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34

Colorectal Cancer: Metastatic (Palliation)

Michael D’Angelica, Kamran Idrees, Philip B. Paty, and Leslie H. Blumgart

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Approximately 20% of patients with colorectal cancer present with established distant metastases.1In most cases, the metas- tases are detectable with noninvasive imaging, and patients can be assigned to AJCC (American Joint Committee on Cancer) Stage IV before any surgical intervention. Among these patients there is enormous heterogeneity with respect to sites of disease, extent of disease, symptoms, performance status, and comorbidities. The clinical spectrum at the time of diagnosis ranges from the asymptomatic patient with a single metastatic lesion to the rapidly deteriorating patient with colon obstruction and advanced, multiorgan metastases. It is therefore difficult to define rigid treatment algorithms that can be widely applied to all clinical settings.

Despite considerable progress in the treatment of advanced colorectal cancer, the vast majority of Stage IV patients are not curable by current treatment protocols. A recent analysis of data from the SEER (surveillance, epidemiology, and end results) population-based database estimates that the 5-year survival rate for Stage IV patients diagnosed between 1991 and 2000 was 8%.2However, despite a low overall cure rate, aggressive treatment is indicated for most patients to extend survival and enhance quality of life. Systemic chemotherapy, endoscopic treatments to palliate obstruction, surgical diver- sion, and surgical resection all have important roles in treat- ment of Stage IV patients. Treatment approaches must be individualized based on the extent and resectability of local and distant disease, the presence or absence of bowel obstruc- tion, performance status, and comorbidities. For patients with good performance status and minimal symptoms from their primary cancers, standard treatment is systemic chemother- apy, which is well documented to increase survival and qual- ity of life.3,4 Surgical resection of the primary tumor and, when feasible, of the metastatic lesions can provide excellent palliation and can, in some cases, provide lasting cure.

In the past decade, there has been remarkable improvement in the efficacy of chemotherapy for colorectal cancer. First- line therapy with either FOLFOX or FOLFIRI now yields major responses in up to 50% of previously untreated

patients, and achieves minor responses or stable disease in an additional 20% of patients.5Multiple, effective drug combi- nations are available as well, and second-line chemotherapy has become more effective and more likely to impact survival.

Over the past 10 years, the median survival for patients with metastatic disease who are treated with chemotherapy has improved from 12–14 months to 21 months.6Although cure from chemotherapy alone remains extremely rare, effective chemotherapy combined with aggressive surgery may be increasing the overall cure rate. In this setting, the care of patients with advanced disease has become quite complex.

The goal of this chapter is to provide a reference source for surgeons managing patients who present with Stage IV col- orectal cancer.

Biology of Metastatic Disease

Metastasis is defined as the spread of malignant cells from a primary tumor to a distant organ. It is estimated that 90% of all cancer deaths are a result of metastasis.7The process of metastasis is a continuous and inefficient one that begins early in tumor formation and increases as tumors grow.8Metastatic foci themselves can go through the metastatic process and spread to other organs (i.e., metastases can metastasize).

Numerous clinical and laboratory studies have attempted to define the complex process of metastasis formation. It is a multistep process, and failure at any step results in failure of the overall process. The process relies on properties of the tumors cells, as well as the microenvironment of the primary and secondary sites.9,10A series of major events must occur (Figure 34-1).

The first step is tumorigenesis, which occurs after the ini- tial malignant transformation. The tumor proliferates into a small mass of heterogenous cells that are of varying metasta- tic or malignant potential. These tumor cells undergo multiple and sequential genetic changes, characterized by the appear- ance of oncogenes and a decrease in tumor suppressor genes.

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As the tumor grows beyond 1 mm in diameter and becomes relatively hypoxic, angiogenesis is initiated. The process of tumor angiogenesis is tightly regulated by pro- and anti- angiogenic factors secreted by both the tumor and its envi- ronment. As tumors successfully grow, suppressors of angiogenesis are inhibited and pro-angiogenic factors pre- dominate, resulting in neovascularity and further growth of the tumor.11Some tumors may grow by utilizing other exist- ing blood vessels in nearby tissues.

In the next step, some cells will develop an invasive phe- notype. Most researchers believe that there is a selection process resulting in the clonal expansion of certain cell sub- populations with growth advantages and invasive properties.

Whether this process represents a property of the whole tumor cell mass or true clonal selection of more invasive cell sub- populations is not known, and is a subject of intense research.12 Malignant invasion is characterized by down- regulation of cell adhesion, resulting in detachment of the cell from the primary tumor mass and the extracellular matrix.

Stromal invasion is accomplished through interactions with the basement membrane, including adhesion, proteolysis, and migration, ultimately resulting in detachment and invasion through the basement membrane. This invasive phenotype

also enables these cells to enter thin-walled lymphatics and vasculature, allowing access to systemic circulation. The neo- vasculature from tumor-induced angiogenesis seems to be more susceptible to such invasion. This process of invasion is critically related to the expression (up-regulated or down- regulated) of adhesion molecules and factors influencing cell migration.13,14

Once inside the vascular system, cells or cell clumps (emboli) are circulated, and must survive hemodynamic fil- tering as well as immune surveillance. They must then arrest in a distant organ. This probably involves adhesion and/or trapping, based on size, within small capillary beds. There is likely a complex interaction between the malignant cell and the endothelium or exposed basement membrane, allowing cell arrest. Once arrested in a tissue bed, the cells extravasate into the tissue, enabling formation of a metastatic focus.

There is debate as to whether proliferation occurs before or after actual extravasation into the tissue; some experimental models have shown that extravasation is not a prerequisite for growth in a secondary organ.15Paracrine growth factors, hor- mones, and the local tissue environment have critical roles in the ultimate outcome of extravasated cells. These metastatic cells can become dormant or proliferate; what determines this FIGURE34-1. Schematic illustrating the multistep process involved in the development of metastasis. (Reprinted from DeVita VT Jr, Hellman S, Rosenberg SA. Cancer: Principles and Practice of Oncology. 6th ed. copyright 2001, with permission of Lippincott Williams & Wilkins.)

