TREATMENT OF SEVERE BONE DEFECTS WITH AUTOLOGOUS STEM CELLS:
FUNCTIONAL RECOVERY AND BONE REMODELING
VULCANO E, MD
1; MURENA L, MD
1; CHERUBINO P, MD
1; FALVO DA, MD
1; ROSSI A, MD
2; BAJ A, MD, PhD
2; TONIOLO A, MD
2Department of Orthopedics and Traumatology
1and Laboratory of Medical Microbiology
2, University of Insubria Medical School & Ospedale di Circolo e Fondazione Macchi, Varese, Italy
Corresponding author:
Ettore Vulcano, MD
Dipartimento di Scienze Chirurgiche Ricostruttive e Tecnologie Avanzate Università dell’Insubria & Ospedale di Circolo e Fondazione Macchi Viale Luigi Borri 57
21100 Varese, ITALY
Tel: +39 (0)332 278 826 Fax: +39 (0)332 278 825
Email: ettorevulcano@hotmail.com
Keywords:
bone marrow; bone marrow concentrate; mesenchymal stem cells; bone defects; bone cyst; non
unions; pseudoarthosis; virus infections
Abstract
Introduction: Mesenchymal stem cells may differentiate into angiogenic and osteoprogenitor cells.
The effectiveness of autologous pluripotent mesenchymal cells for treating bone defects has not been investigated in humans. The present study aimed at evaluating the merit of nucleated cells from autologous bone marrow aspirates in the treatment of severe bone defects that failed to respond to traditional treatments.
Materials and Methods: Fourteen adult patients (mean age 58.4 years) with severe bone defects were investigated. Lower limb bone defects were ≥5 cm
3, upper limb defects were ≥2 cm
3. Before surgery, patients were tested for antibodies to common pathogens. Treatment consisted of bone allogeneic scaffold enriched with bone marrow nucleated cells harvested from the iliac crest and concentrated using an FDA-cleared device. Clinical and radiographic follow-up was performed at 1, 3, 6, and 12 months after surgery. To assess viability, morphology, and the immunophenotype, bone marrow nucleated cells were cultured in vitro, then tested for sterility and evaluated for the possible replication of adventitious viruses.
Results: In 12 of 14 patients, both clinical and radiographic healing of the bone defect together with bone graft integration was observed at the mean time of 5 months. Two patients failed to respond.
No post-operative complications were observed. Bone marrow nucleated cells were enriched 4.25- fold by a single concentration step. Enriched cells were free of microbial contamination. The immunophenotype of adherent cells was compatible with that of mesenchymal stem cells. Among investigated cases, replication of Epstein-Barr virus was detected in 2/14 bone marrow cell cultures.
Reactivation of hepatitis B virus, cytomegalovirus, parvovirus B19, and endogenous retrovirus HERV-K was not detected. From 470 to 1,150 million nucleated cells were grafted into each patient.
Discussion: The method was safe and easy to perform. Compared to treatment with autologous bone graft from the iliac crest, the procedure was not associated with complications at the donor site and equally effective.
Conclusion: This preliminary series of patients, with a mean follow-up of almost 2 years,
demonstrates that allogeneic bone scaffold enriched with concentrated autologous bone marrow
cells obtained from the iliac crest provides orthopaedic surgeons with a novel option for treating
important bone defects unresponsive to traditional therapies.
Introduction
Bone defects that do not respond to conventional medical and surgical treatments represent a major challenge for orthopaedic surgeons. Cell-based therapies aim at regenerating damaged tissues that fail to heal upon traditional treatment. In orthopaedic surgery, platelet-derived growth factors and bone morphogenetic proteins (BMPs) have been used to stimulate bone regeneration in a variety of clinical conditions, including long bone non-unions, spinal fusion surgery, repair of symptomatic posterolateral lumbar spine non-unions
1,2. In contrast to cardiology where stem cells of different ori- gins (e.g., bone marrow, peripheral blood, skeletal muscle myoblasts) have been used in attempts to repair the infarcted heart
3-7, cell therapy has received little attention in orthopaedic surgery
8,9.
