Contents lists available atScienceDirect
Physics
Letters
B
www.elsevier.com/locate/physletb
On
neutrino
mixing
in
matter
and
CP
and
T
violation
effects
in neutrino
oscillations
S.T. Petcov
a,
b,
1,
Ye-Ling Zhou
c,
∗
aSISSA/INFN,ViaBonomea265,34136Trieste,Italy
bKavliIPMU(WPI),TheUniversityofTokyo,Kashiwa,Chiba277-8583,Japan
cInstituteforParticlePhysicsPhenomenology,DepartmentofPhysics,DurhamUniversity,DurhamDH13LE,UnitedKingdom
a
r
t
i
c
l
e
i
n
f
o
a
b
s
t
r
a
c
t
Articlehistory: Received14July2018
Receivedinrevisedform9August2018 Accepted17August2018
Availableonline20August2018 Editor:A.Ringwald
Aspects of 3-neutrino mixing and oscillations in vacuum and in matter with constant density are investigatedworkingwitharealformoftheneutrinoHamiltonian.Wefindthe(approximate)equalities
θm
23= θ23 andδm= δ,θ23 (θ23m)andδ(δm)beingrespectivelytheatmosphericneutrinomixingangleand
the DiracCPviolation phaseinvacuum (inmatter) ofthe neutrinomixing matrix,whichare shown torepresent excellentapproximationsforthe conditionsofthe T2K(T2HK),T2HKK,NOνAand DUNE neutrinooscillationexperiments.Anewderivationoftheknownrelationsin 2θm
23sinδm=sin 2θ23sinδis
presentedanditisusedtoobtainacorrelationbetweentheshiftsofθ23andδduetothemattereffect.
AderivationoftherelationbetweentherephasinginvariantswhichdeterminethemagnitudeofCPand T violatingeffects in 3-flavourneutrino oscillations invacuum, JCP, and ofthe T violatingeffects in
matterwithconstantdensity,Jm
T≡Jm,reportedin[1] withoutaproof,ispresented.Itisshownthatthe
function
F which
appearsinthisrelation, Jm=JCPF , andwhoseexplicitformwasgivenin[1],coincideswiththefunctionF in ˜ thesimilarrelation Jm=J
CPF derived ˜ in[2],although
F and
F are ˜ expressedintermsofdifferentsetsofneutrinomassandmixingparametersandhavecompletelydifferentforms. ©2018PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense
(http://creativecommons.org/licenses/by/4.0/).FundedbySCOAP3.
1. Introductionandpreliminaryremarks
It was shownin 1988 in ref. [1] that in the case of what is currentlyreferred toasthereference3-neutrinomixing(see,e.g., [3]),themagnitudeoftheCPandTviolating(Tviolating)effectsin neutrinooscillationsinvacuum(inmatter withconstantdensity) arecontrolledbytherephasinginvariant JCP( JmT
≡
Jm)associated withtheDiracCPviolationphasepresentinthePontecorvo,Maki, NakagawaandSakata(PMNS)[4,5] neutrinomixingmatrix:JCP
(
Jm)
=
ImUe2(m)
Uμ(m3)
Ue3(m)∗U(μm2)∗
,
(1)whereUli(m),l
=
e,
μ
,
τ
, i=
1,2,3,arethe elements ofthePMNS matrixinvacuum(inmatter) U(m).The CPviolatingasymmetriesinthecaseofneutrinooscillationsinvacuum,forexample,
*
Correspondingauthor.E-mailaddress:ye-ling.zhou@durham.ac.uk(Y.-L. Zhou).
1 Alsoat:InstituteofNuclearResearchandNuclearEnergy,BulgarianAcademyof Sciences,1784Sofia,Bulgaria.
A(CPvacl,l)
=
Pvac(
ν
l→
ν
l)
−
Pvac(
ν
¯
l→ ¯
ν
l) ,l
=
l and l,
l=
e,
μ
,
τ
,
(2)Pvac
(
ν
l→
ν
l)
andPvac(
ν
¯
l→ ¯
ν
l)
beingtheprobabilitiesof respec-tivelyν
l→
ν
l andν
¯
l→ ¯
ν
l oscillations, were shown to be given by [1]:A(CPvace,μ)
=
A(CPvacμ,τ)= −
A(CPvace,τ)=
4 JCPvacosc
,
(3) withvacosc
=
sinm221L 2E
+
sinm232L 2E
+
sinm213L 2E
,
(4)where
m2i j
=
m2i−
m2j, i=
j, mi, i=
1,2,3, is the mass of the neutrinoν
i with definite massin vacuum, E is the neutrino en-ergyandL isthedistancetravelledbytheneutrinos.In[1] similar resultswereshowntobevalidfortheT-violating asymmetriesin oscillations in vacuum (in matter), ATvac(l,l)(m)=
Pvac(m)(
ν
l
→
ν
l)
−
Pvac(m)(
ν
l→
ν
l):
https://doi.org/10.1016/j.physletb.2018.08.025
ATvac(μ,e)(m)
=
ATvac(τ,μ()m)= −
ATvac(e,τ)(m)=
4 JCP(m()T)vacosc(m)
,
(5) wheremosc has the sameform as
vacosc in eq. (4) with
m2i j re-placedby masssplittinginthe matter
M2
i j
=
M2i−
M2j,andMi, i=
1,2,3,areneutrinomass-eigenvaluesinthematter.Invacuum the T violating asymmetries in antineutrino oscillations, A¯
(Tvacl,l)=
Pvac(
ν
¯
l→ ¯
ν
l)
−
Pvac(
ν
¯
l→ ¯
ν
l),
arerelatedtothoseinneutrino os-cillationsowingtotheCPTinvariance: A¯
Tvac(l,l)= −
A(Tvacl,l).Inordinary matter (Earth, Sun)2 the presence of matter causes CP and CPT violating effects in neutrino oscillations [6] and| ¯
ATm(l,l)|
= |
A(Tml,l)|
. However,inordinarymatterwithconstantdensityorwithdensity profile which is symmetric relative to the middlepoint, likethe matter of theEarth, the matter effects preserve the Tsymmetry anddonotgenerateTviolatingeffectsinneutrinooscillations[1]. Thus,Tviolatingeffectsintheflavourneutrinooscillations taking place when the neutrinos traverse, e.g., the Earth mantleor the Earthcorecanbecausedinthecaseof3-neutrinomixingonlyby theDiracphaseinthePMNSmatrix.The JCP-factorin the expressions for A(l,l )
CP(T)vac,l
=
l, is anal-ogous tothe rephasing invariant associatedwiththe Diracphase in the Cabibbo–Kobayashi–Maskawa (CKM) quark mixing matrix, introduced in [7]. In the standard parametrization of the PMNS mixingmatrix(see,e.g.,[3])ithastheform:JCP
=
1
8 cos
θ
13sin 2θ
12sin 2θ
23sin 2θ
13sinδ ,
(6)where
θ
12,θ
23andθ
13arethesolar,atmosphericandreactor neu-trino mixing angles andδ
is the Dirac CP violation phase. The expression for the JCP-factor is the same in the parametrisation ofthePMNSmatrixUPMNS≡
U employedin[1]:U
=
R23(θ
23)
P33(δ)
R13(θ
13)
R12(θ
12) ,
(7) where R23(θ
23)
=
⎛
⎝
10 cos0θ
23 sin0θ
23 0−
sinθ
23 cosθ
23⎞
⎠ ,
P33(δ)
=
diag(
1,
1,
eiδ) ,
(8) and R13(θ
13)
=
⎛
⎝
cos0θ
13 01 sin0θ
13−
sinθ
13 0 cosθ
13⎞
⎠ ,
R12(θ
12)
=
⎛
⎝
−
cossinθ
θ
1212 cossinθ
θ
1212 000 0 1
⎞
⎠ .
