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Development of Deep N-Well MAPS in a 130 nm CMOS Technology and Beam Test Results on a 4k-Pixel Matrix with Digital Sparsified Readout

G. Rizzo

a

,C. Avanzini

a

, G. Batignani

a

, S. Bettarini

a

, F. Bosi

a

, G. Calderini

a

, M. Ceccanti

a

, R. Cenci

a

, A. Cervelli

a

, F. Crescioli

a

, M. Dell’Orso

a

, F. Forti

a

, P. Giannetti

a

, M.A. Giorgi

a

, A.Lusiani

b

, S. Gregucci

a

,

P. Mammini

a

, G. Marchiori

a

, M. Massa

a

, F. Morsani

a

, N. Neri

a

, E. Paoloni

a

, M. Piendibene

a

, L. Sartori

a

, J. Walsh

a

, E. Yurtsev

a

, M. Manghisoni

c

, V. Re

c

, G. Traversi

c

, M. Bruschi

d

, R. Di Sipio

d

, B. Giacobbe

d

, A. Gabrielli

d

, F. Giorgi

d

,G. Pellegrini

d

, C. Sbarra

d

, N. Semprini

d

, R. Spighi

d

, S. Valentinetti

d

, M. Villa

d

, A. Zoccoli

d

, C. Andreoli

e

, L. Gaioni

e

, E. Pozzati

e

, L. Ratti

e

, V. Speziali

e

, D. Gamba

f

, G. Giraudo

f

, P. Mereu

f

,

G.F. Dalla Betta

g

, G. Soncini

g

, G. Fontana

g

, M. Bomben

h

, L. Bosisio

h

, P. Cristaudo

h

, G. Giacomini

h

, D. Jugovaz

h

, L. Lanceri

h

, I. Rashevskaya

h

, L. Vitale

h

, G. Venier

h

.

Abstract—We report on further developments of our recently proposed design approach for a full in-pixel signal processing chain of deep n-well (DNW) MAPS sensors, by exploiting the triple well option of a CMOS 0.13 µm process. The optimization of the collecting electrode geometry and the re- design of the analog circuit to decrease power consumption have been implemented in two versions of the APSEL chip series, namely “APSEL3T1” and “APSEL3T2”. The results of the characterization of 3x3 pixel matrices with full analog output with photons from 55Fe and electrons from90Sr are described.

Pixel equivalent noise charge (ENC) of 46 e- and 36 e- have been measured for the two versions of the front-end implemented toghether with signal-to-noise ratios between 20 and 30 for Minimum Ionizing Particles. In order to fully exploit the readout capabilities of our MAPS, a dedicated fast readout architecture performing on-chip data sparsification and providing the timing information for the hits has been implemented in the prototype chip “APSEL4D”, having 4096 pixels. The criteria followed in the design of the readout architecture are reviewed. The implemented readout architecture is data-driven and scalable to chips larger than the current one, which has 32 rows and 128 columns. Tests concerning the functional characterization of the chip and response to radioactive sources have shown encouraging preliminary results. A successful beam test took place in September 2008. Preliminary measurements of the APSEL4D charge collection efficiency and resolution confirmed the DNW device is working well. Moreover the data driven approach of the readout chips has been successfully used to demonstrate the possibility to build a Level 1 trigger system based on Associative Memories.

Index Terms—Monolithic active pixel sensors, MAPS, CMOS pixels, charged particle tracking.

Manuscript received November 14, 2008. This work was supported by the Italian Ministry for Education, University and Research and the Istituto Nazionale di Fisica Nucleare.

(a) Universit`a degli Studi di Pisa and INFN-Pisa, Italy (e-mail: giu- liana.rizzo@pi.infn.it).

(b)Scuola Normale Superiore and INFN-Pisa, Italy.

(c)Universit`a degli Studi di Bergamo and INFN-Pavia, Italy.

(d) Universit`a degli Studi di Bologna and INFN-Bologna, Italy.

(e)Universit`a degli Studi di Pavia and INFN-Pavia, Italy.

(f)Universit`a degli Studi di Torino and INFN-Torino, Italy.

(g) Universit`a degli Studi di Trento and INFN-Padova, Italy.

(h)Universit`a degli Studi di Trieste and INFN-Trieste, Italy.

