PHYSICAL REVIEW
E
VOLUME 52,NUMBER 5 NOVEMBER 1995Analytical theory of short-pulse free-electron laser oscillators
N. Piovella,
P.
Chaix,G.
Shvets, andD.
A. JaroszynskiCommissariat a l'Energie Atomique, Service de Physique et Techniques Nucleaires, Bozte Postale 12, 91680Bruyeres-le-Chatel, France
Princeton Plasma Physics Laboratory, Princeton,
¹zo
Jersey 085)8(Received 7July 1995)
A simple model for the nonlinear evolution ofa short-pulse free-electron laser oscillator in the small gain regime is derived. An analysis ofthe linearized system allows the definition and calcula- tion ofthe eigenmodes characterizing the small signal regime. An arbitrary solution ofthe nonlinear system can then be expanded in terms ofthese supermodes. In the single-supermode approxima- tion, the system reduces to aLandau-Ginzburg equation, which allows the efBciency and saturated power to be obtained as functions ofcavity detuning and cavity losses. In the limit ofsmall cavity detuning, electrons emit superradiantly, with an efBciency inversely proportional to the number of radiation wavelengths within the optical pulse, and power proportional to the square of the bunch charge. In the multisupermode regime, limit cycles and period doubling behavior are observed and interpreted as a competition between supermodes. Finally, the analytical and numerical results are compared with the experimental observations from the Free-Electron Laser forInfrared eXperiments experiment.
PACS number(s): 41.60.Cr, 42.60.
Jf
I. INTRODUCTION
In this paper we study the linear and nonlinear evolu- tion of radiation pulses in
a
small-gain &ee-electron laser(FEL)
driven by electron pulses much shorter than the slippage length,4 = AN,
whereN
is the numberof
undulator periods and A is the radiation wavelength[1].
We derive asystem
of
equations for the radiation ampli- tude and the collective electron variables describing the multipass evolution in the cavity. The system is con- trolled by only two independent parameters, cavity de- tuning and losses. In the small signal regime eigenvalues and eigenmodes (supermodes)of
the linearized system are found as functionsof
the cavity detuning. This al- lows oneto
calculate gain, linear frequency shift, and optical power for different supermodes. The maximum gain per pass,P, - pP,
i' (npL
Lb)
(2)where
P,
is the electron beam power, and the eKciency1s
imum eKciency operation point the emission is super- radiant. Maximum eKciency occurs approximately for bd
0.
1815Lb(o.pL,
/Lb)~,
where np is thetotal
cavity loss,L, =
A/4vrp, the cooperation length [3],p oc Ib1/3 the fundamentalFEL
parameter [4]and Ib, the peak elec- tron current. Fora
cavity length correspondingto
op- timum efficiency, the gain isP
5np/3 and the optical pulse isanarrow spikeof N, = (L,
/2A)gnpL,
/Lb« N
optical periods with
a
peak power scaling as the square of the beam charge,g
pg— — 0.
1875(Lb/A)gp,occurs for bd
pt:
00225Lpgp, where bZ is the cavity shortening, Lb is the electron beam length, and gp [2]is the usual cw small gain parameter.The supermodes are then used
to
describe saturation, expanding the complete solutionof
the nonlinear sys- tem in termsof
the eigenfunctionsof
the linear problem.In the single supermode operation, the model reduces
to
a Landau-Ginzburg equation describing steady-state saturation. This allows oneto
calculate eKciency and saturated power as a function of cavity detuning and losses. For small losses, the eFiciency is maximum when the cavity length is closeto that
for vacuum synchro- nism. An approximate evaluation of the supermodeat
small cavity detuning shows analytically thatat
the max-Although short-pulse effects reduce the gain &om the cw value Q
= 0.
27gp [2],efficiency is larger than the cwvalue1/2N .
For small values
of
both cavity detuning and losses, different supermodes can be nonlinearly excited, allowing fora
multimode regime where the optical power oscillates periodically over several hundred passes [5,6].
We inves- tigate numerically the transition &om the quasi-steady- state regime, where one supermode dominates,to a
limit- cycle oscillation regime, whereat
least two supermodes have comparable amplitudes. As cavity detuning or cav- ity loss decrease, the equilibrium solution becomes un- stable and period-doubling cascade leadsto
chaotic be- havior [7]. In the caseof
chaotic behavior the number1063-651X/95/52(5)/5470(17)/$06. 00 5470
1995
The American Physical Society52 ANALYTICAL THEORY OFSHORT-PULSE FREE-ELECTRON.
. .
5471of
supermodes involved in the dynamics becomes largerthan two. Various regimes
of
nonlinear operationof
the free-electron laser oscillator, such as stable point, limit- cycle oscillation and period doubling are investigated in termsof
supermodes. An accurate quantitative predic- tionof
the nonlinear behavior requires the multielectron equations [seeEqs. (11)
and(12)].
The objectiveof
the present work, in which we use the reduced model [seeEqs.
(16)
—(20)],
isto
capture the essential nonlinear featuresof
short-pulseFEL
oscillators.II. THE BASIC MODEL
We
start
with the standard setof FEL
equations, de- rived in the Compton approximation and recast in a di- mensionless form, for the complex field amplitude A and the electron phase and energy, 9 and p[3]:
where Ay and Ap are, respectively, the fields at the end and
at
the entrance of the undulator,r
accounts for the reduction in amplitude dueto
energy losses at; the mir- rors, and h= 28l:/b,
is the normalized cavity detuning, where bd is the cavity shortening relativeto
that for per- fect synchronism between the cavity round-trip time for vacuum speed of light and the injection periodof
the electron micropulses.By
shortening the cavity bybl.
,the optical pulse is pushed forward in
(
by h on eachpass
.
In the (u,
()
plane, the undulator lies between the linesu
+ ( =
0 and u+ ( = 1.
The electrons move on linesof
constant u and the radiation, propagating in the same direction as the beam, moves on linesof
constant(.
Theelectrons and the radiation interact only when their tra- jectories in the (u,
()
plane intersect between the linesu+
( =
0 andu+ ( = 1.