(9)The expressionof thePMNS matrix inthe standard parametrisa-tion Usp, is related to the expression in the parametrisation in eq. (7) asfollows:Usp
=
U P∗33(δ).
Ineq. (7) thetwoCPviolation(CPV)Majoranaphasespresentin
UPMNS inthecaseofmassiveMajorananeutrinos[8] wereomitted since,aswas shownin[8,6],the probabilitiesofflavour neutrino oscillationsofinterest forthestudyperformedin[1] and forthe presentstudy, donot depend on the Majoranaphases. Thus, the resultspresentedin[1] andthenewresultsderivedinthepresent articlearevalidforbothDiracandMajorananeutrinoswith defi-nitemassesinvacuum.
2 By“ordinary”wemeanmatterwhichdoesnotcontainantiprotons,antineutrons andpositrons.
In ref. [1] the following relation between the rephasing in-variants invacuumandinmatter withconstantdensity, JCP and
JmT
≡
Jm,hasbeenreported:Jm
=
JCPF(θ
12, θ
13,
m221
,
m231
,
A) ,
(10) where A=
2E√
2 GFNe isthematterterm[9–11], GFandNe be-ingrespectivelytheFermiconstantandtheelectronnumber den-sityofmatter.ThefunctionF ineq. (10) wasgiveninthefollowing explicitformin[1]: F=
F1 F2F3 D12D13D23D32,
(11) where Di j≡
m2i−
M2j,
i,
j=
1,
2,
3,
(12) F1=
D12D13D23D32+
A D13D23 D32−
m231|
Ue3|
2+
D12D32 D23−
m221|
Ue2|
2+
A2|
Ue1|
2D32D23+ |
Ue2|
2D32D13+ |
Ue3|
2D12D23,
(13) F2= |
Ue1|
2(
D12+
A)
2D232+ |
Ue2|
2D212D232+ |
Ue3|
2D212(
D32+
A)
2−
A2|
Ue1|
2|
Ue3|
2(
m231)
2,
(14) F3= |
Ue1|
2(
D13+
A)
2D223+ |
Ue3|
2D213D223+ |
Ue2|
2D213(
D23+
A)
2−
A2|
Ue1|
2|
Ue2|
2(
m221)
2.
(15) As was noticed in [1], the function F3 can formally be ob-tained from the function F2 by interchanging m22 and m23, M22 and M23, and
|
Ue2|
2 and|
Ue3|
2. In the parametrisation (7) used in [1] and, thus in eqs. (13)–(15), Ue1, Ue2 and Ue3 are real quantities: Ue1=
c12c13,Ue2=
s12c13 and Ue3=
s13, whereci j≡
cosθ
i j andsi j≡
sinθ
i j.Thus,|
Uei|
2=
Uei2,i=
1,2,3.The function F(θ
12,
θ
13,
m221
,
m231
,
A)
asdefinedby eqs. (11)–(15), depends, in particular,on thedifferencesbetweenthe squaresof the neu-trinomassesinvacuumandinmatter, Di j=
m2i−
M2j,i=
j. How-ever,asitfollowsfromtheformoftheHamiltonianoftheneutrino system in matter with constant density, whose eigenvalues areM2j
/(2E)
(seefurther),aswellasfromtheexplicitanalytic expres-sions forM2j derived in[10], themasssquareddifferences Di j of interest arefunctionsof
θ
12,θ
13,m221,
m231 and A anddo not dependon
θ
23andδ.
Asaconsequence,thefunction F ineq. (10) isindependentonθ
23andδ
[1]:F=
F(θ
12,
θ
13,
m221
,
m231
,
A).
In deriving the relation (10), the following parametrisation of theneutrinomixingmatrixinmatterUm wasused:
Um
=
Q R23(θ
23m)
P33(δ
m)
R13(θ
13m)
R12(θ
12m) ,
Q
=
diag(
1,
eiβ2,
eiβ3) ,
(16)where
θ
23m,θ
13m,θ
12m,δ
m are the neutrino mixing angles and the Dirac CPV phase in matter and the Majorana CPV phases were omitted.Thephasesβ
2andβ
3 inthematrixQ areunphysicaland donotplayanyroleinthederivationofrelation(10).Theyensure that thematrixUm canbecastintheformgivenineq. (16) [12] (seealso[13]).Obviously,theparametrisationofUmineq. (16) is analogoustotheparametrisation(7) oftheneutrinomixingmatrix invacuum.Itfollowsfromeqs. (11)–(15) that[1] inthecaseofoscillations invacuum,i.e.,forNe
=
0 ( A=
0),onehasF
(θ
12, θ
13,
m221,
m231
,
0)
=
1,
(17)andthat F issymmetricwithrespecttotheinterchangeofm2 2 and
m23,M22 andM23 andof
|
Ue2|
2 and|
Ue3|
2. The relation (10) between Jm and JCP implies, in particular, thatwecanhave Jm
=
0 onlyif JCP=
0,i.e.,Tviolationeffectscan bepresentinneutrinooscillationstakingplaceinmatterwith con-stant densityor densitydistributed symmetricallyrelative to the middlepoint(like intheEarth) onlyifCPandTviolationeffects arepresentinneutrinooscillationstakingplaceinvacuum.Itwas shownalsoin[1] thatthepresenceofmattercan enhance some-what|
Jm|
withrespecttoits vacuumvalue|
JCP
|
: intheexample considered in [1] the enhancement was by a factor of 3. Taking thebestfitvaluesof neutrinooscillationparametersforneutrino massspectrumwithnormalordering(invertedordering)3obtained intheglobalanalysisin[14],θ
12=
33.