I. INTRODUCTION

V

ERTEX detectors for experiments at future colliders such as the SuperB Factory or the International Linear Collider will need to fulfill very stringent requirements on position resolution, readout speed, material budget and radia- tion tolerance. New CMOS Monolithic Active Pixel Sensors (MAPS) are a promising candidate for such applications [1]:

they incorporate on the same substrate the readout electronics and a very thin sensor, with the possibility to reduce the detector material budget down to 50μm. The MAPS device uses an n-well/p-epitaxial diode to collect, through thermal diffusion, the charge generated by the impinging particle in the thin epitaxial layer underneath the readout electronics. In this technology the signal collected is only a few hundreds of electrons, for typical p-epitaxial thickness of about 10μm.

CMOS MAPS prototypes have been developed by several groups over the last few years [2], [3], [4], [5]. These designs follow the very simple readout scheme already adopted for imaging applications, based on the use of only three transistors in the pixel cell (3T), with a sequential readout. In this baseline MAPS the n-well collecting electrode should be as small as possible (typically only a few microns squared), since charge to voltage conversion is performed using the sensor capacitance. The use of PMOS in additional n-well regions inside the pixel cell, needed to develop a more complex in- pixel signal processing, is forbidden with this design approach.

These “competitive” n-wells could in fact subtract charge from the main collecting n-well electrode causing an efficiency loss. Although these prototypes have shown excellent tracking performance, their readout speed, limited by the sequential processing, is one of their major limitations for future appli- cations.

A different approach to the design of CMOS MAPS has recently been proposed by the SLIM5 Collaboration [6] to improve the readout speed potential of these devices and at the same time to increase the sensitive element area. By exploiting the triple well option of CMOS commercial processes, a full

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Fig. 1. Cross section of the triple well active pixel sensor with in-pixel signal processing.

signal processing chain has been implemented at the pixel level (charge preamplifier, shaper, discriminator and a latch), building a monolithic pixel with a readout scheme easily compatible with data sparsification.

The concept of the new design is illustrated in Fig.1: the deep n-well (DNW) of the triple well process is used as a charge collecting electrode and also contains part of the front- end stage. This is physically overlapped with the area of the sensitive element, allowing a more complex in-pixel readout electronics. Furthermore, since the voltage gain is now deter- mined by the feedback capacitance of the charge preamplifier, the size of the collecting electrode can be increased (up to about 900 μm2 in a pixel cell with a 50 μm pitch). Thus it is possible to include in the pixel cell some small competitive n-well regions, crucials to develop the logic for the sparsified readout, still keeping the fill factor of the sensor at the level of 90%.

II. THEAPSELCHIPS

Several prototype chips (the “APSEL” series) have been realized with the STMicroelectronics, 130 nm triple well technology, fabricated through CMP [7] multiproject wafers.

The chips include single pixel cells and small pixel matrix with a simple sequential readout. Results on these prototypes [8] [9] [10], proved the new design proposed for DNW MAPS is viable with good sensitivity to photons from 55Fe and electrons from 90Sr.

Further developments on this design approach led to the design of a third “generation” of the APSEL pixels and to the APSEL4D chip, a first MAPS matrix with sparsification at the pixel level that also provides timestamp information for the hits.

For the APSEL3 pixel a substantial redesign of the front-end and the sensor has been carried out to improve the Signal- to-Noise ratio and to reduce power consumption. The total sensor capacitance has been reduced significantly by using, for the new collecting electrode, a combination of a deep n-well region and a standard n-well area, having a smaller specific capacitance. With the large reduction of the total capacitance, from 500 fF to 300 fF, a better balance between noise and power consumption has been achieved: the power

Fig. 2. Cluster signal of the 3x3 pixel matrix for MIPs for a90Sr source.

dissipation has been lowered by a factor two (down to 30 μW/ch) reducing also the pixel equivalent noise charge by 10%-30%. Furthermore to cure the digital cross-talk effects present in the previous APSEL series, in the new pixel layout one of the six metal layers, available in the 130 nm ST process, has been used as a shield between the sensor and the digital lines.

In the APSEL3 chips two different versions for the shaper have been implemented, adopting as feedback either a transconductor (APSEL3T1) or a current mirror circuit (APSEL3T2).

The characterization of the APSEL3 chips with radioactive sources confirmed the expected improvements: for the two front-end versions Signal-to-Noise ratios between 20 and 30 have been measured for Minimum Ionizing Particles (MIP) from a beta source. An example of the response of the APSEL3T1 chips to electrons from90Sr is shown in Fig. 2:

the cluster signal has been fit with a Landau distribution with a most probable value of 128 mV, corresponding to a Signal- to-Noise of 24 (average pixel noise = 5.3 mV).

The absolute gain calibration has been measured with the 5.9 keV line from an 55Fe source. With this calibration the average cluster signal for a MIP corresponds to about 1000 e- (MPV), while the average pixel equivalent noise charges (ENC) in the two versions of the front-end are, respectively, 46 e- and 36 e-.