IntegratingEq.
(4) along u and usingEq. (7),
the input field for the (n+ 1)th
pass is c)A(u,() =
goX(u) (exp[—
io(u &)])c)8(u,
()
(4)
(5)
1—$
+rgp dug(u) (exp[
— io(u, ()])
.(8) c)p(u,
() = — (A(u, ()
exp[io(u,()] + c.c. )
.In these equations, u
=
(z—
v~~t)/P~~A,( =
(ct— z)/A,
with u
+ ( =
1,where z is the distance along the axisof
an undulatorof
lengthL =
AN,
period A=
2m/kand rms parameter
a,
A=
A(1 —
P~~)/P~~ A (1+
a
)/2pp is the resonant wavelength, and v~~=
cP~~ is the average longitudinal beam velocity; the other variables are the electron phase 8= (k+k )z —
ckt, with k=
2m/A,the electron energy detuning, p
=
47rN (p—
pp)/pp,the slowly varying complex amplitude
of
the radiation field A, defined suchthat
~A~2=
47rNgpP(z, t)/P,
where
P(z, t)
is the intracavity optical power,P,
mc pp(Ib/e) is the electron beam power, Ib is the peak electron current, and mc pp is the initial beam energy;
gp
— —
47r(N /pp)(Ibf/Ip)(a
A E/rb)2 is the cw small-gain parameter [2],
F
is 1 fora
helical undulator and equalto
the well-known di8'erenceof
Bessel functions for a linear undulator, rg is the beam radius, Ip 4vrepmc /e 17000 A is the Alfven limit current, andf
is the filling factor describing the transverse overlapbetween the optical and electron pulses. The parame- ter gp is related
to
the fundamentalFEL
parameter pof Ref.
[4],which is independentof
the undulator length and scales asIb,
by go— —
(4mpN)s.
InEq.
(4) the an-gular brackets indicate an average over the particles and the electron current profile is modeled as Ib(u)
= Iby(u),
with
J
dug(u)=
Lb/b, , where Lb is the mean lengthof
the electron micropulse, defined as the charge divided by Ib/c, which is independentof
the bunch shape.In an oscillator, the radiation is reflected backward after amplification and then forward for the next pass through the undulator, so that the input field for the
(n+ 1)th
pass isBA"
(m+1)
(~ ~) A(n)(~) 9Ap
(()
&~Ao(()
where the pass number nisconsidered asa coarse-grained variable. Defining
A((,
v)=
Ao((),
b 2bd
V
= (10)
in terms
of
the gain. parameter p=
(Lb/A)gp, the difFer- ence equation(8),
withEq. (9),
andEqs.
(5) and(6),
givec)A((, ~)
c)A((,
7.) nc)~ c)( 2
We limit the analysis
to
ultrashort electron micropulses, withy(u) =
(Lb/A)h(u), where 6(u) is the Dirac delta function. We assume a micropulse much shorter than the slippage length (Lb« A),
but long with respectto
theradiation wavelength, such that the phase
of
the electrons entering the undulator is uncorrelated withthat
of the radiation pulse. Thus 0is initially distributed uniformly between 0and2'.
The case of a micropulse shorter thana
radiation wavelength has been considered by Pinhasi and Gover [8],and should iiot beconfused with the short- micropulse case discussed here.The linear gain per pass is assumed small, (Lb/A)gp 1,so that the substitution A(u,
() = Ap(()
can be madein
Eq. (6).
In this limit, the cavity shortening h and the cavity losses 1— r
are assumed small, so that inEq. (8) r =
1—
np/2, with np«
1, and A~+i)(( —
8) may be approximated by the following Taylor series expansion.Ap~"+ )
(( —
8)= r
A~~")((),
(7) exp— iO, w, 11
5472 PIOVELLA, CHAIX, SHVETS, AND JAROSZYNSKI 52
8'0((, ~)
A(E,
e)
exp[ep[(,c)] + c. c. ),
E(~)
[80/6vrv3(27)
]exp[(3~3/2
)7' ~— n7],
.(»)
where Fo is the initial energy, and net gain (gain minus losses)
2
37
(i4)
If
o.w))
1, the radiation decays after reaching the maximum6 „(Eon/lsvr) exp[(3~3/n) 'l'] at
7.(1/2)(~3/n) l . If
the losses are very small and the ra- diation grows to8
7r (for example, forfo
10n 0.01
and w 10 )the electrons performa
half syn- chrotron oscillation in phase and the emission issuperra- diant, withA((,
w)= &Ai(~w(),
where Ai isthe solutionof
the self-similar equations(14)
and(15)
ofRef.[9].
We observe that
Eqs. (11)
and(12)
depend only on two parameters, scaled cavity detuning v=
2hZ/Ap and scaled cavity loss, n=
no/p.Finally,
it
is worth notingthat Eqs. (11)
and(12)
are similarto
the ones derived for abackward wave oscillator(BWO) [10],
where 7 isthe scaled time and(
isthe scaledundulator length.
III. THE REDUCED MODEL
where rI
=
1for 0 &(
& 1 and g=
0 elsewhere, and0((, 7) =
0(u=
0,().
The gain parameter p accounts for the reduction of the usual cw parameter go due to short-pulse effects, by the factorIi, /4
&1.
As
a
resultof
the electron bunch being very short, the radiation interacts with all the electrons over the slippage length 0&(
&1.
Dueto
the cavity shortening v, radia- tion moves forwards or backwards in(
during successivepasses through the cavity, depending on whether v is, respectively, negative or positive. In the first case (cav- ity longer than perfect synchronism), a boundary condi- tion for A must be assigned
to
the leading edge( =
0,and the radiation is shifted by ~v~w along the positive di- rection of
(,
leaving the interaction region through the boundary( =
1;in this case the radiation propagates in the same direction as the electrons. In the second case, when v is positive (cavity shorter than perfect synchro- nism), a boundary condition for A must be assigned to the trailing edge( =
1, and the radiation propagates backwards, leaving the interaction region through the boundary( =
0 and moving towards the electrons. The exact synchronism case (v=
0) has been studied in a previous work [9], showingthat
superradiant emission occurs in the limitof
very low cavity loss. In the lin- ear regime the radiation builds up witha
nonexponential growthrate,
with energypled equations for the phases and the energies of
N ))
1electrons and a complex field amplitude,
Eqs. (11)
and(12). It
has been shownthat
the completeFEL
dynamics can be approximately described in terms offew relevant collective variables[11],
assuming the following trunca- tion relation:((&
— (&))'
p(— 0)) =
((&— (&))')(
p(— 0)) (»)
where p
= 00/8(.