62◦, θ
23=
47.
2◦(
48.
1◦) ,
sin2θ
13=
8.
54◦(
8.
58◦) ,
δ
=
234◦(
278◦) ,
m212
=
7.
4×
10−5eV2,
m231
=
2.
494×
10−3eV2(
m232= −
2.
465×
10−3eV2) ,
(18)onealways hasfor theratio
|
Jm/
JCP
|
<
1.2 [15].This result per-sists even if we fixδ
to its best fit value and vary the other neutrino oscillation parameters in their 3σ
allowed ranges de-termined in [14]. Relaxing arbitrarily the 3σ
experimental con-straintsontheallowedrangesofm221and
m231,wefindthat in-deedthemaximalenhancementfactor
|
Jm/
JCP
|
is3.6forneutrino massspectrum with normalordering (NO) and2.9for spectrum withinvertedordering(IO). Inboth cases,themaximal enhance-ment corresponds to Jm reaching its theoretical maximal value max(|
Jm|)
=
1/(6√
3).In1991in [2] arelation similar tothat givenin eq. (10) was obtained:
Jm
=
JCPF˜
.
(19)Thefunction F was
˜
giveninthefollowingform:˜
F=
m 2 12
m223
m231
M2 12
M223
M312
,
(20) whereM2 i j
=
M2i−
M2j.Therelation(10) betweentherephasinginvariants Jm and J CP waspresentedin[1] withouta proof.In thepresentarticle,after discussingcertainaspectsofneutrinomixinginmatter,weprovide aderivation oftherelation(10).Further, weshow that the func-tion F ineq. (10),asdefinedineqs. (13)–(15), coincideswiththe functionF in
˜
therelation(19) obtainedin[2],F
= ˜
F,
(21)i.e.,thatthefunction F is justanotherrepresentationofthe func-tionF .
˜
2. Onthe3-neutrinomixinginmatter
In[1] theanalysis was performed starting withthe following Hamiltonianof the neutrino systemin matter diagonalised with thehelpoftheneutrinomixingmatrixinmatterUm[6]:
3 Foradiscussionofthedifferentpossibletypesofneutrinomassspectrumsee, e.g.,[3]. 1 2EU
⎡
⎣
⎛
⎝
m 2 1 0 0 0 m22 0 0 0 m23⎞
⎠ +
U†⎛
⎝
A0 0 00 0 0 0 0⎞
⎠
U⎤
⎦
U†=
1 2EU m⎛
⎝
M 2 1 0 0 0 M2 2 0 0 0 M23⎞
⎠ (
Um)
†.
(22)It follows from the preceding equation4 that the Hamiltonian of
theneutrinosystem,
H
=
1 2E⎛
⎝
m 2 1 0 0 0 m22 0 0 0 m23⎞
⎠ +
1 2EU †⎛
⎝
A0 0 00 0 0 0 0⎞
⎠
U (23)=
1 2E⎛
⎝
m 2 1+
A|
Ue1|
2 AU∗e1Ue2 AU∗e1Ue3 AUe2∗Ue1 m22+
A|
Ue2|
2 AU∗e2Ue3 AUe3∗Ue1 AU∗e3Ue2 m23+
A|
Ue3|
2⎞
⎠
(24)is diagonalised by the matrix U†Um and its eigenvalues are M2
i
/(2E),
i=
1,2,3.Intheparametrisation(7) ofthePMNSmatrix Ue1, Ue2 and Ue3 are real quantities: Ue1=
c12c13, Ue2=
s12c13 and Ue3=
s13, where ci j≡
cosθ
i j and si j≡
sinθ
i j. As a con-sequence, the Hamiltonian H is a real symmetric matrix.5 ThisimpliesthatthematrixU†Um,whichdiagonalises H ,isareal or-thogonalmatrix:
U†Um
=
O,
O∗=
O,
OTO=
O OT=
diag(
1,
1,
1) .
(25)Since H does not depend on
θ
23 andδ,
O=
U†Um should not dependonθ
23andδ
either.ThefactthatthematrixO ineq. (25) isarealorthogonalmatriximpliesthatintheparametrisations(7) and(16) ofthePMNSmatrixinvacuumandinmatter,thematrix˜
O=
R13(θ
13)
R12(θ
12)
O R12T(θ
12m)
RT13(θ
13m)
=
P∗33(δ)
RT23(θ
23)
Q R23(θ
23m)
P33(δ
m)
(26)=
1 0 0 0 cm 23c23eiβ2+sm23s23eiβ3 sm23c23ei(β2+δ m) −cm 23s23ei(β3+δ m) 0 s23cm23ei(β2−δ)−c23s23mei(β3−δ) sm23s23ei(β2−δ+δ m) +cm 23c23ei(β3−δ+δ m),
(27)isarealorthogonalmatrix.
The requirement of reality of the nondiagonal elements of O
˜
leadstotheconditions:
cos
θ
23sinθ
23m sin(β
3− δ) =
sinθ
23cosθ
23m sin(β
2− δ) ,
cos
θ
23sinθ
23m sin(β
2+ δ
m)
=
sinθ
23cosθ
23m sin(β
3+ δ
m) ,
(28) whichimply,inparticular:cos
(
2β
3+ δ
m− δ) =
cos(
2β
2+ δ
m− δ) .
(29) Thelastconditionhastwosolutions:β
3= β
2+
kπ
,
k=
0,
1,
2, ... ,
(30)β
2+ β
3= δ − δ
m+
kπ
,
k=
0,
1,
2, ... .
