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Realistic spectral function model for charged-current quasielastic-like neutrino

and antineutrino scattering cross sections on

12

C

M. V. Ivanov and A. N. Antonov

Institute for Nuclear Research and Nuclear Energy, Bulgarian Academy of Sciences, Sofia 1784, Bulgaria

G. D. Megias and J. A. Caballero

Departamento de Física Atómica, Molecular y Nuclear, Universidad de Sevilla, 41080 Sevilla, Spain

M. B. Barbaro

Dipartimento di Fisica, Università di Torino and INFN, Sezione di Torino, Via P. Giuria 1, 10125 Torino, Italy

J. E. Amaro and I. Ruiz Simo

Departamento de Física Atómica, Molecular y Nuclear, and Instituto de Física Teórica y Computacional Carlos I, Universidad de Granada, Granada 18071, Spain

T. W. Donnelly

Center for Theoretical Physics, Laboratory for Nuclear Science and Department of Physics, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA

J. M. Udías

Grupo de Física Nuclear, Departamento de Estructura de la Materia, Física Aplicada y Electrónica and UPARCOS, Universidad Complutense de Madrid, CEI Moncloa, 28040 Madrid, Spain

(Received 7 July 2018; revised manuscript received 19 November 2018; published 10 January 2019) A detailed study of charged current quasielastic neutrino and antineutrino scattering cross sections on a12C target with no pions in the final state is presented. The initial nucleus is described by means of a realistic spectral function S(p, E ) in which nucleon-nucleon correlations are implemented by using natural orbitals through the Jastrow method. The roles played by these correlations and by final-state interactions are analyzed and discussed. The model also includes the contribution of weak two-body currents in the two-particle two-hole sector, evaluated within a fully relativistic Fermi gas. The theoretical predictions are compared with a large set of experimental data for double-differential, single-differential, and total integrated cross sections measured by the MiniBooNE, MINERνA, and T2K experiments. Good agreement with experimental data is found over the whole range of neutrino energies. The results are also in global good agreement with the predictions of the superscaling approach, which is based on the analysis of electron-nucleus scattering data, with only a few differences seen at specific kinematics.

DOI:10.1103/PhysRevC.99.014610

I. INTRODUCTION

Having a good understanding of neutrino properties is presently one of the highest priorities in fundamental physics, explaining why considerable effort has been expended in recent years by a large number of researchers. Most of the recent (MiniBooNE, T2K, MINERνA, NOvA) and future (DUNE, HyperK) long baseline neutrino experiments make use of complex nuclear targets. Hence, precision measurement of neutrino oscillation parameters and the charge-parity (CP) violation phase requires one to have excellent control over medium effects in neutrino-nucleus scattering. In fact, nuclear modeling has become the main issue in providing neutrino properties with high accuracy. A detailed report on the study of neutrino-nucleus cross sections is presented in the NuSTEC White Paper [1].

In this work we restrict our attention to charged-current (CC) neutrino-nucleus scattering processes in the GeV region and follow closely the analysis already presented in Ref. [2] within the framework of the superscaling approach. For a detailed discussion of the scaling and superscaling models, the reader is referred to Refs. [3–24]. The analysis of CC (anti)neutrino scattering with no pions in the final state (de-noted as CC0π) has proven the essential role played by two-particle two-hole (2p-2h) meson exchange currents (MEC) in addition to the quasielastic (QE) response. The inclusion of these two contributions has allowed one to explain data for different experiments without the need to modify the standard value of the axial mass MA[2,25–28]. It is important to point

out that, contrary to electron scattering, in (anti)neutrino-nucleus processes the neutrino energy is not known precisely,

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details). With regard to final-state interactions (FSI), these are included by introducing a time-independent optical potential that describes the interaction between the struck nucleon and the residual nucleus. Concerning the treatment of 2p-2h excitations, we follow our previous studies in Refs. [33–35] that present a microscopic calculation by including a fully relativistic model for the weak charged-current MEC in both longitudinal and transverse channels and with vector and axial-vector contributions. The present model is applied to CC0π (anti)neutrino scattering processes on carbon measured by the MiniBooNE [36,37], NOMAD [38], T2K [39], and MINERνA [40–43] experiments spanning an energy range from hundreds of MeV up to 100 GeV. In all figures in the paper, as reference, the results of SuSAv2-MEC model [2] are also presented.