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fate is not fully understood. Growth in the distant organ after deposition is a major limiting factor in the formation of metastasis, and some metastatic cells can remain dormant for years. Once deposited in the distant organ, the metastatic focus, if proliferating, must again go through tumorigenesis, angiogenesis, and evasion of the immune system.16

This complex multistep process of metastasis formation is related to multiple genetic changes among malignant cells. As the technology of measuring genetic changes improves, we are beginning to appreciate the changes that occur during this process. It seems that there are genes specific to tumorigene- sis, invasion, angiogenesis, and other steps. Recently, a num- ber of genes have been identified that suppress metastatic potential and, by their down-regulation, affect a cell’s ability to metastasize without affecting tumorigenicity.17These discov- eries provide a sense of the future challenge in elucidating the multiple, stepwise, and specific changes that regulate a cell’s ability to metastasize. Advances in this field will have obvious and profound implications for the treatment of cancer.

Diagnosis/Staging

The clinical presentation of Stage IV patients is variable. Most present with symptoms referable to the primary tumor.

However, symptoms from metastatic disease, asymptomatic metastatic lesions found on imaging studies, abnormalities in routine blood work, and cancers discovered on endoscopic screening procedures may also be the first signs of disease.

Initial staging evaluation should include colonoscopy with biopsy, and imaging of the primary tumor, liver, and lungs.

When feasible, endorectal ultrasound or magnetic resonance imaging (MRI) is recommended for rectal cancers to document the initial T and N stage. Spiral computed tomographic (CT) scanning of the chest/abdomen/pelvis is a highly accurate and efficient method of detecting metastases. Positron emission tomography (PET) scanning detects occult disease not seen on CT scan in 20% of Stage IV patients, and should be considered if such findings might affect patient management.18

Once the extent of disease workup is complete and distant metastases have been documented, the surgeon must make three important judgments. First is whether the patient is fit for aggressive treatment. Patients with poor performance sta- tus or serious cardiovascular, pulmonary, renal, neurologic, or gastrointestinal impairment may not tolerate chemotherapy or major surgery. Second is whether the primary tumor presents a clinically significant risk of bowel obstruction. Symptoms, radiographic findings, and endoscopic findings are important considerations. If the proximal colon is not dilated on radi- ographic studies and a colonoscope can traverse the tumor, it is generally safe to begin treatment with chemotherapy. The third determination is whether the patient’s metastases can be surgically resected, and therefore treated with curative intent.

If complete resection of all disease can be expected, then sur- gical intervention should assume a high priority.

Multidisciplinary Evaluation

Management of patients with advanced disease is often com- plex, and multidisciplinary evaluation can be helpful in deter- mining initial therapy. The surgeon and medical oncologist should evaluate the patient in consultation with a radiologist and gastroenterologist. The goals, priorities, and expected course of treatment should be discussed. For rectal cancers that are bulky or symptomatic, the advice of a radiation oncol- ogist is often helpful.

Palliative Management of the Primary Cancer—Stents, Laser

Approximately 8%–29% of patients with colorectal cancer initially present with symptoms of partial or complete bowel obstruction.19In a review of 713 obstructing carcinomas, 77%

were left-sided and 23% were right-sided cases.20 Furthermore, a majority of obstructing tumors are either Stage III or Stage IV.21 Bowel obstruction is insidious in onset, with initial symptoms of mild discomfort and change in bowel habits. With disease progression, the symptoms can become worse, ranging from crampy abdominal pain, abdom- inal distension, nausea, abdominal tenderness, obstipation, and leukocytosis. Vomiting is a late symptom unless there is an associated small bowel obstruction. Without treatment, the process can progress to complete obstruction, ischemia, and perforation. The risk of cecal perforation is greatest in patients who have a competent ileocecal valve.

In the setting of metastatic cancer, the critical question is whether colon obstruction should be considered a contraindi- cation for systemic chemotherapy or radiotherapy. The degree of symptoms, endoscopic findings, and radiographic findings are all relevant to this decision. When the cancer can be traversed with a colonoscope and there is no radiographic evi- dence for obstruction, many patients with partially obstructing cancers will tolerate aggressive chemotherapy. Patients must be instructed to monitor their symptoms closely, and to report any signs of worsening obstruction immediately. A liquid diet or pureed diet taken in small portions may help to reduce obstructive symptoms. For patients with advanced obstruction, nonresective palliative options include laser therapy, fulgura- tion, colonic self-expanding metal stents, and creation of a diverting stoma.

Laser therapy has been used for palliation of obstructing rectal cancers for the past two decades.22–24In a large series of 272 patients who underwent palliative laser therapy for rec- tosigmoid cancers, the immediate success rate in treating obstructive symptoms was 85%.25Other studies have shown similar success rates, in the range of 80%–90%.23,24However, laser therapy is practical only for treating cancers of the dis- tal colon and rectum, and is rarely used to treat proximal lesions. In addition, multiple therapy sessions are required to

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achieve lasting relief of symptoms. Serious complications such as bleeding, perforation, and severe pain have been reported in 5%–15% of patients, especially those undergoing multiple treatments.22,24–26

Surgical fulguration of rectal cancers is another method of opening the rectal lumen.27,28 Fulguration, in combination with endoluminal debulking, can remove a large volume of tumor; however, unlike laser therapy, this procedure requires hospital admission and regional or general anesthesia.

Since their introduction in 1991, colonic stents have become an important method of palliation for obstruction in colorectal cancer patients, especially those with unre- sectable metastatic disease. These self-expanding metallic stents can potentially dilate the lumen to a near-normal diameter, providing quick relief of symptoms and, in some cases, allowing endoscopic assessment of the proximal colon. Stents can be placed in patients using minimal seda- tion, without need of prior endoscopic dilation and the con- comitant increased risk of complications such as perforation or tumor fracture. Moreover, these stents can be placed across relatively long lesions by overlapping stents in a

“stent-within-stent” manner.

In a retrospective series of 80 patients who underwent colonic stent placement for malignant large bowel obstruc- tion, stents were successfully placed in 70 patients (87.5%

overall technical success rate).29 Satisfactory symptomatic relief and clinical decompression was achieved in 67 patients (83.7% overall clinical success rate). Two perforations occurred in this series, one of which resulted in death. Other complications included stent migration resulting in expulsion, reobstruction, and intractable tenesmus. Stenting of cancers in the mid and low rectum may result in debilitating urgency and incontinence.

