• Non ci sono risultati.

Le meteoriti del Museo di Mineralogia e Petrografia dell'Università e del Museo Regionale di Scienze Naturali di Torino. Ediz. italiana e inglese

N/A
N/A
Protected

Academic year: 2021

Condividi "Le meteoriti del Museo di Mineralogia e Petrografia dell'Università e del Museo Regionale di Scienze Naturali di Torino. Ediz. italiana e inglese"

Copied!
250
0
0

Testo completo

(1). .    . O. N N. . &$7$/2*+, ;9,,,. . . R PE. /HPHWHRULWL GHO0XVHRGL0LQHUDORJLDH3HWURJUDILDGHOO¶8QLYHUVLWj HGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQR. (PDQXHOH&RVWD$OHVVDQGUD0DUHQJR(ULFD%LWWDUHOOR/RUHQ]R0DULDQR*DOOR  . PA AM. ST.             .  7RULQR . .

(2) . O. N.           . N. (PDQXHOH&RVWD $OHVVDQGUD0DUHQJR (ULFD%LWWDUHOOR  'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUD 8QLYHUVLWjGHJOL6WXGLGL7RULQR 9LD9DOSHUJD&DOXVR ,7RULQR (PDLOHPDQXHOHFRVWD#XQLWRLWDOHVVDQGUDPDUHQJR#XQLWRLWHULFDELWWDUHOOR#XQLWRLW  /RUHQ]R0DULDQR*DOOR  JLjFRQVHUYDWRUHSUHVVR6H]LRQHGL0LQHUDORJLD3HWURJUDILDH*HRORJLD 0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOL 9LD**LROLWWL ,7RULQR (PDLOPDULDQRJDOOR#JPDLOFRP. R PE. ST   . PA AM. ,PPDJLQL  ,QFRSHUWLQDODPHWHRULWH0RWWDGL&RQWL FDPSLRQH08

(3) VRYUDLPSRVWDDGXQD SDJLQDGHOO¶(VWUDWWRGDOOD*D]]HWWD8IILFLDOHGHO5HJQRG¶,WDOLDGHOPDU]RLQFXL GHVFULYHODVXDFDGXWD  4XDUWDGLFRSHUWLQDPHWHRULWH2UJXHLO,OFDPSLRQH08qWXWWRUDFRQVHUYDWRQHO FRQWHQLWRUH RULJLQDOH RWWRFHQWHVFR LQ YHWUR FRQ WDSSR VPHULJOLDWR H VLJLOODWR FRQ SDUDIILQD6XOFRQWHQLWRUHqDQFRUDSUHVHQWHO¶HWLFKHWWDRULJLQDOH . ,661 ,6%1 ‹0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOL7RULQR. .

(4) . N. O. N. (PDQXHOH&RVWDqQDWRD7RULQRQHO6LqODXUHDWRLQ6FLHQ]H*HRORJLFKHQHOHGKD FRQVHJXLWRLO'RWWRUDWRGL5LFHUFDLQ6FLHQ]HGHOOD7HUUDQHO'DOqULFHUFDWRUHSULPD QHO VHWWRUH GHOOD *HRFKLPLFD H VXFFHVVLYDPHQWH QHO VHWWRUH GHOOD 0LQHUDORJLD SUHVVR LO 'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUDGHOO¶8QLYHUVLWjGHJOL6WXGLGL7RULQRGRYHqGRFHQWHGHL FRUVLGL*HRFKLPLFD$PELHQWDOHHGL%LRPLQHUDORJLD(VSHUWRQHOVHWWRUHGHOO¶DQDOLVLFKLPLFDH PLQHUDORJLFDHGHOODPLFURVFRSLDHOHWWURQLFDDSSOLFDWDDOOH6FLHQ]HGHOOD7HUUD (PDQXHOH &RVWD LV ERUQ LQ  LQ 7XULQ +H JUDGXDWHG LQ *HRORJLFDO 6FLHQFH LQ  DQG HDUQHG D 3K' LQ (DUWK 6FLHQFH LQ  6LQFH  KH LV D UHVHDUFKHU LQ WKH ILHOGV RI *HRFKHPLVWU\ ILUVW PLQHUDORJ\ WKHQ DW WKH 'HSDUWPHQW RI (DUWK 6FLHQFH RI WKH 8QLYHUVLW\ RI 7XULQZKHUHWHDFKHV(QYLURQPHQWDO*HRFKHPLVWU\DQG%LRPLQHUDORJ\([SHUWLQFKHPLFDODQG PLQHUDORJLFDODQDO\VLVDQGLQHOHFWURQPLFURVFRS\DSSOLHGWRHDUWKVFLHQFH  $OHVVDQGUD0DUHQJRqQDWDD%UD &1

(5) QHO+DFRQVHJXLWROD/DXUHD0DJLVWUDOHLQ6FLHQ]H H7HFQRORJLHSHUL%HQL&XOWXUDOLQHOHGLOWLWRORGL'RWWRUHGL5LFHUFDLQ6FLHQ]HGHOOD7HUUD QHO$WWXDOPHQWHSUHVVRLO'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUDGHOO¶8QLYHUVLWjGHJOL6WXGL GL7RULQRVLRFFXSDGLFDUDWWHUL]]D]LRQHPLQHUDORJLFDHSHWURJUDILFDGHOORVWXGLRGLPLQHUDOLH URFFHXWLOL]]DWLQHOO¶DPELWRGHL%HQL&XOWXUDOLHDOO¶LQWHUQRGLFROOH]LRQLPXVHDOL $OHVVDQGUD0DUHQJRLVERUQLQLQ%UD &XQHR

(6) 6KHHDUQHGWKH0DVWHU'HJUHHLQ³6FLHQFH DQG7HFKQRORJ\DSSOLHGWR&XOWXUDO+HULWDJH´LQDQGWKH3K'LQ(DUWK6FLHQFHLQ 6KHZRUNVDWWKH'HSDUWPHQWRI(DUWK6FLHQFHRIWKH8QLYHUVLW\RI7XULQRQPLQHUDORJLFDODQG SHWURJUDSKLFFKDUDFWHUL]DWLRQVWXG\RIPLQHUDOVDQGURFNDSSOLHGWR&XOWXUDO+HULWDJHDQGRI PXVHXPFROOHFWLRQV  (ULFD%LWWDUHOORqQDWDD7RULQRQHO6LqODXUHDWDLQ6FLHQ]H*HRORJLFKHQHOHGKD FRQVHJXLWRLO'RWWRUDWRGL5LFHUFDLQ6FLHQ]HGHOOD7HUUDQHOÊVWDWDGDODO FROODERUDWULFH QHOOD VH]LRQH GL 0LQHUDORJLD 3HWURJUDILD H *HRORJLD GHO 0XVHR 5HJLRQDOH GL 6FLHQ]H1DWXUDOLGL7RULQR$WWXDOPHQWHVLRFFXSDGHOODFDUDWWHUL]]D]LRQHFKLPLFDHVWUXWWXUDOHGL VSHFLHPLQHUDORJLFKHSUHVVRLO'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUDGHOO¶8QLYHUVLWjGHJOL6WXGLGL 7RULQR (ULFD%LWWDUHOORERUQLQLQ7XULQ6KHKROGVD*HRORJ\'HJUHHIURPDQGJRWKHU3K' LQ(DUWK6FLHQFHLQ)URPWRVKHFROODERUDWHGZLWKWKH0LQHUDORJ\3HWURJUDSK\ DQG *HRORJ\ 6HFWLRQ RI WKH 0561 $W SUHVHQW VKH LV ZRUNLQJ RQ WKH FKHPLFDO DQG VWUXFWXUDO FKDUDFWHUL]DWLRQRIPLQHUDORJLFDOVSHFLHVDWWKH'HSDUWPHQWRI(DUWK6FLHQFHRIWKH8QLYHUVLW\ RI7XULQ  /RUHQ]R 0DULDQR *DOOR q QDWR D 1L]]D 0RQIHUUDWR $7

(7)  QHO  6L q ODXUHDWR LQ 6FLHQ]H *HRORJLFKH QHO  'DO  DO  q VWDWR FRQVHUYDWRUH GHOOD VH]LRQH GL 0LQHUDORJLD 3HWURJUDILDH*HRORJLDGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQRGRYHVLqRFFXSDWR GHO ULRUGLQR H GHOOD YDORUL]]D]LRQH GHOOH FROOH]LRQL JHRORJLFKH H GDO  DQFKH GL TXHOOH PLQHUDORJLFKH GHGLFDQGRVL LQ SDUWLFRODUH DO UHFXSHUR GHOOH UDFFROWH VWRULFKH +D LQROWUH FRQWULEXLWR DOOD UHDOL]]D]LRQH GL GLYHUVH PRVWUH WHPSRUDQHH D FDUDWWHUH PLQHUDORJLFR H SHWURJUDILFR /RUHQ]R0DULDQR*DOORERUQLQLQ1L]]D0RQIHUUDWR $VWL

(8) )URPWRKHZDVWKH FXUDWRURIWKH0LQHUDORJ\3HWURJUDSK\DQG*HRORJ\6HFWLRQRIWKH0561ZKHUHKHGHDOWZLWK WKH UHRUJDQL]DWLRQ RI WKH JHRORJLFDO DQG PLQHUDORJLFDO FROOHFWLRQV IRFXVLQJ RQ KLVWRULFDO VDPSOHV)XUWKHUPRUHKHFRQWULEXWHGWRRUJDQL]HWHPSRUDU\H[KLELWVRQPLQHUDOVDQGURFNV. R PE. PA AM. ST. .

(9)  . N O N. R PE. PA AM ST. .

(10) . N. O. N. /DYDORUL]]D]LRQHGHOSDWULPRQLRQDWXUDOLVWLFRHFXOWXUDOHqIRQGDPHQWDOHQHOO¶DWWLYLWjGL XQPXVHRFKHFRPHLO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQRYDQWDQRWHYROL VXFFHVVL QHOOD GLYXOJD]LRQH VFLHQWLILFD H QHOOD IUXL]LRQH GHOOH FROOH]LRQL GD SDUWH GHO JUDQGH SXEEOLFR 7DOH GLYXOJD]LRQH q SDUWLFRODUPHQWH LPSRUWDQWH TXDQGR q ULIHULWD D HVHPSODULGLJUDQGHLPSRUWDQ]DVWRULFDHVFLHQWLILFDFRPHVRQRDSSXQWROHPHWHRULWL 4XHVWLPHVVDJJHULGDOORVSD]LRLQWHUSODQHWDULRFKHLQGDJDWHDIRQGRGDVWXGLRVL GLGLYHUVHHLPSRUWDQWLVVLPHGLVFLSOLQH DVWURQRPLDSODQHWRORJLDJHRFKLPLFDJHRORJLD DVWURELRORJLD VROR SHU FLWDUQH DOFXQH

(11)  FRVWLWXLVFRQR XQ XQLFXP LQVRVWLWXLELOH SHU OD FRPSUHQVLRQHGHOO XQLYHUVRFKHFLFLUFRQGD )D SDUWH GHOOD PLVVLRQ GHO 0XVHR SURSULR OD YDORUL]]D]LRQH ROWUH DOOD FRQVHUYD]LRQHDOORVWXGLRHDOO LPSOHPHQWD]LRQH

(12) GHOOHSURSULHFROOH]LRQLFKHQRQVROR FRQWHQJRQR TXHOOH VWRULFKH GHOO 8QLYHUVLWj GHJOL 6WXGL GL 7RULQR PD FKH VRQR VWDWH DUULFFKLWHQHJOLDQQLFRQLPSRUWDQWLDFTXLVL]LRQLLQSURSULR ,QTXHVW RWWLFDGLYHQWDHVVHQ]LDOHODGLYXOJD]LRQHGHOO HVLVWHQ]DGHOOHFROOH]LRQL VWHVVHQRQVRORDOJUDQGHSXEEOLFRPDDQFKHDOO¶LQWHUQRGHOFLUFXLWRLQWHUQD]LRQDOHGHL 0XVHLHGHOOH8QLYHUVLWjFKHSRVVLHGRQRFROOH]LRQLDQDORJKHHFKHFRVWLWXLVFRQRODEDVH GLLQGDJLQHSHUULFHUFDWRULGLRJQLQD]LRQH /DSXEEOLFD]LRQHGLXQFDWDORJRGLPHWHRULWLFKHSRUWDDFRQRVFHQ]DGLWXWWLSXEEOLFRH VFLHQ]LDWLODSUHVHQ]DGLWDOLFDPSLRQLQHO0XVHRGLYHQWDSHUWDQWRIRQGDPHQWDOHSHUOD FROODERUD]LRQHLQWHUQD]LRQDOHHSHUODGLIIXVLRQHGHOODFRQRVFHQ]D &RPH QRQ VRWWROLQHDUH LQROWUH OD SURIRQGD VLQHUJLD FKH VL YHULILFD IUD O (QWH 0XVHDOHHJOLVWXGLRVLGHOOHPDWHULHFRLQYROWHVRSUDWWXWWRGHOO 8QLYHUVLWjGL7RULQRFKH SRVVLHGHPROWLGHJOLHVHPSODULTXLLOOXVWUDWLHFKHKDSHUPHVVRODUHDOL]]D]LRQHGLWDOH RSHUDHDLFXLUHDOL]]DWRULYDLOQRVWURSLVHQWLWRULQJUD]LDPHQWR 3HUWDQWRQRQSRVVRFKHDXJXUDUHRJQLVXFFHVVRHODSLDPSLDGLIIXVLRQHDTXHVWR WUDWWDWR FKH FRVWLWXLVFH XQ XOWHULRUH SDVVR DYDQWL QHL FRPSLWL GHO 0XVHR H QHOOD VXD FRPSOHWDUHDOL]]D]LRQHVFLHQWLILFDHVWRULFD . R PE. ST. . 0DULVD/RQJ. PA AM. 'LUHWWULFHGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOL. .

(13)  . N O N. R PE. PA AM ST. .