(31)4 TheCPVMajoranaphasesα
21andα31,enterintotheexpressionforthePMNS matrixinvacuumthroughthediagonalmatrix P=diag(1, eiα21/2, eiα31/2)[8,16]):
UPMNS=U P .Itfollowsfromtheexpressioninthelefthandsideofeq. (22) that theHamiltonianofneutrinosysteminmatter,andthusthe3-flavourneutrino os-cillationsinmatter,donotdependontheMajoranaphases[6].
5 ReplacingthematrixU withUsp=U P∗
33(δ)ineq. (22),itiseasytoconvince oneselfthattheHamiltonianH hastheformgivenineq. (24) alsointhestandard parametrisationofthePMNSmatrixwithUe3replacedby|Ue3|=s13.
TherequirementofrealityofthediagonalelementsofO leads
˜
to:cos
θ
23cosθ
23m sinβ
2= −
sinθ
23sinθ
23m sinβ
3,
cos
θ
23cosθ
23m sin(β
3− δ + δ
m)
= −
sinθ
23sinθ
23m sin(β
2− δ + δ
m) .
(32) Theseconditionsalsolead,inparticular,totheconstraintgivenin eq. (29) andtothesolutions(30) and(31).Itshouldbe clearthat satisfyingtheconstraint(30) or(31) isnot enough toensurethe realityofthematrix O .˜
Consider first the consequences of the constraint in eq. (30). Requiringinadditionthat thedeterminantof O is
˜
arealquantity implies:2
β
2= δ − δ
m+
kπ
,
k=
0,
1,
2, ...
(33) Theconstraintineq. (30) fork=
0,forexample,andtheconditions ofrealityoftheelements( ˜
O)
23(32)and( ˜
O)
22(33)of O lead˜
to:sin
(θ
23− θ
23m)
sin(β
2− δ) =
0,
sin(θ
23− θ
23m)
sin(β
2+ δ
m)
=
0.
(34) cos
(θ
23− θ
23m)
sinβ
2=
0,
cos(θ
23− θ
23m)
sin(β
2− δ + δ
m)
=
0.
(35)
Asaconsequenceofeq. (33) thesecondconditionsineqs. (34) and (35) areequivalenttothefirstconditionsineqs. (34) and(35).The constraint(30) fork
=
0 andtheconditions(34) and (35) canbe simultaneouslysatisfiedifthefollowingrelationshold6:θ
23m= θ
23,
0< θ
23, θ
23m≤
π
/
2,
(36)δ
m= δ +
kπ
,
k=
0,
1,
2,
(37)β
2=
qπ
,
q=
0,
1,
2, ... .
(38)Numericalresultsonthedependenceof
θ
23m,δ
m,θ
m23andδ
monthe matterpotential A,θ
m23 andδ
m beingthe corresponding antineu-trinomixingangleandCPviolationphase,showthattherelations (36) and (37) cannot be exact. These relations are not the true solutions ofthereality conditions ofthe matrix O since˜
they do not fully guaranteethe reality of O as˜
givenin eq. (27). Only if bothθ
23=
45◦ andδ
= ±
π
/2 hold
invacuum, therelations (36) and(37) areexact and are not violated by theeffects of matter [17].However,they arefulfilledwithextremelyhighprecision for themixingofneutrinos(antineutrinos)inmatterinthecaseofIO (NO) neutrino mass spectrum. We find that in thiscase for anyA
/
m221andthebestfitvaluesoftheneutrinooscillation param-etersquotedineq. (18) wehave:
(−)θ
m23θ
23−
10
.
0004(
0.
0015) ,
(39) (−)δ
mδ
−
10
.
0001(
0.
00006) .
(40)Forthemixingofneutrinos(antineutrinos)inmatterandspectrum with normal (inverted) ordering, eqs. (36) and (37) are fulfilled alsowithextremelyhighprecisionfor A
/
m221<
30:6 An alternative solution to the discussed constraints is θm
23= θ23, β2=qπ, q=0, 1, 2, ...,
δ
=kπ,k=0, 1, 2,δ
m= ˜kπ,k˜=0, 1, 2.ItcorrespondstoCP(T) conservingvaluesofδ
(δm). (−)θ
m23θ
23−
10
.
006(
0.
0015) ,
(41) (−)δ
mδ
−
10
.
0003(
0.
001) .
(42)For7 A
/
m22130 andmixingofneutrinos(antineutrinos)in mat-terandNO(IO)neutrinomassspectrumwehave: (−)θ
m23θ
23−
10
.
07(
0.
016) ,
(43) (−)δ
mδ
−
10
.
001(
0.
004) .
(44)Setting
δ
toitsbestfitvalue givenineq. (18) andvaryingthe other neutrinooscillation parameters intheir 3σ
allowed ranges determined in[14] doesnotchangesignificantlytheresultsquoted in eqs. (40)–(44). Indeed, formixing of neutrinos(antineutrinos) inmatterinthecaseofIO(NO)neutrinomassspectrumandanyA
/
m221wefindthat|
(−)
θ
m23/θ
23−
1|
0.0005(0.002)
and|
(−)
δ
m/δ
−
1|
0.0002(0.0002).
Inthecaseofmixingofneutrinos (antineu-trinos)inmatterandNO(IO)spectrumand A/
m221
<
30 weget|
(−)θ
m23/θ
23−
1|
0.013(0.003)
and|
(−)
δ
m/δ
−
1|
0.0013(0.003),
whileforA/
m22130 weobtain|
(−)
θ
m23/θ
23−
1|
0.09(0.02)
and|
(−)δ
m/δ
−
1|
0.01(0.01).