III. THEAPSEL4DMATRIX

For several future applications it is crucial to develop a fast readout for the MAPS matrix. Based on the new DNW pixel design a dedicated readout architecture to perform on- chip data sparsification has been implemented. The readout logic also provides the timestamp information for the hits.

The architecture is data-driven to permit the use of the tracker information to generate a first level trigger.

The key issues in this development are 1) to minimize log- ical blocks with PMOS inside the active area, thus preserving the collection efficiency, 2) to reduce to a minimum the digital lines crossing the sensor area, to allow the readout scalability

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Fig. 3. Schematic concept of the architecture for MAPS matrix readout.

Fig. 4. The APSEL4D chip bonded to the chip carrier.

to larger matrices and to reduce the residual crosstalk effects, 3) to minimize the pixel dead time by reading hit pixels out of the matrix as soon as possible. With these criteria a readout logic in the periphery of the matrix has been developed, as schematically shown in Fig 3. To minimize the digital lines crossing the active area the matrix is organized in MacroPixels (MP) with 4x4 pixels. Each MP has only two private lines for point-to-point connection to the readout logic: one line is used to comunicate to the readout that the MP has got hits, while the second private line is used to freeze the MP until it has been read out. When the matrix has some hits the readout logic sweeps the matrix by enabling, one at the time, the redout of the columns containing fired MPs using a shared vertical bus. Common horizontal lines are shared among pixels in the same row to bring data from the pixels to the periphery readout logic, where the association with the proper timestamp is performed before sending the formatted data word to the output bus.

The APSEL4D chip, shown in Fig. 4, has been realized following the concept described earlier. It includes a 4096 pixel matrix, based on the APSEL3T1 cell (transconductor in the shaper), with a data driven sparsified readout in the chip periphery. The chip has been realized with a mixed mode design approach. While the pixel matrix has a full custom design and layout, the periphery readout architecture has been synthetized in standard cell starting from a VHDL model;

automatic place-and-route tools have been used for the layout of the readout logic [11]. The chip has been designed to run

with a readout clock up to 100 MHz (20 MHz in test beam), a maximum matrix readout rate of 32 hit pixels/clock tick and a local buffer of maximum 160 hits to minimize the matrix sweep time.

The APSEL4D matrix has been fully characterized showing very uniform performance over the twenty chips measured.

The basic functionality of the readout has been tested, with a readout clock up to 50 MHz, using a dummy digital matrix implemented for this purpose in the chip periphery. The readout circuit works as expected even with 100% occupancy.

APSEL4D - Fe55 - allpixels

Fig. 5. Response of the APSEL4D matrix to an55Fe source: differential rate vs discriminator threshold. The 5.9 keV calibration peak shown is obtained summing up all the 4096 pixels of the matrix.

Fig. 6. Noise distribution for the 4096 pixels of the APSEL4D matrix

.

The absolute gain calibration of the APSEL4D matrix has been performed using the 5.9 keV line from an 55Fe source.

Since no analog information is available, the photo-peak is reconstructed from the differential rate as a function of the discriminator threshold. With this technique an average gain

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of 890 mV/fC has been measured with a typical dispersion of about 6% inside the matrix. The 55Fe calibration peak is shown in Fig. 5, summing up the contribution of all the pixels of a matrix.

Noise measurements and evaluation of the threshold dis- persion have been performed on the 32x128 pixel matrix, measuring the hit rate as a function of the discriminator threshold. With a fit to the turn-on curve we report a pixel average ENC of about 75 e- (10.5 mV) with 20% dispersion inside the matrix, and a thresold dispersion of about 60 e- (8 mV). These figures were obtained with a readout clock of 20 MHz. A typical noise distribution for the 4096 pixels of the matrix is shown in Fig. 6.

Measurements performed on dedicated test structures indi- cate that the metal shield inserted in the new pixel layout design is effective in reducing at the level of the noise the cross-talk due to the capacitive coupling between the digital lines and the sensor. Nevertheless new effects of digital cross- talk have been observed in the APSEL4D, apparently corre- lated with the readout activity, and still under investigation. A new version of the chip will be submitted by the end of 2008 with more diagnostic features and modifications introduced to reduce some potential sources of the new cross-talk effects.

By lowering the digital voltage (from 1.2V to 1 V) this effect has been reduced to an acceptable level, still being able to operate efficiently the matrix and the readout. Results shown for the APSEL4D have been obtained with the reduced digital voltage.