Ansatz(15)
results &oma
truncation,at
the second order in the hierarchy, ofequations for the cumulants of the phase-energy electron distribution. In- troducingB =
(exp(— i0)), P =
(pexp(— i0)),
Q=
(p)and
S =
(p), Eqs. (11)
and(12)
reduce to the following set ofclosed equations[11]:
OA o.
—
v+ —A=gB,
ct( 2 OA
87
8B 0(
BP
0( = —
A— i SB —
2iQP + 2iQ'B,
OQ
[AB* + — c.c.
],BS
0 2[AP* + — c.c.],
(16)
(19)
(20)For v
)
0 we define the scaled radiation energy as1
(22) Integration
of Eq. (21)
over(,
and neglectingA((
1,w) (which isphysically equivalent
to
alow spontaneous emission level), yields the eKciency as a functionof
the scaled pass number T:where rI
=
1 for 0 &(
& 1 and q=
0 elsewhere. We will assume in the following a resonant monochromatic and unbunched initial beam, withB = P =
Q= S =
0at ( =
0 and. initial fieldA((,
w=
0)= Ao((). It
canbe easily shown that the assumption of a nonresonant initial beam isequivalent
to
a constant frequency shift in the initial field. This frequency shift of the radiation in responseto
a nonresonant electron beam is established in the linear regime as discussed in[12].
It
isworth remarking that the only "independent" vari- able of Eqs.(16)
—(20) is the field amplitude A, governed byEq. (16);
indeed, for each value ofw, the electron vari- ablesB, P,
Q,R,
andS
are determined as functions of A byEqs. (17)
—(20).
This results from the fact that in an oscillator the radiation isrejected
backto
the undu- lator entrance, whereit
begins interacting with freshly injected electrons.We observe that
Eqs. (16)
and(19)
yield an equation for the energy balance:+
I~
OQ
t'0 Bi
(87 0 )
A description of the
FEL
dynamics in the nonlinearregime requires a numerical integration
of
2N+
2 cou-p(e)— : — Q((=1
47rlV '~) =
4vrlV1 ~(d
qd~+
ce)E(c) (23).
52 ANALYTICAL THEORY OFSHORT-PULSE FREE-ELECTRON.
.
. 5473 Finally we also notethat,
for v)
0, the field propagatesfreely in the region v—
r
&$ &0,decayingat
a rate given by the cavity loss o.:
vk
—
ipk+1=0. (33)
where4~
is a normalization constant and k~, withj =
1,2,
3,
are the complex rootsof
the cubic equation:A(&p((, ~)
=
e"A(( =
O,r+(/v).
(24)We choose
4
normalizedto 1:
IV. LINEAR REGIME
d&lC'(&)I' = 1.
The linear regime has been studied numerically for an arbitrary beam profile
y(u)
inRef.
[13]and analyti- cally in the long-bunch approximation, Lp))
A, in Refs.[14,
15].
In our case, the small-signal regime (A«
1) isdescribed by the linearized equations, for 0&
(
&1:
For v &0,
4(0) =
0 and hence4'(() =
0,implyingthat
no nonzero solutions exist for v &0.
This meansthat
the time-independent solution is the solutionof
the setof Eqs.
(25)—(27).
For v
)
0 the eigenvalue p must satisfy the character- istic equationOA o.
—
v+ — A=B, 8(
2OB
0
)(25) (26)
k, '(k, — k,
)e'"'+ k, '(k, — k, )e '"'
+k,'(k, — k, )e-*" = 0. (35) BP
|9
(27)A((, r) =
exp[(p—n/2)r]4((), B((, r) =
exp[(p— n/2)r]@((),
P((, ~) =
exp[(p— n/2)~]I'((),
(28) (29) (30) We assume an initially unbunched beam,
B(( =
0,7) = P(( =
O,w)=
0, and notethat
for perfect cavity syn- chronism (v= 0),
no boundary condition on A is re- quired, because the radiation does not propagate along(.
For v & 0 or v & 0 we assumeA(( =
0,7) =
Apor
A(( = 1,
T)=
Ap, respectively, where Ap character- izes the level of spontaneous emissionthat
is amplified by theFEL
interaction. In addition, the initial level of radiation inthe oscillator cavity isassumedto
match the levelof
spontaneous emissioni.e.
,A((,
w=
0)=
Ap.The solution of the set of linear equations (25)—(27) with inhomogeneous boundary conditions can be repre- sented as
a
sumof
time-independent solutions with in- homogeneous boundary conditions and atime-dependent solution with homogeneous boundary conditions.By
as- sumingthat
the levelof
spontaneous emission Ao is small, we will concentrate on the time-dependent solutionsthat
can have a nonzero temporal growth rate and, hence, reach high amplitudes.The eigenstates of
Eqs. (25), (26),
and (27) are solu- tionsof
the formMoreover, for
(
& 0 the solution decays exponentially as4(() =
4'(0)exp(p(/v)
if p hasa
positive realpart.
Eigenvalues
p
can be obtained, as functions of the cavity detuning v, with asimple numerical iterative algorithm, searching the zero ofEq. (35).
To facilitate the search, the threshold valueof
v, for which the eigenvaluep
has zero real part(i.e.
, zero gain), can be obtained first bya
numerical scanningof
only the imaginary partof p.
Then, varying v from the threshold, the eigenvalue can be then found by continuity. Adiscrete set
of
eigenvalues is found. No solutions witha
positive real part exist for v) 0. 13,
whereas the fundamental eigenvalue p~ has a positive real part for 0 &v &0. 13,
witha
maximum gaingi/p = 0.