TheseresultsareillustratedinFigs.1and
2
(3and4
)wherethe ratiosθ
23m/θ
23 andδ
m/δ
(the ratiosθ
m23/θ
23 andδ
m/δ)
areshown as functionsof A/
m221 in the case of mixingof neutrinos (an-tineutrinos)andNO(leftpanel)andIO(rightpanel)neutrinomass spectrum. We usedthe bestfit valuesof neutrinooscillation pa-rameters
m231,
m221,
θ
12 andθ
13 from [14] and the analytic expressionsforM2i,i
=
1,2,3,from[12].The approximate ranges of values of A
/
m221 relevant for the T2K (T2HK) [19], T2HKK [20], NO
ν
A [21] and DUNE [22] long baseline neutrino oscillation experiments read, respectively:[
0.266,2.66]
,[
0.306,3.06]
,[
2.90,8.70]
and[
3.02,12.10]
. In ob-taining theseranges we usedthe bestfit value ofm2
21
=
7.4×
10−5 eV2 andtook intoaccount i) that A=
7.56×
10−5 eV2(
ρ
/
g/cm3)
(
E/GeV),
whereρ
isthematterdensity,ii)thatthemean Earth density along the trajectories of the neutrinos in the T2K (T2HK), T2HKK, NOν
A and DUNE long baseline neutrino oscilla-tion experiments respectively is 2.60, 3.00, 2.84and 2.96 g/cm3, andiii) that intheseexperiments beamsofneutrinos with ener-gies∼ (
0.1–1.0) GeV(T2K, T2HK, T2HKK),∼ (
1–3) GeV (NOν
A) and∼ (
1–4)GeV(DUNE)arebeing,orplannedtobe,used.Atthe peak neutrino energies at T2K (T2HK), T2HKK, NOν
A andDUNE experimentsofrespectively0.6 GeV,0.6 GeV,2.0 GeVand2.6 GeV we have A/
m221
=
1.59, 1.84, 5.80 and 7.86. Taking a wider neutrino energy interval for, e.g., NOν
A and DUNE experiments of[
1.0,8.0]
GeV, we get for the corresponding A/
m221 ranges:[
2.90,23.21]
and[
3.02,24.20]
. For all the intervals of values ofA
/
m221 quoted above, which are relevant for the T2K (T2HK), T2HKK,NO
ν
AandDUNEexperiments,theequalities(36) and(37) areexcellentapproximations.Considernexttheimplicationsofthesecondcondition(31) re-lated to the requirement of reality of the matrix O .
˜
As can be easilyshown,thisconditionalonei) ensurestherealityofdet( ˜O),
Fig. 1. Theratio
θ
m23/θ23asafunctionofA/m221inthecaseofmixingofneutrinosandNO(leftpanel)andIO(rightpanel)neutrinomassspectrum.Seetextforfurther details.
Fig. 2. Theratio
δ
m/δasafunctionofA/m221inthecaseofmixingofneutrinosandNO(leftpanel)andIO(rightpanel)neutrinomassspectrum.Seetextforfurther details.
Fig. 3. The same as in Fig.1but for the ratioθm
23/θ23. See text for further details.
andii)makesidenticalthetwoconditionsineq. (28) andthetwo conditionsin eq. (32). Thus, after using condition (31) there are stilltwo independent conditionstobe satisfiedto ensurethe re-ality of the matrix O .
˜
We will derive next a condition that can substituteone ofthe requiredtwo conditions.The second condi-tionthencanbe eitherthecondition ineq. (28) or thecondition ineq. (32) (aftereq. (31) hasbeenused).Thecondition of orthogonalityof O ,
˜
O˜
( ˜
O)
T=
diag(1,1,1), as canbeshown,leadstothefollowingadditionalconstraints:(
cm23)
2sin(
2β
2− δ) + (
sm23)
2sin(
2β
2− δ +
2δ
m)
= −
cm23sm23c23s23
cos 2
θ
23sinδ
m,
(45)sin 2
θ
23sin 2θ
23m sinδ
sinδ
m+ (
cm23)
2cos(
2β
2)
+ (
sm23)
2cos(
2β
2+
2δ
m)
=
1−
2 s223sinδ
[(
cm23)
2sin(
2β
2− δ)
Fig. 4. The same as Fig.2but for the ratioδm/δ. See text for further details.
Fig. 5. Theratiosin 2θm
23sinδm/(sin 2θ23sinδ),eq. (49),formixingofneutrinosasafunctionofA/m221inthecasesofNO(leftpanel)andIO(rightpanel)neutrinomass spectra.Seetextforfurtherdetails.
−
sin 2θ
23sin 2θ
23m cosδ
sinδ
m+ (
cm23)
2sin(
2β
2)
+ (
sm23)
2sin(
2β
2+
2δ
m)
=
2 s223cosδ
[(
cm23)
2sin(
2β
2− δ)
+ (
sm23)
2sin(
2β
2− δ +
2δ
m)
] ,
(47) where we have used the relation in eq. (31). Conditions (45), (46) and (47) follow from the requirements( ˜
O( ˜
O)
T)
23(32)=
0,Re(( ˜O
( ˜
O)
T)
22)
=
1 andIm(( ˜O( ˜
O)
T)
22)
=
0,respectively.Replacing(
cm23)
2sin(2β2− δ)
+ (
sm23)
2sin(2β2− δ +
2δm)
ineqs. (46) and(47) withthe righthand side ofeq. (45), after certain simplealgebra leadstotheequality:sin 2
θ
23m sinδ
m=
sin 2θ
23sinδ .
(48)Thisresultwas derived in [23] (seealso [13])usingthe parame-terisations (7) and(16) introducedin[1] butemployingadifferent method.8 The equality(48) implies that theproduct sin 2θ23sin
δ
does not depend on the matter potential, i.e., is the same for neutrino oscillations takingplace in vacuum andin matter with constant density.It is validforneutrino andantineutrino mixing8 The method employed in [23] is based on the observation [24] that the parametrisation(7) allowstofactor outthe part R23(θ23)P33(δ)intheneutrino mixing matrix in matter. In this case one works with the Hamiltonian Hˆ = P∗33(δ)RT
23(θ23)U H U†R23(θ23)P33,whichisalsoarealsymmetricmatrix,whereH isgivenineq. (24).
inmatterindependentlyofthetype ofspectrum neutrinomasses obey – withNO or IO. From eq. (10) using the parametrisations definedineqs. (7) and(16) wefind:
sin 2
θ
23msinδ
m sin 2θ
23sinδ
=
F cos
θ
13sin 2θ
12sin 2θ
13 cosθ
13m sin 2θ
12m sin 2θ
13m=
FUe1Ue2Ue3
Ume1Ume2Ume3
.
(49)Fromthisresultandeq. (48) weobtainyetanotherequivalent rep-resentationofthefunction F
(θ
12,
θ
13,
m221
,
m231
,
A):
F
=
Um e1Ue2mUme3
Ue1Ue2Ue3
.