IV. BEAMTESTPRELIMINARYRESULTS

In September 2008 the SLIM5 experiment performed a successful beam test of a “demonstrator” for a low material budget silicon tracker at the T9 station of the CERN PS, where hadrons of momentum of 12 GeV/c were available.

The main goal of this test was to measure the efficiency and the resolution of the DNW MAPS chip APSEL4D. We also tested “striplets” devices: double-sided high resistivity silicon detectors, 200 μm thick with short strips, read out by the FSSR2 chip [12] (the other option for the Layer0 of the SuperB silicon tracker [13]). The devices under test were positioned in the center of a reference telescope, made of four double sided silicon strip detectors also read out by FSSR2 chips. The setup of the beam test is schematically shown in Fig. 7. The data driven approach of the readout chips has been used to demonstrate for the first time the possibility to build a level1 trigger system based on an Associative Memory board connected to the DAQ system [14].

During the beam test, with a DAQ rate of about 30 kHz, about 90 million events were written to disk with different trigger configurations. The data analysis is still ongoing but preliminary results on MAPS hit efficiency and resolution confirm that the DNW device is working well.

Tracks reconstructed with the reference telescope were used to extract the APSEL4D hit efficiency with the following technique. For each track, whose extrapolated impact point is inside the MAPS fiducial region, the distance between the expected and the measured hit (residual) is calculated. In the

Fig. 7. The SLIM5 Beam Test Setup.

Fig. 8. Residual distribution (y coordinate) after alignment. Real hits contribute to the peak while fake noise hits are uniformly distributed.

residual distribution, for which an example is shown in Fig. 8, real hits tend to peak while fake noise hits are uniformly distributed. The hit efficiency is evaluated as the ratio between the number of real hits, extracted from a fit to the residual distribution, and the number of tracks extrapolated in the MAPS fiducial region.

Fig. 9. APSEL4D hit efficiency as a function of the discriminator threshold.

Results from a device simulation are superimposed to testbeam data. Prelim- inary result.

Preliminary results on APSEL4D hit efficiency as a function of the discriminator threshold are shown in Fig. 9. Three chips with different thicknesses (300 and 100 μm) were measured giving similar results. With a threshold of about 450 e- (thr

 4σnoise+2σthreshold−dispersion) an efficiency of about 90%

has been reached, which is in agreement with what is expected

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Fig. 10. a) Schematic drawing of the APSEL4D cell layout showing the central collecting electrode and the competitive n-wells. b) Cell with improved sensor geometry: multiple n-wells collecting electrodes around the competitive n-wells connected to the main DNW central sensor.

Fig. 11. Hit efficiency inside the pixel cell (threshold = 0.67 MIP).

Preliminary result.

taking into account the presence of competitive n-wells in the pixel layout and a cell fill factor of about 90% (shown in Fig. 10a). In the APSEL4D matrix the sensor geometry has not yet been optimized, although there are indications from a fast device simulation, developed for this pourpose, that it is possible to improve the hit efficiency while maintaining the same fill factor. Improvements in the efficiency are expected for example inserting in the cell multiple collecting electrodes around the competitive n-wells (Fig. 10b). Test structures with the improved cell design have been already implemented.

The fast device simulation developed to optimize the sensor geometry takes into account the ionization process, charge diffusion, and the front-end response. The response of the sim- ulation is in good agreement with the measured hit efficiency, as shown in Fig. 9.

The effect of competitive n-wells on the collection efficiency has been studied on data measuring the hit efficiency as a function of position within the pixel. The pixels are divided into nine subcells and the efficiency is measured in each subcell. The effect of cross feed among subcells, due to the uncertainty on the track impact point extrapolation, has been taken into account. The results, shown in Fig. 11, point to a clear correlation with the cell layout (Fig. 10.a). The central region, fully covered with the DNW sensor, reaches 100% efficiency, even with a quite high threshold applied of about 0.67 MIP, while the pixel periphery has a lower efficiency, expecially in subcells where the competitive n-wells

Fig. 12. APSEL4D hit efficiency across the matrix. Preliminary result.

Fig. 13. APSEL4D intrinsic resolution as a function of the discriminator threshold. Preliminary result.

are located (top part of the pixel).

The response uniformity across the chip has been checked with tracks. The hit efficiency for the matrix subdivided in regions of 8 × 16 pixels is shown in Fig. 12. The observed spread of about 10% in the efficiency is consistent with the average gain and threshold dispersion of about 6%: since a single threshold is applied across the entire chip a similar dispersion in the effective threshold applied on each pixel is expected.