The theoretical scheme of the work is given in Sec. II, which contains a brief description of the methods to obtain a realistic spectral function, the main relationships concerning CCQE (anti)neutrino-nucleus reaction cross sections, and a short summary on the inclusion of 2p-2h ingredients. The results of the calculations and discussion are presented in Sec.III. A summary of the work and our conclusions are given in Sec.IV.

II. GENERAL FORMALISM A. Expression for the cross sections

We consider the process where an incident beam of (anti)neutrinos with four-momentum Kμ= (, k) scatters off a nuclear target and a charged lepton with four-momentum Kμ= (, k) emerges. The four-momentum transfer Qμ=

(ω, q) ≡ ( − , k − k) is spacelike:−Q2= q2− ω2> 0.

The CC (anti)neutrino-nucleus inclusive cross section in the target laboratory frame can be written in the form (see Refs. [3,5] for details)

 d2σ ddk  χ = σ0Fχ2, (1)

where χ = + for neutrino-induced reactions (in the QE case, ν+ n → + p, where  = e, μ, τ) and χ = − for

antineutrino-induced reactions (in the QE case, ν+ p →

++ n). In Eq. (1) σ0 =G 2 Fcos2θc 2  kcosθ˜ 2 2 (2) depends on the Fermi constant GF = 1.16639 ×

10−5 GeV−2, the Cabibbo angle θc (cos θc= 0.9741), the

outgoing lepton momentum k, and the generalized scattering

sented as a generalized Rosenbluth decomposition [3] con-taining leptonic kinematical factors, VK(q, ω, ˜θ), and five

nuclear response functions, RK(q, ω), namely VV and AA

charge-charge (CC), charge-longitudinal (CL), longitudinal-longitudinal (LL), and transverse (T ) contributions, and VA transverse (T) contributions, where V (A) denotes vector(axial-vector) current matrix elements. These are spe-cific components of the nuclear tensor Wμν in the QE region and can be expressed in terms of the superscaling function f (ψ ) (see Ref. [3] for explicit expressions).

B. Models: HO+FSI, NO+FSI, and SuSAv2

We consider three different theoretical calculations. Two of them, denoted as harmonic oscillator (HO) and natural orbitals (NO), make use of a spectral function S(p, E ), p being the momentum of the bound nucleon andE the excitation energy of the residual nucleus, coinciding with the missing energy Emup to a constant offset [14]. Both models include FSI. The

third model, SuSAv2, is instead based on the relativistic mean-field (RMF) model and accounts consistently for both initial-and final-state interactions.

For the two models based on the spectral function (SF) we adopt the following procedure:

(i) The spectral function S(p, E ) is constructed in the form [30–32]:

S(p, E ) =

i

2(2ji+ 1)ni(p)Li(E − Ei), (5) where the Lorentzian function is used:

Li(E − Ei)= 1 π i/2 (E − Ei)2+ ( i/2)2, (6) i being the width of a given hole state. In Eq. (5)

we assume that proton and neutron shells for the same quantum numbers have the same momentum distribution and energies.

(ii) In Eq. (5) the single-particle (s.p.) momentum distri-butions ni(p) are taken to correspond to

harmonic-oscillator shell-model s.p. wave functions (in the case of HO model) or to natural orbitals s.p. wave functions ϕα(r) (in the case of NO model). The latter

are defined in Ref. [44] as the complete orthonormal set of s.p. wave functions that diagonalize the one-body density matrix ρ(r, r):

ρ(r, r)=

α

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where the eigenvalues Nα (0 Nα 1,



αNα =

A) are the natural occupation numbers. We use ρ(r, r) obtained within the lowest-order approxima-tion of the Jastrow correlaapproxima-tion methods [45]. (iii) The Lorentzian function [Eq. (6)] is used for the

energy dependence of the spectral function with parameters 1p= 6 MeV, 1s = 20 MeV, which are fixed to the experimental widths of the 1p and 1s states in 12C nucleus [46]. The corresponding spectral function S(p, E ) is presented in Fig. 2 of Ref. [31], where the two shells 1p and 1s are clearly visible.