In small animals, bone marrow stem cells have been shown to favor fracture healing and tendons`
repair
10,11. Bone marrow mesenchymal stem cells (MSCs) are multipotent cells that reside in the bone marrow
12,13close to haematopoietic stem cell niches, and are involved in bone marrow home- ostasis and in regulating the maturation of haematopoietic and non-haematopoietic cells. MSCs have the potential to proliferate and differentiate into osteoblasts, chondroblasts, odontoblasts, adipocytes
14. MSCs are of interest for clinical applications, since they can be easily obtained from bone marrow aspirates in adults, and either directly implanted in vivo, or expanded in vitro before implantation. Thus, when matrix and osteoprogenitors are scarce - as in large bone defects – cell therapy may provide novel ways of treatment
8. Bone healing requires that implanted cells differenti- ate into osteoblasts, that these bone precursors proliferate, secrete matrix constituents and, finally, differentiate into osteocytes. Differentiation processes require that several genes are turned on and off in a growth- and differentiation-specific manner. For instance, in mice it has been shown that Notch signaling inhibits osteoblast differentiation through the Hes/Hey proteins that reduce Runx2 transcriptional activity
15. These studies suggest that MSCs could be expanded in vitro by activating the Notch pathway, whereas in vivo differentiation and bone formation would require suppressing this pathway. In the same line, overexpression of the dentin matrix protein 1 in MSCs was shown to induce differentiation into odontoblast-like cells
16. The process requires the regulated activation of transcription factors (e.g., core binding factor 1), expression of BMP2 and BMP4, of genes associ- ated with extracellular matrix deposition (alkaline phosphatase, osteopontin, osteonectin, osteocal- cin) and of late genes like DMP2 and dentin sialoprotein.
Though experimental knowledge is abundant, applications of adult MSCs for treating large bone de-
fects are still in their infancy
12,17-22.Differentiation of stem cell into bone tissue is influenced by en-
vironmental factors, including the interaction of cells with an adequate extracellular scaffold, the
supply of oxygen and growth factors, the mechanical properties of the microenvironment
22-24. These
studies indicate that substantial numbers of cells and an adequate scaffold are essential for allowing
bone formation. In principle, a cellular therapy protocol for bone regeneration should include isolat- ing, expanding in vitro and differentiating progenitor cells before re-implantation within an ade- quate extracellular matrix. Ethical and legislative considerations, however, regulate these proce- dures
9,25-30. In this context, autologous sourcing of sufficient numbers of MSCs together with imme- diate implantation is an attractive approach. In particular, this approach would eliminate culture-de- rived problems, including cell aging, cell reprogramming, contamination/infection by microbes and/or non-autologous culture components
31. Recently, the US Pharmacopeia addressed the safety aspects of cell therapy recommending simple procedures whenever applicable
27.
The current study will present a novel approach based on the use of autologous MSCs and allogeneic bone graft as a scaffold for treating large bone defects that failed to respond to traditional medical and surgical therapies.
Patients, Materials and Methods
From November 2008 to September 2011, 14 patients affected by severe bone defects were recruited in the study. Inclusion criteria comprised: 1) bone defects and altered bone-consolidations unresponsive to previous surgical treatments; 2) minimum defect size ≥5 cm
3(lower limb) or ≥2 cm
3(upper limb); 3) in the case of non-union or delayed consolidation, a minimum of 2 months was required from the last surgery. Exclusion criteria included: 1) local or systemic infection; 2) Radiographic evidence of epiphyseal growth cartilage; 3) severe soft tissue alterations that could not allow proper bone covering at the implantation site; 4) pathologic fractures or neoplastic lesions; 5) severe metabolic and autoimmune disease; 6) antineoplastic therapy; 7) pregnancy.
Patients were treated at the Department of Orthopaedic Surgery and Traumatology, University of Insubria, Varese, Italy. Approval of the Hospital Ethics Committee and the written informed consent of patients were obtained for all cases. The mean age of patients was 62.5 years (range, 17- 84 years). Different pathologies were treated: 5 periprosthetic osteolysis secondary to hip acetabular cup mobilisation, 6 femur non-unions, 1 humerus non-union, 1 very severe bone loss secondary to complex exposed leg fracture, 1 proximal humerus cyst which had determined 3 humeral shaft fractures treated conservatively. Patient characteristics are summarized in Table 5. As shown in Table 1, prior to surgery patients were tested for serum antibodies to common pathogens (Treponema pallidum, human immunodeficiency virus (HIV), hepatitis B virus (HBV), hepatitis C virus (HCV), cytomegalovirus (CMV), Epstein-Barr virus (EBV), and parvovirus B19).