The MAPS intrinsic resolution (σint) has been extracted from the width of the residual plot (σres  15μm in Fig. 8), taking into account the contribution from multiple scattering (σM S  6μm) and from the error on track extrapolation (σtrk  5μm). According to: σint2 = σres2 − σtrk2 − σM S2 , the results for the intrisic resolution is shown in Fig. 13 for the y coordinate. These preliminary results are roughly consistent with50μm pitch and the digital readout.

V. CONCLUSIONS ANDPERSPECTIVES

Several DNW CMOS MAPS chips have been fabricated with the STMicroelectronics 130 nm triple well technology.

They implement a full in-pixel signal processing chain allow- ing the realization of a sparsified readout for thin MAPS sen- sors. Good progress has been achieved in the third generation of the APSEL chips with a substantial redesign of the pixel cell (sensor and front-end) to improve the Signal-to-Noise ratio and at the same time to reduce the power consumption.

The APSEL4D, a first MAPS matrix (4096 pixels, 50μm pitch) featuring in-pixel sparsification and providing times-

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tamp information for the hits, has been realized. The chip has been fully characterized in the laboratory and recently tested with beams. Data analysis is still ongoing but preliminary results on efficiency and resolution confirm that the DNW device is working well. Improved optimization of the sensor geometry to increase collection efficiency is under study.

The new approach in the design of DNW MAPS, proposed by the SLIM5 Collaboration, is very promising for the devel- opment of a thin pixel system with a fast sparsified readout for applications in silicon vertex trackers at future colliders.

Within the SuperB effort a prototype multichip MAPS module based on an evolution of the APSEL4D DNW matrix will be realized in the next two years.

Furthermore, in the near future improvements on DNW MAPS performance will be investigated exploiting Vertical Integration processes now commercially available.

REFERENCES

[1] R. Turchetta et al.,“A monolithic active pixel sensor for charged particle tracking and imaging using standard VLSI CMOS technology” Nucl.

Instrum. Methods, A458 (2001) 677.

[2] G. Deptuch et al.,“Design and Testing of Monolithic Active Pixel Sensors for Charged Particle Tracking”, IEEE Trans. Nucl. Sci. 49 (2002) 601.

[3] H. S. Matis et al.,“Novel Integrated CMOS Sensor Circuits”, IEEE Trans.

Nucl. Sci. 50 (2004) 1020.

[4] D. Passeri et al.,“RAPS: an innovative active pixel for particle detection integrated in CMOS technology”, Nucl. Instrum. Methods, A518 (2004) 482.

[5] G. Verner et al.,“Development of a super B-factory monolithic active pixel detector-the Continuous Acquisition Pixel (CAP) prototypes”, Nucl.

Instrum. Methods, A541 (2005) 166.

[6] SLIM5 Collaboration - Silicon detectors with Low Interaction with Material, http://www.pi.infn.it/slim5/

[7] http://cmp.imag.fr/

[8] G. Rizzo et al., ”Novel monolithic active pixel detector in 0.13 µm triple well CMOS technology with sensor level analog processing”, 2005 IEEE Nuclear Science Symposium, Puerto Rico, October 24-27, 2005.

[9] F. Forti et al., ”Development of 130 nm Monolithic Active Pixels with In-Pixel Signal Processing”, L. Ratti et al.; ”Design and Performance of Analog Circuits for DNW-MAPS in 100-nm-scale CMOS Technology”, 2006 IEEE Nuclear Science Symposium, San Diego (USA), October 30- November 2, 2006

[10] G. Rizzo et al., ”Recent Development on Triple Well 130 nm CMOS MAPS with In-Pixel Signal Processing and Data Sparsification Capabil- ity”, 2007 IEEE Nuclear Science Symposium, Honolulu, Hawaii (USA), October 27-November 3, 2007

[11] A. Gabrielli for the SLIM5 collaboration, ”Proposal of a Data Spar- sification Unit for a Mixed-Mode MAPS Detector”,2007 IEEE Nuclear Science Symposium, Honolulu, Hawaii (USA), October 27-November 3, 2007

[12] V. Re, M. Manghisoni, L. Ratti, J. Hoff, A. Mekkaoui, R. Yarema:

”FSSR2, a self-triggered low noise readout chip for silicon strip detec- tors”, IEEE Trans. Nucl. Sci., vol. 53, No. 4, August 2006, pp. 2470-2476.

[13] The SuperB Concptual Design Report, INFN/AE-07/02, SLAC-R-856, LAL 07-15, Available online at: http://www.pi.infn.it/SuperB

[14] M. Piendibene for the SLIM5 collaboration, ”The Associative Memory for the Self-Triggered SLIM5 Silicon Telescope”,2008 IEEE Nuclear Science Symposium, Dresden, Germany, 19-25 October, 2008

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