(50)The ratio given in eq. (49) is shown graphically in Fig. 5 for mixingofneutrinosasafunctionofA
/
m221forthebestfitvalues ofneutrinooscillationparametersm2
31,
m221,
θ
12 andθ
13from [14] andtheanalyticexpressionsforMi2,i=
1,2,3,from[12].The numericalresultpresentedinFig.5,aswehaveverifiedandcould be expected, is validnot only for best fit values of the relevant neutrinooscillationparameters,butindeedholdsforanyvaluesof these parameters, varied intheir respectivephysical regions. The sameresultisvalidformixingofantineutrinos.Thus,theequality (48) isexact.It holdsalsointhestandardparametrisationsofthe PMNS matrix (see footnote 4). In thiscase the ratio Ue3/
Ume3 in eqs. (49) and(50) hastobereplacedby|
Ue3|/|
Ume3|
.It followsfromeq. (48) thatforthevaluesofsin 2θ23
=
1 andδ
=
3π
/2,
whichare perfectlycompatiblewith theexisting data,wehavesin 2θ23m sin
δ
m= −
1.Thisinturnimpliessin 2θ23m=
1 and sinδ
m= −
1,i.e., thevacuum valuesofθ
23=
π
/4 and
δ
=
3π
/2
arenotmodifiedbythepresenceofmatter[17].Giventhefactthat,aswehaveseen,thecorrectionsof
θ
23andδ
dueto thematter effects are small, therelation (48) allows to relatethemattercorrectiontoθ
23,23
(
A/
m221),
withthematter correctiontoδ,
δ
(
A/
m221
).
Working toleading orderin231 and
δ
1 weget fromeq. (48) usingθ
23m= θ
23+
23 and
δ
m=
δ
+
δ:
δ
(
A/
m221)
cosδ ∼
= −
223
(
A/
m221)
cos 2
θ
23sin 2
θ
23sin
δ .
(51)Thus, for
θ
23=
π
/4 and
δ
=
3π
/2,
π
/2,
the leading order mat-tercorrection toδ
vanishes, whileforδ
=
3π
/2 (
π
/2)
andθ
23=
π
/4,
the leading order matter correction toθ
23 vanishes. Forδ
=
qπ
/2,
q=
0,1,2,3,4, andθ
23=
π
/4 the
signofδ
coincides with (is opposite to) the sign of23 provided cos 2θ23cot
δ <
0 (cos 2θ23cotδ >0).3. Therelationbetween Jmand JCP Equation(22) canbecastintheform:
⎡
⎣
⎛
⎝
m 2 1 0 0 0 m2 2 0 0 0 m23⎞
⎠ +
U†⎛
⎝
A0 0 00 0 0 0 0⎞
⎠
U⎤
⎦ (
U†Um)
= (
U†Um)
⎛
⎝
M 2 1 0 0 0 M2 2 0 0 0 M23⎞
⎠ .
(52)One possible relatively simple way to derive the relation be-tween Jmand J
CPgivenineq. (19) andreportedin[1] istoexploit thefactthatthecolumnmatrices
((
U†Um)
1i(
U†Um)
2i(
U†Um)
3i)
T areeigenvectors ofthe Hamiltonian H definedineq. (24), corre-spondingtotheeigenvalues M2i
/(2E),
i=
1,2,3.Usingthis obser-vationitispossibletoderivefromeq. (52) explicitexpressionsfor the elements of the neutrinomixing matrix in matter Um. They read: Ulim=
1 Di NiUli−
A Uei DjiU∗ekUlk+
DkiU∗ejUlj,
l=
e,
μ
,
τ
,
(53) where Ni=
DjiDki+
A Dji|
Uek|
2+
Dki|
Uej|
2,
(54) D2i=
Ni2+
A2|
Uei|
2 D2ji|
Uek|
2+
D2ki|
Uej|
2,
(55)withi
,
j,
k=
1,2,3,buti=
j=
k=
i.Forthe elements ofUm of interest,Ume2,Ue3m,Uμm2 andUmμ3 wegetfromeqs. (53)–(55):Ume2
=
1 D2 Ue2D12D32,
(56) Ume3=
1 D3 Ue3D13D23,
(57) Umμ2=
1 D2 N2Uμ2−
A Ue2 D12U∗e3Uμ3+
D32Ue1∗ Uμ1,
(58) and Umμ3=
1 D3 N3Uμ3−
A Ue3 D13U∗e2Uμ2+
D23U∗e1Uμ1.
(59)Thefunction D22,which,asitfollowsfromeqs. (1) and(56)–(59), entersintotheexpressionfor Jm,isgivenby:
D22
=
N22+
A2|
Ue2|
2 D212|
Ue3|
2+
D232|
Ue1|
2=
D212D232+
2 A D12D32 D12|
Ue3|
2+
D32|
Ue1|
2+
A2 D212|
Ue3|
2|
Ue3|
2+ |
Ue2|
2+
D232|
Ue1|
2|
Ue1|
2+ |
Ue2|
2+
2 D12D32|
Ue1|
2|
Ue3|
2=
D212D232+
2 A D12D32 D12|
Ue3|
2+
D32|
Ue1|
2+
A2 D212|
Ue3|
2+
D232|
Ue1|
2− (
D32−
D12)
2|
Ue1|
2|
Ue3|
2.
(60)It iseasy tocheck thatexpression (60) for thefunction D2 2 coin-cideswithexpression(14) forthefunction F2,i.e.,thatwehave
D22
=
F2.
(61)OnecanshowinasimilarwaythatthefunctionD23 coincideswith thefunctionF3 givenineq. (15),i.e.,that
D23
=
F3.
(62)The calculation of the rephasing invariant in matter Jm in-volves,inparticular,theproductUmμ3
(
Uμm2)
∗(
Ue3m)
∗Ume2ofelements ofUm.Fromeqs. (56)–(59) wehave:R
≡
D 2 2D23 D13D23D12D32 Im(
Umμ2)
∗Uμm3(
Ume3)
∗Ume2 ImU∗μ2Ue2Uμ3Ue3∗ (63)=
1 ImUμ∗2Ue2Uμ3U∗e3 ImN∗2Uμ∗2Ue2−
A|
Ue2|
2 D12Ue3Uμ∗3+
D32Ue1Uμ∗1×
N3Uμ3U∗e3−
A|
Ue3|
2 D13Ue2∗ Uμ2+
D23Ue1∗ Uμ1.