A recent series of 52 patients with malignant obstruction secondary to either primary or recurrent disease, who under- went stent placement by colorectal surgeons, reported that 50 of 52 were successfully palliated.30One patient had a perfo- ration, and in another patient obstruction was not relieved because of multiple sites of obstruction. The complication rate in this series was 25%; migration was the most common complication (15.4%), followed by reobstruction secondary to tumor ingrowth (3.8%), perforation, colovesical fistula, and severe tenesmus (2% each). Surgery was required in 17.3%, mostly because of complications or recurrent obstruction.

Complications reported in the literature on colonic stents include stent malpositioning, migration, tumor ingrowth (through the stent interstices), tumor overgrowth (beyond the ends of a stent), perforation, stool impaction, bleeding, tenes- mus, and postprocedure pain.

Laser therapy has also been used in certain situations, in conjunction with colonic stents, to recanalize and decom- press large bowel. Overall, as more experience is gained, these endoscopic palliation therapies increasingly provide effective and durable palliation for patients with malignant obstruction.

Surgical Management of the Primary Cancer—Resection

The role of bowel resection in patients with unresectable metastases is controversial. It is important to recognize that there are no randomized data demonstrating a survival bene- fit for bowel resection in Stage IV patients. However, pallia- tive resection of the primary tumor does provide durable local control, is generally well tolerated, and can benefit many Stage IV patients.31 However, randomized trials of 5-fluo- rouracil (5-FU)-based chemotherapy versus best supportive care, conducted in the 1990s, have shown that Stage IV patients receiving systemic chemotherapy have increased length and quality of life.3,4Moreover, with modern multidrug regimens, the beneficial impact of chemotherapy continues to increase.5,6 Thus, standard management for patients with unresectable metastatic colorectal cancer is systemic chemotherapy. The proper use of elective colon/rectal resec- tion in nonobstructed patients is a source of continuing debate. Oncologists properly cite loss of performance status, risk of surgical complications, and delay in chemotherapy as major downsides to palliative resection. Surgeons, however, understand that elective operations have a far lower morbidity than emergency surgery and fear having to operate on patients who obstruct while receiving chemotherapy or who present with more advanced disease after multiple cycles of ineffec- tive chemotherapy.

Four retrospective studies have evaluated nonoperative management of Stage IV colorectal cancer by comparing patients who did and did not undergo colorectal resection32–35 (Table 34-1). The data come from the 1990s, when 5-FU- based chemotherapy was the standard systemic therapy. In all four studies, a strong majority of patients were treated by upfront bowel resection. Patients who were not initially resected were more likely to have rectal cancers, to have more extensive metastatic disease, and to be older. Operative mor- tality for the patients having upfront resection ranged from 1.6% to 9%. Patients who did not have initial bowel resection underwent a subsequent colorectal operation in 9.3%–32% of cases, although the indications for subsequent operation were often not specified. From these limited data, it is clear that upfront colon resection is frequently practiced, particularly for patients with colon primaries and with less extensive metastatic disease. However, it is not possible to assess the impact of colon resection on symptom control, tolerance to subsequent chemotherapy, quality of life, or survival.

A prospective study of 24 patients with unresectable Stage IV colorectal cancer and minimally symptomatic primary cancers treated by 5-FU-based chemotherapy was reported by Sarela and colleagues.36Eleven patients had metastases lim- ited to the liver (six with greater than 50% replacement of the liver), 10 patients had lung metastases, and six patients had peritoneal metastases. In the follow-up period, four patients with sigmoid colon cancer developed bowel obstruction,

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which was treated by operation in two cases and by endolu- minal stenting in two cases. Three patients underwent right colectomy for abdominal pain with poor symptom relief. One patient underwent potentially curative resection after disease downstaging by chemotherapy. From this small study, it was concluded that a policy to defer resection of minimally symp- tomatic primary colorectal cancer is acceptable. However, it is noteworthy that 25% of the primary cancers (and 35% of the colon primaries) were ultimately resected.

Several retrospective studies have specifically examined the impact of rectal resection on patients with Stage IV rectal cancer.37–40The goals of radical surgery in this setting are to eliminate bleeding and obstruction, prevent local tumor pro- gression, and prepare the patient for systemic chemotherapy.

Moran et al.37 reported that, among 95 patients undergoing rectal resection, local symptom control was excellent, and only one required subsequent reoperation for local recur- rence. Longo et al.38reported that, among 103 patients, pelvic pain and sepsis were more common in the nonresected group (15%, 14%) than in the resected group (4%, 9%). Chu and colleagues39 reported on 21 Stage IV patients treated by abdominoperineal resection. Perioperative morbidity (33%) and mortality (0%) were acceptable, and 20 of 21 patients had complete and durable resolution of local symptoms. Nash and colleagues40reported results for 80 patients treated by rectal resection without radiotherapy. There was only one perioper- ative death, and median hospital stay was 9 days. Only five patients developed local failure. Median survival was 25 months, with greatest survival seen in patients who received and responded to systemic chemotherapy. These studies document that surgical resection can achieve excellent palliation of local symptoms.

There are few published data evaluating the effectiveness of radiotherapy in palliative management of Stage IV rectal cancer. Crane et al.41 reported on 55 patients who received chemoradiotherapy and 25 patients who received chemora- diotherapy followed by surgery. Both groups received sys- temic therapy (78% of patients). Pelvic symptom control was high (81%) in the chemoradiotherapy group, but not as high as in the chemoradiotherapy plus surgery group (91%).

There were limited data on the durability of symptom control over time.

To summarize the treatment options for Stage IV patients with unresectable metastases, treatment algorithms are shown for patients with Stage IV colon cancer (Figure 34-2) and Stage IV rectal cancer (Figure 34-3). The algorithms show multiple treatment options, reflecting the heterogeneity of disease presentation. The major variables to consider are location of the primary tumor, degree of colon/rectal obstruc- tion, extent of metastatic disease, and fitness of the patient for surgery. For patents with nonobstructing primary tumors, upfront treatment with chemotherapy is favored because, in this era of increasingly effective chemotherapy, it is impor- tant that patients be given the full benefit of aggressive sys- temic therapy. However, it should be remembered that the goal of therapy is effective palliation, and surgical resection remains the most effective and durable local treatment option.