1875at
v= 0.
045; the second eigenvalue p2 hasa
positive real part for 0 & v &0.
02,with maximum gain g2/p= 0.
0412at
v= 0.
0048; the third eigenvalue ps hasa
positive real part for 0 & v &0. 01,
with maximum gain gs/p= 0. 019 at
v= 0. 0019.
InFig.
1 we plot the scaled gaing
/p=
2Rep [Fig.1(a)]
and the linear frequency shiftdP„/d~ =
Imp, [Fig.1(b)]
for the first three eigenvalues (n=
1,2,3) as a functionof
the cavitydetuning
v.
For small values
of
v, the eigenvalues and the eigen- functions can be approximated by the following expres- sions:p
~ 3(v/2)
e'+
n m (v/2)e'
where the steady-state gain per pass isg =
2pRep. Sub-stituting (28)—
(30)
inEqs.
(25)—(27),
we obtain whereas the intensity is given by— p4 +i%' =
0(31)
~4 (()~(3~3/n
m v) sin (nor()e~"~~(37)
and@" = iC,
wherea
prime indicatesa
derivative withrespect
to (.
From the boundary conditions onB
andP, 4(0) =
0 and@'(0) =
0; for v & 0 or v & 0 we assume 4'(0)=
0 or4(1) =
0, respectively. For vg
0,the solution
and the associate phase change is given by
dvP„
„= (2/-)" [(1/2) + (-'-'/3)(-/2) "],
(38)4(() = 4~[k, '(k2 —
ks)e'"'~
+k'(k —
k). -'"
~+ k, '(k, — k, ).
—"
~]with p
= ~3(2/v)1~
[1—
(2n2vr2/3)(v/2)2~s] and n=
1,2, . .
..
FromEq. (36),
the gain correspondingto
the eigenvaluep
is5474 PIOVELLA CHAIX,SHVETS, AND JAR.OSZYYNSKI
(39)
~n
—
3~3p
(v/2) &/&— ~ ~
(v/2)&/s52
and the 1linear &equency shift '
dP„ mp„= (3/2)(v/2)' 1+ ' '(
/2'
Hence,
a
an increasing numberof
ei envalbl
f
wi maximum gainthe limit value for v
=
0a v
2/(
2nvr's , tending towardg =3~3
(/2)'/'= ~ '
L(41)
In
Eq. (41)
we have introduced a coo e notethat
for sm)
or small cavity detun- periods
N
and pum er of undulator proportional
to
the numwavelengths conta d
e number
of
radiation 1/3 aine in the effective iI
g(bl:)
/.
Thisca
c ive interaction length very short cavity d
t
is can be explained by
t
he fact that for shorter than the 1y e uning the radiiation pulse is much e s ippage length so
t
act
with the rada
iat
ion only over a &actin er-
- 1 o heoptical pulse width ~161 case the interaction
ac
ion engthlen th isis not AN~ butI
(bZ) /Radiaiation pulse can be divided into p
p p
ion process, and the deca '
which decays exexponentiao
t
y in(
dueeto coc y )1 b b
uning,
t
e interactina
roa profile, with ah 1 1 h h
t eng,
w ereas for smaleoptical pulse peaksaround the
tr
'cavity detuning h fo (v l
arge,
electrons interact wh h 1 1' 1
th
t
li d(=1,
ngb
E .
F
(rg
-
3p„-
(v/2)~/s.We can now interpret th
point of view. Cavi y s
't
orteninese resultsis om a physical~
t th.
ot
~ 11-&o
g~
--. .
y op.
—pu se om building up only at the trail- 0.2
~
0.15—0.
1—
0.05—
&tisinteres ob ing limit, the gain
eshort cavity detun- in isproportional
to Ii/3
agee inear gain suggests
of
the superradiaa
iantht
regime',
].819.
as in the linear& his result for
for very smal].
ca 't
h' n issuperradiant ges s
t at
the emission 'avi y s ortening gure 2~h~~~ the f~~d~me~t
( ) d
()
a and
v=0.
002b.
Us g eca
a supermode the o di gt
o the eigenvaluep„.
Prom this analynd t}1'ird supermodes are e than
0.
02 and0.
01e excited for v smaller
, respectively. The line
0
0 reases with v and is larger for increas'sing0.0 0.0
I
0.05
0.0
I I
0.05
-1.
0I I I I
) I I I I I I I I I
I I I I
-0.5 0.0 0.5
1.
0FIG. 1.
(a) Linear gain, gh
hif, (t„= =
Imp for the first three p' y e uning v
=
2bd/L ggp.FIG.
2. Supermode (4q( vs for a=
. an FIG . o e g ~s(
for (a) v=
0.045 and (b)S2
(I'( )) 4)
[y4 y5curs for 2gg
~
& ]) showing27g()
(]
02g ~
maximumth
7
shortening sea]a
X»s ofRef []4 t}
ca
es as the secav- he beam length L
s ippage lengt
to th
b) as in our (
a
instead
of
e cw ainase, an the h a sma}l
ga»
is equa}e nite bunch 1
correction for th ength.
e e
ect of
e existence of mult' 1linear gain for
u ip e supermodes
b d'fF mo es occur
g in limit-cycle oscill
urs
at
saturationThis situation is' and the result
wit numerical s elec
f
1FEL
eectron beams with
experiments d ' or s h
"
with'
1a
micro ulses riven by
1 gth 21—
23].
547'
I I I I I I
-0.5
I I I I I
0.0 0.5
-1.
0 1.0FIG. . 3. 3.
Supermodee'
!,Cg!vs(for
(a)a vv= =
0.015 and (b)ing edge, with the p
(= 9. T'
ult
f th'6'}d
gain 20 w'
e ed buildin u
to ~'~'
g p
nen ia' growt1 h rate propo
t
respectto
en the cavit is
r
ional ya
puse
to t t 'h
h h
t
dth
t ', h'h
hh d d
}l, .
i h v.