Harvest and processing of bone marrow cells
The SmartPReP-2 Bone Marrow Aspirate Concentrate System (Harvest Technologies GmbH,
Munich, Germany) was used for concentrating nucleated bone marrow cells. SmartPReP-2 is a dedicated, FDA-cleared and CE-marked device consisting of a centrifuge system for producing autologous bone marrow aspirate concentrate (BMAC). Fresh bone marrow aspirate (BMA; 60-120 ml) is introduced in a disposable dual chamber of the table-top centrifuge system. The first chamber contains a floating layer of a specific density. During the centrifugation phase, red blood cells (RBCs) are separated from nucleated cells, platelets and plasma. Cellular elements and plasma are automatically decanted into the second chamber and concentrated by centrifugation. A portion of plasma is removed, and cellular elements are resuspended in about 12 ml of plasma. The concentration step is accomplished in 15 minutes. BMAC contains unchanged proportions of myelocytes, granulocytes, lymphocytes, monocytes, proerythroblasts and erythroblasts as compared to the initial bone marrow aspirate
32. BMA is obtained from the posterior iliac crest using a 6 lumen Jamshidi type trocar needle and 20 ml syringes pre-flushed with Na-heparin (1,000 units/ml). The trocar is initially directed at 30° to the horizontal, parallel to the plane of the crest. It is then inserted 5 cm toward the anterior cortex. At least 60 ml of BMA are extracted while rotating and slowly withdrawing the needle toward the cortex. BMA is then concentrated using the SmartPReP-2 system in the operating suite. BMAC (≥10 ml) is then transferred, under sterile conditions, to the surgical field, together with an appropriate amount of homologous bone graft obtained from the local bone bank.
Surgical methods
The surgical technique requires exposure of the bone defect, swabs to be sent for microbiological cultures, debridement of the bony surface until viable tissue is visible, followed by grafting of allogeneic bone (Bone Bank; Istituto Ortopedico G. Pini, Milan, Italy) enriched with BMAC. In the case of revision surgery for mobilized acetabular cup, the latter was substituted with a new cup.
Mechanical stability was always thoroughly evaluated and accounted for. At the end of the surgical procedure, 2 ml of BMA and approximately 0.5 ml of BMAC were submitted to the Microbiology laboratory for the following procedures: 1) pre- and post-concentration cell count; 2) sterility tests;
3) culture of nucleated cells to assess cell morphology, replication, and differentiation; 4) assessment of virus-induced CPE and of adventitious viruses.
Pre-operatory serological status of patients
Serum specimens taken from patients before surgery were tested for multiple pathogens. Antibodies
to HIV, HBV, HCV, CMV, EBV, and parvovirus B19 were tested using enzyme-linked
immunosorbent assays (ELISA; Diasorin, Saluggia, Italy; Biotrin, Dublin, Ireland). Antibodies to
T. pallidum were assayed against recombinant antigens (Diasorin, Saluggia, Italy).
Bone marrow cell cultures
Two samples of bone marrow (pre- and post-concentration) were obtained in heparin tubes from each patient. Blood cell counts were obtained using routine analyzers (Sysmex; Norderstedt, Germany). Nucleated cells were isolated by centrifugation on two different Ficoll-Histopaque gradients (1.077 and 1.199 g/ml). Cell viability was evaluated by the trypan blue exclusion method.
Cell suspensions were plated in 75 cm
2tissue culture flasks using Mesenchymal Stem Cell Growth Medium (Lonza; Basel, Switzerland) plus basic fibroblast growth factor (bFGF; 5 ng/ml) and incubated at 37°C in air with 5% CO
2. Stromal cells adhered to plastic within 48 hrs from plating;
then cell replication started. Upon reaching confluency in 5-7 days, adherent cells were harvested using trypsin-EDTA and replated for subsequent passages. Supernatant was collected from each culture at different times, clarified by low-speed centrifugation, aliquoted and frozen at –70°C before processing.
Cultures were observed at 3-day intervals using a phase-contrast microscope with a digital camera in order to evaluate cell morphology and the possible development of CPE. Images were acquired with a 10X, 20X, and 40X objective and recorded using a computerized image analysis system (Im- age DB; Amplimedical, Mira, IT).
Sterility tests and Mycoplasma detection
Aliquots of BMA, BMAC, and bone marrow cells cultured for 2-4 weeks were inoculated into aerobic and anaerobic blood culture vials (BACTEC™ Plus Aerobic/F* and Plus Anaerobic/F*
Vials; Becton Dickinson, Franklin Lakes, New Jersey) and incubated for 14 days. Cell culture supernatants were also tested for Mycoplasma spp. using a commercial kit (MycoAlert; Lonza Rockland, ME) based on enzymatic ATP-conversion combined with luminescence measurement.