Liver Metastasis

Of the 150,000 new cases of primary colorectal cancer diag- nosed in the United States each year, approximately 60% of these patients will develop liver metastases and about one- third will have disease limited to the liver.1 Overall, it has been estimated that about 10% of all patients with colorectal liver metastases are candidates for potentially curative hepatic surgery.42 Of those able to undergo complete hepatic resec- tion, 25%–35% achieve long-term survival.43Therefore, only a small percentage of the overall number of patients with metastatic colorectal cancer are cured by liver surgery; this underlines the paramount importance of patient selection in determining optimal treatment. These statistics also highlight the fact that the majority of patients with liver metastases have unresectable disease, and require evaluation for chemother- apy or supportive care. It should be noted, however, that with improvements in chemotherapy, surgical technique, and abla- tive techniques, the number of patients eligible for hepatic surgery is on the rise.44,45

TABLE34-1 Retrospective analysis of bowel resection for patients with unresectable Stage IV colorectal cancer

Operative Subsequent colon Median

Study Surgical group N Group features mortality (%) surgery (%) survival (mo)

Vander bilt34 Resection 66 Proximal cancers 4.6 14.5

No resection 23 Rectal cancers 9 16.6

MSKCC33 Resection 127 Proximal cancers, fewer metastases 1.6 16

103 Rectal cancers, more metastases 29 9

Medicare35 Resection 6,469 Proximal cancers, younger age 9 10

No resection 2,542 Rectal cancers 32 3

SEER32 Resection* 17,658 Proximal cancers, younger age NR Colon 11, rectum 16

No resection 9,096 Rectal primary, older age NR Colon 2, rectum 6

*Resection group includes both initial and delayed bowel resection.

NR, not reported.

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Natural History of Untreated Liver Metastases

To understand the impact of any therapy on outcome for patients with hepatic colorectal metastases, the natural history of untreated disease must be reviewed. This is especially rel- evant in understanding the impact of surgery for hepatic metastases, because there has never been a randomized trial comparing any therapy to surgery (nor is there ever likely to be). Before the 1980s, most hepatic metastases were left untreated. Several investigators have retrospectively studied untreated patients, documenting median survivals of 5–10 months; long-term survival was rarely seen.46The majority of these patients, however, had extensive disease, and most had

their primary tumor in place, making comparison to modern surgical series irrelevant. Nonetheless, some investigators ret- rospectively identified patients with isolated, potentially resectable hepatic metastases who were left untreated. In these patients with limited metastases isolated to the liver, who would otherwise be potential candidates for surgery, 3-year survival was 14%–23% and 5-year survival was 2%–8%.47,48 Whereas these studies were instrumental in demonstrating the relationship between bulk of disease and survival, they also clearly showed that, even in the best of cir- cumstances, 5-year survival of patients with untreated liver metastases is distinctly uncommon.

FIGURE34-2. Treatment algorithms for patients with Stage IV colon cancer: use of palliative colon resection.

FIGURE34-3. Treatment algorithms for patients with Stage IV rectal cancer: use of palliative rectal resection.

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Diagnosis and Patient Evaluation

In the patient who presents with liver metastases, the first con- sideration must be whether he or she is a potential surgical candidate, because resection remains the only potentially cur- ative modality. A careful extent of disease workup should be initiated. First, a complete evaluation of the colon via colonoscopy should be performed within a year of presenta- tion; this addresses the issue of synchronous and metachro- nous colonic neoplasms, as well as the issue of local recurrence (especially in rectal cancers). Complete cross- sectional imaging of the abdomen and pelvis with high-quality CT is also essential, to rule out extrahepatic disease. The addi- tional advantage of routine chest CT is low compared with that of a plain chest X-ray, but should be considered in high-risk cases.49 18F-FDG (Fluoro-deoxy-glucose) PET scanning is routinely performed because of early prospective data docu- menting its utility. The information obtained from PET scan- ning changes management decisions in patients with recurrent colorectal carcinoma 20%–50% of the time. The major strength of PET scanning seems to be the detection of occult extrahepatic disease.18Ongoing larger prospective studies will more clearly define the benefits of PET. A baseline serum car- cinoembryonic antigen (CEA) level should also be drawn, as it is of prognostic value (see below), and serves as a baseline to follow after the conclusion of therapeutic interventions.

Once the issue of extrahepatic disease has been addressed, high-quality imaging of the liver is essential in determining bulk of disease and resectability. CT scans are the most com- mon modality used to address liver disease and, with modern dynamic helical scanning techniques, this remains the main- stay of hepatic imaging. Routine CT scans can now evaluate the liver in combination with CT angiography or triphasic imaging of the parenchyma through various phases of intra- venous contrast circulation. The most sensitive CT technique is CT portography, which is a CT scan performed after injec- tion of contrast into the superior mesenteric artery. Because liver metastases derive their blood supply from the hepatic artery, when injected contrast enters the portal circulation, metastases appear like filling defects. Although this technique is considered the most sensitive method for evaluating the number of hepatic tumors, it often fails to define the anatomic relationships of tumor to hepatic vasculature, it requires an invasive procedure, and it is costly.50,51 Additionally, with modern standard CT techniques, the marginal benefit is prob- ably smaller than it once was.

Ultrasound and MRI are additional imaging techniques that can be useful in specific circumstances. Ultrasound is not an accurate method for addressing extrahepatic disease and, indeed, often cannot visualize the entire liver. However, in experienced hands, ultrasound is excellent at distinguishing neoplastic tumors from benign lesions such as cysts, focal nodular hyperplasia, or hemangiomata. Additionally, ultra- sound can specifically evaluate the relationship of specific lesions to major vascular structures and the biliary tree. MRI

is an excellent method for characterizing liver lesions.

Particularly if there are multiple hepatic lesions, not all of which are suspected to be metastatic tumors, MRI can help distinguish malignant lesions from cysts, hemangiomata, and other benign lesions. MRI is also an excellent modality for evaluating relationships of tumor to the biliary tree (via mag- netic resonance cholangiopancreatography—MRCP) and to hepatic vasculature. High-quality MRI and CT are probably equivalent for evaluating extent of liver disease, and as aids in surgical planning.52 In any patient being considered for hepatic resection, a complete medical workup should be per- formed to assess the patient’s fitness for undergoing a major abdominal operation. Any potential for liver dysfunction, such as alcohol abuse or chronic hepatitis, must be carefully evaluated. Pulmonary function should also be specifically evaluated, because patients undergoing major hepatectomy are at special risk for developing pulmonary complications, because of the upper abdominal transverse incision that is often necessary and the inevitable sympathetic pleural effu- sion. Likewise, any patient with a history of cardiac disease should be evaluated (as for any major abdominal surgery). We do not use chronologic age as a contraindication to hepatic surgery. We have previously reported that patients older than age 70 did as well as younger patients after hepatec- tomy.53This reflects careful patient selection and emphasizes the fact that physiologic age is more important than chrono- logic age.

