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1 ≤ k ≤ n − 1} is twice the number of Dyck (2n − 1)-paths

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Problem 11013

(American Mathematical Monthly, Vol.110, May 2003) Proposed by D. Callan (USA).

A Dyck n-path is a lattice path of n upsteps (1, 1) and n downsteps (1, −1) that starts at the origin and never falls below the x-axis. Show that the number of Dyck (2n)-paths that avoid {(4k, 0) : 1 ≤ k ≤ n − 1} is twice the number of Dyck (2n − 1)-paths.

Solution proposed by Roberto Tauraso, Dipartimento di Matematica, Universit`a di Roma “Tor Vergata”, via della Ricerca Scientifica, 00133 Roma, Italy.

It is well known that the total number of Dyck n-paths is equal to the catalan number Cn= 1

n+ 1

2n n

 . Let An be the number of Dyck (2n)-paths that avoid the set

Pn = {(4k, 0) : 1 ≤ k ≤ n − 1} , then we have to prove that

An= 2C2n−1 for all n ≥ 1.

By the inclusion-exclusion principle,

An =

X

j=0

(−1)j· Nj,n

where Nj,nis the number of Dyck n-paths which hit the set Pn at least j ≥ 0 times. Note that this sum is finite actually, because Nj,n= 0 for j ≥ n.

Since a Dyck n-paths which hit the points (4k1,0), · · · , (4kj,0) ∈ Pn with 0 = k0< k1<· · · < kj<

kj+1= n can be obtained by concatening j + 1 Dyck paths respectively of lengths 4si= 4(ki− ki−1) for i = 1, · · · , j + 1, then the total number of such paths is

j+1

Y

i=1

C2si.

Varying the j points in Pn, we get the following formula for Nj,n

Nj,n= X

s1+ · · · + sj+1= n s1≥ 1, · · · , sj+1≥ 1

j+1

Y

i=1

C2si

! .

Let C(x) be the generating function of the catalan numbers and define the functions

G(x) = 1

2(C(x) + C(−x)) − 1 =

X

n=1

C2nx2n,

F(x) = x

2(C(x) − C(−x)) =

X

n=1

C2n−1x2n.

By the convolution property and the formula for Nj,n, we have that

X

n=1

Nj,nx2n= Gj+1(x)

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and

X

n=1

Anx2n =

X

n=1

X

j=0

(−1)j· Nj,n

x2n

=

X

j=0

(−1)j·

X

n=1

Nj,nx2n

!

=

X

j=0

(−1)j· Gj+1(x)

= G(x)

1 + G(x).

Therefore, in order to prove An= 2C2n−1 for all n ≥ 1, it suffices to show that

X

n=1

Anx2n = G(x)

1 + G(x) = 2F (x) =

X

n=1

2C2n−1x2n.

This is equivalent to

4F (x) (1 + G(x)) − 2G(x) =xC2(x) − C(x) + 1 + (−x)C2(−x) − C(−x) + 1 = 0, which certainly holds because the generating function C(x) satisfies the equation

xC2− C(x) + 1 = 0.



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