(14) . N. O. N. 35()$=,21(   8QDOHWWHUDWXUDWUDOHSLYDVWHQHOODVIHUDGHOOHGLVFLSOLQHQDWXUDOLVWLFKHFKHFRLQYROJH ODPDJJLRUSDUWHGHLSDHVLVXWXWWLLFRQWLQHQWLqTXHOODUHODWLYDDLULQYHQLPHQWLVXOVXROR WHUUHVWUHGL³RJJHWWLFHOHVWL´  8QR VWUHWWR OHJDPH IUD TXHVWL RJJHWWL H L FXOWL GL GLYLQLWj R OH UHOLJLRQL VL q YHULILFDWR YHURVLPLOPHQWH VLQ GDOO¶HSRFD SUHLVWRULFD HG q GRFXPHQWDWR GD UHSHUWL GL DOFXQH PLJOLDLD GL DQQL ID GDOO¶HSRFD GHJOL (JL]L DOOD FLYLOWj IHQLFLD DL *UHFL H DL 5RPDQL /HSULPHLSRWHVLWDUGRVHWWHFHQWHVFKHVXOO¶RULJLQHH[WUDWHUUHVWUHGLWDOLUHSHUWL FRQIHULURQR ORUR XQ SDUWLFRODUH LQWHUHVVH QHOO¶DPELWR VFLHQWLILFR FRVu FKH HVVL GLYHQWDURQRYHUHDWWUDWWLYHDQFKHSHULPXVHL7DOLLVWLWX]LRQLGLYHQWDURQRSRFRSHUYROWD LOOXRJRLQFXLYHQLYDQRFRQVHJQDWLLUHSHUWLSLVWUDYDJDQWLULQYHQXWLLQQDWXUDLQWHPSL LQFXLQRQVROROHPHWHRULWLPDDQFKHLIRVVLOLHUDQRGLGLIILFLOHLQTXDGUDPHQWRQHOOD FODVVLILFD]LRQHGHLSURGRWWLQDWXUDOL ,Q SRFR SL GL GXH VHFROL OR VWXGLR GHOOH PHWHRULWL q VWDWR DSSURIRQGLWR UHODWLYDPHQWHDRULJLQHHFRPSRVL]LRQHHGDOWUHWWDQWROXQJRqVWDWRLOSHUFRUVRLQFDPSR PXVHRORJLFR'DOOHSULPHLSRWHVLIRUPXODWHVXTXHVWLRJJHWWLGD(UQVW)ORUHQV)ULHGULFK &KODGQLFKHQHOSXEEOLFzD5LJD³hEHUGHU8UVSUXQJGHUYRQ3DOODVJHIXQGHQHQ «´DOO¶DUULYRSRFKLDQQLGRSRDO0XVHR0LQHUDORJLFRGL%HUOLQRGLXQIUDPPHQWRGHOOD PHWHRULWH GL .UDVQR\DUVN WURYDWD QHO  H GHVFULWWD GDO QDWXUDOLVWD WHGHVFR 3HWHU 6LPRQ 3DOODV VLQR DOOD VLQWHVL SUHVHQWDWD QHO YROXPH ³3DOODV ,URQ ± 5XVVLD¶V ILUVW PHWHRULWH´GL+ROJHU3HGHUVHQHGLWRQHOFKHFRVWLWXLVFHXQLQWHUHVVDQWHHVHPSLR VLDGLGRFXPHQWD]LRQHVWRULFRVFLHQWLILFDGLXQULQYHQLPHQWRVLDGLYDORUL]]D]LRQHGDO SXQWRGLYLVWDPXVHRORJLFRGLUHSHUWLFRQVHUYDWLLQLVWLWX]LRQLGLYHUVHLQWXWWRLOPRQGR 1HLPXVHLVRSUDWWXWWROHPHWHRULWLULVSHWWRDOOHDOWUHWLSRORJLHGLUHSHUWLVRQR VWDWH SHU WUDGL]LRQH RJJHWWR GL ³VFDPELR´ SUDVVL LQGLVSHQVDELOH SHU O¶DUULFFKLPHQWR GHOOHFROOH]LRQL,QWDOPRGRqSRVVLELOHFKHSDUWLGHOORVWHVVRRJJHWWRVLDQRSUHVHQWLLQ VHGL DQFKH PROWR GLVWDQWL IUD ORUR FKH PDJDUL FRQVHUYDQR FROOH]LRQL PLQHUDORJLFR SHWURJUDILFKHSLFFROHHSRFRVWXGLDWHPDEHQQRWHSHUOHLQGDJLQLVXOOHPHWHRULWL 3HU FLz FKH FRQFHUQH LO 0XVHR 0LQHUDORJLFR GL 7RULQR JOL VFDPEL GL IUDPPHQWLGLPHWHRULWLFRQVWXGLRVLLWDOLDQLHGHXURSHLIXURQRIUHTXHQWLDSDUWLUHGDOOD PHWjGHOO¶2WWRFHQWRTXDQGRO¶DOORUDGLUHWWRUHGHO0XVHR0LQHUDORJLFRGHOO¶8QLYHUVLWj $QJHOR 6LVPRQGD SRWp GLVSRUUH GL DEERQGDQWH PDWHULDOH QHOOD PHWHRULWH &HUHVHWR FDGXWD QHO  OR VFDPELR GLUHWWR R LQGLUHWWR  FLRq PHGLDQWH HYHQWXDOL SDVVDJJL LQWHUPHGL  GL IUDPPHQWL GL TXHVWD KD SHUPHVVR O¶DUULFFKLPHQWR GHOOH FROOH]LRQL XQLYHUVLWDULHWRULQHVLFRQUHSHUWLULQYHQXWLQRQVRORLQ,WDOLDPDLQGLYHUVLVWDWLHXURSHL WUDFXL5HSXEEOLFD&HFDH6YH]LD

(15) HQHJOL6WDWL8QLWL SURYHQLHQWLDGHVHPSLRGD,RZD .HQWXFN\7H[DV9LUJLQLD

(16)  3HU OD FRQGLYLVLRQH GL TXHVWH FRQRVFHQ]H q IRQGDPHQWDOH OD SURGX]LRQH GL FDWDORJKL H VRSUDWWXWWR OD GLIIXVLRQH GHJOL VWHVVL VLD SXEEOLFDWL LQ IRUPD FDUWDFHD VLD IUXLELOLRQOLQHVLWUDWWDGLUHSHUWRULFKHPHWWRQRDGLVSRVL]LRQHLQIRUPD]LRQLVXVFDPEL DYYHQXWLQHLVHFROLVFRUVLHVSHVVRQRQGRFXPHQWDWLGDFDUWHJJLLQDUFKLYLDFFHVVLELOL, SULQFLSDOLPXVHLQDWXUDOLVWLFLGHOPRQGRKDQQRVLWLZHEVXLTXDOLqSRVVLELOHFRQVXOWDUH HOHQFKLGLFHQWLQDLDGLPHWHRULWLHRFRUSRVLFDWDORJKLFDUWDFHLFKHDWWHVWDQRODSUHVHQ]D GHLUHSHUWL6LWUDWWDLQROWUHSHUORSLGLPXVHLLQFXLOHPHWHRULWLVRQRWUDJOLRJJHWWL. R PE. PA AM. ST. .

(17) . N. O. N. FKH IDQQR EHOOD PRVWUD QHOOH YHWULQH GL HVSRVL]LRQL VLD WHPSRUDQHH VLD SHUPDQHQWL RFFDVLRQLSHULOOXVWUDUHDOSXEEOLFRLSRWHVLVXOODVWUXWWXUDODFRPSRVL]LRQHHO¶RULJLQH GHOVLVWHPDVRODUH ,O;9,,,FDWDORJRQHOODSURGX]LRQHHGLWRULDOHGHO0XVHR5HJLRQDOHGL6FLHQ]H 1DWXUDOLGL7RULQRVFKHGXODOHPHWHRULWLFRQVHUYDWHQHOOHVXHFROOH]LRQLHLQTXHOOHGHO 0XVHRGL0LQHUDORJLDH3HWURJUDILDGHOO¶8QLYHUVLWjGL7RULQRUHQGHQGRFRVuGLVSRQLELOL DOOD FRPXQLWj VFLHQWLILFD H DO SXEEOLFR GDWL VFLHQWLILFL WHVWLPRQLDQ]H VWRULFKH H LPPDJLQL GHL VLQJROL UHSHUWL GL XQD FROOH]LRQH GL ROWUH XQ FHQWLQDLR GL FDPSLRQL ULFRQGXFLELOLDPHWHRULWLGLULOHYDQ]DQD]LRQDOHHLQWHUQD]LRQDOH6RQRGRFXPHQWDWL IUD JOL DOWUL ULQYHQLPHQWL VHWWHFHQWHVFKL TXDOL OD PHWHRULWH GL .UDVQR\DUVN R XQ IUDPPHQWR GHOOD ³SLRJJHWWD GL VDVVL´ FDGXWD D 6LHQD LO  JLXJQR  H GHVFULWWD GDOO¶DEDWHFDPDOGROHVH$PEURJLR6ROGDQLHDQFRUDVFDPELIUDFRQVHUYDWRULGLPXVHL QHO FRUVR GHOO¶2WWRFHQWR ILQR DL UHFHQWL DFTXLVWL GD HPLQHQWL FROOH]LRQLVWL H FRPPHUFLDQWL /DULFHUFDGLFDWDORJKLGLUDFFROWHVWRULFKHOHLQGDJLQLLQDUFKLYLGLFDUWHJJLIUD VWXGLRVLHO¶HVDPHGHOOHLQIRUPD]LRQLSUHVHQWLVXLFDUWHOOLQLGHLFDPSLRQLFRQVHUYDWLQHL PXVHLVRQRGLIRQGDPHQWDOHDLXWRQHOODVFRSHUWDGHOOHLQWHUUHOD]LRQLFKHOHJDQRUHSHUWL FRQ OD VWHVVD SURYHQLHQ]D LQ LVWLWX]LRQL GLYHUVH LQ VWDWL H FRQWLQHQWL GLYHUVL H FRVWLWXLVFRQRDQFRUDRJJLXQRGHJOLDVSHWWLSLDIIDVFLQDQWLGHOODYDORUL]]D]LRQHGHOOH FROOH]LRQLPXVHRORJLFKH   $QQDODXUD3LVWDULQR  6H]LRQHGL0LQHUDORJLD3HWURJUDILDH*HRORJLD 0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQR. R PE. PA AM. ST .

(18) . N. O. N. 5,1*5$=,$0(17,   1HOODFRPSLOD]LRQHGLXQFDWDORJRVFLHQWLILFRFLVLDYYDOHGHOODFROODERUD]LRQHGLPROWH SHUVRQHFKHULQJUD]LDPRFROOHWWLYDPHQWHSHULOORURDLXWRHSHULOORURVRVWHJQR8Q SDUWLFRODUH ULQJUD]LDPHQWR q GRYXWR DO 'RWW (UPDQQR 'H %LDJJL JLj GLUHWWRUH GHO 0XVHR 5HJLRQDOH GL 6FLHQ]H 1DWXUDOL GL 7RULQR FKH KD GDWR LO SULPR LPSXOVR DOOD UHDOL]]D]LRQHGHOFDWDORJRHDOOD'RWWVVD0DULVD/RQJDWWXDOHGLUHWWULFHGHO0561 SHULOVXSSRUWRFKHKDYROXWRGDUHDOODVWHVXUDGHOO¶RSHUD 5LQJUD]LDPRDOWUHVuLO'RWW)UDQFR$QGUHRQHHGLWRUGHOOHSXEEOLFD]LRQLGHO 0561SHULOSUH]LRVRFRQWULEXWRQHOO¶DOOHVWLPHQWRGHOODYHVWHHGLWRULDOHHJUDILFDGHO FDWDORJRHOD'RWWVVD$QQDODXUD3LVWDULQRFRQVHUYDWULFHGHOOD6H]LRQHGL0LQHUDORJLD 3HWURJUDILDH*HRORJLDGHO0561DWWXDOHFXUDWRUHGHOODUDFFROWDGLPHWHRULWL 7UD OH SHUVRQH FKH KDQQR FROODERUDWR D YDULR WLWROR QHO IRUQLUH GDWL HG LQIRUPD]LRQL XWLOL DOOD VWHVXUD GHO FDWDORJR FL SUHPH ULQJUD]LDUH OD 3URIVVD $QJHOD %DOGDQ]D 'LSDUWLPHQWR GL )LVLFD H *HRORJLD GHOO¶8QLYHUVLWj GL 3HUXJLD

(19)  LO 3URI 5REHUWR&RPSDJQRQL 'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUDGHOO¶8QLYHUVLWjGL7RULQR

(20)  LO 3URI *DEULHO 2YLGLX ,DQFX )DFROWj GL *HRORJLD GHOO¶8QLYHUVLWj ³$OH[DQGUX ,RDQ &X]D´GL,DVL5RPDQLD

(21) LO3URI*LRYDQQL3UDWHVL 'LSDUWLPHQWRGL6FLHQ]HGHOOD7HUUD GHOO¶8QLYHUVLWjGL)LUHQ]H

(22) LO'RWW9DQQL0RJJL&HFFKL FRQVHUYDWRUHGHOOD6H]LRQHGL 0LQHUDORJLDH/LWRORJLDGHO0XVHRGL6WRULDQDWXUDOHGHOO¶8QLYHUVLWjGL)LUHQ]H

(23) H LO 'RWW &DUOR 7URVVDUHOOL JLj FRQVHUYDWRUH GHO 0XVHR GL 0LQHUDORJLD H 3HWURJUDILD GHOO¶8QLYHUVLWjGL7RULQR 8QJUD]LHSDUWLFRODUHYDSRLD)UDWHO$QJHOR5DLPRQGR &RQJUHJD]LRQHGHL )UDWHOOLGHOOD6DFUD)DPLJOLDGL7RULQR

(24) WHVWLPRQHGLUHWWRGHOODFDGXWDGHOGHOOD PHWHRULWH0RQWHPDJQRSHUODVXDGLVSRQLELOLWjDUDFFRQWDUHFRQGRYL]LDGLSDUWLFRODUL O¶HYHQWR 8QULQJUD]LDPHQWRLQILQHDOOD 'RWWVVD&KLDUD&RQWLFKHKDSDUWHFLSDWRDOOD UDFFROWDGLQRWL]LHVWRULFKHVXOOHPHWHRULWL0RWWDGHL&RQWLH&HUHVHWRHDOOD'RWWVVD )LDPPHWWD0XVVLRSHULOVXRFRQWULEXWRDOOHULFHUFKHVXOFDPSLRQHGL0RQWHPDJQR   *OLDXWRUL. R PE. PA AM. ST. .

(25)  . N O N. R PE. PA AM ST. .