As the cavity' ' '
gPbalance b
ion pulse widens so
a
in et,
d otbl
1 parabo}icc
onger than the s ippage1'V. SINC LE SUPERMOD ODE OPERATION
When thehereal partof
thloss, the
e rst ei enva
eisaso
clo rst supermodaue is close
to th
y eshold, while all the
se
to
theFEL
instabil-o e
other su er
th i
f to
e.
Substituting this eg g
, !W,
(42) where the overdoover ot stands for a d d7 and ANALYTICAL THEQRYOF SHORT-PULSEFR
REE-ELECTRON.
where
1
~
+:(e f ~('(( —6')&Ã'),
5.
0—
W= 4r, ,
ReRe(p,
)d('!C, ((' '
—
2C& 1—
2vP)[!4
!— !4
~0)13
(44)2.
5—
with @„= p„C„— v4'
wo ecoupled equations,
0.
0-1.
0I I I I [ I I I
-0.5
0.
0 0.51.
0 andI =
[g— 2Re(Pg)I]I
(45)g
— —
Impg— Im(Pg)I,
(46)FIG.
4. Supermode !4v
=
0.002.vs(for
(a)av=
v=
0.008 and (b) where g=
2Repi— n.
At the thrH
fb'
,w ie, for g)
0,Eq.
(45)5476 PIOVELLA, CHAIX, SHVETS, AND JAROSZYNSKI 52
has the following solution:
where
I(0)
exp(gw)1
+ [I(0) /I,
][exp(gr)—
1]' (47)I, =
2RePi (48)
Using
Eqs.
(22) and(24),
the saturation energy in the single supermode approximation is(49) where the second term is the energy outside and ahead
of
the slippage region. InFig.
5 we plot the gain, Qi/p=
2Repi (a) and the saturated energy for the first supermode E', (b) as a function of the cavity detuning v, for three diR'erent valuesof
loss o.. The intensity in- creases when the cavity loss decreases, showing a sharp peak near v= 0.
For a relatively large loss(n ) 0. 1),
no pronounced peak in the intensity is observed in the detuning curve, while for asmaller n, emission can occur
at a
smaller cavity detuning, although witha
lower gain.I, =
2i1— (
n) 3~3(v/2) '~' —
o.2Rep, )
9(v/2)s&s (50) InFig.
6 we compare the approximate solutionEq.
(50) (dashed line) withEq.
(48) for n= 0.03.
Equation (50)has
a
maximumI,
o. /at
v0.
363o. /.
Therefore, usingEq. (23),
the maximum efficiency isThe smaller bump in
F, at
larger v is dueto
the factor 1+
v~Oi(0)~ /n, which accounts for free propagation of the radiation aheadof
the electrons, outside the slippage region.We show in the following that near vacuum cav- ity synchronism,
at
the optimum cavity detuning ofFig. 5(b),
the emission is superradiant, witha
maxi- mum efficiency scaling as~t;
and a peak power scal-ing as E',, where
E, = P, (Ls/c)
is the electron ini- cropulse energy. Using the approximate expression for the nth sup ermode in the limit of small v, C4~ sin(nn() exp(k(), 4„(v/2) exp(i7r/6)@„and
I'„= —
(v/2) i~sexp(—
i~/6)C„,
where 4'iv is the normal-ization constant and k
=
(2/v) ~ exp(in./6),
a long but straightforward calculation gives RePi(~3/2)
vRepi.
Then, using the approximate expression
(36),
we obtain, for theerst
supermode,0.2
W
015—
0.1
0.
05— a=0. 04
o.
I,
1 4vra Ilfr,
4+N
4vrN~n 1+
az noZ~ mcus In this expressionr, =
e /4vreome isthe classic electron radius andZ~ =
wr&/A is the Rayleigh range. UsingEq.
(37) for ~Ci~at
the optimum cavity detuning v=
0. 363n
~z, the peak power is ~A~„0.
8/n and thewidth is
ot 0.56~o.
. As a result, the optical spike isN, = N
O.t.= 0.
56N~n
optical periods long and is produced with an eKciencyof
0.0 I
0.01
I
0.05 0.09 0.13
1 Lg
'9
— =
P8'&,
o.oL (52)200 250
200
—
','I I I
150
—
, ''ioo— 100—
50—
50—
'0.01
l
0.05
I
0.09 0.13
0
0.
01 0.05 0.09 0.13FIG.
5. (a)Linear gain Qi/p=
2Repz and (b) steady-state energyt„
from Eq. (48),vs cavity detuning v for the funda- mental supermode and for n=
0.10,0.06,and 0.04.FIG.
6. Comparison between the steady-state energy8,
calculated from Eq. (48) (continuous line) and from the ap- proximate expression, Eq. (50) (dashed line), for n
=
0.03.52 ANALYTICAL THEORY OF SHORT-PULSE FREE-ELECTRON.
. .
5477 Using the definitionof
A and o.,the peak power isVI. MODE-COUPLING
ANDLIMIT-CYCLE
OSCILLATIONS
( )
(apL, j
epAZxx(
1+
a mc xx.'ppThese expressions are in agreement
to
withina
numerical factorof
the orderof
1, with those derived inRef.
[17]with the assumption
that
the optical power is suchthat
the electrons undergo halfa
synchrotron oscillation dur- ing the interaction time, which is limited by the optical pulse length and not the undulator length. The electrons interact with the optical spike and undergo half an os- cillation while traversingN, (( N
undulator periods sothat the maximum efficiency g is
of
the orderof 1/N,
insteadof 1/N
as ina
cwFEL [17,24].
Superradiance can be interpreted as the regime in which the radiation
extracts
energy &om the electrons with a maximum eKciency. The same regime has been found in the single-pass high-gainFEL
driven by elec- tron bunches witha
length shorter than or comparable with the slippage length [3,18, 19].