Treatment Options

Chemotherapy

Until recently, chemotherapy was considered largely ineffec- tive as treatment of unresectable metastatic colorectal cancer.

However, with the development of irinotecan, oxaliplatin, hepatic arterial infusional chemotherapy with fluorodeoxyuri- dine (FUDR), and newer molecular-based therapies, there are now more effective chemotherapeutic options for these patients. For nearly 50 years, 5-FU was the only effective chemotherapeutic regimen for metastatic colorectal cancer.

Despite many attempts to modify 5-FU with other agents, response rates generally ranged from 15% to 20%, and sur- vival beyond 1 year was uncommon. The addition of leucov- orin (5-FU/LV) and the use of infusional dosing techniques are associated with an increased response rate, and are fre- quently used despite no improvement in survival.54

Irinotecan (CPT-11) in conjunction with 5-FU/LV has been recently shown to be more effective than 5-FU/LV alone for treatment of metastatic colorectal cancer. Two randomized tri- als established the superiority of single-agent irinotecan over 5-FU/LV alone or best supportive care as second-line ther- apy.55,56 Additionally, two randomized trials utilizing com- bined irinotecan/5-FU/LV as first-line chemotherapy have shown response rates of 40%, with modestly improved sur- vival (median 15–17 months versus 12–14 months).57,58The

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addition of oxaliplatin has been particularly exciting because of the in vitro sensitivity seen in cisplatin-resistant cell lines, as well as its synergy with 5-FU.58,59 In a trial comparing oxaliplatin/5-FU/LV (FOLFOX) to 5-FU/LV, response rates for FOLFOX were in excess of 50% (compared with 22% for 5-FU/LV). There was no difference in survival, but this is likely attributable to a 37% crossover from 5-FU/LV to FOL- FOX during the trial.60 Early analyses of comparisons of irinotecan/5-FU/LV to FOLFOX have so far shown FOLFOX to yield superior response rates.61Ongoing trials continue to define optimal timing, dosing, and sequence of various com- bination regimens. As these trials mature, and modern sys- temic chemotherapy regimens are refined, we are now seeing median survivals in excess of 20 months.59,62

Regional hepatic therapy via hepatic artery infusional (HAI) chemotherapy has been studied since the 1970s. This treatment takes advantage of the fact that hepatic metastases derive their blood supply from hepatic arterial branches.63 Additionally, only a small proportion of systemically admin- istered chemotherapy reaches the liver. The most frequently used agent for HAI is FUDR, which has a 90% hepatic extrac- tion ratio. This permits maximal treatment of liver metastases and minimization of systemic side effects. However, HAI with FUDR limits treatment of occult extrahepatic disease.

This can be addressed by giving additional systemic agents, or by using 5-FU via the hepatic artery with a higher

“spillover” effect into the systemic circulation.

Early phase II trials of HAI FUDR or 5-FU for unre- sectable colorectal hepatic metastases demonstrated remark- able response rates ranging from 29% to 88%.64–67 Subsequently, 10 randomized phase III trials comparing HAI chemotherapy to systemic chemotherapy have been com- pleted (Table 34-2). From 1987 through 1990, five trials were done comparing HAI FUDR to intravenous FUDR or intra- venous 5-FU/LV. All of these trials showed significantly increased response rates, but only trials comparing HAI chemotherapy to best supportive care showed improved sur- vival. Most of these trials were underpowered and most allowed crossover, making conclusions about survival diffi- cult. Two metaanalyses of the first seven trials have been per- formed on the assumption that each was underpowered, in an attempt to detect significant survival differences.68,69 Both clearly confirmed the increased response rates, and both showed a modest survival benefit.

Since reporting of these seven trials, three more have been performed. The German Cooperative Group compared HAI FUDR to HAI 5-FU/LV to systemic 5-FU/LV. Response rates were significantly higher in patients receiving HAI chemotherapy (43% and 45% versus 20%), but there was no improvement in time to progression or overall survival.

Similar to many of the previous trials, this study is difficult to interpret because only 70% of the HAI patients received the intended therapy and 51% of patients crossed over to other groups.70Another trial performed by the Medical Research

TABLE34-2. Randomized trials comparing HAI to systemic chemotherapy for unresectable liver metastases

Percentage receiving Response rate Median

Study group Year Arms n assigned treatment Crossover allowed (% CR +PR) survival (mo)

MSKCC161 1987 HAI FUDR 48 94 Yes 50* 17

IV FUDR 51 94 20 12

NCI162 1987 HAI FUDR 32 66 No 62* 17

IV FUDR 32 92 17 12

NCOG163 1989 HAI FUDR 67 75 Yes 42* 17

IV FUDR 76 86 10 16

City of Hope164 1990 HAI FUDR 31 100 Yes 55* 14

IV 5-FU 10 100 20 12

NCCTG165 1990 HAI FUDR 39 85 No 48 13

IV 5-FU/LV 35 100 12 11

French166 1992 HAI FUDR 81 87 No 44* 15*

BSC or IV5-FU 82 50 got 5-FU 9 11

English167 1994 HAI FUDR 51 96 No 14

BSC or IV5-FU 49 20 got 5-FU 8

German70 2000 HAI FUDR 54 69 Yes 43* 13

HAI 5-FU/LV 57 70 45* 19

IV 5-FU/LV 57 91 20 18

MRC/EORTC71 2003 HAI 5-FU/LV 95 66 No 22 15

IV 5-FU/LV 126 87 19 15

CALGB168 2003 HAI FUDR 59 87 No 48* 23*

IV 5-FU/LV 58 87 25 20

Source: Adapted from Cohen and Kemeny.169

Note: Response rate calculations are based on patients who received assigned treatment. Survival based on intent-to-treat calculation.

NCI, National Cancer Institute; NCOG, Northern California Oncology Group; NCCTG, North Central Cancer Treatment Group; MRC/EORTC, Medical Research Group/European Organization for Research and Treatment of Cancer; CR, complete response; PR, partial response.

*Statistically significant (P < .05)

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Council and the European Organization for the Research and Treatment of Cancer compared HAI 5-FU/LV with systemic 5-FU/LV. This trial did not allow crossover, and showed sim- ilar response rates, time to progression, and overall survival.