(26) . ,1',&( . ,QWURGX]LRQH  ,QWURGXFWLRQ *XLGDDO&DWDORJR &DWDORJJXLGHOLQHV.     . O. N. 6RPPDULRGHOOHPHWHRULWLFXVWRGLWHDO0XVHR5HJLRQDOHGL6FLHQ]H 1DWXUDOL 6XPPDU\RIWKHPHWHRULWHVRIWKH0XVHR5HJLRQDOHGL6FLHQ]H 1DWXUDOL. N.  &DWDORJR GHOOH PHWHRULWL GHO 0XVHR GL 0LQHUDORJLD H 3HWURJUDILD GHOO¶8QLYHUVLWjHGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQR 0HWHRULWHV&DWDORJRIWKH0LQHUDORJ\DQG3HWURJUDSK\0XVHXPRIWKH  8QLYHUVLW\DQGRIWKH0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLRI7XULQ. R PE.  $SSHQGLFH,$SSHQGL[, &ULWHULFODVVLILFDWLYLGHOOHPHWHRULWL  &ODVVLILFDWLRQFULWHULDIRUPHWHRULWHV  $SSHQGLFH,,$SSHQGL[,, (OHQFRGHOOHPHWHRULWLVXGGLYLVHLQEDVHDOODORURFODVVLILFD]LRQH  /LVWRIPHWHRULWHVE\FODVVLILFDWLRQ. ST.  $SSHQGLFH,,,$SSHQGL[,,, (OHQFRGHOOHPHWHRULWLVXGGLYLVHSHUQD]LRQH  /LVWRIPHWHRULWHVE\FRXQWU\  .    .          . PA AM. $SSHQGLFH,9$SSHQGL[,9 'LVWULEX]LRQHJHRJUDILFD *HRJUDSKLFGLVWULEXWLRQ. . $SSHQGLFH9$SSHQGL[9 7DEHOODGHJOLVFDPEL ([FKDQJHOLVW.  .  $SSHQGLFH9,$SSHQGL[9, (OHQFRGHLQRPLSUHVHQWLQHOFDWDORJR  1DPHVJORVVDU\ %LEOLRJUDILD 5HIHUHQFHV. . .  .  . . . . .

(27)  . N O N. R PE. PA AM ST. .

(28) . N. O. N. ,1752'8=,21(  ,O0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL 7RULQR G¶RUDLQDYDQWL0561

(29) SRVVLHGH GLUHWWDPHQWHRLQFRPRGDWRG¶XVRXQDFROOH]LRQHGLPHWHRULWLGLQRWHYROHYDORUHVWRULFR HVFLHQWLILFR/HSULPHDFTXLVL]LRQLULVDOJRQRDOODSULPDPHWjGHO;9,,,VHFRORSUHVVR O¶DOORUD 0XVHR GL 0LQHUDORJLD GHOO¶8QLYHUVLWj H WDOH FROOH]LRQH YHQQH DUULFFKLWD H LPSOHPHQWDWDQHOWHPSRILQRDGDFFUHVFHUVLGLXQFHQWLQDLRGLFDPSLRQLULFRQGXFLELOL DPHWHRULWL*OLHYHQWLGHOODVHFRQGD*XHUUD0RQGLDOHPDDQFRUSULPDWUDVORFKLH FDPELDPHQWL GL VHGHIHFHURSDU]LDOPHQWH GLPHQWLFDUH R DFFDQWRQDUH OHFROOH]LRQL GL URFFHPLQHUDOLHPHWHRULWLDOPHQRILQRDJOLDQQLµGHOVHFRORVFRUVR1RQELVRJQD LQROWUHGLPHQWLFDUHFKHQHOSHULRGRGHJOLDQQLµHµGHOµDQFKHOHSULRULWjGL ULFHUFDGHOO¶8QLYHUVLWjYHQLYDQRRULHQWDWHYHUVRGLIIHUHQWLVHWWRULGLULFHUFD 9HUVRLOVLDVVLVWHDOODQDVFLWDGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOL FKHDVVRUEuOHFROOH]LRQLXQLYHUVLWDULHJHRORJLFKH QHOVHQVRSLDPSLRGHOWHUPLQH

(30) H SDOHRQWRORJLFKH FRQFHVVHLQSUHVWLWRG¶XVRDOOD5HJLRQH3LHPRQWHSHULPSOHPHQWDUHH YDORUL]]DUH OH UDFFROWH GHO QHRQDWR 0XVHR

(31)  4XDOH PLJOLRUH RFFDVLRQH SHU OD FDWDORJD]LRQHHGLOULRUGLQRGHOOHFROOH]LRQLFXLQHOIUDWWHPSRGDOODILQHGHOO¶DOOD PHWj GHO VHFROR VFRUVR PROWL FDPSLRQL HUDQR VWDWL DJJLXQWL VHQ]D FDWDORJD]LRQH

(32)  $WWUDYHUVRTXHVWHLPSRUWDQWLRSHUD]LRQLYHQQHURULVFRSHUWLPROWLSUHJHYROLFDPSLRQLGL PLQHUDOLHVRSUDWWXWWRYDULHVHPSODULGLPHWHRULWLFRQVHUYDWLQHLPDJD]]LQL,OODYRURGL YHULILFDGHOPDWHULDOHSURFHGHWXWWRUDDSDUWLUHGDJOLDQQL 1HOOD³&ROOH]LRQH0HWHRULWL´VRQRFRPSUHVLDWWXDOPHQWHFDPSLRQLSURYHQLHQWL GDWXWWRLOPRQGRRWWHQXWLSULQFLSDOPHQWHSHUVFDPELRRSHUDFTXLVWR,QDOFXQLFDVL VRSUDWWXWWRYHUVRODILQHGHOO¶RWWRFHQWRLFDPSLRQLYHQLYDQRLQYLDWLGLUHWWDPHQWHGDOOH $XWRULWjORFDOLQHLJLRUQLVXFFHVVLYLDOODFDGXWD,OSUHVHQWHFDWDORJRQDVFHLQVHJXLWR DOOHRSHUD]LRQLGLUHYLVLRQHULFDWDORJD]LRQHHYHULILFDGHLGDWLVWRULFLGHOO¶LQWHUDUDFFROWD LQL]LDWHQHO   6WRULDGHOOH&ROOH]LRQL  /HUDFFROWHVWRULFKHGHL0XVHL8QLYHUVLWDULGL0LQHUDORJLDH3HWURJUDILDHGL*HRORJLD H 3DOHRQWRORJLD FRVWLWXLVFRQR DWWXDOPHQWH LO QXFOHR GHOOH FROOH]LRQL PLQHUDORJLFKH SHWURJUDILFKH H JHRORJLFKH FRQVHUYDWH DO 0XVHR 5HJLRQDOH GL 6FLHQ]H 1DWXUDOL GL 7RULQR$SDUWLUHGDOTXHVWLQXFOHLVWRULFLVRQRVWDWLVLJQLILFDWLYDPHQWHLQWHJUDWL FRQPDWHULDOLDFTXLVLWLSHULO0XVHRGLUHWWDPHQWHGDOOD5HJLRQH3LHPRQWH /HFROOH]LRQLGHOO¶8QLYHUVLWjGL7RULQRGDWDQRDO;9,,,VHFRORTXDQGRLQHVVD FRQIOXLURQR LO 0XVHR $FFDGHPLFR GHOO¶8QLYHUVLWj H O¶$FFDGHPLD GHOOH 6FLHQ]H GL 7RULQROHGXHSULQFLSDOLUDFFROWHGHOO¶HSRFD/DSULPDVHGHGHO0XVHRGHOO¶8QLYHUVLWj IXTXHOODGHLORFDOLGL9LD3R DWWXDOHVHGHGHLVHUYL]LDPPLQLVWUDWLYLGHOO¶8QLYHUVLWj

(33)  $OO¶HSRFD QHO VXR SULPR RUGLQDPHQWR LO 0XVHR HUD RUJDQL]]DWR LQ VHL ³&DPHUH´GLFXLFLQTXHGHVWLQDWHDGDFFRJOLHUHOH³RVWHQVLRQL´ ³)LVLFDVSHULPHQWDOHH 0HFFDQLFD0DWHPDWLFD%RWDQLFD5HJQR$QLPDOHH1RWRPLD>$QDWRPLD@&DPHUDGL &XULRVLWj´

(34)  /D VHVWD FDPHUD HUD LQYHFH DGLELWD DOOD FRQVHUYD]LRQH GHL UHJLVWUL H GHL FDWDORJKL  /D ³&DPHUD GL %RWDQLFD´ HUD GLYLVD LQ GXH VH]LRQL GHL 9HJHWDELOL H GHL 0LQHUDOLHRVSLWDYDTXLQGLDQFKHOHURFFHHLPLQHUDOL. R PE. PA AM. ST. . 1.

(35) . N. O. N. 1RQ SRWHYD PDQFDUH OD ³&DPHUD GL &XULRVLWj´ :XQGHUNDPPHU

(36)  FKH RVSLWDYD YDUL ULWURYDPHQWL DOO¶HSRFD GLIILFLOPHQWH GHILQLELOL 3URSULR TXHVWL IXURQR L PDWHULDOL GHVWLQDWLDGDUHRULJLQHDO0XVHRGL$QWLTXDULDHGL6WRULD1DWXUDOH 1HOODVHFRQGDPHWjGHO;9,,,VHFRORVLVHQWuODQHFHVVLWjGLXQDPLJOLRUHVXGGLYLVLRQH HSDUWHGHOOHFROOH]LRQLYHQQHVHSDUDWDGDOOHDOWUHUDFFROWH DUFKHRORJLFKHQXPLVPDWLFKH H OLEUDULH

(37)  H WUDVIHULWH SULPD D 3DOD]]R &KLDEOHVH H SRL QHO 3DOD]]R GHO 0DUFKHVH GL &DUDJOLRDVVXPHQGRVRWWRODGLUH]LRQHGL&DUOR$OOLRQL PHGLFRHERWDQLFRWRULQHVH

(38)  DXWRQRPLD LVWLWX]LRQDOH HG DPPLQLVWUDWLYD FRQ OD GHQRPLQD]LRQH GL 0XVHR GL 6WRULD 1DWXUDOH 1HO  OD 6RFLHWj 3ULYDWD 7RULQHVH FKH QHO  GLYHQWHUj OD 5HDOH $FFDGHPLD GHOOH 6FLHQ]H GL 7RULQR

(39)  RUJDQL]]z H DFFUHEEH XQ DOWUR 0XVHR GL 6WRULD 1DWXUDOH LQ FXL FRQIOXLURQR OH FROOH]LRQL SULYDWH GL YDUL VRFL , GHVWLQL GHOOH GXH FROOH]LRQLVHJXLURQRGDYLFLQRLWUDYDJOLDWLHYHQWLVWRULFLHSROLWLFLGHOO¶HSRFD /¶DEDWH 6WHIDQR %RUVRQ YHQQH LQFDULFDWR QHO  DOO¶HSRFD GHOO¶HVLOLR GL &DUOR (PDQXHOH,9GL6DYRLDLQ6DUGHJQDDFDXVDGHOO¶RFFXSD]LRQHIUDQFHVHGLFODVVLILFDUHL PLQHUDOL GHO0XVHRGHOOD 5HDOH $FFDGHPLD GHOOH 6FLHQ]H LQXQ VHFRQGR WHPSR QHO HJOLULRUGLQRHFODVVLILFRDQFKHOHFROOH]LRQLXQLYHUVLWDULH (VVHQGRLO3LHPRQWHVRWWRODGRPLQD]LRQH1DSROHRQLFDQHOSHUHGLWWR LPSHULDOH GL 1DSROHRQH %RQDSDUWH OH UDFFROWH GHOO¶8QLYHUVLWj H GHOO¶$FFDGHPLD YHQQHUR IXVH H DVVHJQDWH GHILQLWLYDPHQWH DOO¶8QLYHUVLWj (VVH UHVWDURQR WXWWDYLD ILVLFDPHQWHVHSDUDWHQHOOHGXHVHGLRULJLQDOLDQFRUDSHUROWUHVHWWDQW¶DQQLILQRDO TXDQGRLO3URIHVVRU*LRUJLR6SH]LDFXUzLOWUDVIHULPHQWRGHLPDWHULDOLDQFRUDGHSRVLWDWL QHO3DOD]]RGHOO¶$FFDGHPLDGHOOH6FLHQ]HD3DOD]]R&DULJQDQRFKHGLYHQQHVHGHGLXQ QXFOHRGL0XVHL8QLYHUVLWDUL 1HO  %RUVRQ YHQQH QRPLQDWR WLWRODUH GHOOD &DWWHGUD GL 0LQHUDORJLD FRQWHPSRUDQHDPHQWHJOLYHQQHDIILGDWDODFRGLUH]LRQHGHO0XVHRGL6WRULD1DWXUDOH GHOO¶8QLYHUVLWj 6XFFHVVLYDPHQWH QHO  YHQQH QRPLQDWR FRPH 'LUHWWRUH $QJHOR 6LVPRQGD FKH JLj GDO  VYROJHYD OD IXQ]LRQH GL DVVLVWHQWH DOOD 6FXROD GL 0LQHUDORJLD$OO¶HSRFD6LVPRQGDULRUJDQL]]zLFDWDORJKLVHFRQGRXQDVLVWHPDWLFDHG XQD QRPHQFODWXUD SL PRGHUQH H FRQWULEXu D XQ VLJQLILFDWLYR LQFUHPHQWR GHOOH FROOH]LRQL PLQHUDORJLFKH H SHWURJUDILFKH DFTXLVHQGR QXPHURVL FDPSLRQL GL HOHYDWR YDORUHGRFXPHQWDULRHGHVWHWLFR 4XHOORFKHYHQQHGHQRPLQDWRLO³*UDQ&DWDORJR´GHOODUDFFROWDPLQHUDORJLFD DUULYzDFRPSUHQGHUHROWUHGLHFLPLODFDPSLRQLHFRVWLWXuODEDVHGHOFDWDORJRWXWWRUD XWLOL]]DWR$OO¶HSRFDJUD]LHDOO¶RSHUDLQIDWLFDELOHGL6LVPRQGDLO0XVHR0LQHUDORJLFR HUDQHOVXRJHQHUHLOSLLPSRUWDQWHG¶,WDOLDHGXQRGHLPDJJLRULG¶(XURSD1HO 4XLQWLQR 6HOOD LOOXVWUH JHRORJR H PLQHUDORJLVWD SULPD DQFRUD FKH 0LQLVWUR GHOOH )LQDQ]HGLDOORUDSURSRVHGLWUDVIRUPDUH3DOD]]R&DULJQDQRLQXQDJUDQGHHVSRVL]LRQH VFLHQWLILFD,QIDWWLDSDUWLUHGDOYHQQHURXQLWLQHOSDOD]]RLO0XVHRGL=RRORJLDHLO 0XVHRGL0LQHUDORJLD*HRORJLD3DOHRQWRORJLDH$QDWRPLD&RPSDUDWD 1HO*LRUJLR6SH]LDVXFFHGHWWHD6LVPRQGDGHFHGXWRLQTXHOO¶DQQR(JOL VL GHGLFz FRPH FRPSLWR LQL]LDOH DO WUDVIHULPHQWR SUHVVR 3DOD]]R &DULJQDQR GHOOH UDFFROWH DQFRUD JLDFHQWL QHL ORFDOL GHOO¶$FFDGHPLD GHOOH 6FLHQ]H 6L WUDWWDYD GL XQ¶LPSUHVD LPSRQHQWH SHU FXL LO &RPXQH GL 7RULQR DYHYD GHVWLQDWR OD FLIUD QRQ PRGHVWDGLOLUHGHOWHPSRFRUULVSRQGHQWLDTXDVLHXURDWWXDOL ,O0XVHRGL0LQHUDORJLDH3HWURJUDILDDFTXLVuLQILQHXQDVXDLGHQWLWjSURSULD VHSDUDQGRVLGDO0XVHRGL*HRORJLDH3DOHRQWRORJLDQHOTXDQGRSRFRWHPSRGRSR. R PE. PA AM. ST. . 2.