(iv) For given momentum transfer q and energy of the initial electron  we calculate the electron-nucleus (12C) cross section by using the plane-wave impulse approximation (PWIA) expression for the inclusive electron-nucleus scattering cross section

dσt dωd|q| = 2πα 2|q| 2 dE d3p St(p, E) EpEp × δ(ω + M − E − Ep)LemμνHem, tμν . (8)

In Eq. (8) the index t denotes the nucleon isospin; Lemμνand H

μν

em, tare the leptonic and hadronic tensors,

respectively; and St(p, E) is the proton (neutron)

spectral function. The terms Ep, Ep, and E

repre-sent the energy of the nucleon inside the nucleus, the ejected nucleon energy, and the removal energy, respectively (see Ref. [47] for details).

(v) Following the approach of Refs. [47,48], we account for the FSI of the struck nucleon with the spectator system by means of a time-independent optical po-tential (OP): U = V − ıW . In this case the energy-conserving δ function in Eq. (8) is replaced by

δ(ω + M − E − Ep)

W/π

W2+ [ω + M − E − E

p− V ]2,

(9) with V and W obtained from the Dirac OP [49]. (vi) The corresponding scaling function F (q, ω) is

cal-culated as

F (q, ω) = [dσ/d

d] (e,e)

σeN(q, ω; p = |y|, E = 0), (10) where the electron single-nucleon cross section σeN is taken at p = |y|, the scaling variable y being the smallest possible value of p in electron-nucleus scattering for the smallest possible value of the excitation energy (E = 0). By multiplying F (q, ω) by kF the superscaling function f (ψ ) is obtained,

where the scaling variable ψ has been introduced (see Refs. [13,14]). Similarly to y, ψ is related to the minimum kinetic energy a nucleon must have to participate in the scattering reaction.

In Fig.5of Ref. [32] the evolution of the superscal-ing function f (ψ ) for different values of q from 100 to 2000 MeV/c was presented. Results were obtained making use of the HO momentum distribu-tions for the 1p and 1s shells in16O. It can be seen

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 f( ψ ) ψ 12 C RFG HO NO HO+FSI NO+FSI

FIG. 1. Results for the superscaling function f (ψ ) for12C ob-tained using HO and NO approaches with (HO+FSI and NO+FSI) and without FSI (HO and NO) are compared with the RFG results, as well as with the longitudinal experimental data.

that for q > 600–700 MeV/c, scaling of the first kind is fulfilled [i.e., for high-enough values of the momentum transfer the explicit dependence of f (ψ ) on q is very weak]. Similar results are obtained using HO and NO momentum distributions for the 1p and 1s shells in12C.

(vii) We implement Pauli blocking (PB) effects in the scaling function using the procedure proposed in Ref. [50], which was applied in the SuSA approach [51]. The prescription consists in subtracting from the scaling function f [ψ (ω, q )] its mirror function f [ψ (−ω, q )].

(viii) Finally, the nuclear responses appearing in Eq. (4) are calculated by multiplying f (ψ ) by the appropri-ate single-nucleon functions given in Ref. [3]. In Fig. 1 the results for the superscaling function f (ψ ) within the HO+FSI and NO+FSI models are presented. As a

FIG. 2. The predicted νμ (νμ) fluxes at the MiniBooNE [68],

T2K [69], and MINERνA [70] detectors and corresponding mean energies.

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FIG. 3. MiniBooNE flux-folded double differential cross section per target neutron for the νμCCQE process on12C displayed versus the

μkinetic energy Tμfor various bins of cos θμobtained within the SuSAv2, HO+FSI, and NO+FSI approaches including MEC. 2p-2h MEC

results are shown separately. The data are from Ref. [36].

reference are shown also the superscaling functions obtained without FSI and in the RFG model, as well as the longitudinal experimental data [3], where the 2p-2h contribution is zero or very small. Accounting for FSI leads to a redistribution of the strength, with lower values of the scaling function at the maximum and an asymmetric shape around the peak position, viz., when ψ = 0. Also, we see that the asymmetry in the superscaling function gets larger by using the Lorentzian function [Eq. (6)] for the energy dependence of the spectral function than by using the Gaussian function [30–32]. The two spectral function models, including FSI, clearly give a

much more realistic representation of the data than the rela-tivistic Fermi gas. Few models, for example, the RMF, are able to explain entirely the experimental data. In fact, most models lie above the data similarly to the RFG and cannot explain the asymmetric shape. A recent calculation by J. E. Sobczyk et al. [52], based on a spectral function model, provides a scaling function which is very similar to ours, except for the low-momentum transfers.