Again, only 66% of those patients assigned to HAI chemotherapy received the assigned therapy; additionally, HAI chemotherapy was with 5-FU rather than FUDR.71 A Cancer and Leukemia Group B (CALGB) trial comparing HAI FUDR to systemic 5-FU/LV without crossover has recently been completed. Response rates were demonstrated to be significantly higher with HAI FUDR (48% versus 25%), as was overall survival (22.7 months versus 19.8 months).72

One of the major lessons learned from trials evaluating HAI chemotherapy was that, although control of hepatic dis- ease was excellent, there was significant extrahepatic failure.

Currently, with the explosion of new active systemic agents, a new paradigm has developed in the treatment of hepatic col- orectal metastases. Many phase I and II trials are now evalu- ating combinations of HAI FUDR with systemically administrated 5-FU/LV with irinotecan and/or oxaliplatin.

Even in pretreated patients, impressive response rates in excess of 80% are being seen.73Although recent advances in cytotoxic chemotherapy for colorectal cancer over the last decade have been very exciting, the development of targeted molecular-based therapy provides even greater hope for more effective systemic treatments. Studies continue to focus on immune-based therapy including vaccines, monoclonal anti- bodies, and immunotoxins. Anti-angiogenic therapy with anti–vascular endothelial growth factor antibodies (beva- cizumab) are also currently being evaluated. Inhibitors of the receptor for epidermal growth factor, a tyrosine kinase recep- tor, has also shown promising results, and drugs such as cetuximab (C225), ZD1839 (Iressa), and OSI774 (Tarceva) are actively being studied. Results of current clinical trials are anxiously awaited to see where these molecular-based tar- geted therapies will ultimately fit in among the armamentar- ium of systemic therapy for colorectal cancer.62

Resection

As described above, it is clear that patients with untreated hepatic colorectal metastases have poor survival. Although response rates to chemotherapeutic regimens are improving, the only therapy ever shown to be potentially curative for hepatic colorectal metastases is complete resection. When sur- geons began attempting resections for metastatic colorectal cancer they were met with some skepticism.74The concept of treating what is generally acknowledged to be a “systemic”

problem with “locoregional” therapy was certainly question- able. Additionally, liver resection performed in the 1970s and 1980s was associated with high morbidity and mortality, mak- ing its role in the treatment of advanced cancer suspect at that time.75 Over the last 20 years, however, large series have demonstrated that liver surgery can now be practiced with acceptable safety, and that patients with isolated and resectable hepatic metastases have the potential for long-term survival.

In modern series, mortality rates for hepatectomy for metastatic colorectal cancer are uniformly 5% or less (Table 34-3). Nonetheless, morbidity for these operations remains substantial, and is usually reported between 20% and 50%.

Fortunately, this morbidity does not generally translate into long hospital stays, intensive care unit stays, long-term dis- ability, or early mortality. The most ominous complications, such as liver failure and significant hemorrhage, are now dis- tinctly uncommon, thanks to better surgical technique and postoperative care. A recent review of more than 1800 liver resections (57% of a lobe or greater) over the last decade at our institution found that the median hospital stay was 8 days, morbidity was 45%, and mortality was 3%. Furthermore, of the 1245 hepatectomies performed for metastatic disease, mortality was 2.4%.76

Liver resection for metastatic colorectal cancer was perfor- med sporadically in the 1970s, but was an unproven and sus- pect therapy. Dr. James Foster traveled to medical centers in the United States recording outcomes in patients undergoing

TABLE34-3. Surgical series of hepatectomy for metastatic colorectal cancer with 100 or more patients

Author No. of patients Operative mortality (%) 1-y survival (%) 5-y survival (%) 10-y survival (%) Median survival (mo)

Adson et al.170 141 2 82 25 24

Hughes et al.171 607 33

Schlag et al.82 122 4 85 30 32

Doci et al.80 100 5 30 28

Gayowski et al.172 204 0 91 32 33

Scheele et al.173 469 4 83 33 20 40

Fong et al.174 577 4 85 35 40

Jenkins et al.175 131 4 81 25 33

Rees et al.176 150 1 94 37

Jamison et al.177 280 4 84 27 20 33

Fong et al.84 1001 3 89 37 22 42

Minagawa et al.178 235 0 35 26 37

Figueras et al.179 235 4 87 36

Choti et al.180 226 1 40 26 46

Laurent et al.181 311 3 86 36 40

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hepatectomy for colorectal metastases and, for the first time, documented 5-year survival rates of 25%.77Major institutional and multi-institutional reviews of patients undergoing hepate- ctomy for metastatic colorectal cancer have now clearly docu- mented that, in well-selected patients, 5-year survival ranges from 25% to 40%, 10-year survival ranges from 20% to 26%, and median survivals range from 24 to 46 months (Table 34- 4). These results obviously compare favorably to the results of no treatment (median survival 5–10 months) and to those of chemotherapy (median survival 10–14 months). Despite recent improvements in chemotherapy resulting in median sur- vivals as high as 20 months (see above), complete resection still provides the best outcomes. True long-term cure from chemotherapy is extraordinarily rare, whereas at least half of the long-term survivors after liver resection are disease-free and presumably cured.78For these reasons, no trial has ever compared hepatectomy to no treatment or chemotherapy alone. Liver resection for resectable hepatic colorectal metastases is the treatment of choice.

Many studies of patients undergoing liver resection for iso- lated hepatic metastases have evaluated prognostic factors to help select those patients most likely to benefit from hepatec- tomy and, conversely, to identify those unlikely to benefit.

The two most consistent negative prognostic factors are the presence of extrahepatic disease and the inability to resect all tumor; these two factors remain contraindications to hepatec- tomy. The exception to this rule is the patient with limited pulmonary metastases or colonic anastomotic recurrence, who may undergo combined resections with some success.42 Although there are many inconsistencies in the major reported series, a list of other poor prognostic factors exist;

these include lymph nodes involved by the primary colorectal tumor, synchronous presentation [or shorter disease-free interval (DFI)], larger number of tumors, bilobar involve- ment, CEA elevation greater than 200 ng/mL, and involved histologic margins.79–83Although it seems to be true that the stage of the primary tumor, the interval in which metastatic disease has developed, and the bulk of tumor in the liver (measured by size, number, and/or CEA level) can provide prognostic information on outcome after hepatectomy, none of these findings in and of themselves preclude the potential for long-term survival. We recently published a multivariate

analysis of 1001 patients who underwent potentially curative hepatectomy, and identified five factors as having the most influence on outcome.84 These included size greater than 5 cm, DFI of less than 1 year, more than one tumor, lymph node-positive primary, and CEA greater than 200 ng/mL.