(40) . N. O. N. LOULFRQJLXQJLPHQWRGHOOHUDFFROWHYHQQHLVWLWXLWDOD&DWWHGUDGL*HRORJLDFRQO¶DQQHVVR 0XVHR GL *HRORJLD H 3DOHRQWRORJLD DIILGDWL DOOD GLUH]LRQH GL %DUWRORPHR *DVWDOGL JHRORJRHFRIRQGDWRUHGHO&OXE$OSLQR,WDOLDQR/HFROOH]LRQLSDOHRQWRORJLFKHHJUDQ SDUWH GL TXHOOH OLWRORJLFKH YHQQHUR LQ TXHOO¶RFFDVLRQH VHSDUDWH GDOOH UDFFROWH SURSULDPHQWHPLQHUDORJLFKH,O0XVHRGL0LQHUDORJLDH3HWURJUDILDHUDDOOHVWLWRLQVHWWH JUDQGL VDOH DO SULPR SLDQR GL 3DOD]]R &DULJQDQR PHQWUH LO 0XVHR GL *HRORJLD H 3DOHRQWRORJLDRFFXSDYDGXHVDOHDOVHFRQGRSLDQRGHOO¶HGLILFLR 6SH]LDFRPSuLQWDOHVHGHLPSRUWDQWLVWXGLVXOODPLQHURJHQHVLPDQRQWUDVFXUz OHFROOH]LRQLPLQHUDORJLFKHFKHDQ]LVRWWRODVXDGLUH]LRQHVLDPSOLDURQRILQRDVXSHUDUH QHO  DQQR GHOOD VXD PRUWH LO QXPHUR GL   HVHPSODUL ,O  IX XQ DQQR FUXFLDOHQHOODVWRULDGHL0XVHLSHUFKpLQTXHOODGDWDYHQQHFUHDWDODQXRYDVHGHGHO 0XVHR GHO 5LVRUJLPHQWR FKH RFFXSz SURSULR L ORFDOL GL 3DOD]]R &DULJQDQR FKH VWRULFDPHQWHIXODSULPDVHGHGHO3DUODPHQWR6XEDOSLQR

(41) $FDXVDGLFLzODPDJJLRU SDUWH GHJOL ,VWLWXWL H GHL PXVHL QDWXUDOLVWLFL XQLYHUVLWDUL 0LQHUDORJLD H 3HWURJUDILD =RRORJLD $QDWRPLD &RPSDUDWD $QWURSRORJLD HG (WQRORJLD

(42)  YHQQH WUDVIHULWD GD 3DOD]]R &DULJQDQR QHOO¶HGLILFLR GHOO¶DQWLFR 2VSHGDOH GL 6DQ *LRYDQQL %DWWLVWD $ TXHVWRVJRPEHURVIXJJuVRORLO0XVHRGL*HRORJLDH3DOHRQWRORJLDSRVWRDOVHVWRSLDQR GL3DOD]]R&DULJQDQRLQORFDOLVFRPRGLHSRFRYLVLWDELOLLQFXLOHFROOH]LRQLULVLHGRQR WXWWRUD 1HJOLDQQLRWWDQWDGHOVHFRORVFRUVRVLDVVLVWHWWHDGXQULVYHJOLRG¶LQWHUHVVHSHU L PXVHL VFLHQWLILFL FROOHJDWR VLD DG XQD ULYDOXWD]LRQH DQFKH LQ VHQVR VWRULFR GL WDOL LVWLWX]LRQL VLD DOOH QXRYH HVLJHQ]H GL DSSURIRQGLPHQWR FXOWXUDOH GHOOH 6FLHQ]H HFRORJLFKH HG DPELHQWDOL 4XHVWR QXRYR LQWHUHVVH SRUWz QHO  DOO¶LVWLWX]LRQH GHO 0XVHR 5HJLRQDOH GL 6FLHQ]H 1DWXUDOL GL 7RULQR FRQ VHGH QHOO¶DQWLFR HGLILFLR GHOO¶2VSHGDOH GL 6DQ *LRYDQQL %DWWLVWD )LJ 

(43)  $YHQGR HUHGLWDWR OH FROOH]LRQL ]RRORJLFKH HQWRPRORJLFKH PLQHUDORJLFKH JHRORJLFKH H SDOHRQWRORJLFKH GHOO¶8QLYHUVLWjGL7RULQRDQQRYHUDWUDLVXRLFRPSLWLODJHVWLRQHODULYDOXWD]LRQHHOD YDORUL]]D]LRQHGLWDOLUDFFROWH6XOODEDVHGHOOHLQGLFD]LRQLIRUQLWHGDXQD&RQYHQ]LRQH VWLSXODWDWUDOD5HJLRQH3LHPRQWHHO¶8QLYHUVLWjLOULRUGLQRGLTXHVWHUDFFROWHIXDIILGDWR DOSHUVRQDOHGHO0561,SULPLLQWHUYHQWLXUJHQWLVXOODFROOH]LRQHPLQHUDORJLFDYHQQHUR LQWUDSUHVLDFXUDGHOOD6H]LRQHGL0LQHUDORJLD3HWURJUDILDH*HRORJLDJLjQHOH DSDUWLUHGDOVLGLHGHPDQRDOULRUGLQRHDOWUDVIHULPHQWRQHOODQXRYDVHGHGHOOH UDFFROWHJHRORJLFKHHOLWRORJLFKH4XHVWLLQWHUYHQWLFRPSOHWDWLQHOFRUVRGHOSHU OHFROOH]LRQLJHRORJLFROLWRORJLFKHVRQRWXWWRUDLQFRUVRSHUTXDQWRULJXDUGDOHFRVSLFXH FROOH]LRQLPLQHUDORJLFKHXQLYHUVLWDULH 7UDLOHLOQHOO¶DPELWRGHOSURJHWWRGLVYLOXSSRGHOOHFROOH]LRQLGHO 0561OHFROOH]LRQLPLQHUDORJLFKHIXURQRVHQVLELOPHQWHLQFUHPHQWDWHLQEDVHDGXQD GLYHUVDSURVSHWWLYDVYLOXSSDWDVLQHOODSROLWLFDGLJHVWLRQHGHOOHUDFFROWHSURSXJQDWDGD *LRUJLR 3H\URQHO DOO¶HSRFD FRQVHUYDWRUH GHOO¶DUHD PLQHUDORJLFD GHOOD 6H]LRQH GL 0LQHUDORJLD3HWURJUDILDH*HRORJLDHDFFXUDWDPHQWHUHFHSLWDGD2OLQGR%RUWHVLSULPR GLUHWWRUH GHO 0561 8QD GLVFUHWD GLVSRQLELOLWj HFRQRPLFD GHOO¶(QWH 5HJLRQDOH H OD VHQVLELOLWjGHLVXRLSULQFLSDOLIXQ]LRQDULSRUWDURQRDOO¶DFTXLVL]LRQHLQTXHOSHULRGRGL QXPHURVLHVHPSODULGLSDUWLFRODUHYDOHQ]DHVWHWLFDGLFDPSLRQLGLLQWHUHVVHWRSRJUDILFR VRSUDWWXWWR SLHPRQWHVL H YHQQHUR VLJQLILFDWLYDPHQWH LQWHJUDWH OH FDUHQ]H GHOOH FROOH]LRQLXQLYHUVLWDULHFKHROWUHPH]]RVHFRORSULPDDYHYDQRYLVWRLQWHUURPSHUVLOD ORURFUHVFLWDHDJJLRUQDPHQWR &RVWD *DOOR

(44) . R PE. PA AM. ST. . 3.

(45) . N. O. N. $WWXDOPHQWH OH FROOH]LRQL PLQHUDORJLFKH H SHWURJUDILFKH XQLYHUVLWDULH DPPRQWDQRDROWUHHVHPSODULOHFROOH]LRQLJHRORJLFROLWRORJLFKHDFLUFD HVHPSODULOHFROOH]LRQLPLQHUDORJLFKHGHO0561UDJJLXQJRQRLHVHPSODULDFXL VL DJJLXQJRQR L  FDPSLRQL GHOOH FROOH]LRQL JHRORJLFRSHWURJUDILFKH H JLDFLPHQWRORJLFKHGHO0561     . R PE PA AM. . ST.              .  . )LJ  )DFFLDWD SULQFLSDOH GHO 3DOD]]R FKH RVSLWD OD VHGH GHO 0XVHR 5HJLRQDOHGL6FLHQ]H1DWXUDOLLQ9LD*LROLWWLD7RULQR. +HDGTXDUWHURIWKH0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLORFDWHG LQYLD*LROLWWLLQ7XULQ. 4.

(46) . N. O. N. /D³&ROOH]LRQH0HWHRULWL´  1HJOLDQQLLQWRUQRDOODVHFRQGDPHWjGHO;,;VHFRORVLLQL]LDDFRVWLWXLUHLOSULPRQXFOHR GHOOD ³&ROOH]LRQH 0HWHRULWL´ GHOO¶8QLYHUVLWj GL 7RULQR ,Q TXHOO¶HSRFD LQIDWWL OD FRPXQLWj VFLHQWLILFD VWDYD LQL]LDQGR D ULFRQRVFHUH OD QDWXUD H[WUDWHUUHVWUH GHOOH PHWHRULWLLQFUHPHQWDQGRFRVuODFXULRVLWjVFLHQWLILFDYHUVRTXHOOHSDUWLFRODUL³URFFH´H OD FRQVHJXHQWH QHFHVVLWj GL UDFFROWD H FRQVHUYD]LRQH RWWHPSHUDWD GDOOH LVWLWX]LRQL PXVHDOL,QROWUHLOOXJOLRVLYHULILFzSUHVVR&DVDOH0RQIHUUDWR SURYLQFLDGL $OHVVDQGULD

(47) ODFDGXWDGHOODPHWHRULWH&HUHVHWR$OO¶HSRFDODQRWL]LDGHOODFDGXWDIHFH VFDOSRUHHODPDVVDUHFXSHUDWDIXLQYLDWDDG$QJHOR6LVPRQGDO¶DOORUD'LUHWWRUHGHO 0XVHRFKHLQL]LzXQDILWWDFRUULVSRQGHQ]DFRQDOWUL0XVHLHFRPPHUFLDQWLGLHVHPSODUL VFLHQWLILFLHPLQHUDORJLFLODTXDOHSRUWzDGXQDVHULHGLVFDPEL &HGHQGRIUDPPHQWLGL&HUHVHWRHJOLRWWHQQHGLYHUVLIUDPPHQWLHSRU]LRQLGL DOWUHPHWHRULWL 2UYLQLR+HVVOH6WDXQWRQ%RKXPLOLW]0LOHQD(DJOH6WDWLRQ$VVLVL %UDXQDX)RUHVW&LW\:LFKLWD&RXQW\SHUPDJJLRULLQIRUPD]LRQL VLYHGDOD7DEHOOD GHJOL6FDPEL$SS9

(48) LQFUHPHQWDQGRFRVuODFROOH]LRQHWRULQHVH $O0561qWXWWRUDFRQVHUYDWRLO³&DWDORJRGHOOH0HWHRULWLGHO´ )LJ

(49) FRPSRVWR GDSRFKHSDJLQHPDQRVFULWWHLQFXLVRQRUHJLVWUDWHFLUFDXQDFLQTXDQWLQDGLPHWHRULWL RWWHQXWH DSSXQWR WUDPLWH VFDPEL DFTXLVL]LRQLGRQD]LRQL R WUDPLWH LO GLUHWWR LQYLR DO PXVHRGHJOLHVHPSODUL,QIDWWLDOO¶HSRFDHUDG¶XVRLQYLDUHDO0XVHR RJJLDFFDGHPHQR IUHTXHQWHPHQWH

(50) TXDQWRVLULQYHQLYDGLVWUDQRVXOWHUULWRULR                . R PE. PA AM. ST.   . )LJ&DWDORJRGHOOH0HWHRULWLGHO0XVHRGL7RULQRDJJLRUQDWRDO 0HWHRULWHV&DWDORJRIWKH0XVHXPXSGDWHGWR. . . 5.