Recently, an improved version of the superscaling prescrip-tion, called SuSAv2 [29], has been developed by incorporat-ing RMF effects [53–55] in the longitudinal and transverse

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FIG. 4. As for Fig.3but considering more backward kinematics. The data are from Ref. [36].

nuclear responses, as well as in the isovector and isoscalar channels. This is of great interest in order to describe CC neutrino reactions that are purely isovector. Note that in this approach the enhancement of the transverse nuclear response emerges naturally from the RMF theory as a genuine relativis-tic effect.

The detailed description of the SuSAv2 model can be found in Refs. [2,29,56]. Here we just mention that it has been validated against all existing (e, e) data sets on 12C, yielding excellent agreement over the full range of kinematics spanned by experiments, except for the very low energy and momentum transfers, where all approaches based on impulse approximation (IA) are bound to fail. Furthermore, the success of the model depends on the inclusion of effects associated with two-body electroweak currents, which will be briefly discussed in the next section.

C. 2p-2h MEC contributions

Ingredients beyond the IA, namely 2p-2h MEC effects, are essential in order to explain the neutrino-nucleus cross sections of interest for neutrino oscillation experiments

[1,2,25–28,57]. In particular, 2p-2h MEC effects produce an important contribution in the “dip” region between the QE and  peaks, giving rise to a significant enhancement of the impulse approximation responses in the case of inclusive electron- and neutrino-nucleus scattering processes. In this work we make use of the 2p-2h MEC model developed in Ref. [34], which is an extension to the weak sector of the seminal papers [58–60] for the electromagnetic case. The calculation is entirely based on the RFG model, and it incorporates the explicit evaluation of the five response functions involved in inclusive neutrino scattering. The MEC model includes one-pion-exchange diagrams derived from the weak pion production model of Ref. [61]. This is at variance with the various scaling approaches that are largely based on electron scattering phenomenology, although also inspired in some cases by the RMF predictions.

Following previous works [2,56,62,63], here we make use of a general parametrization of the MEC responses that significantly reduces the computational time. Its functional form for the cases of12C and16O is given in Refs. [2,56,64], and its validity has been clearly substantiated by comparing its predictions with the complete relativistic calculation. The

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FIG. 5. As for Fig.3but now for the νμCCQE process on12C. The data are from Ref. [37].

main merit of this procedure is that it can easily be incorpo-rated into the Monte Carlo neutrino event generators used in the analysis of neutrino oscillation experiments.

It should be noticed that the ground state used in the calculation of the 2p-2h is the RFG, while the spectral func-tion ground state is used for the one-body response. The 2p-2h contribution for relativistic excitation energies is very involved. Already in the simplest model used here, the RFG, the calculation involves 7D numerical integrals and using the spectral function ground state is beyond the scopes of the present work. However, it has been shown [65] that the 2p-2h response functions of a Fermi gas are very similar to those of a bound system such as those obtained in the

continuum shell model [66], except for very low energy transfer (threshold for 2p-2h excitation). In the same reference it is also shown that for high-momentum transfer the 2p-2h responses are not sensitive to the fine details of the bound nucleon orbits. Furthermore, in these conditions the frozen nucleon approximation, where the two initial nucleons are considered at rest, can safely be used to compute the 2p-2h (provided that a smeared propagator for the delta excitation is used in the MEC operator), as shown in Ref. [65]. Hence the 2p-2h responses should not depend strongly on the spectral distribution of the bound nucleons.

We also note that the use of the RFG in the calculation of the 2p-2h response is common to other approaches [25,67].

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FIG. 6. As for Fig.5but considering more backward kinematics. The data are from Ref. [37].

III. ANALYSIS OF RESULTS

In this section we show the predictions of the two spectral function approaches previously described, HO and NO, both including FSI and 2p-2h MEC. We compare the results with data from different experiments: MiniBooNE, MINERνA, and T2K. Our study is restricted to the QE-like regime where the impulse approximation in addition to the effects linked to the 2p-2h meson-exchange currents play the major role. We follow closely the general analysis presented in Ref. [2] for the case of the superscaling approach. Hence, for reference, we compare our new theoretical predictions with the results corresponding to the SuSAv2-MEC model.