Utilizing these five factors, we have developed a risk score predictive of recurrence after liver resection (Table 34-4).

Recurrence after hepatectomy for colorectal metastases is common, occurring in more than two-thirds of patients. In fact, long-term survival does not necessarily imply that there has been no recurrence. In a study of 96 actual 5-year sur- vivors, nearly half had experienced a recurrence at some point and received further therapy.78In patients who do recur, the liver is the most common site of recurrence and is involved approximately 45% of the time. Most of these recurrences are isolated to the liver. Other common sites are lung, bone, and various intraabdominal sites.85Because many recurrences are isolated to the liver, repeat liver resection has been attempted by several surgeons with some success. Unfortunately, only 5%–10% of patients are candidates for a second liver resec- tion, underscoring the importance of patient selection.

Currently, at least 14 series reporting on more than 700 patients have documented that repeat hepatectomy for metastatic colorectal cancer is safe and effective in well- selected patients. Mortality is less than 5%, median survival from the time of the second liver resection ranges from 23 to 46 months, and 5-year survival ranges from 30% to 41%.86 The factors most often associated with a poor outcome after repeat hepatectomy are size and number of tumors, as well as short DFI. Because of the potential for further effective ther- apeutic interventions after primary liver resection, patients eligible for such treatment should be followed with serial CEA and imaging studies to detect recurrences at an early and potentially treatable phase.

Because recurrence after hepatectomy for metastatic col- orectal cancer is common, there is a sound rationale for use of adjuvant therapy. Indeed, adjuvant 5-FU-based systemic chemotherapy after liver resection was often given, but its use was not supported by prospective trials. A number of retro- spective comparisons have been performed, but no definitive published data support the routine use of adjuvant postopera- tive 5-FU-based systemic chemotherapy. The effect of newer,

TABLE34-4. Clinical risk score*and survival in 1001 patients undergoing liver resection for metasta- tic colorectal cancer

Score 1-y survival (%) 3-y survival (%) 5-y survival (%) Median survival (mo)

0 93 72 60 74

1 91 66 44 51

2 89 60 40 47

3 86 42 20 33

4 70 38 25 20

5 71 27 14 22

Source: Adapted from Fong et al.84

*Each of the following five risk factors equals one point: node positive primary, DFI <12 mo, >1 tumor, size

> 5 cm, CEA > 200 ng/mL. Score is total number of points in an individual patient.

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more effective chemotherapeutic regimens on long-term sur- vival after hepatectomy is not known, but is promising.

Because hepatic metastases derive their blood supply from the hepatic artery and the most common site of recurrence after hepatectomy is within the remnant liver, there is a strong argument for the use of HAI chemotherapy. Three random- ized trials have addressed the efficacy of adjuvant HAI chemotherapy. In the German Cooperative multicenter study, HAI 5-FU/LV was compared with no treatment after hepate- ctomy. No significant differences in outcome were found;

however, many patients in the HAI arm did not receive ther- apy, and 5-FU is not considered the optimal therapeutic for HAI chemotherapy.87 In the recently published Intergroup study, adjuvant HAI FUDR combined with systemic 5-FU was compared with no treatment. A significant improvement in survival (46% versus 25% 4-year survival, P = .04) was demonstrated only when analyzed by actual treatment received. There was no significant difference in outcome when analyzed in an intent-to-treat manner.88The third trial, performed at Memorial Sloan-Kettering Cancer Center (MSKCC), compared systemic 5-FU/LV to systemic 5-FU/LV combined with HAI FUDR. Ninety-two percent of patients received therapy as assigned, and there was a significant improvement in 2-year survival (the primary endpoint) favor- ing the addition of HAI FUDR (86% versus 72%).89

Given the growing number of chemotherapeutic options for patients with metastatic colorectal cancer, there are many options for the patient who has had all of his or her liver metas- tases resected. Because HAI FUDR combined with systemic 5-FU/LV is the only therapy ever shown to improve survival in this setting, there is a strong argument for the use of this modal- ity; however, the surgeon and medical oncologist need to have experience with pump implantation and management. With the advent of more effective systemic chemotherapy, such as irinotecan and oxaliplatin, as well as molecular targeted agents, new trials are needed to assess optimal adjuvant therapy.

Because the majority of patients with hepatic colorectal metastases are technically unresectable, the development of more effective chemotherapy has inspired many oncologists to use a “neoadjuvant” chemotherapy strategy in an attempt to render patients resectable. In a series from France, 701 patients with unresectable liver metastases received chronomodulated 5-FU/LV and oxaliplatin. Ninety-five (14%) of these patients became resectable, secondary to chemotherapeutic response, and underwent staged resection. The resections used tech- niques such as portal vein embolization and intraoperative ablation to extirpate all tumor, and achieved an actuarial 5-year survival rate of 35%.44Another study analyzed 23 previously treated patients with unresectable liver metastases. HAI FUDR was administered, and six patients (26%) were ultimately able to undergo an R0 resection.45These early studies suggest that patients with unresectable liver metastases should be treated aggressively with chemotherapy and reevaluated at intervals for the possibility of resection.

Although resection has become the gold standard for treat- ment of liver metastases, other methods of tumor destruction

using thermal ablation techniques have also been developed.

Cryotherapy has been used for decades, and utilizes probes to freeze tumors and surrounding normal hepatic parenchyma.

Cryotherapy generally requires a laparotomy, and complica- tions such as bleeding, liver cracking, and a cryoshock phe- nomena characterized by thrombocytopenia and disseminated intravascular coagulation can occur. More recently, radiofre- quency ablation (RFA) probes have been developed that can heat liver tumors and a surrounding margin of tissue to create coagulation necrosis. RFA can be used percutaneously, laparo- scopically, and at laparotomy under ultrasound, CT, or MRI guidance. Furthermore, RFA has low morbidity that generally ranges around 10% and is rarely serious. Although RFA can be used near blood vessels, because the heat-sink effect of blood flow protects the endothelium, major bile ducts can be seri- ously injured, limiting the use of RFA in central tumors situ- ated near major bile ducts. Local recurrence after RFA is a significant problem, and seems to be strongly correlated with tumor size. Generally, recurrence is more common in tumors greater than 4 or 5 cm in diameter and in tumors abutting major blood vessels. With improvements in localization and monitoring of thermal application, however, these therapies are very promising alternatives to surgery. Perhaps the greatest application of ablative techniques will be in their use as addi- tions to resection in patients with multiple bilobar tumors.

