

η

M

[b/s/Hz]

P

sat

/N

0

F [dB]

DVB-S2 64APSK α=0.05 TF pack., W opt.

Figure : Spectral efficiency of TF packing with bandwidth optimization (TF pack., W opt.). Comparison with DVB-S2, 64APSK and roll-off reduction.

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Spectrally-eff. comm. over the sat. channel

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

-12 -8 -4 0 4 8 12 16 20 24

η [b/s/Hz]

P

sat

/N

0

F [dB]

SE, DVB-S2 SE, TF pack, W opt.

MODCODs, DVB-S2 MODCODs, TF pack, W opt.

Figure : Modcods of TF packing with bandwidth optimization (TF pack., W opt.). Comparison with DVB-S2.

26/29 Advanced transceivers for spectrally-efficient communications

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Outline

1

Introduction

2

Channel shortening

3

Time packing

4

Satellite channel

5

Spectrally-efficient communications over the satellite channel

6

Publications

27/29 Advanced transceivers for spectrally-efficient communications

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Publications

Journals

A. Modenini, F. Rusek, and G. Colavolpe ”Optimal transmit filters for ISI channels under channel shortening detection,” IEEE Transactions on Communications, vol. 61, pp. 4997-5005, December 2013.

A. Piemontese, A. Modenini, G. Colavolpe, and N. Alagha ”Improving the spectral efficiency of nonlinear satellite systems through time-frequency packing and advanced processing,” IEEE Transactions on Communications, vol. 61, pp. 3404-3412, August 2013.

G. Colavolpe, A. Modenini, and F. Rusek, ”Channel Shortening for Nonlinear Satellite Channels,” Communications Letters, IEEE , vol.16, no.12, pp.1929-1932, December 2012.

G. Colavolpe, Tommaso Foggi, A. Modenini, and A. Piemontese, ”Faster-than-Nyquist and beyond: how to improve spectral efficiency by accepting interference,” Opt. Express 19, 26600-26609 (2011).

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Publications

Conferences

A. Piemontese, A. Modenini, G. Colavolpe, and N. Alagha, ”Spectral Efficiency of Time-Frequency-Packed Nonlinear Satellite Systems,” in 31th AAIA International communications satellite systems conference, Florence, Italy, October 2013.

G. Colavolpe, and A. Modenini, ”Iterative carrier syncrhonization in the absence of distributed pilots for low SNR applications,” in Proc. Intern. Workshop of Tracking Telemetetry and Command System for Space Communications. (TTC’13), European Space Agency, Darmstadt, Germany, September 2013.

A. Modenini, F. Rusek, and G. Colavolpe, ”Optimal transmit filters for constrained complexity channel shortening detectors,” in Proc. IEEE Intern. Conf. Commun. (ICC’13), Budapest, Hungary, June 2013, pp. 1688-1693.

A. Modenini, G. Colavolpe, and N. Alagha, ”How to significantly improve the spectral efficiency of linear modulations through time-frequency packing and advanced processing,” in Proc. IEEE Intern. Conf. Commun. (ICC’12), Ottawa, Canada, June 2012, pp. 3430-3434.

Patents

G. Colavolpe, A. Modenini, A. Piemontese, and N. Alagha, ”Data detection method and data detector for signals transmitted over a communication channel with inter-symbol interference,”

assigned to ESA-ESTEC, The Neederlands. International patent application n.

F027800186/WO/PCT, December 2012.

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