The predicted νμ and νμ fluxes at the MiniBooNE [68],

T2K [69], and MINERνA [70] detectors and corresponding mean energies are compared in Fig.2.tot is the total

inte-grated νμ(νμ) flux factor:

tot=

()d, (11)

where  is incident beam energy. As observed, the neutrino and antineutrino mean energies corresponding to MiniBooNE and T2K experiments are rather similar, although the T2K energy flux shows a much narrower distribution. This explains the different role played by 2p-2h MEC effects in the two cases, these being larger for MiniBooNE (see Ref. [2] and results in next sections). On the contrary, the MINERνA energy flux is much more extended to higher energies, with an average value close to 3.5–4.0 GeV.

A. MiniBooNE

In Figs. 3–6 we show the double differential cross sec-tion averaged over the neutrino and antineutrino energy flux

against the kinetic energy of the final muon. The data are taken from the MiniBooNE Collaboration [36,37]. We represent a large variety of kinematical situations where each panel refers to results averaged over a particular muon angular bin.

We compare the data with the results obtained within the HO+FSI, NO+FSI, and SuSAv2 approaches, all of them including 2p-2h MEC, that are also presented separately. As already shown in Ref. [2], notice the relevant role played by 2p-2h MEC contributions, of the order of ∼20−25% of the total response at the maximum. In the neutrino case (Figs.3and4) this relative strength is almost independent of the scattering angle, except for the most forward bin, 0.9 < cos θ < 1, where the MEC contribution is ∼15%; this angu-lar bin, however, angu-largely corresponds to very low excitation energies (ω < 50 MeV) and in this case completely different modeling, appropriate for the near-threshold regime, should be used. In the antineutrino case (Figs. 5 and 6) the 2p-2h relative strength gets larger for backward scattering angles (cos θμ< −0.2). This is due to the fact that the antineutrino

cross section involves a destructive interference between the T and Tchannels [see Eq. (4)] and is therefore more sensitive to nuclear effects.

Theoretical predictions including both the QE and the 2p-2h MEC contributions are in good accord with the data in most of the kinematical situations explored. Only at scattering angles approaching 90◦ and above does one see a hint of a difference, although in these situations only a small number of data points with large uncertainties exist.

With regard to the comparison between the different mod-els, we observe that HO+FSI and NO+FSI provide almost identical responses in all kinematical situations for neutrinos and antineutrinos: The inclusive cross section is not sensitive to the details of the spectral function. Compared with SuSAv2,

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(a) (b)

(d) (c)

FIG. 7. MiniBooNE flux-averaged CCQE νμ–12C (νμ–12C) differential cross section per nucleon as a function of the muon kinetic energy

[(a) and (c)] and of the muon scattering angle [(b) and (d)]. Panels (a) and (b) correspond to neutrino cross sections and (c) and (d) to antineutrino reactions. The data are from Refs. [36,37].

some differences emerge whose magnitude depends on the scattering angle region explored. Whereas the SuSAv2 predic-tion is slightly smaller than the SF+FSI one at very forward kinematics (very small energy and momentum transfers), the reverse tends to occur as θμ gets larger. Notice that at the

most backward kinematics for neutrinos, the SuSAv2 results exceed by∼15% those of the SF+FSI model at the maximum. Similar comments also apply to antineutrinos (Figs.5and6). In Fig. 7 results are presented for the MiniBooNE flux-averaged CCQE νμ–12C (νμ–12C) single differential cross

FIG. 8. CCQE νμ–12C (νμ–12C) total cross section per neutron (proton) as a function of the neutrino energy. Panel (a) corresponds to

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FIG. 9. Flux-folded CCQE νμ–CH scattering cross section per

target proton as a function of Q2

QE and evaluated in the SuSAv2, HO+FSI, and NO+FSI approaches including MEC. The MINERνA data are from Ref. [42].

section per nucleon as a function of the muon kinetic en-ergy [Figs. 7(a)and7(c)] and of the muon scattering angle

[Figs. 7(b) and 7(d)]. Figures 7(a) and 7(b) correspond to neutrino cross sections and Figs.7(c)and7(d)to antineutrino reactions. Again, HO+FSI and NO+FSI lead to almost iden-tical cross sections that differ from the SuSAv2 prediction by less than∼5–7% at the maximum. The important contribution linked to the 2p-2h MEC (of the order of∼20–25% of the total response) is clearly seen to be essential in order to describe the data.