The test can detect a wide range of Mycoplasma species.
Detection of adventitious viruses in cultured bone marrow cells
At the end of the 4-week culture period, cultures were tested for adventitious viruses by polymerase
chain reaction (PCR). DNA was extracted from cell pellets (10
6cells) using QIAamp DNA Blood
Midi Kit (QIAGEN GmbH, Hilden, Germany); the QIAamp DNA mini kit (QIAGEN GmbH,
Hilden, Germany) was used for supernatants. RNA was extracted from supernatants using the
QIamp Viral RNA minikit (Qiagen, Hilden, Germany). Both DNA and RNA were eluted in 50 μL
of buffer. RNA was extracted from cultured cells using the acid guanidinium thiocyanate and
phenol chloroform method (Trizol; Invitrogen, Carlsbad, California). Samples were mixed with 2 vols RNAzol and extracted with 200 μl chloroform. The RNA-containing aqueous phase was precipitated with 500 μl isopropanol. The RNA pellet was washed with 75% ethanol and resuspended in 50 μl sterile water. Viral genomes were detected using amplification methods specific to HBV, CMV, EBV, herpes simplex virus-1/2 (HSV-1/2), parvovirus B19 (diagnostic kits from Qiagen-Artus, Hilden, Germany). Viral RNA was retrotranscribed with the SuperScript VILO cDNA synthesis kit (Invitrogen, Grand Island, New York) and random hexamer primers. The cDNA product was then amplified using methods specific for HCV and HIV (Qiagen-Artus, Hilden, Germany), as well as in-house tests for the endogenous retrovirus K
33(HERV-K; Jeong et al., 2010).
Characterization of cultured bone marrow cells
The surface expression of differentiation markers was evaluated by flow cytometry (FACSCalibur;
Becton Dickinson Biosciences, Franklin Lakes, New Jersey) and immunofluorescence. The following mouse monoclonal antibodies were used: CD105, CD73, CD90 (expected expression by MSCs), CD45, CD34, CD14 (expected lack of expression by MSCs). Cultured adherent cells were washed with PBS, detached by scraping, and counted. Cell suspensions (approximately 10
6/ml in FACS buffer) were dispensed in sterile tubes (0.3 ml/tube) and incubated on ice with antibodies directed against different markers. As secondary antibody, FITC-labeled goat anti-mouse was used.
Two negative controls were stained with FITC secondary antibody: unstained cells and cells incubated with a non-relevant mAb (anti-HIV p24).
Follow-up of patients
According to the routine protocol used at our Department of Orthopaedics and Traumatology, each patient was evaluated clinically and radiographically (2 plane x-rays) at five different times: 1) pre- operatory, 2) 1 month post-op, 3) 3 months post-op, 4) 6 months post-op, 5) 12 months post-op.
Adverse events experienced by patients during the study were recorded and reported. Results were analyzed using observational statistics.
Results
Serological evaluation before surgery
As shown in Table 1, no positivity against T.pallidum, HIV, and HCV was detected. Anti-HBc
antibody was found in 6 of 14 patients, no one of which was HBsAg-positive. IgG to parvovirus
B19 was detected in 10 of 12 patients; IgG against EBV and CMV were present in all patients.
These data substantiate the risk for surgeons of accidental infections by HBV, EBV, CMV, and parvovirus B19.
Ability of the SmartPReP-2 to concentrate nucleated cells in bone marrow aspirates
As shown in Table 2, cell counts performed before and after concentration showed that the procedure strongly reduced RBC numbers and concentrated nucleated cells by 4.25 fold on the average. Thus, the concentration step allowed administering to each patient cell suspensions containing 470->1,000 million nucleated cells plus 2-10 billion platelets.
Cell culture of bone marrow aspirates: sterility tests and phenotypic characterization of adherent cells
Nucleated cells of BMA were cultured for 4 weeks. Two days after plating, a mixture of fibroblast- like and hemispherical adherent cells started growing and formed distinct colonies that progressively transformed into monolayers of adherent fibroblast-like cells with rare hemispherical adherent cells (Figure 1 a-d).
Sterility tests performed on cultures incubated for 4 weeks showed that no bacterial or fungal contamination could be detected; mycoplasma contamination was also absent (Table 3). Cell viability was 93-99%. Cytofluorimetry and immunofluorescence showed that adherent bone marrow cells from all patients were negative for the CD45 haematopoietic marker, negative for CD34 (endothelial marker), and substantially negative for CD14 (monocyte marker). Cultured cells from most patients expressed the surface markers CD73, CD90, and CD105. The results are in agreement with the criteria of the International Society for Cellular Therapy for defining multipotent mesenchymal stromal cells
34. Thus, considerable numbers of mesenchymal stromal cells were present in all concentrated bone marrow aspirates from adult patients.
