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From: Essential Cardiology: Principles and Practice, 2nd Ed.
Edited by: C. Rosendorff © Humana Press Inc., Totowa, NJ
Gregory Engel, MD and Victor Froelicher, MD
INTRODUCTION
Exercise can be considered the true test of the heart because it is the most common everyday stress that humans undertake. The exercise test is the most practical and useful procedure in the clinical evaluation of cardiovascular status.
Despite the many recent advances in technology related to the diagnosis and treatment of cardiovascular disease, the exercise test remains an important diagnostic modality. Its many appli- cations, widespread availability, and high yield of clinically useful information continue to make it an important gatekeeper for more expensive and invasive procedures. The numerous approaches to the exercise test however, have been a drawback to its proper application. Excellent guidelines have been developed based on a multitude of research studies over the last 20 yr, and have led to greater uniformity in methods.
ADVANTAGES AND DISADVANTAGES OF EXERCISE TESTING
The standard exercise test surprisingly has characteristics not dissimilar from newer, more expen- sive tests. Table 1 lists its disadvantages and advantages.
INDICATIONS
The common clinical applications of exercise testing to be discussed in this chapter are diagnosis and prognosis. The other applications listed in Table 2 are discussed elsewhere (1). The ACC/AHA Guidelines will be followed in regard to diagnosis and prognosis (2).
METHODS
Safety Precautions and Risks
The safety precautions outlined by the American Heart Association are very explicit in regard to
the requirements for exercise testing. Everything necessary for cardiopulmonary resuscitation must
be available, and regular drills should be performed to ascertain that both personnel and equipment
are ready for a cardiac emergency. The classic survey of clinical exercise facilities by Rochmis
and Blackburn (3) showed exercise testing to be a safe procedure, with approximately one death
and five nonfatal complications per 10,000 tests. Perhaps due to an expanded knowledge concern-
ing indications, contraindications, and endpoints, maximal exercise testing appears safer today than
20 yr ago. Gibbons et al. (4) reviewed 71,914 tests conducted over 16 yr and reported a compli-
cation rate of only 0.8 per 10,000 tests. The risk of exercise testing in coronary artery disease patients
cannot be disregarded, however, even with its excellent safety record. Cobb and Weaver (5) esti-
mated that the risk of arrhythmic events may be 100 times higher in the recovery period.
Most problems can be prevented by having an experienced physician, nurse, or exercise physio- logist standing next to the patient, measuring blood pressure, and assessing patient appearance during the test. The exercise technician should operate the recorder and treadmill, take the appro- priate tracings, enter data on a form, and alert the physician to any abnormalities that may appear on the monitor. If the patient’s appearance is worrisome, if systolic blood pressure drops or plateaus, if there are alarming electrocardiographic abnormalities, if chest pain occurs and becomes worse than the patient’s usual pain, or if a patient wants to stop the test for any reason, the test should be stopped, even at a submaximal level. In most instances, a symptom-limited maximal test is preferred, but is usually advisable to stop if 2 mm of additional ST segment elevation occurs, or if 2 mm of flat or downsloping ST depression occurs. In some patients estimated to be at high risk because of their clinical history, it may be appropriate to stop at a submaximal level since it is not unusual for severe ST segment depression, dysrhythmias, or both to occur only after exercise. If the mea- surement of maximal exercise capacity or other information is needed, it is better to repeat the test later, once the patient has demonstrated a safe performance of a submaximal workload.
Exercise testing should be an extension of the history and physical examination. A physician obtains the most information by being present to talk with, observe, and examine the patient in con- junction with the test. A physical examination should always be performed to rule out significant obstructive aortic valvular disease. In this way, patient safety and an optimal yield of information are assured. In some instances, such as when asymptomatic, apparently healthy subjects are being screened, or a repeat treadmill test is being done on a patient whose condition is stable, a physician need not be present, but should be in close proximity and prepared to respond promptly. The phys- ician’s reaction to signs or symptoms should be moderated by the information the patient gives regarding his or her usual activity. If abnormal findings occur at levels of exercise that the patient
Table 1
Advantages and Disadvantages of the Standard Exercise Test Advantages
Low cost Convenience
Availability of equipment
Ready availability of trained personnel Exercise capacity determined
Patient acceptability
Takes less than an hour to accomplish Disadvantages
Relatively limited sensitivity and specificity No localization of ischemia or coronary lesions No estimate of LV function
Not suitable for certain groups
Requires cooperation and the ability to walk strenuously
Table 2
Additional Applications of the Exercise Test Treatment evaluation
Exercise capacity determination After myocardial infarction Screening
Cardiac rehabilitation
Exercise prescription
Arrhythmia evaluation
Intermittent claudication
Preoperative evaluation
usually performs, then it may not be necessary to stop the test for them. Also, the patient’s activity history should help determine appropriate work rates for testing.
Contraindications
Table 3 lists the absolute and relative contraindications to performing an exercise test. Good clinical judgment should be foremost in deciding the indications and contraindications for exer- cise testing. In selected cases with relative contraindications, testing can provide valuable informa- tion even if performed submaximally.