(51) . N. O. N. 'XUDQWH JOL XOWLPL FLQTXDQW¶DQQL DQFKH VH QRQ GLPHQWLFDWD GDL FXUDWRUL OD FROOH]LRQHGLPHWHRULWLqULPDVWDQDVFRVWDSUHVVRFKpLQDYYLFLQDELOH6RORSRFKLVWXGLRVL JLXQVHUR D FRQRVFHQ]D WUDPLWH SXEEOLFD]LRQL VWRULFKH GHO IDWWR FKH DO 0XVHR GL 0LQHUDORJLD GL 7RULQR HUDQR FRQVHUYDWL HVHPSODUL GL PHWHRULWL 6ROR QHJOL XOWLPL GHFHQQL JUD]LH DOO¶LQWHUYHQWR GL 5REHUWR &RPSDJQRQL 8QLYHUVLWj GL 7RULQR

(52)  H GL *DEULHO2,DQFX 8QLYHUVLWjGL,DVL5RPDQLD

(53) VRQRVWDWLDQDOL]]DWLHULSRUWDWLDOODOXFH SHUODFRPXQLWjVFLHQWLILFDDOFXQLFDPSLRQL ,DQFXHWDO

(54) $SDUWLUHGDOOD UDFFROWDqVWDWDLQWHUDPHQWHUHYLVLRQDWDGDOSHUVRQDOHGHO0561SHUYHULILFDUQHORVWDWR GLFRQVHUYD]LRQHHGLDJJLRUQDPHQWRFDWDORJUDILFRQHOTXDGURGHOJUDQGHSURJHWWRGL ULFDWDORJD]LRQH GHL FDPSLRQL XQLYHUVLWDUL LQ FRUVR GD ROWUH YHQW¶DQQL 'XUDQWH OD UHYLVLRQHqVWDWDYHULILFDWDODVWRULFLWjGLDOFXQHPHWHRULWLHODYHULGLFLWjRPHQRGLDOWUH DOFXQLHVHPSODULJLjUHJLVWUDWLFRPHPHWHRULWLVLVRQRULYHODWLGHJOLDUWHIDWWL

(55)  6RQRVWDWLULFHUFDWLRUGLQDWLHDUFKLYLDWLLGRFXPHQWLVWRULFLGHOOHFDGXWH6Lq SURYYHGXWR D GRFXPHQWDUH IRWRJUDILFDPHQWH WXWWR LO PDWHULDOH H DG DJJLRUQDUQH OD FODVVLILFD]LRQH ,O ULVXOWDWR GL TXHVWR ODYRUR q OD SUHVHQWH RSHUD ³/H 0HWHRULWL GHO 0XVHRGL0LQHUDORJLDH3HWURJUDILDGHOO¶8QLYHUVLWjHGHO0XVHR5HJLRQDOHGL6FLHQ]H 1DWXUDOLGL7RULQR´ 1HO  LQ RFFDVLRQH GHOO¶$QQR ,QWHUQD]LRQDOH GHOO¶$VWURQRPLD q VWDWD LQDXJXUDWDDO0561GL7RULQRODPRVWUDWHPSRUDQHD³0HWHRULWL/HSLHWUHGHOFLHOR´LQ FXLqVWDWDHVSRVWDSHUODSULPDYROWDHTXDVLLQWHJUDOPHQWHOD³&ROOH]LRQH0HWHRULWL´ FXVWRGLWDGDO0XVHR )LJ

(56)                  . R PE. PA AM. ST.   . )LJ0RVWUD³0HWHRULWL/HSLHWUHGHOFLHOR´DOOHVWLWDSUHVVRLO0561 GLFHPEUHPDU]R

(57) . &DELQHWIURPWKHH[KLELW³0HWHRULWHV6WRQHVIURPWKHVN\´ 0561WK 'HFHPEHUWK0DUFK

(58) . . 6. .

(59) . N. O. N. &ROOHJDWRDTXHVWRHYHQWRqVWDWRSXEEOLFDWRLOYROXPH³0HWHRULWL/HSLHWUH GHO FLHOR´ QXPHUR ,9 GHOOD FROODQD ³1DWXUD 3UH]LRVD´ GHO 0561 %LWWDUHOOR HW DO 

(60)  ,O QRPH VFHOWR DOO¶HSRFD SHU O¶HYHQWR QRQ IX FDVXDOH LQ TXDQWR ILQ GDOOD SL UHPRWDDQWLFKLWjOHPHWHRULWLYHQQHURFRQVLGHUDWHFRPHVWHOOHFDGXWHGDOFLHORRVSHVVR VHJQLRGRQLGHOOHGLYLQLWjYHUVRJOLXRPLQL&DULRQ 

(61) ULSRUWDFKHXQDVWHVVD³SLHWUD PHWHRULWLFD´DGRUDWDGDL)HQLFLGDL)ULJLHGDL/LELFLIXUDSSUHVHQWDWDLQYDULHPRQHWH GHOO¶DUHD PHGLWHUUDQHD H PHVRSRWDPLFD VRWWR IRUPD GL XQD URFFLD VFXUD SLUDPLGDOH WUDVSRUWDWDVXXQFDUURWUDLQDWRGDFDYDOOL/HPHWHRULWLFRPHRJJHWWRGLFXOWRHVLVWHYDQR DQFKHLQ*LDSSRQHLQ,QGLDHLQ&LQDGRYHFLVRQRFLWD]LRQLVFULWWHFKHULVDOJRQRDO9,, VHFRORD&6HFRQGRDOFXQLULFHUFDWRULDQFKHODFHOHEUH3LHWUD1HUDGHOOD.DDEDGHOOD 0HFFDVDUHEEHXQIUDPPHQWRGLPHWHRULWHDQFKHVHTXHVWRHVHPSODUHQRQSXzHVVHUH LQGDJDWRSHULOYLQFRORGL³VDFUDOLWj´SRVWRGDOODUHOLJLRQHLVODPLFD/HPHWHRULWLVRQR VWDWH FRQVLGHUDWH ILQ GDOO¶DQWLFKLWj GRQL GHOOH GLYLQLWj YHUVR JOL XRPLQL H GD TXL VRSUDQQRPLQDWH³SLHWUHGHOFLHOR´ /D ³&ROOH]LRQH 0HWHRULWL´ FRPSUHQGH DOFXQH GHOOH SL LPSRUWDQWL PHWHRULWL LWDOLDQH LGHQWLILFDWH FRQ L QRPL GL $OHVVDQGULD $OILDQHOOR $VVLVL &HUHVHWR &ROOHVFLSROL0RWWDGL&RQWL2UYLQLR6LHQD7UHQ]DQRH9LJDUDQR$OFXQHGLTXHVWH DG HVHPSLR 9LJDUDQR VRQR GL SDUWLFRODUH LPSRUWDQ]D VFLHQWLILFD SRLFKp LQ TXDQWR FRQGULWLFDUERQDFHHFRVWLWXLVFRQRXQDGHOOHWHVWLPRQLDQ]HSLDQWLFKHGHOODIRUPD]LRQH GHO 6LVWHPD 6RODUH 6RQR LQROWUH SUHVHQWL  HVHPSODUL GL WHFWLWL FKH QRQ YHQJRQR LQFOXVHQHOSUHVHQWHFDWDORJRFRPHQRQORVRQROHUHSOLFKHRLIDOVLHVVHQGRLOFDWDORJR OLPLWDWRDJOLRJJHWWLGLVLFXUDQDWXUDH[WUDWHUUHVWUH

(62)  ,QROWUH GXUDQWH OD UHYLVLRQH GHOOH FROOH]LRQL q VWDWD VFRSHUWD XQD EXVWD FRQWHQHQWH GHL IUDPPHQWL GL OHJD PHWDOOLFD SUREDELOPHQWH DSSDUWHQHQWL DG XQD PHWHRULWH IHUURVD FDGXWD QHO FRPXQH GL 0RQWHPDJQR $7

(63)  LO  IHEEUDLR  , IUDPPHQWLHUDQRDFFRPSDJQDWLGDXQDOHWWHUDFKHGHVFULYHODFDGXWD GLFXLHVLVWRQR WUDFFH DQFKH QHL TXRWLGLDQL GHOO¶HSRFD

(64)  ,O PDWHULDOH q VWDWR DQDOL]]DWR SUHVVR LO /DERUDWRULR GL 0LFURVFRSLD (OHWWURQLFD H 0LFURDQDOLVL ('6 GHO 'LSDUWLPHQWR GL 6FLHQ]HGHOOD7HUUDGHOO¶8QLYHUVLWjGL7RULQR,ULVXOWDWLVHPEUDQRSHURUDLQGLFDUHFKH LIUDPPHQWLVLDQRSDUWHGLXQULWURYDPHQWRDQFRUDVFRQRVFLXWRDOODFRPXQLWjVFLHQWLILFD &RVWDH*DOOR

(65)  ,OPDWHULDOHDQDOL]]DWRFKHVLSUHVHQWDLQIUDPPHQWLGLULGRWWHGLPHQVLRQLHLQ DYDQ]DWRVWDWRGLDOWHUD]LRQHqWXWW¶RUDVRWWRLQGDJLQH/DVXDRULJLQHH[WUDWHUUHVWUHq VWDWDSURYDWDHLOIHQRPHQRGLFDGXWDqFHUWR XOWHULRUPHQWHFRQIHUPDWRGDGRFXPHQWL VWRULFL

(66) DWWXDOPHQWHVRQRLQFRUVROHSURFHGXUHSHUVRWWRSRUUHLOPDWHULDOHDOO¶HVDPH GHOOD0HWHRULWLFDO6RFLHW\DIILQFKpYHQJDLQFOXVRQHOGDWDEDVHXIILFLDOHFRPHPHWHRULWH HJOLYHQJDDVVHJQDWRXQQRPHXIILFLDOHULFRQRVFLXWRGDOODFRPXQLWjLQWHUQD]LRQDOH  . R PE. PA AM. ST. . 7.

(67) . N. O. N. ,1752'8&7,21  7KH 0XVHR 5HJLRQDOH GL 6FLHQ]H 1DWXUDOL RI 7XULQ 0561

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

(69) $WWKHHQGRIWKHODVWFHQWXU\WKHPHWHRULWH FROOHFWLRQ KDV EHHQ UHGLVFRYHUHG DQG IURPWKH EHJLQQLQJ RI  DOO WKH SUHVHUYHG PDWHULDOZDVH[DPLQHG $WSUHVHQWWKH³0HWHRULWHV&ROOHFWLRQ´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

(70) ,QWKHILUVWSURMHFWWKHPXVHXPZDVFRPSRVHG E\ VL[ &DPEHUV H[SHULPHQWDO SK\VLFV DQG PHFKDQLFV PDWKHPDWLFV ERWDQ\ DQLPDO NLQJGRPDQGDQDWRP\FXULRVLWLHV

(71) ZKLOHWKHVL[WKURRPZDVGHGLFDWHGWRWKHVWRUDJH RIUHJLVWHUVDQGFDWDORJV 0LQHUDOVDQGURFNVDFFRUGLQJWR;9,,,FXVWRPVZHUHGLVSOD\HGLQWKH%RWDQ\ &KDPEHU ZKLFK ZDV VXEGLYLGHG LQ ³9HJHWDELOL´ 3ODQW NLQJGRP

(72)  DQG ³0LQHUDOL´ 0LQHUDOV

(73) 6RPHRIWKHLWHPVGLVSOD\HGLQWKH:XQGHUNDPPHUFRQVWLWXWHGWKHILUVW QXFOHXVRIWKH0XVHRGL$QWLTXDULDHGL6WRULD1DWXUDOH $QWLTXLW\DQG1DWXUDO+LVWRU\ 0XVHXP

(74)  ,QWKHVHFRQGKDOIRIWKH;9,,,FHQWXU\SDUWRIWKLVFROOHFWLRQZDVVHSDUDWHG IURPWKHRWKHUV DUFKHORJ\QXPLVPDWLFVDQGERRNV

(75) DQGPRYHGWR3DOD]]R&KLDEOHVH ILUVWWKHQWR3DOD]]RGHO0DUFKHVHGL&DUDJOLREHFRPLQJWKHDXWRQRPRXVLQVWLWXWLRQ RIWKH1DWXUDO+LVWRU\0XVHXP. R PE. PA AM. ST. . 8.

(76) . N. O. N. ,Q  WKH ³6RFLHWj 3ULYDWD 7RULQHVH´ WKH VRFLHW\ ZLOO EHFRPH LQ  WKH 5R\DO $FDGHP\RI6FLHQFH

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³6FXROD GL 0LQHUDORJLD´ VLQFH 

(78)  VXFFHHG WR %RUVRQ 6LVPRQGD LQFUHDVHGPLQHUDORJLFDODQGSHWURJUDSKLFFROOHFWLRQVDGGLQJQXPHURXVVDPSOHVZLWK DKLJKDHVWKHWLFDOYDOXHIXUWKHUPRUHKHUHRUJDQL]HGWKHFDWDORJVIROORZLQJPRGHUQ V\VWHPDWLFDQGQRPHQFODWXUHFULWHULD 7KH ³*UDQ &DWDORJR´ RI WKH PLQHUDORJLFDO FROOHFWLRQ OLVWHG XS WR   VDPSOHV DQG LV WKH EDVLV RI WKH FDWDORJ FXUUHQWO\ XVHG DW WKH 0561 7KDQNV WR 6LVPRQGD¶VDFWLYLW\WKH0XVHXPZDVWKHPRVWLPSRUWDQWRILWVNLQGLQ,WDO\DQGRQHRI PDMRULQ(XURSH,Q4XLQWLQR6HOOD0LQLVWHURI)LQDQFHDWWKHWLPHZKRZDVDOVR DJHRORJLVWDQGPLQHUDORJLVWSURSRVHGWRWXUQ3DOD]]R&DULJQDQRLQDELJVFLHQWLILF SRRO6WDUWLQJIURPWKHEXLOGLQJKRVWHGWKH=RRORJ\0XVHXPDQGWKH0LQHUDORJ\ *HRORJ\3DOHRQWRORJ\DQG$QDWRP\0XVHXP,Q*LRUJLR6SH]LDVXFFHHGHG WR $QJHOR6LVPRQGDZKRGLHGWKDW\HDUDQGFRQFOXGHGWKHWUDQVIHURIWKHFROOHFWLRQVWR 3DOD]]R&DULJQDQR,QWKH&KDLURI*HRORJ\ZDVLQVWLWXWHGDQGDVVLJQHGWRJHWKHU ZLWKWKHGLUHFWLRQRIWKH*HRORJ\DQG3DOHRQWRORJ\0XVHXPWR%DUWRORPHR*DVWDOGL JHRORJLVW DQG FRIRXQGHU RI WKH ³&OXE $OSLQR ,WDOLDQR´ 7KH SDOHRQWRORJLFDO DQG OLWKRORJLFDOFROOHFWLRQVZHUHVSOLWIURPWKHPLQHUDORJLFDOFROOHFWLRQDQGIURPWKDWWLPH WKH0LQHUDORJ\DQG3HWURJUDSK\0XVHXPDQGWKH*HRORJ\DQG3DOHRQWRORJ\0XVHXP KDGGLIIHUHQWIDWHV 7KH0LQHUDORJ\DQG3HWURJUDSK\0XVHXPZDVRUJDQL]HGLQVHYHQURRPVDW WKH ILUVW IORRU RI 3DOD]]R &DULJQDQR 7KH *HRORJ\ DQG 3DOHRQWRORJ\ 0XVHXP ZDV ORFDWHG LQ WZR URRP DW WKH VHFRQG IORRU 6SH]LD PDGH LPSRUWDQW UHVHDUFKHV RQ PLQHURJHQHVLVDQGFXUDWHGWKHPLQHUDORJLFDOFROOHFWLRQVWKDWLQ\HDURIKLVGHDWK FRXQWHGPRUHWKDQVDPSOHV,QPRVWRIWKH,QVWLWXWHVDQGRIWKHQDWXUDOLVWLF XQLYHUVLW\PXVHXPV 0LQHUDORJ\DQG3HWURJUDSK\=RRORJ\&RPSDUHG$QDWRP\DQG (WKQRORJ\

(79) ZHUHPRYHGWRWKHEXLOGLQJRI WKH³2VSHGDOHGL6DQ*LRYDQQL%DWWLVWD´ 2QO\ WKH *HRORJ\ DQG 3DOHRQWRORJ\ 0XVHXP UHPDLQHG DW 3DOD]]R ZKHUH LW LV VWLOO ORFDWHGDWSUHVHQWGD\ 7KH DZDNHQLQJ RI WKH LQWHUHVW LQ VFLHQWLILF PXVHXPV WKDW WRRN SODFH LQ WKH V VFLHQWLILF LQVWLWXWLRQV DQG HFRORJLFDO  HQYLURQPHQWDO GLVFLSOLQHV ZHUH UHDVVHVVHG

(80) OHDGWRWKHIRXQGDWLRQRIWKH5HJLRQDO1DWXUDO6FLHQFH0XVHXPRI7XULQ 0561

(81)  LQ WKH ORFDWLRQ RI WKH ³2VSHGDOH GL 6DQ *LRYDQQL %DWWLVWD´ )LJ 

(82)  7KH SULPDU\REMHFWLYHRIWKHQHZERUQLQVWLWXWLRQZDVWKHPDQDJHPHQWRIWKHFROOHFWLRQVRI WKH 8QLYHUVLW\ ]RRORJLFDO HQWRPRORJLFDO PLQHUDORJLFDO JHRORJLFDO DQG SDOHRQWRORJLFDO

(83) . R PE. PA AM. ST. . 9.