(64)Usingthefactthat
JCP
=
Im(
U∗μ2Ue2Uμ3Ue3∗)
=
Im(
U∗μ3Ue3Uμ1Ue1∗)
= −
Im(
U∗μ2Ue2Uμ1Ue1∗) ,
(65)the function R in eq. (64),after some algebra,can bebrought to theform: R
=
D13D23D12D32+
A D13D23 D32− |
Ue3|
2(
D32−
D12)
+
D12D32 D23− |
Ue2|
2(
D23−
D13)
+
A2D23D32|
Ue1|
2+
D13D32|
Ue2|
2+
D12D23|
Ue3|
2.
(66)Equations(11),(10),(63) andtheequalities F2
=
D22 and F3=
D23 provenabove,togetherwiththeequalities D32−
D12=
m231andD23
−
D13=
m221,implythat R=
F1.Thiscompletestheproofof theresultreportedin[1] andgivenineqs. (10) and(11).Twocommentsareinorder.First,thefunctionF
(θ
12,
θ
13,
m221
,
m2
Fig. 6. ThefunctionsF (bluesolidline), F (red˜ dashedline)andthedifferenceF− ˜F (greenline)versusA/m2
21 forNO(leftpanel)andIO(rightpanel)neutrinomass spectrum.Seetextforfurtherdetails.(Forinterpretationofthecoloursinthefigure(s),thereaderisreferredtothewebversionofthisarticle.)
fromeqs. (61) and(62) thatthefunctions F2 andF3 arepositive. ForA
=
0,wehavealsoF1D12D13D23D32>
0.Onecanshowthat thisinequalityholdsalsoforA=
0,whichleadstoF>
0.This im-pliesthat therephasing invariants invacuumand inmatter, JCP and Jm,havethesamesign:sgn
Jm=
sgnJCP.
(67)This result is valid both for neutrino mass spectra with normal ordering(m231
>
0)andwithinvertedordering(m231<
0).Second,thefunction F
(θ
12,
θ
13,
m212
,
m231
,
A)
ineq. (10) has differentequivalentrepresentations.Thisshouldbe clearfromthe factthat JCP(
Jm)
=
Im U(μm2) ∗ U(e2m)Uμ(m3) U(e3m) ∗=
Im U(μm3) ∗ U(e3m)Uμ(m1) Ue1(m) ∗=
Im U(μm2) U(e2m) ∗ Uμ(m1) ∗ Ue1(m)= ... ,
(68)andthederivationpresentedabove.Indeed,wecanusethesecond or the third form of JCP ( Jm) in eq. (68) to obtain the relation givenineq. (10). Thefunction F thus derived willdifferin form from,butwillbeequalto,thefunction F definedineqs. (11)–(15).
Itfollowsfromeqs. (10) and(19) that
Jm JCP
=
F(θ
12, θ
13,
m221
,
m231,
A)
= ˜
F=
m2 12
m223
m231
M122
M223
M231
,
(69)i.e.,thatthefunctionF
(θ
12,
θ
13,
m212
,
m231
,
A)
foundin[1] is an-otherrepresentationofthefunction F found˜
in[2].ThefunctionsF and F have
˜
very differentforms.Nevertheless,aswe have ver-ified,they coincidenumerically.ThisisillustratedinFig. 6where weshowthefunctionsF (eq. (11)),F (eq. (˜
20))andthedifference(
F− ˜
F)
versus A/
m221.WeusedtheanalyticexpressionsforM2i,i
=
1,2,3,in termsofm21, A andthe neutrinooscillation param-eters
m231,
m221,
θ
12 andθ
13 derived in[12].Itshouldbe clear fromeq. (22) that,aswehavealreadydiscussed,inthe parametri-sation(7) employed in[1] themassparametersM2i,i
=
1,2,3,do notdependonθ
23andδ.
InFig.6,theneutrinooscillation parame-tersonwhichthefunctionsF andF depend˜
weresettotheirbest fit valuesfound in the globalanalysisof the neutrinooscillation datain[14] inthecasesofNOandIOneutrinomassspectra.As issuggestedbyFig.6 andwe havecommentedearlier,our numericalresultsshowthatthefunction F ispositive.
The function F in eq. (10), aswe haveremarked earlier,does notdependon
θ
23andδ.
ThisimpliesthattheratioJm
sin 2
θ
23sinδ
=
F JCP
sin 2
θ
23sinδ
=
1
8F cos
θ
13sin 2θ
12sin 2θ
13,
(70)doesnotdependon
θ
23andδ.
Fromeqs. (11),(61),(62) and(50),usingUme1
=
Ue1D21D31/
D1 wefindanewexpressionforthefunction F1 aswell:F1
=
D2D3
D1
D21D31
.
(71)4. Thecaseofantineutrinomixinginmatter
In the preceding Sections we have focused primarily on the mixingandoscillationsinmatterofflavourneutrinos.Inthis Sec-tion wewilldiscussbriefly thecaseofmixingandoscillationsin matterofflavourantineutrinos.
In ordinary matter (of, e.g., theEarth, the Sun) the mixingof antineutrinos in matter differs from the mixing of neutrinos in matter asa consequence of the fact that ordinary matter is not charge conjugation invariant: it contains protons, neutrons and electrons, butdoesnot containtheir antiparticles.Thiscauses CP andCPTviolatingeffectsinthe mixingandoscillationsof neutri-nosinmatter[6].Asaconsequence,theneutrinoandantineutrino mixingangles,aswellthemassesoftherespectiveneutrino mass-eigenstates, in matterdiffer. The expressions forthe antineutrino mixinganglesinmatter,
θ
i j,theneutrinomassesinthiscase, Mk, and the corresponding J -factor, Jm, can be obtainedfrom those corresponding toneutrinomixinginmatter,asiswell known,by replacingthepotential A with(
−
A).