Patient Preparation Preparations for exercise testing include the following:
1. The patient should be instructed not to eat or smoke at least 2 to 3 h prior to the test, and to come dressed for exercise.
2. A history and physical examination (particularly for systolic murmurs) should be accomplished to rule out any contraindications to testing.
3. Specific questioning should determine which drugs are being taken, and potential electrolyte abnormalities should be considered.
4. If the reason for the exercise test is not apparent, the referring physician should be contacted.
5. A 12-lead electrocardiogram should be obtained in both the supine and standing positions. A base- line abnormality may prohibit testing.
6. There should be careful explanations of why the test is being performed, of the testing procedure including its risks and possible complications, and of how to perform the test. The patient should be told that he or she can hold on initially, but later on should use the rails only for balance.
bbbbb-Blockers
With patients subgrouped according to b-blocker administration as initiated by their referring physician, no differences in exercise score test performance were found in a consecutive group of males being evaluated for possible coronary artery disease; however, if only ST segment elevation/
depression criteria are to be used then 0.5 mm is needed to maintain sensitivity (6). Though perhaps optimal, for routine exercise testing it is unnecessary for physicians to accept the risk of stopping
Symptomatic severe aortic stenosis Uncontrolled symptomatic heart failure
Acute pulmonary embolus or pulmonary infarction Acute myocarditis or pericarditis
Relative
aLeft main coronary stenosis or its equivalent Moderate stenotic valvular heart disease Electrolyte abnormalities
Severe arterial hypertension
bTachyarrhythmias or bradyarrhythmias
Hypertrophic cardiomyopathy and other forms of outflow tract obstruction Mental or physical impairment leading to inability to exercise adequately High-degree atrioventricular block
a
Relative contraindications can be superseded if benefits outweigh risks of exercise
b
In the absence of definitive evidence, a systolic blood pressure of 200 mmHg and a diastolic
blood pressure of 110 mmHg seem reasonable criteria.
b-blockers before testing. Because of the life-threatening rebound phenomena associated with dis- continuing b-blockers, if they are going to be stopped, it should be done gradually with careful super- vision of the tapering process by a physician or nurse.
Protocols
The many different exercise protocols in use have led to some confusion regarding how phys- icians compare tests between patients and serial tests in the same patient. The most common pro- tocols, their stages, and the predicted oxygen cost of each stage are illustrated in Fig. 1. When tread- mill and cycle ergometer testing were first introduced into clinical practice, practitioners adopted protocols used by major researchers, i.e., Balke (7), Astrand (8), Bruce (9), and Ellestad (10) and their co-workers. In 1980, Stuart and Ellestad surveyed 1375 exercise laboratories in North America and reported that of those performing treadmill testing, 65.5% use the Bruce protocol for routine clinical testing (11). This protocol uses relatively large and unequal 2 to 3 metabolic equivalent (MET) increments in work every 3 min. Large and uneven work increments such as these have been shown to result in a tendency to overestimate exercise capacity (12). Investigators have since recommended protocols with smaller and more equal increments (13,14).
R
AMPT
ESTINGAn approach to exercise testing that has gained interest is the ramp protocol, in which work increases constantly and continuously (Fig. 2). The recent call for “optimizing” exercise testing would appear to be facilitated by the ramp approach, as work increments are small, and, because it allows for increases in work to be individualized, a given test duration can be targeted.
To investigate this, our laboratory compared ramp treadmill and bicycle tests to protocols more commonly used clinically (15). Ten patients with chronic heart failure, 10 with coronary artery dis- ease who were limited by angina during exercise, 10 with coronary artery disease who were asymp- tomatic during exercise, and 10 age-matched normal subjects performed three bicycle tests (25 W/
2 min stage, 50 W/2 min stage, and ramp) and three treadmill tests (Bruce, Balke, and ramp) in ran- domized order on different days. For the ramp tests on the bicycle and treadmill, ramp rates were individualized to yield a test duration of approx 10 min for each subject. Maximal oxygen uptake was significantly higher (18%) on the treadmill protocols versus the bicycle protocols collectively, confirming previous observations. Only minor differences in maximal oxygen uptake, however, were observed between the treadmill protocols themselves or between the cycle ergometer proto- cols themselves.
Fig. 1. The most common protocols, their stages, and the predicted oxygen cost of each stage are illustrated.
Because this approach appears to offer several advantages, we currently perform all our clinical and research testing using the ramp. This approach is empirical and more data from other labora- tories are needed to confirm its utility. A number of equipment manufacturers have developed tread- mills that can perform ramping but simple individual manual stepping up of the grade and speed is possible with any device.
H
EMODYNAMICR
ESPONSESAge-predicted maximal heart rate targets are relatively useless for clinical purposes. A consis- tent finding in population studies has been a relatively poor relationship of maximal heart rate to age. Correlation coefficients of -0.4 are usually found with a standard error of the estimate of 10 to 25 beats/min. Since prediction of maximal heart rate is an inaccurate science, exercise should be symptom-limited and not targeted on achieving a certain heart rate.