(84) . N. O. N. 5HJLRQH 3LHPRQWH DQG WKH 8QLYHUVLW\ VWLSXODWHG D FRQYHQWLRQ LQ ZKLFK WKH UHDUUDQJHPHQWRIWKHFROOHFWLRQVZDVUHOLHGRQWKH0561VWDII,QZHUHFDUULHG RXWWKHILUVWLQWHUYHQWLRQVWRWKH0LQHUDORJ\3HWURJUDSK\DQG*HRORJ\6HFWLRQDQG IURPWKHOLWKRJLFDODQGJHRORJLFDOFROOHFWLRQVZHUHPRYHGWRDQHZORFDWLRQ7KH LQWHUYHQWLRQVRQWKHFROOHFWLRQVHQGHGLQIRUOLWKRJLFDODQGJHRORJLFDOFROOHFWLRQV DQGDUHVWLOOLQSURJUHVVIRUWKH8QLYHUVLW\FROOHFWLRQV 7KH QXPEHU RI VDPSOHV RI WKH 0LQHUDORJLFDO &ROOHFWLRQ RI 0561 ZDV LQFUHDVHG LQ WKH SHULRG  WKDQNV WR WKH QHZ PDQDJHPHQW SKLORVRSK\ RI *LRUJLR 3H\URQHO IRUPHU FXUDWRU RI WKH PLQHUDORJLFDO VHFWLRQ

(85)  DQG 2OLQGR %RUWHVL ILUVW GLUHFWRU RI 0561

(86)  ,Q WKDW SHULRG 0561 DFTXLUHG PDQ\ DHVWKHWLFDO VDPSOHV IXUWKHUPRUHWKH8QLYHUVLW\FROOHFWLRQZDVHQODUJHG QRWHWKDWIRUDOPRVW\HDUVWKH QXPEHURIVDPSOHVRIWKHXQLYHUVLW\FROOHFWLRQGLGQRWLQFUHDVHG

(87)  &RVWDDQG*DOOR 

(88)  &XUUHQWO\8QLYHUVLW\PLQHUDORJLFDODQGSHWURJUDSKLF&ROOHFWLRQVFRXQWXSWR  VDPSOHV 7KH JHRORJLFDOOLWKRORJLFDO XS WR  VDPSOHV 0561 PLQHUDORJLFDO FROOHFWLRQ OLVWV  VSHFLPHQV DQG 0561 JHRORJLFDO DQG SHWURJUDSKLFFROOHFWLRQXSWRVSHFLPHQV   7KH0HWHRULWHV&ROOHFWLRQ  ,QWKHPLGGOHRIWKH;,;&HQWXU\WKHQXFOHXVRIWKH0HWHRULWHV&ROOHFWLRQEHJLQVWRIRUP DWWKH8QLYHUVLW\RI7XULQ$WWKDWWLPHWKHVFLHQWLILFFRPPXQLW\VWDUWHGWRDFNQRZOHGJH WKHH[WUDWHUUHVWULDOQDWXUHRIPHWHRULWHVDURXVLQJFXULRVLW\WRZDUGVWKLVNLQGRILWHPV )XUWKHUPRUH WKH WK -XO\  &HUHVHWR PHWHRULWH IHOO QHDU &DVDOH 0RQIHUUDWR $OHVVDQGULDSURYLQFH

(89) 7KHQHZVRIWKHIHOOFDXVHGDVHQVDWLRQDQGWKHFROOHFWHGPDVV ZDV VHQW WR $QJHOR 6LVPRQGD ZKR VWDUWHG D FRUUHVSRQGHQFH ZLWK RWKHU PXVHXPV LQVWLWXWLRQVDQGPLQHUDOGHDOHUVH[FKDQJLQJFROOHFWLRQPDWHULDOV &HGLQJ IUDJPHQWV RI &HUHVHWR KH REWDLQHG SDUWV DQG IUDJPHQWV RI RWKHU PHWHRULWHV 2UYLQLR +HVVOH 6WDXQWRQ %RKXPLOLW] 0LOHQD (DJOH 6WDWLRQ $VVLVL %UDXQDX)RUHVW&LW\:LFKLWD&RXQW\IRUDFRPSOHWHUHIHUHQFHVHH$SS9

(90) LQFUHDVLQJ WKH QXPEHU RI VDPSOHV LQ WKH &ROOHFWLRQ $W WKH 0561 LW LV VWLOO SUHVHUYHG WKH ³0HWHRULWHV&DWDORJRI´ )LJ

(91) PDGHXSE\IHZKDQGZULWWHQSDJHVZKHUHWKHUH DUHOLVWHGDURXQGILIW\PHWHRULWHVREWDLQHGIURPH[FKDQJHVDFTXLVLWLRQVRUGRQDWLRQV $WWKHWLPHLWZDVTXLWHFRPPRQWRVHQGWR0XVHXPV³XQXVXDO´REMHFWVIRXQGE\WKH SRSXODWLRQ ,Q WKH ODVW  \HDUV WKH FROOHFWLRQ ZDV QRW HDVLO\ DFFHVVLEOH RQO\ IHZ UHVHDUFKHUVNQHZ WKDQNVWRKLVWRULFDOGRFXPHQWDWLRQ

(92) WKDWWKH0LQHUDORJ\0XVHXPRI 7XULQ8QLYHUVLW\RZQHGDPHWHRULWHFROOHFWLRQ,QWKHODVW\HDUV5REHUWR&RPSDJQRQL XQLYHUVLW\RI7XULQ

(93) DQG*DEULHO2,DQFX 8QLYHUVLW\RI,DVL5RPDQLD

(94) VWXGLHGDQG DQDO\]HGVRPHRIWKHVDPSOHV ,DQFXHWDO

(95)  )URP  WKH FROOHFWLRQ ZDV HQWLUHO\ UHYLVLRQHG E\ WKH 0561 VWDII ZKR YHULILHGWKHFRQVHUYDWLRQVWDWXVDQGXSGDWHGWKHFDWDORJXHV'XULQJWKHUHYLVLRQWKH VWDII YHULILHG WKH KLVWRULFDO GRFXPHQWDWLRQ SUHVHUYHG ZLWK VRPH VDPSOHV DQG WKH DXWKHQWLFLW\RIVRPH³PHWHRULWHIUDJPHQWV´ VRPHRIWKHVDPSOHVWKDWLQWKHFDWDORJ ZHUHOLVWHGDVPHWHRULWHVKDYHEHHQSURYHGWREHWHUUHVWULDOPDWHULDO

(96) . R PE. PA AM. ST. . 10.

(97) . N. O. N. 7KH VWDII H[DPLQHG DUUDQJHG DQG DUFKLYHG DOO WKH KLVWRULFDO GRFXPHQWV SUHVHUYHGZLWKWKHVDPSOHVIXUWKHUPRUHWKH\DFTXLUHGDSKRWRJUDSKLFGRFXPHQWDWLRQ RIWKHVDPSOHVDQGXSGDWHGWKHFODVVLILFDWLRQRIVSHFLPHQV 7KH UHVXOW RI WKLV ZRUN LV WKLV YROXPH 7KH 0HWHRULWHV RI WKH 0LQHUDORJ\ DQG 3HWURJUDSK\0XVHXPRIWKH8QLYHUVLW\DQGRIWKH5HJLRQDO1DWXUDO6FLHQFH0XVHXP RI7XULQ ,QLQWKH,QWHUQDWLRQDO<HDURI$VWURQRP\0561SURPRWHGWKHH[KLELW ³0HWHRULWHV6WRQHVIURPWKHVN\´ZKHUHWKHZKROHFROOHFWLRQZDVGLVSOD\HGIRUWKH ILUVWWLPH )LJ

(98) )ROORZLQJWKHH[KLELWWKHERRN³0HWHRULWHV6WRQHVIURPWKHVN\´ ZDVSXEOLVKHG %LWWDUHOORHWDO

(99) 7KHQDPHRIWKHH[KLELWZDVFKRVHQEHFDXVH VLQFHDQFLHQWWLPHVPHWHRULWHVZHUHFRQVLGHUHGDV³IDOOLQJVWDUV´RIWHQJLIWVRUVLJQV IURP WKH *RGV &DULRQ 

(100)  UHSRUWV WKDW WKH YHU\ VDPH ³PHWHRULWLF VWRQH´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

(101) WKDWFDQEHXVHGWRVWXG\SODQHWVDQGDVWHURLGV 7KH0HWHRULWHV&ROOHFWLRQFRPSUHKHQGVVRPHRIWKHPRVWLPSRUWDQW,WDOLDQPHWHRULWHV HJ $OHVVDQGULD $OILDQHOOR $VVLVL &HUHVHWR &ROOHVFLSROL 0RWWD GL &RQWL 2UYLQLR 6LHQD7UHQ]DQRDQG9LJDUDQR6RPHRIWKHVHDVIRUH[DPSOH9LJDUDQRDUHLPSRUWDQW E\ D VFLHQWLILF SRLQW RI YLHZ EHFDXVH FDUERQDFHRXV FKRQGULWHV DUH OLQNHG WR WKH IRUPDWLRQ RI WKH 6RODU 6\VWHP ,Q WKH FROOHFWLRQ DUH DOVR SUHVHQW  WHFWLWH VDPSOHV ZKLFKDUHQRWLQFOXGHGLQWKLV&DWDORJ)XUWKHUPRUHGXULQJWKHODVWUHYLVLRQRIWKH VDPSOHVWKHVWDIIGLVFRYHUHGIUDJPHQWVRIDPHWDOOLFDOOR\SUREDEO\DVFULEDEOHWRDQ LURQPHWHRULWHIHOOQHDU0RQWHPDJQR $VWLSURYLQFH3LHGPRQW

(102) WKHGD\WK)HEUXDU\ $OHWWHUZDVDWWDFKHGWRWKHIUDJPHQWVDQGUHSRUWVWKDWWKHIUDJPHQWVDUHSDUWRI DILQGLQJWKDWZDVQHYHUUHSRUWHGE\WKHVFLHQWLILFFRPPXQLW\ &RVWDDQG*DOOR 

(103)  7KHPDWHULDOLVLQIUDJPHQWVRIVPDOOVL]HDQGVKRZVDQDGYDQFHGZHDWKHULQJ FRQGLWLRQDQGLVVWLOOXQGHULQYHVWLJDWLRQ7KHH[WUDWHUUHVWULDORULJLQLVFHUWDLQDVLWLV WKHIDOO FRQILUPHGE\VHYHUDOKLVWRULFDOGRFXPHQWV

(104) DWSUHVHQWWKHDXWKRUVDUHFDUU\LQJ RQWKHSURFHGXUHVWRVXEPLWWKHPHWHRULWHWRWKH0HWHRULWLFDO6RFLHW\WREHLQFOXGHGLQ WKHRIILFLDOGDWDEDVHDQGWREHDVVLJQHGDQRIILFLDOQDPH. R PE. PA AM. ST. . 11.

(105) . N. O. N. *8,'$$/&$7$/2*2  1HOOHSDJLQHVHJXHQWLVRQRULSRUWDWH OH³VFKHGHGHOOHPHWHRULWL´FKHFRVWLWXLVFRQRLO YHUR H SURSULR &DWDORJR GHOOH 0HWHRULWL GHO 0XVHR GL 0LQHUDORJLD H 3HWURJUDILD GHOO¶8QLYHUVLWjHGHO0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLGL7RULQR 2JQLVFKHGDFRQWLHQHWXWWLLGDWLGLRJQLFDPSLRQHGLPHWHRULWHSUHVHQWHLQFROOH]LRQH 1HOOD SULPD SDUWH VRQR ULSRUWDWH LQIRUPD]LRQL GL FDUDWWHUH JHQHUDOH VXOOD PHWHRULWH FRPH QRPH FODVVLILFD]LRQH VLD TXHOOD UDFFRPDQGDWD GDOOD 0HWHRULWLFDO 6RFLHW\0HWHRULWLFDO%XOOHWLQ'DWDEDVH0%'

(106) VLDTXHOODULSRUWDWDGD*UDG\ 

(107)  FIU $SSHQGLFH ,

(108)  HG HYHQWXDOL QRWH PLQHURFKLPLFKH FRPSRVL]LRQDOL R PRUIRORJLFKH 6RQR ULSRUWDWL DOWUHVu L GDWL UHODWLYL DOOD FDGXWD OD ORFDOL]]D]LRQH JHRJUDILFDGHOOXRJRGLFDGXWDRULWURYDPHQWRFRUUHGDWLGLUHODWLYDPDSSDHFRRUGLQDWH JHRJUDILFKHHSRFDGHOULWURYDPHQWRRGHOODFDGXWD IRUQLWDFRQYDULJUDGLGLSUHFLVLRQH DVHFRQGDGHOOHLQIRUPD]LRQLULFDYDWHGDYDULHIRQWL

(109) HSHVRFRPSOHVVLYRGHLIUDPPHQWL ULWURYDWL,QTXHVWDVH]LRQHVLSRVVRQRWURYDUHOHGLFLWXUH³EURQ]LWH´H³LSHUVWHQH´&RQ TXHVWH FL VL ULIHULVFH DL WHUPLQL XVDWL SHU GHVFULYHUH GXH VSHFLH PLQHUDOL DWWXDOPHQWH GLVFUHGLWDWHGDOO¶,QWHUQDWLRQDO0LQHUDORJLFDO$VVRFLDWLRQPDFKHULPDQJRQRFRPXQTXH LWHUPLQLSLXWLOL]]DWLUDJLRQSHUFXLVRQRVWDWLPDQWHQXWL /DVHFRQGDSDUWHGHOODVFKHGDULJXDUGDLQIRUPD]LRQLGLFDUDWWHUHPXVHRORJLFR VSHFLILFKHSHULVLQJROLFDPSLRQL6RQRTXLQGLULSRUWDWLLOQXPHURGLFDWDORJRLOSHVR OHGLPHQVLRQLGHOIUDPPHQWR TXDQGRGLGLPHQVLRQLHLQFRQGL]LRQLWDOLGDSRWHUHVVHUH PLVXUDWR