A single superradiant spike of peak powerP 0.2pP,
(L&/L,) is generated by a short electron bunch (weak superradiance), whereasa
burstof
random spikes is produced by a long electron bunch when the emission starts from shot noise [25]; the same mechanism has been observed inFEL
oscillators, wherea
single spike is generated for electron bunches shorter than the slippage length [21] and for long electron pulses, wherea
chaotic superpositionof
spikes has been observed experimentally and numerically in the"post-
sideband" regime[26].
In the superradiatingFEL
os- cillator, witha
cavity length closeto that
for vacuum synchronism, the efficiency and peak power scale, respec- tively, as the squareroot
and the squareof
the quality factor Q=
1/o.p. For long electron bunches,a
spike is produced approximately each slippage lengthL.
Refer- ence [26] reports the same calculated efficiency asEq.
(51),
withina
numerical factor (equalto 4~2),
if Lq issubstituted for the slippage length
L.
Hence the efB- ciency for long electron pulses is in general larger thanthat
for short electron pulses and the optical Beld has chaotic temporal and spectral features. In contrast, short electron pulseFEL's
have the advantageof
generating an extremely short radiation spike (witha
typical length less than 1 ps) with considerable efficiency and smooth spec-tra.
In conclusion, for small cavity detuning electrons emit a superradiant spike with
a
peak power proportionalto
Z, and a width inversely proportionalto ~E, .
Asa
nu-merical example, for an undulator with A
= 6.
5 cm,a = 1.
2, andN = 38, a
beam with energyE =
22.5 MeV, charge Q=
40pC,
andIx,
——0. 5b„ZR = 1.
2 m, filling factorf = 1,
and cavity losses np— — 5%,
anoptical spike is emitted
at
A=
40 pm with eKciencyg
1%,
intra-cavity peak powerP, =
120 MW and du- ration w,= 0.
63 ps(N, = 4.75);
the optimum cavity shortening ishl: =
3 pm and the gain per pass7%.
Single mode operation leads
to a
stable configuration without the oscillationof
the radiation energy as afunc- tionof
the scaled pass number w. However,it
has been observed experimentally [27] and numerically [6]that a
limit cycle occursat
moderate valuesof
v and the macropulse power oscillates periodically over several hun- dred passes, as does the optical micropulse shape and spectrum. For smaller cavity detuning and loss, period doubling of the oscillations and transitionto a
chaotic regime occurs as has been discussed inRef. [7].
InRef.
[7], the transition has been studied numerically by vary- ing three parameters, cavity detuning, beam length, and beam current. In this case, the diferent regimes are described in terms of the quantity
p, z„— —
b,/L, z„
~A~ ~ /~2m, equal
to
the numberof
synchrotron oscil- lations ina
slippage length, whereL, z„((,
v) is the "in- stantaneous" periodof
the synchrotron oscillation [seeEq. (12)].
However, this parameter depends on the field strength ~A~, which must be calculated by numerically in- tegrating the partial differential equations. In contrast, by restricting our modelto
electron pulses shorter than the slippage length, we have developeda
self-consistent analysisof
the diferent regimesof
operationof
theFEL,
which depends only on two (experimentally controllable) parameters, cavity detuning and loss. We find
that
the wealthof
nonlinearFEL
physics can be rather accurately described by the reduced setof Eqs. (16)
—(20).
More importantly, the analysisof
the linear supermodes given inSec. IV
provides a convenient &amework for under- standing such nonlinear phenomena as the limit cycle and chaotic behavior, as well as givinga
rather accurate estimateof
the &equencyof
the limit cycle. In this &ame- work, the transition &om stable operationto a
limit cycle can be interpreted intermsof
nonlinear coupling between diferent supermodes. Nonlinear oscillation of the radia- tion power results &om a competition between di8'erent supermodes, whereas the quasi steady-state operation oc- curs when the first supermode is dominant. When two supermodes dominate, a limit cycle or damped oscilla- tions are observed.In this section we present numerical results obtained froxn solving the partial differential system
of Eqs. (16)—
(20).
The numerical solution can then be decomposed into the supermodes,A((,
w)= P
W (w)4'((),
and theevolution
of
the coefficients W (w) investigated. We de- terxnine the regions in the parameter space, (v,cx),where stable operation, damped oscillations,a
limit cycle or pe- riod doubling occurs. The expansion in eigenmodes loses its relevance when the behavior becomes highly nonlin- ear, because nonlinear coupling between the modes as- suresa
nonvanishing contentof
every mode inA((,
w) On the other hand,if
all the modes apart from the fun- damental are heavily damped, as inthe linear regime, andif
the saturated amplitude isnottoo
large(i.e.
,nonlinear effects are small), then the fundamental supermode pro- videsa
good approximation for thetotal
Geld A, and the spectrumof
the field hasa
single narrow lineat
ux— —
Px,5478 PIOVELLA, CHAIX, SHVETS, AND JAROSZYNSKI S2
0.
20. 15—
0. 1—
0. 05—
0 0 I I I I I I I I I
I I I I I I I I I I I
0.
00.
050.
1FIG.
7. Phase diagram in the parameter space (v,n).
Re-gion
I:
quasistable regime; regionII:
limit-cycle regime; regionIII:
period-doubling and chaotic regime.where
Pi
is given byEq. (46).
This is indeed confirmed by our numerical simulations, which show asingle spec- tral line in the caseof
a steady-state operation. As the optical power is increased, by decreasing cavity detuning or loss, the second mode is driven nonlinearly, and asec- ond narrow line appears in the spectrumat a
&equencyImp2, with
a
small correction dueto
a nonlinear phase shift resulting &om an interaction with the first mode. The appearanceof
the second spectral line coin- cides with the onsetof
the limit-cycle behavior. There- fore, more generally, the efrective numberof
modes par- ticipating in the interaction correspondsto
the numberof
(independent) spectral lines.Figure 7 shows a phase diagram in n and v
of
the di8erent regimes: no emission occurs above the thresh- old, for n)
Q'i/p, whereas quasi-steady-state operation or damped oscillations occur in regionI of Fig.
7, with a very small amplitude high-&equency oscillation; limit cycles,at
a lower &equency, are observed in regionII,
whereas period-doubling behavior occurs in the transi- tion region between
II
andIII.