Ongoing studies are currently evaluating these strategies.90,91

Lung Metastasis

It has been estimated that approximately 10% of patients with colorectal cancer will develop lung metastasis. Of these, only 10% will have metastases isolated to the lung; and of those patients with isolated lung metastases, only a small propor- tion (probably another 10%) will be considered candidates for pulmonary metastasectomy.92 These estimates demonstrate that the majority of patients with metastatic colorectal cancer to the lung have advanced disease, and are thus treated with systemic chemotherapy or best supportive care. Few patients will be candidates for metastasectomy; this tiny proportion reflects extremely careful patient selection.

Data on the results of metastasectomy for colorectal lung metastases are inherently flawed because they have been ret- rospectively collected over long periods of time, and mostly reflect patient selection and tumor biology. There are no ade- quate control groups to compare survival; therefore, survival statistics are difficult to interpret. However, some patients who undergo pulmonary metastasectomy are cured, and long-term survival without complete resection is very rare, suggesting that patients do occasionally benefit.

Modern series of lung resection for metastatic colorectal cancer uniformly report operative mortalities of less than 2%

(Table 34-5). Five-year survival rates range from 16% to 64%, but generally cluster around 30% to 40%. Most studies eval- uate factors associated with outcome; however, given the lim- ited number of cases, the statistical power of these studies to

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detect significant factors is limited. Generally, the pathology of the primary tumor (grade, location, stage) has not been associated with outcome. The most frequently cited signifi- cant factors associated with adverse outcome are number and size of lung tumors, short DFI, increased CEA, and incom- plete resection.

Although the majority of series evaluate disease limited to the lungs, several series have evaluated patients with both liver and lung metastases. Some authors advocate resection of synchronous limited extrapulmonary disease,93but the major- ity of studies that have analyzed synchronous liver and lung metastases report a uniformly poor outcome after combined resections. Long-term survival is very uncommon in this situ- ation.94,95In the setting of isolated pulmonary recurrence after potentially curative partial hepatectomy, outcomes for pul- monary metastasectomy are more favorable and are similar to those for the initial hepatectomy.94–96

The surgical approach to patients who are potential candi- dates for pulmonary metastasectomy has been somewhat con- troversial. Based on older studies reported in the 1980s citing a 38% yield of contralateral thoracotomy in finding radi- ographically occult disease, routine bilateral thoracotomy had been advocated.97With modern-day CT, such an approach is not justified; indeed, the majority of surgeons perform pul- monary metastasectomy through a unilateral standard thoraco- tomy. The use of video-assisted thoracoscopic surgery (VATS) has increased in recent years, and is often used in metastasec- tomy when a minimal parenchymal resection is necessary. One problem with VATS is its inability to palpate the lung parenchyma; a prospective study evaluating confirmatory tho- racotomy after VATS showed that 22% of lesions can be missed.98However, with improvements in radiology and VATS technique, a minimally invasive approach can be justified.

Peritoneal Metastasis

The peritoneal surface is involved in approximately 10%–15% of patients with colorectal cancer at time of initial presentation (synchronous metastases) and in 20%–50% of

patients who develop recurrence (metachronous metas- tases).99–102As a site of colorectal cancer metastasis, the peri- toneal surface ranks second only to the liver. Peritoneal metastasis occurs by direct implantation of cancer cells via one of four mechanisms: 1) spontaneous intraperitoneal (IP) seeding from a T4 colorectal cancer that has penetrated the serosal surface of the colon103; 2) extravasation of tumor cells at the time of colon perforation from an obstructing cancer; 3) iatrogenic tumor perforation through an area of serosal injury or enterotomy at the time of colon resection; 4) leakage of tumor cells from transected lymphatics or veins at the time of colon resection.104The risk of peritoneal metastasis is there- fore highest in the setting of locally advanced cancers.

Peritoneal metastases are clinically important because of their frequent progression to malignant ascites and/or malig- nant bowel obstruction. In a French multicenter prospective study to assess the natural history of peritoneal carcinomato- sis, 118 patients with T3 or T4 colorectal cancers were among the 370 study patients with nongynecologic malignancies.105 Synchronous peritoneal carcinomatosis was found in 58.5%

of the patients with colorectal cancer. The most frequent symptoms were ascites (29.7%) and bowel obstruction (19.5%).

Preoperative detection of peritoneal metastases is not reli- able. Noninvasive imaging frequently misses small peritoneal lesions, even when these are widely disseminated. The sensi- tivity of CT scanning for lesions smaller than 5 mm is only 28%, as compared with 70% for lesions 2 cm or greater.106 Thus, indirect signs such as bulky primary tumor, ascites, or bowel obstruction are important clues.

The extent of carcinomatosis is a major prognostic factor, and is best assessed by either laparoscopic or open explo- ration. Two different peritoneal carcinomatosis staging sys- tems (Gilly’s classification and Peritoneal Cancer Index of Sugarbaker) can be used to assess the extent of carcinomato- sis.107,108 These staging systems have both shown utility in determining the prognosis and treatment of patients with peri- toneal carcinomatosis. By Gilly’s classification, carcinomato- sis is classified principally by the dimensions of the peritoneal tumor implants: Stage I, tumor nodules < 5 mm in diameter TABLE34-5. Outcome of patients undergoing pulmonary metastasectomy for colorectal cancer

Author n Operative mortality (%) 5-y survival (%) Significant risk factors

Mori et al.182 35 38 None found

McCormack et al.183 144 0 44 Margin

McAfee et al.93 139 1 31 No. of lesions, CEA

Yano et al.184 27 41 No. of lesions

Saclarides et al.185 23 16 No. of lesions

van Halteren et al.186 38 43 DFI

Shirouzu et al.187 22 37 No. of lesions, size

Girard et al.188 86 1 24 CEA, margin

Okumura et al.189 159 2 41 No. of lesions, LN status

Zanella et al.190 22 0 62 None found

Zink et al.191 110 0 33 Size, CEA

Source: Adapted from Rizk and Downey.96 LN, lymph nodes.

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