(110)  Ê LQROWUH SUHVHQWH XQD EUHYH GHVFUL]LRQH GHO FDPSLRQH DFFRPSDJQDWD GD QRWHVWRULFKHGHVFULWWLYHHPXVHDOLLQFXLVRQRSULQFLSDOPHQWHULSRUWDWHLQIRUPD]LRQL UHODWLYHDOO¶DFTXLVL]LRQHGHOFDPSLRQHGDSDUWHGHO0XVHRDJOLHYHQWXDOLSUHOLHYL FRQ VFRSLVFLHQWLILFL

(111) HIIHWWXDWLQHOFRUVRGHJOLDQQLHDOODSUHVHQ]DGLGRFXPHQWLVWRULFLR FDUWHOOLQLRULJLQDOLSUHVHUYDWLFRQO¶HVHPSODUH 1HO SUHVHQWH FDWDORJR q VWDWR GHFLVR GL XWLOL]]DUH SHU TXDQWR SRVVLELOH OD FRQYH]LRQH VWDELOLWD GDO ³6LVWHPD ,QWHUQD]LRQDOH GL 8QLWj GL 0LVXUD´ 6,

(112)  LQ FXL LO VLPERORGLYLVRUHGHLGHFLPDOLqLOSXQWRHTXHOORGHOOHPLJOLDLDqORVSD]LRWUDLQXPHUL $EELDPR LQVHULWR XQD VROD LPSRUWDQWH HFFH]LRQH XWLOL]]DQGR QHOOD VH]LRQH LQ OLQJXD LWDOLDQDLOWHUPLQH³SHVR´DOSRVWRGHOSLFRUUHWWR³PDVVD´SHUXQDTXHVWLRQHOHJDWD DOODPDJJLRUHGLIIXVLRQH , FDPSLRQL GHVFULWWL DSSDUWHQJRQR DOOH FROOH]LRQL GHO 0561 QXPHUL GL FDWDORJRFRQWUDGGLVWLQWLGDOODOHWWHUD0

(113) RSSXUHDTXHOOHGHO0XVHRGL0LQHUDORJLDH 3HWURJUDILD GHOO¶8QLYHUVLWj GHJOL 6WXGL GL 7RULQR QXPHUL GL FDWDORJR FRQWUDVVHJQDWL GDOODVLJOD08

(114)    1RWHDOOHLPPDJLQL  /HIRWRJUDILHGHLFDPSLRQLVRQRVWDWHJHQHUDOPHQWHDFTXLVLWHWUDPLWHVFDQVLRQHDGDOWD ULVROX]LRQHULGXFHQGR LQ TXHVWR PRGR ODSRVVLELOLWj GLGHIRUPD]LRQL SURVSHWWLFKH,O FDUWHOOLQRSUHVHQWHDFFDQWRDLFDPSLRQLUHFDQWHLOQXPHURGLFDWDORJRGHOO¶HVHPSODUH qVWDWRULFDYDWRXVDQGRFRPHVIRQGRXQFDUWRQFLQR³JULJLRPHGLR.RGDN´XWLOL]]DELOH FRPHULIHULPHQWRGLFRORUH,QROWUHWDOHFDUWHOOLQRqOXQJRHVDWWDPHQWHFPIXQJHQGR FRVuGDULIHULPHQWRDQFKHSHUOHGLPHQVLRQLGHOFDPSLRQH'DQRWDUHFKHOHGLPHQVLRQL GLRJQLFDPSLRQHVRQRDOWUHVuULSRUWDWHQHOOHVFKHGH. R PE. PA AM. ST. . 12.

(115) . /HPDSSHJHRJUDILFKHUHODWLYHDOOXRJRGLFDGXWDRGLULWURYDPHQWRKDQQRXQD VFDOD GL    DG HFFH]LRQH SHU OH PDSSH DPHULFDQH UXVVH H SHU OD PHWHRULWH :DEDU FKH KDQQR XQD VFDOD GL    H SHU OD OD PDSSD GHOOD VFKHGD GHOOD PHWHRULWH+HQEXU\ODFXLVFDODq /H LQIRUPD]LRQL PXVHRORJLFKH ULSRUWDWH QHOOH VFKHGH SURYHQJRQR GDL FDWDORJKL VWRULFLFRQVXOWDWLLQ0XVHRHSLSUHFLVDPHQWHGD  &DWDORJRGHOOH0HWHRULWLGHO0XVHR0LQHUDORJLFR 

(116)   &DWDORJR$OIDEHWLFR6WRULFRGHOOD&ROOH]LRQH0LQHUDORJLFDGHO5HJLR0XVHR GL7RULQR 

(117)   &DWDORJR 1XPHULFR 6WRULFR GHOOD &ROOH]LRQH 0LQHUDORJLFD GHOO¶,VWLWXWR GL 0LQHUDORJLDH3HWURJUDILDGHOO¶8QLYHUVLWjGHJOL6WXGLGL7RULQR  &DWDORJR*HQHUDOHGHL&DPELGHO0XVHR0LQHUDORJLFR  &DWDORJRGHOOD&ROOH]LRQH0LQHUDORJLFDGHOOD6FXRODGL*XHUUDGL7RULQR ROWUH FKH GDOO¶DWWXDOH &DWDORJR GHOOH &ROOH]LRQL PLQHUDORJLFKH GHO 0561 LQ FRUVR

(118)    &$7$/2**8,'(/,1(6  7KH IROORZLQJVHFWLRQ FRQWDLQV WKH³PHWHRULWH ILOHV´ ZKLFK FRQVWLWXWH WKH 0HWHRULWHV &DWDORJ RI WKH 0LQHUDORJ\ DQG 3HWURJUDSK\ 0XVHXP RI WKH 8QLYHUVLW\ DQG RI WKH 0XVHR5HJLRQDOHGL6FLHQ]H1DWXUDOLRI7XULQ (YHU\ PHWHRULWH ILOH FRQWDLQV WKH GDWD IRU DOO WKH VDPSOHV EHORQJLQJ WR WKH VDPH PHWHRULWHWKDWLVSUHVHQWLQWKHFROOHFWLRQ ,QWKHILUVWSDJHRIHYHU\ILOHWKHUHDUHJHQHUDOLQIRUPDWLRQRQWKHPHWHRULWH QDPHFODVVLILFDWLRQ ERWKWKHRQHUHSRUWHGE\WKH0HWHRULWLFDO6RFLHW\0HWHRULWLFDO %XOOHWLQ 'DWDEDVH  0%'DQG WKHRQH UHSRUWHGE\ *UDG\ 

(119)  IRU IXUWKHU UHIHUHQFH VHH $SS ,

(120)  DQG PLQHUDORJLFDO FKHPLFDO RU PRUSKRORJLFDO QRWHV 2Q WKH VDPHSDJHWKHUHDUHDOVRGDWDUHODWHGWRWKHIDOOWKHJHRJUDSKLFORFDOLW\RIWKHILQGLQJ DORQJZLWKWKHPDSDQG*36FRRUGLQDWHV

(121) GDWHRUIDOORUILQGLQJ PRUHRUOHVVSUHFLVH DFFRUGLQJ WR WKH DYDLODEOH VRXUFHV

(122)  DQG WKH WRWDO ZHLJKW RI WKH IRXQG PDVV ,Q WKLV VHFWLRQRQHFDQILQGWKHWHUPV³EURQ]LWH´DQG³K\SHUVWHQH´7KHVHWHUPVGHVFULEHWZR PLQHUDO VSHFLHV WKDW DW SUHVHQW DUH GLVFUHGLWHG E\ WKH ,QWHUQDWLRQDO 0LQHUDORJLFDO $VVRFLDWLRQEXW VWLOO DUH YHU\ GLIIXVHG WKHUHIRUH WKHDXWKRUV FKRRVH WRNHHS WKHP WR DYRLGIXUWKHUFRQIXVLRQ 7KHVHFRQGSDUWRIWKHILOHUHSRUWVLQIRUPDWLRQRQWKHVDPSOHVSUHVHUYHGLQWKH PXVHXP DV FDWDORJ QXPEHU ZHLJKW DQG VL]H RI WKH IUDJPHQW DORQJ ZLWK D EULHI PRUSKRORJLFDOGHVFULSWLRQDQGPXVHRORJLFDOQRWHV UHSRUWLQJGDWDRQWKHDFTXLVLWLRQ RIWKHVDPSOH V

(123) SRVVLEOHVDPSOLQJVIURPWKHVSHFLPHQIRUVFLHQWLILFSXUSRVHVDQGWKH H[LVWHQFHRIKLVWRULFDOODEHOVRUWDJVSUHVHUYHGZLWKLW

(124)  7KH VSHFLPHQV LQ WKLV &DWDORJ DUH SURSHUW\ RI WKH 0561 FDWDORJ QXPEHU VWDUWLQJZLWK0

(125) RURIWKH0LQHUDORJ\DQG3HWURJUDSK\0XVHXPRIWKH8QLYHUVLW\RI 7XULQ FDWDORJQXPEHUVWDUWLQJZLWK08

(126)      . . N. O. N. R PE. PA AM. ST. . 13.

(127) . N. O. N. 1RWHV3LFWXUHV  3LFWXUHVRIWKHVDPSOHVDUHPRVWO\REWDLQHGWKURXJKKLJKUHVROXWLRQVFDQVUHGXFLQJ WKHSRVVLELOLW\RIREWDLQLQJDGHIRUPHGLPDJH7KHODEHOQH[WWRHYHU\VDPSOHKDVWKH FDWDORJQXPEHUZULWWHQRQLWDQGLVD³.RGDNJUD\´FDUGERDUGZKLFKFDQEHDOVRXVHG DVDUHIHUHQFHIRUWKHFRORURIWKHVDPSOH%HVLGHVWKHODEHOLVH[DFWO\FPORQJDQG FDQEHXVHGDVDVFDOHUHIHUHQFHIRUWKHVL]HRIWKHIUDJPHQWV *HRJUDSKLFDOPDSVUHSRUWLQJWKHIDOORUILQGLQJVLWHDUHDWD VFDOHXQOHVV IRU8QLWHGVWDWHV5XVVLDDQG$UDELDQPHWHRULWHVZKLFKKDYHDVFDOHDQG WKH+HQEXU\PDSZKLFKKDVDVFDOHIRULPSURYHGUHDGDELOLW\SXUSRVHV  7KHVRXUFHVIRUWKHPXVHRORJLFDOQRWHVDUHWKHKLVWRULFFDWDORJVSUHVHUYHGLQ0561  0HWHRULWHV&DWDORJRIWKH0LQHUDORJLFDO0XVHXP 

(128)   +LVWRULFDO$OSKDEHWLF&DWDORJRIWKH0LQHUDORJLFDO&ROOHFWLRQRIWKH5R\DO 0XVHXPRI7XULQ 

(129)   +LVWRULFDO1XPHULFDO&DWDORJRIWKH0LQHUDORJLFDO&ROOHFWLRQRIWKH,QVWLWXWH RI0LQHUDORJ\DQG3HWURJUDSK\RIWKH8QLYHUVLW\RI7XULQ  *HQHUDO([FKDQJH&DWDORJRIWKH0LQHUDORJLFDO0XVHXP  &DWDORJRIWKH0LQHUDORJLFDO&ROOHFWLRQRIWKH6FXRODGL*XHUUDGL7RULQR DQG WKH FXUUHQW &DWDORJ RI WKH 0LQHUDORJLFDO FROOHFWLRQV RI WKH 0561 LQ SURJUHVV

(130) . R PE. PA AM. ST . 14.

(131) . 6200$5,2'(//(0(7(25,7,&8672',7($/0561 6800$5<2)7+(0(7(25,7(62)7+(0561 0HWHRULWHQDPH &ODVVLILFDWLRQ &DWQXPEHU 0DVV J

(132)  $OHVVDQGULD . 08 08.  . . . 08. . . . 08. . 6WRQH. 0. . $OILDQHOOR . . 08. . . . 08. . $VVLVL. 6WRQH. 08. . $XVVRQ. 6WRQH. 08. . ,URQ. 08. . . 08. . %RKXPLOLW]. ,URQ. 08. . %UDXQDX. ,URQ. 08. . %UHQKDP. 6WRQ\LURQ. 08. . ,URQ. 08. . N. O. N. 6WRQH . %LWEXUJ . R PE. &DPEULD. &DQJDV'H2QLV . &DQ\RQ'LDEOR     &ROOHVFLSROL &RVE\ V&UHHN 'KXUPVDOD. . 08. . ,URQ. 0. . . 08. . 6WRQH. 08. . . 08. . . 08. . . 08. . ,URQ. 0. . 6WRQH. 08. . ,URQ. 08. . 6WRQH. 08. . . . 08. . . . 08. . . . 08. . . . 08. . . . 08. . . . 08. . (DJOH6WDWLRQ. . . PA AM. &KLQJD. 08. ST. &HUHVHWR. 6WRQH. 6WRQ\LURQ. 15. 08. .

(133) . 0HWHRULWHQDPH (VWKHUYLOOH )RUHVW&LW\  *LEHRQ  . 6WRQH. 08. . 08. 0DVV J

(134)    . ,URQ. 0. . . 0. . . 0. . ,URQ. 08. . +HQEXU\. ,URQ. 08. . . . 08. . . . 08. . . . 08. . 6WRQH. 08. . N. O. N. *UDQG5DSLGV. +HVVOH +RED. +ROEURRN. ,URQ. 0. . 6WRQH. 0. . R PE. +YLWWLV. 6WRQH. ,PLODF. 6WRQ\LURQ. ,QGDUFK. 6WRQH. ,YDQSDK. ,URQ. .Q\DKLQ\D . .UDVQRMDUVN. 0 08 0 08.    . 6WRQH. 08. . . 08. . 0. . /¶$LJOH. 6WRQH. 08. . /HQDUWR. ,URQ. 08. . . 08. . ,URQ. 08. . 6WRQH. 08. . . 08. . 0H]Ƃ0DGDUDV. 6WRQH. 08. . 0LOHQD. 6WRQH. 08. . 0RFV. 6WRQH. 08. . . 08. . 0RWWDGL&RQWL. 6WRQH. 08. . 1HOVRQ&RXQW\. ,URQ. 08. . 1HZ&RQFRUG. 6WRQH. 08. . 2GHVVD ,URQ

(135) . ,URQ. 08. . 0DJXUD . . PA AM. 0F.LQQH\. ST. 6WRQ\LURQ. . . &ODVVLILFDWLRQ &DWQXPEHU 6WRQ\LURQ 08. 16.