In regionIII,
a transitionto
chaotic behavior occurs via aperiod-doubling cascade;a detailed study
of
this latter regime is beyond the scopeof
this paper. In the following we discuss the difFerent regimes separately.(a)
100
I
200
I
300
I
400 500
20
15—
10—
and v
= 0.05.
We have chosen initial and boundary con- ditions as explained inSec. IV,
with Ao— — 0.01.
The other curves ofFig. 8(a)
represent the temporal evolu- tionof
the amplitudes IWil (dashed line) IW2l (dotted line), and lWsl (dashed-dotted line)of
the first three su- permodes, calculated by projecting the numerical solu- tionA((,
w) on the eigenfunctions,4i, 42,
and4s.
Dueto
the nonorthogonality of these functions, the decompo- sition depends, in general, on the number of eigenfunc- tions taken into account. In the linear regime, IWil grows exponentially with a rate Repq, whereas the other two modes are damped. In the nonlinear regime the first su- permode drives the other two modes ata
rate three times larger, dueto
a pump term proportional to IWilWi.
The three amplitudes reach saturation
at
difI'erent values, with the first supermode dominating, and the other two saturating well below the average amplitude. Although not visible in the figure, the first supermode amplitude has a small oscillation, oforder10, at
the frequencyPi (46).
This oscillation results from the beating between the steady-state solution (driven by the incoming spon- taneous emission at( =
1) and the first mode. In realexperiment this coherent oscillation is difFicult
to
observeA.
Quasistableoperation
1 X/2
&(~) = d(IA((, ~) I'
0
(54) calculated &om the numerical simulation for o,
= 0.
14 In the quasistable regime the radiation energy reaches a quasistable equilibrium, witha
small oscillationat
the single-mode frequencyPi of Eq. (46).
InFig. 8(a)
(con- tinuous line) we present the temporal evolutionof
the rms field within the slippage lengthFIG.
8. Steady-state regime. (a) Average field A vs for n=
0.14and v=
0.05; dashed line: IWil; dotted line:IW2II dashed-dotted line: IW3I.
(b):
steady-state power pro- file IAI (continuous line) and single mode approximationIAl
=
IW&Cil (dashed line) vs $.ANALYTICAL THEORY OFSHORT-PULSE FREE-ELECTRON.
. .
547910.
07. 5—
5. 0-
2. 5—
0.
00.
050.
10.
150.
2FIG. 9.
Steady-state regime. Supermode amplitudes ~W ~at saturation as a function of
a
for v=
0.05; continuous line: n=
1;dotted line: n=
2; dashed-dotted line: n=
3;dashed line: analytical solution, Eq. (48),in the single-mode approximation.
for
n = 0.
03 asa
functionof
v(a)
and for v= 0.
025 asa
functionof
o.(b),
crossing the boundaryI-II.
InFig. 10,
the steady-state profile isreached asymptotically for v) 0.
035(a)
and n) 0.
4(b),
whereasa
bifurcationto a
limit cycle occurs for smaller valuesof
v and o..
For these valuesof
o;and v, no period doubling is observed.As an example, we will analyze in detail how cross- ing the
I-II
boundary along the constant cavity detuning curve v= 0.
03for two different valuesof
o.on either sidesof
theI-II
boundary takes the oscillator from the regimeof
damped oscillationto
the regimeof
the limit cycle.Figure
11(a)
shows the rms field A,Eq.
(54) (contin- uous line) and the componentsof
the first three super- modes, as a functionof
w for v= 0.
03 and n= 0. 04.
The radiation exhibits
a
damped oscillation, with the amplitudeof
the third supermode still rather small com- pared with the average saturation value. Figurell(b)
shows the optical micropulse power proGle for the steady
state
(continuous line) andthat
for the two-mode ap- proximation, ~A(= ~Wiei+
W242( (dashed line). Thespectrum
of
the complex amplitudeA(( = 0.
5,w)at
the midpoint( = 0.
5, shown inFig. 11(c),
consistsof a
sin-gle line
at ui — — 0.
157,in good agreement with the value= 0.
162 calculated &omEq. (46).
Hence, the sys- because its magnitude relativeto
the saturated power istypically very small [21,
28].
The optical intensity ~A~ at saturation is shown in
Fig.
8(b)
(continuous line) as a functionof (,
together withthe single-mode approximate solution (A(
=
)Wi@i~(dashed line), where Wi is calculated nuxnerically. In this casethe saturated optical Geld is almost proportional
to
the Grst supermode, and the higher supermodes can be neglected. Figure 9 shows the steady-state valueof
the three amplitudes ~Wi~ (continuous line), (W2) (dotted line), and ~Ws~ (dashed-dotted line), asa
function ofo,for v= 0.
05, asthey result from the expansionof
the numer- ical solution on the Grst three supermodes. The dashed line represents the single-supermode solution,Eq. (48),
~Wi~
= ~I,
This ex.pression is in agreement with the numerical valueof
~Wi~ for valuesof
n near the thresh- old o.= 0. 186. By
decreasingn,
the amplitudesof
the other supermodes increase, reducing the valueof
~Wi~from
that of
the single-mode solution. This further il- lustrates our previous commentthat
the structureof
the nonlinear saturated Geld can somewhat deviate &om the lowest supermode despite the factthat
a single frequency is present in the system.20
15—
10—
0.0
20
15—
10—
I I I
i I I I I
[ I I I
0.05 0.1
B.
Damped oscillation and limitcycle
When two supermodes growto a
comparable ampli- tude,a
damped or limit-cycle oscillation can occur. We have found numericallythat
limit-cycle oscillations occur in regionII of Fig.
7bounded by v &0.
035at
o.=
0and o; &0.
047at
v= 0.015.
Crossing the boundaryI-II,
the damped oscillations become stable and a limit cycle is established. Figure10
shows the rms fieldA
averaged over one limit-cycle period (dashed line) and the maxi- mum and minimumof
the oscillation (continuous lines)0 I I I I I I I I I
I I I I I I I I I I
0.0 0.05 0.1 0.15 0.2
FIC.