To conclude this subsection, the results for the total flux-unfolded integrated cross sections per nucleon are given in Fig.8and compared with the MiniBooNE [36,37] and NO-MAD [38] data (up to 100 GeV). In accordance with the previous discussion, 2p-2h MEC contributions are needed in order to reproduce MiniBooNE data. On the contrary, the three theoretical models clearly overpredict the NOMAD data, these being more in agreement with the pure QE responses, for example, given NO+FSI without the MEC result (see also Refs. [2,71]). This result is consistent with the setup of NOMAD experiment that, unlike MiniBooNE, can select true QE rather than “QE-like” events. As observed, the dis-crepancy between the three theoretical predictions is very minor, but the role of the 2p-2h MEC is very significant at

FIG. 10. T2K flux-folded double differential cross section per target nucleon for the νμCCQE process on12C displayed versus the μ

momentum pμfor various bins of cos θμobtained within the SuSAv2, HO+FSI, and NO+FSI approaches including MEC. MEC results are

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deduced from so-called quasielastic-like data by subtracting a background of events in which pions are first produced but then reabsorbed again. This background was determined from calculations with an event generator. Thus, the final QE + 2p-2h data invariably contain some model dependence [76].

B. MINERνA

The results in Fig. 9 correspond to the MINERνA flux-averaged CCQE νμ differential cross section per nucleon as

a function of the reconstructed four-momentum Q2QE, that is

obtained in the same way as for the experiment, assuming an initial state nucleon at rest with a constant binding energy, Eb,

set to 30 MeV in the antineutrino case. The theoretical cross sections are flux averaged using the new prediction of the NuMI flux [70] and are compared with dσ/dQ2

QE, projected

from the double-differential cross section [42].

As shown, the spread in the results ascribed to the three models used is minimal, of the order of∼1–2%. On the other hand, we note the excellent agreement between the theory and data once 2p-2h MEC effects (∼20–30% of the total) are included. This significant contribution of the 2p-2h MEC effects is consistent with the results observed for MiniBooNE in spite of the very different muon antineutrino energy flux in the two experiments.

Recently, MINERνA collaboration has published new ex-perimental data [77]. In this work the cross sections are presented as a function of the four-momentum transfer Q2p,

which in the case of CCQE scattering from a neutron at rest, can be calculated using the proton kinetic energy, Tp, alone.

Q2

p is reconstructed based on the kinematics of the leading

proton above tracking threshold (pproton> 450 MeV/c). The

analysis of the cross sections as a function of Q2pis interesting

for interpretation of the effects of FSI and this will be done in a new project.

C. T2K

In Fig. 10 we present the flux-averaged double differ-ential cross sections corresponding to the T2K experiment [39]. The graphs are plotted against the muon momentum, and each panel corresponds to a bin in the scattering angle. As in the previous cases, we show results obtained within the SuSAv2, HO+FSI, and NO+FSI approaches including MEC and also the separate contributions of the 2p-2h MEC. As already pointed out in Ref. [2], the narrower T2K flux, sharply peaked at about 0.7 GeV (see Fig.2), is the reason of the smaller contribution provided by the 2p-2h MEC (of the order of ∼10%) as compared with the MiniBooNE and

matics (bottom-right panel), notice that the SuSAv2 cross section at the maximum exceeds SF+FSI results by ∼30– 35%. However, the large error bands shown by T2K data do not allow us to discriminate between the different models, i.e., neither between pure QE calculations nor global QE +2p-2h MEC results. Furthermore, notice that the cross section reaches an almost constant value, different from zero, as pμ

increases. This is in contrast with all remaining situations explored in the previous figures. Before concluding, we pro-vide some closer inspection of the results at the most forward

FIG. 11. MiniBooNE flux-folded double differential cross sec-tion per target neutron for the νμCCQE process on12C displayed

versus the μkinetic energy Tμfor 0.9 < cos θμ< 1.0 (a) and T2K

flux-folded double differential cross section per target neutron for the νμ CCQE process on 12C displayed versus the μ

momen-tum pμfor 0.98 < cos θμ< 1.00 (b) obtained within the HO, NO,

HO+FSI, and NO+FSI approaches including MEC. The data are from Refs. [36,39].