Detection of adventitious viruses in bone marrow cultures
Adventitious viruses were evaluated by observing the development of CPE in cell cultures and by
amplification of viral genomes (Table 4). After 2-4 weeks incubation, 2 of 11 bone marrow cultures
developed CPE in fibroblast-like cells that were characterized by multiple cytoplasmic vacuoles and
cell fusion (Figure 1e,f). Cells of both patients continued to grow, but showed reduced viability (88-
93%). These cultures were positive for EBV by PCR. Cultures of patient PM contained 1,600
genome copies/10
5cells, whereas patient PA had only 10 genome copies/10
5cells. While the latter
value is normal for an EBV-positive individual, the first one indicates that EBV did replicate in
cultured cells. Given the oncogenic potential of EBV, cell therapy using bone marrow cells that had
been expanded in vitro from this individual might involve biological risk. This case supports the indications of the US Pharmacopeia
27that recently made virology controls mandatory for cells expanded in culture for therapeutic use. It is interesting to notice that CMV and parvovirus B19 (agents against which the majority of patients was seropositive) did not reactivate in cultured bone marrow cells. Similarly, no evidence was obtained for replication of the endogenous retrovirus HERV-K.
Clinical outcome
Clinical data is summarized in Table 5. As evaluated using standard 2 plane radiographs (7, 26), the mean volume of bone defects was 50.8 cm
3(range, 33-85 cm
3). Unfortunately, the precision of the method is only ± 30%
35. The mean number of previous surgical treatments was 2.57 (range, 1-15 treatments) with a mean of 11.5 month duration (range, 4-68 months). In two patients affected by non-union, rupture of previously positioned plates was observed. The mean follow-up time was 23.5 months (range, 16-34 months). During surgery, three patients underwent the substitution of plates either for plate failure or inadequate size. The clinical characteristics of patients are summarized in Table 5, which also presents the size of the bone defect and the number of implanted cells.
On the average, 5 months after surgical intervention (range 2-12 months) 12 of 14 cases showed full integration of the bone graft and complete healing of the bone defect, as observed on radiographs (Fig.2-4). In two patients, neither clinical nor radiographic healing was achieved. The first failure concerned a patient affected by aseptic loosening of the acetabular cup in a total hip replacement, complicated by a voluminous haematoma of the anterior region of the thigh. One month after acetabular cup substitution, and treatment with bone graft and bone marrow concentrate, the patient presented with a recurrence of the thigh haematoma and partial resorption of the bone graft. Clinical tests, radiographs, and microbiological assays over the following months failed to identify local or systemic infection. Furthermore, osteointegration of the new acetabular cup failed to occur.
Suspecting subclinical infection, the patient underwent repeated surgery nine months after the last intervention. The hip prosthesis was removed and substituted with an antibiotic spacer.
Microbiological and histological examinations of the haematoma and periprosthetic soft tissues were performed, yet no active infection was detected.
The second failure occurred in a patient affected by an open leg fracture with significant loss of skin
and bone, secondary to a penetrating trauma. After initial surgery of soft tissues and osteosynthesis
with an external fixator, local infection by Pseudomonas aeruginosa was detected. The patient was
treated accordingly. Upon negativisation of repeated microbiological tests, the patient underwent
plastic surgery to cover the soft-tissue defect. Four months later, in the absence of clinical and laboratory signs of infection, the patient was treated with allogeneic bone graft and BMAC. One month after surgery, a pus-secreting fistula appeared at the affected site, later confirmed as a reactivation of the P. aeruginosa infection. Despite the infection, four months after surgery, radiographic examination documented integration of about 50% of the bone graft at the proximal portion of the bone defect. The graft, however, was insufficient to guarantee mechanical stability.
Discussion
The key to bone restoration and regeneration was described by Giannoudis et al in 2007, when the
“diamond concept” was presented
23. The authors provided evidence that in order to achieve bone formation and overcome impaired fracture healing, four parameters had to be respected: utilisation of growth factors, scaffolds, mesenchymal stem cells, and stable mechanics.
Experimental and clinical studies have shown that autologous mononuclear cells from bone marrow in combination with biocompatible scaffolds can support osteogenesis in animal models
36-40