10.Limit-cycle oscillation. rms 6eld A,averaged over a limit-cycle period (dashed line) and maximum and mini- inum amplitudes (continuous lines), (a)vs v for n=
0.03and (h) vs n for v=
0.025.5480 PIOVELLA, CHAIX, SHVETS, AND JAROSZYNSKI 52 10
(a)
100
5—
.'~50—
0 0
0. 5—
&
1.
0500 1000
10
-4 -3 -2
FIG. 11.
Damped oscillation regime. (a) Average Beld A vs 7- for v= 003
and
o =
0.04; dashed line: IWiI; dot- ted line: IWqI; dashed-dotted line: IWsI;(b) steady-state power profile IAI (con- tinuous l'ine annd two mode decomposition
= IWici +
Ws4'gI (dashed line) vs(;
showing the stable point operation (in arbri- trary units).
0.
0CD -0.5
0.
00.
50
4 IW,I
8 10
tern relaxes
to
a single-frequency solution. This is also u 'F' .
11&~d~ where a stable point is shown in observeu xn xg. &~~
wact
that h I W I-I W I lane. Note that despite the fac a mof
onla
prlnclpa 1 &eqquency appears in the spectrum o the steady-state radiation InFig.
11&~c~~,~c~ the iongitudinal profile in $ shown inFig. 11(b)
has a small componentof
the second supermode.F
Igures12(a)
(~a —12(d)
show the same case as forFig. 11,
but with asmaller cavity loss, n= 0.02.
A very I eren picture emerges here: the damped oscillation becomes alimit cycle, still described
to
a good approximation by two supermodes. The spectrumof
the radiation amp i-.
283 associated with the Grst and the second su- 46) ives ~x— — 0.
168permodes, respectively; infact,
Eq.
46 giveswhereas the linear &equency
of
the second supermode is 03 The difFerence of 7% between the analytical and the observed values results &om the non- linear coup ing1' betweene wee the two supermodes. The imit- cycle frequency of the rms fieldA
shown inFig. (a)
10 150-
II III I III II I
(a)
100—
50—
0
1.
00 500 1000
0—
-4 -3 -2 -1
10—I
FIG.
12. Limit cycle. Same as in Fig. 111 ut for o.=
0.02 and optical pro6le deter- Iined at w=
1000.&
05—
+~
0.
0CD -0.5
0.
0 0.50--
0 4 6
IW1I
8 10
52 ANALYTICAL THEORY OFSHORT-PULSE FREE-ELECTRON-.
. .
5481 is equalto
the difFerence between the &equenciesof
thetwo supermodes,
(dZ,~
=
(d2—
(dy. (55)The other main spectral lines appearing in
Fig. 12(c)
are~ = ~i — ~Lc = 0.
03and~ =
~a+ ~Le — — 0.
41and all the spectral lines are spaced by ugly— — 0.13.
We note &om this example that many
of
the charac- teristicsof a
manifestly nonlinear phenomenon such as limit cycling can be tracedto
the spectrumof
linear su- permodes[29].
The &equencyof
the limit cycle uLc is given fairly accurately as the difference between the &e- quenciesof
the lowest supermodesthat
scale universally with cw gain parameter go, beam length Ls (provided Ls&(A),
and cavity detuning bZ. In Ref. [7]the numer- ically obtained value of the limit-cycle &equency,ups,
is relatedto
the numerically calculated valueof
the syn- chrotron &equency. In our analysis, however, there is no needto
calculate the amplitudeof
the radiation numeri- cally in orderto
predict the &equencyof
the limit-cycle oscillation for a short electron bunch. Moreover, we findthat
in the caseof a
short electron bunch the conceptof
synchrotron &equency is not very useful. The super- mode approach is more convenient becauseof
the large separation between supermodes, which allows oneto
re- duce the effective numberof
degreesof
&eedom. Fora
long pulse a large numberof
supermodes can be simul- taneously unstable[15],
and the conceptof
synchrotron oscillation again becomes relevant.In
Fig. 13
the calculated oscillation &equency ur (cir- cles) vs v(a),
and vs o.(b),
is shown for the same cases asFig. 10.
InFig. 13(a),
for v( 0.
035, the frequencies (cir- cles) correspondingto
the asymptotic stable operation are in good agreement with the single-supermode values given byEq.
(46) (dashed line). Near the value ofv for which the two supermode frequencies become locked,i. e.
, (d2 ——2~&, the frequency deviates &om the single-mode value and follows the curve P2— Pi
(dashed-dotted line), whereP2(=
Imp2) is the linear &equency andPi
is given byEq. (46).
When v is decreased further, the nonlin- ear coupling between the two supermodes becomes more important and the &equenciesof
the two supermodes de- viate from their respective single-supermode values. In0.4
0.
3—
0.
2—
/ /
/ s
/
0 '0
0 0 0
p 0 0 0 0
15
10—
(a)
0.
1—
I
I I I I I I I I I I I I
0.05 0.1
0
0 100
g .' I'- . i:g .' I. g
:5-'!
I I
200 300 400
0.2 500
3
0.15—
250—0 0
o 0
0o 00
I I I I
0.0 0.05
00 oa 4a 0
%0
0 wo0
w0
! I I I I I
0.1 0.15 0.2
0
-10.0
J
I-5.0
J
I I I-2.5
I I I I
0.0
FIG. 13.
Oscillation frequency cu for the same parameters as for Fig.10.
(a) u vs v (circles), nonlinear single-mode frequency shift @i (46) (dashed line), P2-Pi (dashed-dotted line), where P2— —
Imy2,'the
linear frequency shift (40) (dotted line) is also shown for reference. (b) w vs n (circles) and nonlinear single-mode frequency shift Pz (46) (dashed line).FIG.
14. Limit-cycle regime. (a) Average field A vs for n=
0 and v=
0.025; dashed line: IWiI; dotted line:IWg I; dashed-dotted line: IW3I. (b) Steady-state power profile IXI (continuous line) and two mode decomposition
IXI