Exertional hypotension, best defined as a drop in systolic blood pressure below standing rest or a drop of 20 mmHg after a rise, is very predictive of severe angiographic coronary artery disease (CAD) and a poor prognosis. A failure of systolic blood pressure to rise is particularly worrisome after an MI. Until automated devices are adequately validated, we strongly recommend that blood pressure be taken manually with a cuff and stethoscope.
Exercise Capacity
The MET is a unit of basal oxygen consumption equal to approx 3.5 mL O
2per kilogram of body weight per minute and is the approximate amount of oxygen required to sustain life in the resting state. An individual’s maximal oxygen uptake is normally estimated from the workload reached using a formula based on speed and grade. Maximal oxygen uptake is most precisely determined by direct measurement using ventilatory gas-exchange techniques. In certain circumstances where precision is important, such as in athletics, research studies, and patients considered for cardiac trans- plantation, a direct measurement is essential.
Fig. 2. An approach to exercise testing that has gained interest is the ramp protocol, in which work increases
constantly and continuously.
Exercise capacity should always be reported in METs and not minutes of exercise. In this way, the results from different protocols and exercise modalities can be compared directly. Achieved workload in METs has been shown to be a major prognostic variable.
ST Analysis
ST segment depression is a representation of global subendocardial ischemia, with a direction determined largely by the placement of the heart in the chest. ST depression does not localize coro- nary artery lesions. V
5is the lead that most frequently demonstrates significant ST depression. ST depression in the inferior leads (II, AVF) is most often due to the atrial repolarization wave that begins in the PR segment and can extend to the beginning of the ST segment. When ST depression is isolated to these leads and there are no diagnostic Q waves, it is usually a false-positive. ST seg- ment depression limited to the recovery period does not generally represent a “false-positive”
response. Inclusion of analysis during this time period increases the diagnostic yield of the exer- cise test.
When the resting ECG shows Q waves of an old MI, ST elevation can be due to wall motion abnormalities, whereas accompanying ST depression can be due to a second area of ischemia or reciprocal changes. When the resting ECG is normal, ST elevation is due to severe ischemia (spasm or a critical lesion). Such ST elevation is uncommon and very arrhythmogenic. Exercise-induced ST elevation (not over diagnostic Q waves) and ST depression both represent ischemia, but they are quite distinctive: elevation is due to transmural ischemia, is arrhythmogenic, has a 0.1% prev- alence, and localizes the artery where there is spasm or a tight lesion, while depression is due to subendocardial ischemia, is not arrhythmogenic, has a 5 to 50% prevalence, is rarely due to spasm, and does not localize. Figure 3 illustrates the various patterns. The standard criterion for abnor- mality is 1 mm of horizontal or downsloping ST depression below the PR isoelectric line or 1 mm further depression if there is baseline depression.
The most important times to look for ST depression are during maximal exercise in lead V
5and 3 min into recovery (16). Patients should be placed supine as soon as possible after exercise, avoid- ing a cool-down walk, to maximize sensitivity for ST abnormalities. ECG recordings should con- tinue for 5 min in recovery or until any new changes from baseline normalize.
Nonsustained ventricular tachycardia is uncommon during routine clinical treadmill testing (prevalence less than 2%), is well tolerated, and its prognosis is determined by any accompanying ischemia or LV damage (17).
DIAGNOSTIC USE OF EXERCISE TEST The ACC/AHA Guidelines
The task force to establish guidelines for the use of exercise testing met and produced guide- lines in 1986, 1997, and 2002 (2). Over the years some dramatic changes have occurred, including the recommendation that the standard exercise test be the first diagnostic procedure in women and in most patients with resting ECG abnormalities rather than performing imaging studies. The following is a synopsis of the recommendations from these evidence-based guidelines for the use of exercise testing to diagnose obstructive coronary artery disease.
Class I. Conditions for which there is evidence and/or general agreement that the standard exercise test is useful and effective.
• Adult male or female patients (including those with complete right bundle branch block or with less than 1 mm of resting ST depression) with an intermediate pretest probability* of coronary artery disease (specific exceptions are discussed in Class II and III sections).
*Pretest probability was determined from the Diamond-Forrester estimates by age, symptoms, and
gender (see Table 4).
Fig. 3. The various patterns of exercise ST shifts possible with ischemia. ST amplitude measurement depends on the ST level at baseline.
Table 4
Pretest Probability of Coronary Disease by Symptoms, Gender, and Age
aTypical/definite Atypical/probable Nonanginal
Age
bGender angina pectoris angina pectoris chest pain Asymptomatic
30–39 Males Intermediate Intermediate Low Very low
Females Intermediate Very low Very low Very low
40–49 Males High Intermediate Intermediate Low
Females Intermediate Low Very low Very low
50–59 Males High Intermediate Intermediate Low
Females Intermediate Intermediate Low Very low
60–69 Males High Intermediate Intermediate Low
Females High Intermediate Intermediate Low
a
High = >90%, intermediate = 10–90%, low = <10%, and very low = <5%.
b