(136) . 0HWHRULWHQDPH 2UJXHLO . &ODVVLILFDWLRQ &DWQXPEHU 6WRQH 08 . 08. . 2UYLQLR. 6WRQH. 08. . 3DYORJUDG. 6WRQH. 08. . 3XOWXVN. 6WRQH. 08. . 08.  6HHOlVJHQ . O. N. 6DUDWRY. . N. 6LHQD  . 6LNKRWH$OLQ. 6WRQH.  . 0. . 08. . . 08. . ,URQ . 08. . 6WRQH. 08. . . 08. . . 08. . 0. . ,URQ. R PE 6WRQH. 08. . 6WlOOGDOHQ. 6WRQH. 08. . 6WDQQHUQ. 6WRQH. 08. . 6WDXQWRQ. ,URQ. 08. . 6WHLQEDFK. ,URQ. 08. . . 08. . ,URQ. 08. . . 08. . . 08. . . 08. . . 08. . 7UHQ]DQR. 6WRQH. 08. . 9LJDUDQR. 6WRQH. 08. . 9\DWND. 6WRQH. 0. . :DEDU. ,URQ. 0. . . 0. . ,URQ. 08. . 6WRQH. 08. . 7ROXFD    . :LFKLWD&RXQW\. $PHULFDGHO1RUG . PA AM. . ST. 6RNR%DQMD. . $XVWUDOLD . ,URQ. 0. . 0RQWHPDJQR . ,URQ. 08. . 08 . ,URQ. 08. . . . 0DVV J

(137)  . 17.

(138)  . N O N. R PE. PA AM ST. .

(139) . N. O. N.                . R PE. . &$7$/2*2'(//(0(7(25,7,'(/086(2',0,1(5$/2*,$( 3(752*5$),$'(//¶81,9(56,7¬('(/086(25(*,21$/( ',6&,(1=(1$785$/,',725,12. PA AM. ST. 0(7(25,7(6&$7$/2*2)7+(0,1(5$/2*<$1' 3(752*5$3+<086(802)7+(81,9(56,7<$1'2)7+(5(*,21$/ 1$785$/6&,(1&(086(802)785,1 . .

(140)  $/(66$1'5,$   . 0%' + 

(141) . N. O. *UDG\ +YHLQHG 

(142) . . 1RWH FRQGULWHDROLYLQDHEURQ]LWH 1RWHV ROLYLQHEURQ]LWHFKRQGULWH. R PE. . &ODVVLILFD]LRQH&ODVVLILFDWLRQ 7LSR DHUROLWHFRQGULWHRUGLQDULD 7\SH VWRQHRUGLQDU\FKRQGULWH. N .  . 6LQRQLPL  6\QRQ\PV $OH[DQGULD $OOHVVDQGULD 3LHGPRQW 6DQ *LXOLDQR 6DQ *LXOLDQR GL $OHVVDQGULD 6DQ *LXOLDQR 9HFFKLR 6DQWD *LXOLHWWD 7KDO YRQ 6DQ *LXOLDQR9HFFKLR9DO 9DOOH

(143) GL6DQ*LXOLDQR9HFFKLR /RFDOL]]D]LRQH /RFDWLRQ. PA AM. 6DQ*LXOLDQR9HFFKLR $OHVVDQGULD3LHGPRQW,WDO\. ST. 6DQ*LXOLDQR9HFFKLR $OHVVDQGULD3LHPRQWH,WDOLD. ƒ 1ƒ (. FDGXWDLOIHEEUDLRRUH IHOORQ)HEUXDU\QGDP. 'DWDGLULWURYDPHQWRRFDGXWD 'DWHRIILQGRUIDOO. 3HVRFRPSOHVVLYRGHOODPDVVDRULJLQDOH FLUFDNJ DERXWNJ 7RWDORULJLQDOZHLJKW. . 20. .

(144)  &DPSLRQLFRQVHUYDWLSUHVVRLO0XVHR5HJLRQDOH6FLHQ]H1DWXUDOLGL7RULQR 6SHFLPHQVDWWKH0XVHR5HJLRQDOH6FLHQ]H1DWXUDOLRI7XULQ (VHPSODUL 6DPSOHV. 08 3HVR J

(145)  0DVV J

(146) . . N. O. N. 'LPHQVLRQL PP

(147)  îî 6L]H PP

(148)  1RWH 1RWHV. IUDPPHQWRFRQFURVWDGLIXVLRQHQHUD VSHFLPHQVKRZLQJEODFNIXVLRQFUXVW. 08. . 3HVR J

(149)  0DVV J

(150) . . R PE. 'LPHQVLRQL PP

(151)  îî 6L]H PP

(152)  1RWH. IUDPPHQWR FRQ GXH VXSHUILFL JURVVRODQDPHQWHVHJDWHHFURVWDGLIXVLRQH QHUD IUDJPHQWZLWKWZRURXJKVDZQVXUIDFHV DQGEODFNIXVLRQFUXVW. 1RWHV.  . . 3HVR J

(153)  0DVV J

(154) . . ST. . 'LPHQVLRQL PP

(155)   6L]H PP

(156) .  . 1RWH 1RWHV. . 08. . . 3HVR J

(157)  0DVV J

(158) . .   . 'LPHQVLRQL PP

(159)   6L]H PP

(160)  SROYHULHIUDPPHQWLLQILDOHWWDGLYHWUR 1RWH 1RWHV GXVWDQGVPDOOIUDJPHQWVLQDJODVVYLDO. . . SROYHULHIUDPPHQWLLQILDOHWWDGLYHWUR GXVWDQGVPDOOIUDJPHQWVLQDJODVVYLDO. . 21. PA AM. . 08.

(161)  1RWH PXVHRORJLFKH . N. O. N. R PE. /DFDGXWDGHOODPHWHRULWH$OHVVDQGULDR6DQ*LXOLDQR9HFFKLR FRPH VSHVVR YHQLYD FKLDPDWD LQ SDVVDWR q VWDWD GHVFULWWD QHO GD33DUQLVHWWLGLUHWWRUHGHO6HPLQDULRGL$OHVVDQGULDOD FXLUHOD]LRQHqVWDWDLQVHJXLWRULSUHVDGD*-HUYLV 

(162)  ©,O JLRUQR  IHEEUDLR  SUHVVR LO FDVDOH GL 6 *LXOLDQR 9HFFKLRIUD]LRQHGHOFRPXQHGL$OHVVDQGULDVXOODGHVWUDGHOOD %RUPLGD DOOD GLVWDQ]D GL FKLORPHWUL  DOO  (6( GHOOD FLWWj YHUVR7RUWRQDDYYHQQHODFDGXWDGLXQDHUROLWH«(UDQROHRUH  DQWLPHULGLDQH DOORUTXDQGR VHQWLVVL XQR VFRSSLR HG XQD YLROHQWD GHWRQD]LRQH SDUDJRQDWD DG XQD VFDULFD GL DUWLJOLHULD 8Q PLQXWR GRSR O HVSORVLRQH VL XGu QHOO DWPRVIHUD XQ UXPRUH FRPH TXHOOR GHOO DEEUXFLDUVL GL OHJQD QRQ VHFFD LO TXDOH GDSSULPDDVVDLLQWHQVRHSRLPDQPDQRGHFUHVFHQWHSURGXFHYD DOO RUHFFKLRODVHQVD]LRQHGHOQRQORQWDQRFDGHUHGLJUDJQXROD 7UDVFRUVLSRVFLDFLUFDGXHPLQXWL«VLYLGHFDGHUHGDOO¶DOWRGXH SLHWUHHVSURIRQGDUVLTXHVWHDPHWULQHOVXRORGHOFDPSR FRVLGHWWRGHOOL=HUERQLDPGD6DQ*LXOLDQR9HFFKLRYHUVR 62 « $OWUL  SH]]L VL ULQYHQQHUR QHOOD SHULIHULD GL GXH FKLORPHWUL GDOOL =HUERQL « &LDVFXQR GHL SH]]L GHOO DHUROLWH SHVDYDLQRULJLQHGDLDLJUDPPL,OSH]]RSULQFLSDOH DSSXQWRTXHOORFKHIXVRWWRPHVVRDOO DQDOLVLGDOSURI*LXVHSSH 0LVVDJKL OR SRVVLHGH LO 6HPLQDULR GL $OHVVDQGULD DOWUL IUDPPHQWLIXURQRGLVWULEXLWLWUDYDUL0XVHL«ª &LQTXH HVHPSODUL VRQR ULPDVWL DO 6HPLQDULR GL $OHVVDQGULD PHQWUH DOWUL WUH VRQR SHUYHQXWL DO 0XVHR GL 0LQHUDORJLD GHOO¶8QLYHUVLWj GL 7RULQR ,O IUDPPHQWR PDJJLRUH GHO SHVR DOO¶RULJLQHGLJ qVWDWRGRQDWRDO0XVHRGD*0LVVDJKL O¶DXWRUHGHOOHSULPHDQDOLVLVXOOD PHWHRULWHHUHJLVWUDWRFRQLO QXPHUR08&LUFDJGLTXHVWRHVHPSODUHVRQRVWDWL GDWLD+$:DUG 8QLYHUVLWjGL5RFKHVWHU86$

(163) LQFDPELRGHL IUDPPHQWL RUD SUHVHQWL QHOOD FROOH]LRQH GHOOH PHWHRULWL 0F.LQQH\ 08

(164) *UDQG5DSLGV 08

(165) H)RUHVW &LW\ 08

(166) 'DOORVWHVVRIUDPPHQWRLQGDWDDSULOH IXURQRSUHOHYDWLSHUVWXGLRFLUFDJGD0$5ROOLHU 8QLYHUVLWj GL3DYLD

(167)  ,OQRYHPEUH*3H\URQHO 0XVHR5HJLRQDOHGL6FLHQ]H 1DWXUDOLGL7RULQR

(168) KDUHJLVWUDWRLOSHVRGHOO¶HVHPSODUHFKHq ULVXOWDWRHVVHUHGLJ/DGLIIHUHQ]DWUDLOSHVRRULJLQDOH LOSHVRUHJLVWUDWRQHOHGLSUHOLHYLVHJQDODWLqLQGLFDWLYR FKHFLVLDVWDWDXQDSHUGLWDGLPDWHULDOHGLFLUFDJSHUODTXDOH DQFRUD RJJL QRQ VRQR VWDWH WURYDWH QRWL]LH GL VFDPELR HR GL SUHOLHYR ,QGDWDDJRVWRVRQRVWDWLSUHOHYDWLJSHUVWXGLRGDO 3URI 5 &RPSDJQRQL 8QLYHUVLWj GHJOL 6WXGL GL 7RULQR

(169)  $OO¶HVHPSODUH 08  q WXWWRUD DOOHJDWD XQD VHULH GL ELJOLHWWLDXWRJUDILGL$6LVPRQGD GLUHWWRUHGHO5HJLR0XVHRGL. PA AM. ST. . 22.

(170) . N. O. N. 0LQHUDORJLDGL7RULQR

(171) PDQRVFULWWLDFKLQDUHODWLYLDOODORFDOLWj GHOOD FDGXWD GL FXL XQR ULSRUWD WHVWXDOPHQWH © $HUROLWH FDGXWRLOIHEEUDLRD6W*LXOLDQRYHFFKLRVREERUJRD .LORPGD$OHVVDQGULDUDFFROWRGDXQFHUWR*LXVHSSH0LODUGLH GRQDWRDO0XVHRGDOSURIUH*LXVHSSH0LVVDJKLª -HUYLV 

(172) KDULSRUWDWRODSUHVHQ]DDO0XVHR0LQHUDORJLFRGL 7RULQRGLDOWULHVHPSODULGHOODPHWHRULWHTXDOLXQSH]]RTXDVL LQWHURGLJXQIUDPPHQWRVWDFFDWRDUWLILFLDOPHQWHGDXQD PDVVDPDJJLRUHGLFLUFDJHXQLQVLHPHGLODPHOOHHJOREXOL PHWDOOLFLHVWUDWWLGDXQRGHLSH]]LFDGXWL LOSHVRGHOPDWHULDOH VFLROWRQRQqULSRUWDWR

(173) 'HLIUDPPHQWLFLWDWLGD-HUYLVPDQFDQR GHO WXWWR LQGLFD]LRQL LQ PHULWR DO SULPR  J

(174)  PHQWUH LO VHFRQGR  J

(175)  FRUULVSRQGH DO FDPSLRQH GRQDWR GDO FRQWH )UDQFKLGL3RQWHHFDWDORJDWRFRPH08/¶LQVLHPH©GL SROYHUL H ODPHOOH PHWDOOLFKHª q VWDWR LGHQWLILFDWR LQYHFH QHO FRQWHQXWR GL GXH ILDOHWWH UHFHQWHPHQWH ULQYHQXWH QHOOH FROOH]LRQL VWRULFKH FDWDORJDWH ULVSHWWLYDPHQWH FRQ L QXPHUL 08H08. R PE. 0XVHRORJLFDO QRWHV. PA AM. ST. 7KH GLUHFWRU RI $OHVVDQGULD 6HPLQDU\ 3 3DUQLVHWWL GHVFULEHG WKHIDOORIWKHPHWHRULWH$OHVVDQGULDRU³6DQ*LXOLDQR9HFFKLR´ 

Riferimenti

Documenti correlati

Atti III Simposio di Ecologia e Paleoecologia delle Comunità Bentoniche, 417-475.. Osservazioni paleontologiche e paleoecologiche su un deposito Quaternario affiorante a

,O'LUHWWRUHGHL/DYRULRO¶HVHFXWRUHFRPXQLFDQRDOUHVSRQVDELOHGHOSURFHGLPHQWROHFRQWHVWD]LRQL

GL WDOL FRQFHWWL DOOD SUHVD LQ FDULFR GHOOH SHUVRQH FRQ GLVDELOLWj JUDYLVVLPH WUD FXL OH. SHUVRQH LQ 69 H 60&amp; ,O FRQFHWWR GL FXUD LQWHVR

Un filo indefinito uniformemente carico con densita` positiva λ , e` posto parallelamente ad un piano conduttore indefinito, a distanza a da esso. a) Trovare il campo elettrico

[r]

[r]

[r]

[r]