Since the derivations ofthe resultsgiven ineqs. (69)–(71) do not depend on the sign of the matter term A, these results are validalsoformixingofantineutrinosinmatterandforoscillations ofantineutrinos
ν
l inmatterwithconstantdensity.Thus,wehave:Jm
=
JCPF(θ
12, θ
13,
m221
,
m231
,
A) ,
(72)F
(θ
12, θ
13,
m212
,
m231
,
A)
=
F(θ
12, θ
13,
m221
,
m231
,
−
A) ,
Jm
=
ImUme2Umμ3
Ume3∗ Umμ2 ∗
=
1 8 cosθ
m13sin 2
θ
m12sin 2θ
m23sin 2θ
m13sinδ
m,
(74) whereUmlj arethe elementsofthe antineutrinomixingmatrixin matter Um,δ
m is theDiracphase presentin Um, andθ
mi j arethe antineutrinomixinganglesinmatter.Wealsohave:sin 2
θ
m23sinδ
m=
sin 2θ
23sinδ ,
(75)F
=
U m e1Ume2Ume3 Ue1Ue2Ue3=
m212
m223
m231
M212
M223
M231
,
(76)with M2i j
=
M2i−
M2j. From the exactrelations (48) and(75) we getsin 2
θ
23m sinδ
m=
sin 2θ
23m sinδ
m=
sin 2θ
23sinδ ,
(77) whileeqs. (69) and(76) imply:F
=
FM
2
12
M223
M231
M212
M223
M231
.
(78)Finally,asintheneutrinomixinginmattercase,theequalities
θ
m23= θ
23,
0< θ
23, θ
m23≤
π
/
2,
(79)δ
m= δ ,
(80)although not exact, represent excellent approximations for the rangesofvaluesof A
/
m221 relevant fortheT2K (T2HK),T2HKK, NO
ν
AandDUNEneutrinooscillationexperiments.5. Summary
Inthe presentarticle we have analysed aspects of 3-neutrino mixinginmatter andofCPandTviolationin 3-flavourneutrino oscillations in vacuum andin matter withconstant density. The analyseshavebeenperformedintheparametrisationofthePMNS neutrinomixingmatrix UPMNS
≡
U specifiedineq. (7) and intro-ducedin[1].However, aswe haveshown, theresultsobtainedin ourstudyarevalid(insome caseswithtrivialmodifications)also inthestandardparametrisationofthePMNSmatrix(see,e.g.,[3]). Investigatingthecaseof3-neutrinomixinginmatterwith con-stant density we have derived first the relationsθ
23m= θ
23 andδ
m= δ
,θ
23 (θ23m) andδ
(δm) being respectively the atmospheric neutrinomixingangleandtheDiracCPviolationphaseinvacuum (inmatter)presentinthePMNSneutrinomixingmatrix. Perform-ing a detailed numerical analysis we have shown that although theseequalitiesarenotexact,theyrepresentexcellent approxima-tions for the ranges of values of A/
m221<
30 relevant for the T2K(T2HK),T2HKK,NOν
AandDUNEneutrinooscillation experi-ments,thedeviationsfromeachofthetworelationsnotexceeding respectively1.3×
10−2and1.3×
10−3(Figs.1and2
)).Similar con-clusionisvalidforthecorrespondingparametersθ
m23andδ
minthe caseofmixingofantineutrinos(Figs.3and4
)).Wehavederivednexttherelationsin 2θ23msin
δ
m=
sin 2θ23sinδ,
andhave shownnumericallythatit isexact(Fig. 5). Therelation iswell knownintheliterature(see[23,13]).Wehavepresenteda newderivationofthisresult. Usingtheindicatedrelationandthe factthat thedeviations ofθ
23m fromθ
23,23
(
A/
m221),
andofδ
m fromδ,
δ
(
A/
m221
),
are small,|
23
|,
|
δ
|
1,we havederived arelationbetween
23and
δ
workinginleadingorderinthesetwo parameters (eq. (51)). It follows from this relation, in particular, that forθ
23=
π
/4 and
δ
=
3π
/2,
π
/2,
the leading order matter correctiontoδ
vanishes,whileforδ
=
3π
/2 (
π
/2)
andθ
23=
π
/4,
theleadingordermattercorrectiontoθ
23vanishes.We have discussed further the relation between the rephas-ing invariants, associated with the Dirac phase in the neutrino mixing matrix, which determine the magnitude of CP and T vi-olating effects in 3-flavour neutrino oscillations in vacuum, JCP, and of the T violating effects in matter with constant density,
JmT
≡
Jm, obtained in [1]: Jm=
JCPF . F is a function whose explicit form in terms of the squared masses in vacuum and in matter of the mass-eigenstate neutrinos, of the solar and reac-tor neutrino mixing angles and of the neutrino matter poten-tial (eq. (11)) was given in [1]. The quoted relation between
Jm and JCP was reported in [1] without a proof. We have pre-sented a derivation of this relation. We have shown also that the function F
=
F(θ
12,
θ
13,
m212
,
m231
,
A)
i) is positive, F>
0, which implies that Jm and JCP have the same sign, sgn(Jm)
=
sgn(JCP),
and that ii) it can have different forms. We have proven also that the function F as given in [1] is another rep-resentation ofthe so-called called“Naumov factor” (Fig. 6): F=
m212
m223
m231
(
M212M232
M231
)
−1, wherem2 i j
=
m 2 i−
m 2 j,M2i j
=
M2i−
M2j,mi andMi,i=
1,2,3,beingthemassesofthe threemass-eigenstateneutrinosinvacuumandinmatter.Finally,wehaveconsideredbrieflythecaseofantineutrino mix-inginmatterandhaveshownthatresultssimilartothosederived forthemixingofneutrinosinmatterarevalidalsointhiscase.
Theresultsofthepresentstudycontributetotheunderstanding oftheneutrinomixinginmatterandflavour neutrinooscillations inmatter withconstant density,widelyexplored intheliterature on the subject. Theycould be useful for the studies of neutrino oscillations inlong baseline neutrinooscillation experimentsT2K (T2HK),T2HKK,NO
ν
AandDUNE.Acknowledgements
This work was supported in part by the INFN program on Theoretical Astroparticle Physics (TASP), by the European Union Horizon 2020 research and innovation programme under the MarieSklodowska-Curiegrants674896 and690575,by theWorld Premier International Research Center Initiative (WPI Initiative, MEXT),Japan(S.T.P.),aswellasbytheEuropean ResearchCouncil underERCgrant“NuMass”FP7-IDEAS-ERCERC-CG617143(Y.L.Z.).
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