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FIG. 12. T2K flux-folded double differential cross section per target neutron for the νμ CCQE process on 12C displayed

ver-sus the μmomentum pμ for two bins of 0.98 < cos θμ<

1.00 and 0.60 < cos θμ< 0.70 obtained within the HO+FSI and

NO+FSI approaches with and without PB effects. Data are from Ref. [39].

scattering angles, which represent a very delicate and model-dependent kinematical situation. In Fig. 11 we present the MiniBooNE [Fig. 11(a)] and T2K [Fig. 11(b)] flux-folded double differential cross sections for the νμ CCQE process

on12C for very forward angles obtained within HO and NO approaches with and without FSI. As was shown in Ref. [30] the effects of FSI on the total cross section consist of an increase of about 2% using HO and NO spectral functions, almost independently of the neutrino energy. It can be seen in Fig. 11that the effects of FSI on the double differential cross section is a bit larger for the most forward angles; it is about 10% in the case of T2K experiment and about 2–4% at the peak for the MiniBooNE experiment. Finally, in Fig.12 we show the T2K flux-folded double differential cross section per target neutron versus pμ for two bins of

θμ [0.98 < cos θμ< 1.00 (a) and 0.60 < cos θμ< 0.70 (b)]

obtained within the HO and NO approaches with and without PB effects. The PB effects play a significant role in the case of the most forward angles [Fig.12(a)] and decrease as the muon

angle θμgrows [Fig.12(b)]. These results are in line with what

has been shown in Ref. [64] using a different spectral function model [78] and confirm the fact that the low energy transfer region is crucially important in the description of forward scattering data.

IV. CONCLUSIONS

This work extends our previous studies of CCQE neutrino-nucleus scattering processes that are of interest for neutrino (antineutrino) oscillation experiments. Here we focus on mod-els based on the use of two spectral functions, one of them including NN short-range correlations through the Jastrow method and, for a comparison, another without them. Effects of final-state interactions are also incorporated by using an optical potential. These calculations, based on the impulse ap-proximation, are complemented with the contributions given by two-body weak meson exchange currents, giving rise to two-particle two-hole excitations.

The model is applied to three different experiments, Mini-BooNE, MINERνA, and T2K, spanning a wide range of neutrino energies and all scattering angle values, from forward to backward kinematics.

These new predictions are compared with the systematic analysis presented in Ref. [2] based on the SuSAv2+MEC approach. We find that the spectral function-based models (HO+FSI, NO+FSI) lead to results that are very close to the SuSAv2-MEC predictions. Only at the most forward and most backward angles do the differences become larger, being at most of the order of ∼10–12%. In the case of single-differential cross sections and, particularly, for the total flux-unfolded integrated cross section, these model differences become very minor, almost negligible. This is in contrast with the contribution ascribed to the 2p-2h MEC effects that can be even larger than ∼30–35% compared with the pure QE responses. This proves without ambiguity the essential role played by 2p-2h MEC in providing a successful de-scription of neutrino(antineutrino)-nucleus scattering data for different experiments and a very wide range of kinematical situations.

An interesting outcome of the present study is that the results obtained with the NO spectral function, which ac-counts for NN short-range Jastrow correlations, are almost identical to those obtained with the uncorrelated HO spectral function, thus indicating that the role played by this type of correlations is very minor for the observables analyzed in this study. Comparisons with a different spectral function model [64] also show that inclusive reactions—where only the outgoing lepton is measured—are not sensitive to the detailed description of the nuclear initial state. Nevertheless, the results in this work can be seen as a test of the reliability of the present spectral function based models. They compare extremely well with the SuSAv2 approach, based on the phenomenology of electron scattering data, although they fail in reproducing neutrino(antineutrino) scattering data unless ingredients be-yond the impulse approximation are incorporated. The present study gives us confidence in extending the use of these models to other processes, such as semi-inclusive CCν reactions and neutral current processes.

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